Last 12 months
Inside the activity.
5 purchase rows · 25 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 1 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 8 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 3 | 4 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 10, 2017 Filed Dec 11, 2017 20:55 UTC |
Huffman David SChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000093 · wf-form4_151302570542765.xml · derivative · entry 8 Huffman David S · CIK 0001388157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F5 · derivative.exercise_date: As reported on a Form 4 dated December 19, 2014, the reporting person received a grant of 3,300 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2015. F5 · derivative.expiration_date: As reported on a Form 4 dated December 19, 2014, the reporting person received a grant of 3,300 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2015. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 20:55 UTC |
Huffman David SChief Financial Officer
|
Tax withholdingCommon Stock | 1,889 | $15.25 | $28,807.25 |
DisclosureSEC source: 0001381668-17-000093 · wf-form4_151302570542765.xml · nonDerivative · entry 4 Huffman David S · CIK 0001388157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,660 F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 20:55 UTC |
Huffman David SChief Financial Officer
|
Exercise / conversionCommon Stock | 1,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000093 · wf-form4_151302570542765.xml · nonDerivative · entry 3 Huffman David S · CIK 0001388157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,549 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 20:55 UTC |
Huffman David SChief Financial Officer
|
Exercise / conversionCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000093 · wf-form4_151302570542765.xml · nonDerivative · entry 2 Huffman David S · CIK 0001388157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,916 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 20:55 UTC |
Huffman David SChief Financial Officer
|
Exercise / conversionCommon Stock | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000093 · wf-form4_151302570542765.xml · nonDerivative · entry 1 Huffman David S · CIK 0001388157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,416 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 20:53 UTC |
Zbanek Cathy WChief Mkting Off of subsidiary
|
Exercise / conversionRestricted Stock Units · Derivative | 1,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000091 · wf-form4_151302561917811.xml · derivative · entry 9 Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,867 Underlying: Common Stock · 1,933 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F7 · derivative.exercise_date: On December 15, 2016, the reporting person received a grant of 5,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017. F7 · derivative.expiration_date: On December 15, 2016, the reporting person received a grant of 5,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 20:53 UTC |
Zbanek Cathy WChief Mkting Off of subsidiary
|
Exercise / conversionRestricted Stock Units · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000091 · wf-form4_151302561917811.xml · derivative · entry 8 Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Common Stock · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F6 · derivative.exercise_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs") on December 15, 2015. These RSUs vest in three equal annual installments beginning December 10, 2016. F6 · derivative.expiration_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs") on December 15, 2015. These RSUs vest in three equal annual installments beginning December 10, 2016. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 20:53 UTC |
Zbanek Cathy WChief Mkting Off of subsidiary
|
Exercise / conversionRestricted Stock Units · Derivative | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000091 · wf-form4_151302561917811.xml · derivative · entry 7 Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F5 · derivative.exercise_date: As reported on a Form 4 dated December 19, 2014, the reporting person received a grant of 3,300 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2015. F5 · derivative.expiration_date: As reported on a Form 4 dated December 19, 2014, the reporting person received a grant of 3,300 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2015. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 20:53 UTC |
Zbanek Cathy WChief Mkting Off of subsidiary
|
Tax withholdingCommon Stock | 2,242 | $15.25 | $34,190.50 |
DisclosureSEC source: 0001381668-17-000091 · wf-form4_151302561917811.xml · nonDerivative · entry 4 Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,159 F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 20:53 UTC |
Zbanek Cathy WChief Mkting Off of subsidiary
|
Exercise / conversionCommon Stock | 1,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000091 · wf-form4_151302561917811.xml · nonDerivative · entry 3 Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,401 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 20:53 UTC |
Zbanek Cathy WChief Mkting Off of subsidiary
|
Exercise / conversionCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000091 · wf-form4_151302561917811.xml · nonDerivative · entry 2 Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 20:53 UTC |
Zbanek Cathy WChief Mkting Off of subsidiary
|
Exercise / conversionCommon Stock | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000091 · wf-form4_151302561917811.xml · nonDerivative · entry 1 Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,968 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 20:52 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 9,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000089 · wf-form4_151302553661360.xml · derivative · entry 15 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,667 Underlying: Common Stock · 9,833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F6 · derivative.exercise_date: On December 15, 2016, the reporting person received a grant of 29,500 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017. F6 · derivative.expiration_date: On December 15, 2016, the reporting person received a grant of 29,500 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 20:52 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 5,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000089 · wf-form4_151302553661360.xml · derivative · entry 14 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,934 Underlying: Common Stock · 5,933 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F5 · derivative.exercise_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 17,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2016. F5 · derivative.expiration_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 17,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2016. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 20:52 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 11,034 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000089 · wf-form4_151302553661360.xml · derivative · entry 13 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,034 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F4 · derivative.exercise_date: As reported on a Form 4 dated December 19, 2014, the reporting person received a grant of 33,100 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2015. F4 · derivative.expiration_date: As reported on a Form 4 dated December 19, 2014, the reporting person received a grant of 33,100 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2015. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 20:52 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Exercise / conversionCommon Stock | 9,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000089 · wf-form4_151302553661360.xml · nonDerivative · entry 3 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,311 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 20:52 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Exercise / conversionCommon Stock | 5,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000089 · wf-form4_151302553661360.xml · nonDerivative · entry 2 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,478 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 20:52 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Exercise / conversionCommon Stock | 11,034 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000089 · wf-form4_151302553661360.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 20:14 UTC |
Fiala Robert ADirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000087 · wf-form4_151302324418296.xml · derivative · entry 2 Fiala Robert A · CIK 0001388144 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F2 · derivative.exercise_date: On December 15, 2016, the reporting person received a grant of 2,300 Restricted Stock Units (RSUs), which fully vest on December 10, 2017. F2 · derivative.expiration_date: On December 15, 2016, the reporting person received a grant of 2,300 Restricted Stock Units (RSUs), which fully vest on December 10, 2017. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 20:14 UTC |
Fiala Robert ADirector
|
Exercise / conversionCommon Stock | 2,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000087 · wf-form4_151302324418296.xml · nonDerivative · entry 1 Fiala Robert A · CIK 0001388144 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 20:12 UTC |
Cohen Martin JDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000085 · wf-form4_151302314810999.xml · derivative · entry 3 Cohen Martin J · CIK 0001388249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F2 · derivative.exercise_date: On December 15, 2016, the reporting person received a grant of 2,300 Restricted Stock Units (RSUs), which fully vest on December 10, 2017. F2 · derivative.expiration_date: On December 15, 2016, the reporting person received a grant of 2,300 Restricted Stock Units (RSUs), which fully vest on December 10, 2017. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 20:12 UTC |
Cohen Martin JDirector
|
Exercise / conversionCommon Stock | 2,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000085 · wf-form4_151302314810999.xml · nonDerivative · entry 1 Cohen Martin J · CIK 0001388249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 20:10 UTC |
Huml Paul JChief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000081 · wf-form4_151302298817232.xml · derivative · entry 11 Huml Paul J · CIK 0001388162 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,267 Underlying: Common Stock · 1,633 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F8 · derivative.exercise_date: On December 15, 2016, the reporting person received a grant of 4,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017. F8 · derivative.expiration_date: On December 15, 2016, the reporting person received a grant of 4,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 20:10 UTC |
Huml Paul JChief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000081 · wf-form4_151302298817232.xml · derivative · entry 10 Huml Paul J · CIK 0001388162 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Common Stock · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F7 · derivative.exercise_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs") on December 15, 2015. These RSUs vest in three equal annual installments beginning December 10, 2016. F7 · derivative.expiration_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs") on December 15, 2015. These RSUs vest in three equal annual installments beginning December 10, 2016. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 20:10 UTC |
Huml Paul JChief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000081 · wf-form4_151302298817232.xml · derivative · entry 9 Huml Paul J · CIK 0001388162 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F6 · derivative.exercise_date: As reported on a Form 4 dated December 19, 2014, the reporting person received a grant of 3,300 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2015. F6 · derivative.expiration_date: As reported on a Form 4 dated December 19, 2014, the reporting person received a grant of 3,300 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2015. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 20:10 UTC |
Huml Paul JChief Operating Officer
|
Tax withholdingCommon Stock | 2,094 | $15.25 | $31,933.50 |
DisclosureSEC source: 0001381668-17-000081 · wf-form4_151302298817232.xml · nonDerivative · entry 4 Huml Paul J · CIK 0001388162 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,625 F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. F3 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 20:10 UTC |
Huml Paul JChief Operating Officer
|
Exercise / conversionCommon Stock | 1,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000081 · wf-form4_151302298817232.xml · nonDerivative · entry 3 Huml Paul J · CIK 0001388162 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 20:10 UTC |
Huml Paul JChief Operating Officer
|
Exercise / conversionCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000081 · wf-form4_151302298817232.xml · nonDerivative · entry 2 Huml Paul J · CIK 0001388162 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 20:10 UTC |
Huml Paul JChief Operating Officer
|
Exercise / conversionCommon Stock | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000081 · wf-form4_151302298817232.xml · nonDerivative · entry 1 Huml Paul J · CIK 0001388162 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,586 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 20:08 UTC |
Adam Judith ZChief Risk Off of Subsidiary
|
Exercise / conversionRestricted Stock Units · Derivative | 13,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000079 · wf-form4_151302290679317.xml · derivative · entry 4 Adam Judith Z · CIK 0001388163 · Chief Risk Off of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F4 · derivative.exercise_date: On December 11, 2014, the reporting person received a grant of 13,000 Restricted Stock Units ("RSUs") that fully vest on December 10, 2017. F4 · derivative.expiration_date: On December 11, 2014, the reporting person received a grant of 13,000 Restricted Stock Units ("RSUs") that fully vest on December 10, 2017. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 20:08 UTC |
Adam Judith ZChief Risk Off of Subsidiary
|
Exercise / conversionCommon Stock | 13,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000079 · wf-form4_151302290679317.xml · nonDerivative · entry 1 Adam Judith Z · CIK 0001388163 · Chief Risk Off of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,414 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 10, 2017 Filed Dec 12, 2017 18:41 UTC |
MULLIGAN WILLIAM CDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000108 · wf-form4_151310408348740.xml · derivative · entry 2 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F2 · derivative.exercise_date: On December 15, 2016, the reporting person received a grant of 2,300 Restricted Stock Units (RSUs), which fully vest on December 10, 2017. F2 · derivative.expiration_date: On December 15, 2016, the reporting person received a grant of 2,300 Restricted Stock Units (RSUs), which fully vest on December 10, 2017. Read SEC document |
| December 10, 2017 Filed Dec 12, 2017 18:41 UTC |
MULLIGAN WILLIAM CDirector
|
Exercise / conversionCommon Stock | 2,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000108 · wf-form4_151310408348740.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 09:22 UTC |
Asher Anthony JDirector
|
SaleCommon Stock | 4,165 | $15.33 | $63,849.45 |
DisclosureSEC source: 0001381668-17-000070 · wf-form4_150997813105865.xml · nonDerivative · entry 1 Asher Anthony J · CIK 0001434851 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 0 Read SEC document |
| September 05, 2017 Filed Sep 7, 2017 16:13 UTC |
Motta Anna Maria PChief Information Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $8.61 | $0.00 |
DisclosureSEC source: 0001381668-17-000063 · wf-form4_150480079637338.xml · derivative · entry 5 Motta Anna Maria P · CIK 0001617699 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2021-12-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The reporting person received a grant of 40,000 stock options which vested 100% on December 15, 2014. The reporting person previously exercised 35,000 of these stock options. Read SEC document |
| September 05, 2017 Filed Sep 7, 2017 16:13 UTC |
Motta Anna Maria PChief Information Officer
|
Exercise / conversionCommon Stock | 5,000 | $8.61 | $43,050.00 |
DisclosureSEC source: 0001381668-17-000063 · wf-form4_150480079637338.xml · nonDerivative · entry 1 Motta Anna Maria P · CIK 0001617699 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 16:08 UTC |
WEIL MEREDITH SDirector · COO of subsidiary
|
PurchaseCommon Stock | 5,021 | $15.40 | $77,323.40 |
DisclosureSEC source: 0001381668-17-000059 · wf-form4_150289972490915.xml · nonDerivative · entry 1 WEIL MEREDITH S · CIK 0001530997 · Director · COO of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,932 F1 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| May 28, 2017 Filed May 31, 2017 19:57 UTC |
WEIL MEREDITH SDirector · COO of subsidiary
|
Exercise / conversionRestricted Stock Units · Derivative | 4,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000044 · wf-form4_149626062821123.xml · derivative · entry 5 WEIL MEREDITH S · CIK 0001530997 · Director · COO of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,240 Underlying: Common Stock · 4,080 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F6 · derivative.exercise_date: As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs") on May 28, 2015. These RSUs vest in five equal annual installments beginning on May 28, 2016. F6 · derivative.expiration_date: As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs") on May 28, 2015. These RSUs vest in five equal annual installments beginning on May 28, 2016. Read SEC document |
| May 28, 2017 Filed May 31, 2017 19:57 UTC |
WEIL MEREDITH SDirector · COO of subsidiary
|
Tax withholdingCommon Stock | 1,358 | $15.91 | $21,605.78 |
DisclosureSEC source: 0001381668-17-000044 · wf-form4_149626062821123.xml · nonDerivative · entry 2 WEIL MEREDITH S · CIK 0001530997 · Director · COO of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,911 F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. F3 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| May 28, 2017 Filed May 31, 2017 19:57 UTC |
WEIL MEREDITH SDirector · COO of subsidiary
|
Exercise / conversionCommon Stock | 4,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000044 · wf-form4_149626062821123.xml · nonDerivative · entry 1 WEIL MEREDITH S · CIK 0001530997 · Director · COO of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,269 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| May 28, 2017 Filed May 31, 2017 19:55 UTC |
Zbanek Cathy WChief Mkting Off of subsidiary
|
Exercise / conversionRestricted Stock Units · Derivative | 4,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000042 · wf-form4_149626052967154.xml · derivative · entry 5 Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,240 Underlying: Common Stock · 4,080 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F5 · derivative.exercise_date: As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs") on May 28, 2015. These RSUs vest in five equal annual installments beginning on May 28, 2016. F5 · derivative.expiration_date: As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs") on May 28, 2015. These RSUs vest in five equal annual installments beginning on May 28, 2016. Read SEC document |
| May 28, 2017 Filed May 31, 2017 19:55 UTC |
Zbanek Cathy WChief Mkting Off of subsidiary
|
Tax withholdingCommon Stock | 2,000 | $15.91 | $31,820.00 |
DisclosureSEC source: 0001381668-17-000042 · wf-form4_149626052967154.xml · nonDerivative · entry 2 Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,868 F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. Read SEC document |
| May 28, 2017 Filed May 31, 2017 19:55 UTC |
Zbanek Cathy WChief Mkting Off of subsidiary
|
Exercise / conversionCommon Stock | 4,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000042 · wf-form4_149626052967154.xml · nonDerivative · entry 1 Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| May 28, 2017 Filed May 31, 2017 19:54 UTC |
Huffman David SChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 4,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000040 · wf-form4_149626042769619.xml · derivative · entry 6 Huffman David S · CIK 0001388157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,240 Underlying: Common Stock · 4,080 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F5 · derivative.exercise_date: As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs") on May 28, 2015. These RSUs vest in five equal annual installments beginning on May 28, 2016. F5 · derivative.expiration_date: As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs") on May 28, 2015. These RSUs vest in five equal annual installments beginning on May 28, 2016. Read SEC document |
| May 28, 2017 Filed May 31, 2017 19:54 UTC |
Huffman David SChief Financial Officer
|
Tax withholdingCommon Stock | 2,018 | $15.91 | $32,106.38 |
DisclosureSEC source: 0001381668-17-000040 · wf-form4_149626042769619.xml · nonDerivative · entry 2 Huffman David S · CIK 0001388157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,316 F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. Read SEC document |
| May 28, 2017 Filed May 31, 2017 19:54 UTC |
Huffman David SChief Financial Officer
|
Exercise / conversionCommon Stock | 4,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000040 · wf-form4_149626042769619.xml · nonDerivative · entry 1 Huffman David S · CIK 0001388157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,334 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| May 28, 2017 Filed May 31, 2017 19:52 UTC |
Huml Paul JChief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 4,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000038 · wf-form4_149626032513979.xml · derivative · entry 7 Huml Paul J · CIK 0001388162 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,240 Underlying: Common Stock · 4,080 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F6 · derivative.exercise_date: As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs"). The RSUs vest in five equal annual installments beginning on May 28, 2016. F6 · derivative.expiration_date: As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs"). The RSUs vest in five equal annual installments beginning on May 28, 2016. Read SEC document |
| May 28, 2017 Filed May 31, 2017 19:52 UTC |
Huml Paul JChief Operating Officer
|
Tax withholdingCommon Stock | 1,981 | $15.91 | $31,517.71 |
DisclosureSEC source: 0001381668-17-000038 · wf-form4_149626032513979.xml · nonDerivative · entry 2 Huml Paul J · CIK 0001388162 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,486 F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. F3 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| May 28, 2017 Filed May 31, 2017 19:52 UTC |
Huml Paul JChief Operating Officer
|
Exercise / conversionCommon Stock | 4,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000038 · wf-form4_149626032513979.xml · nonDerivative · entry 1 Huml Paul J · CIK 0001388162 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| May 16, 2017 Filed May 16, 2017 12:59 UTC |
Asher Anthony JDirector
|
SaleCommon Stock | 22,000 | $16.42 | $361,240.00 |
DisclosureSEC source: 0001381668-17-000034 · wf-form4_149495393750854.xml · nonDerivative · entry 1 Asher Anthony J · CIK 0001434851 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 37,980 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.