Last 12 months
Inside the activity.
5 purchase rows · 25 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 1 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 8 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 3 | 4 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 10, 2019 Filed Dec 12, 2019 21:26 UTC |
WEIL MEREDITH SDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 3,366 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-19-000112 · wf-form4_157618600107815.xml · nonDerivative · entry 3 WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common share were acquired upon the vesting and settlement of certain restricted stock units Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 21:26 UTC |
WEIL MEREDITH SDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 2,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-19-000112 · wf-form4_157618600107815.xml · nonDerivative · entry 2 WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common share were acquired upon the vesting and settlement of certain restricted stock units Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 21:26 UTC |
WEIL MEREDITH SDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 1,934 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-19-000112 · wf-form4_157618600107815.xml · nonDerivative · entry 1 WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common share were acquired upon the vesting and settlement of certain restricted stock units Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 21:32 UTC |
Motta Anna Maria PChief Information Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-19-000115 · wf-form4_157618635778539.xml · derivative · entry 4 Motta Anna Maria P · CIK 0001617699 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F4 · derivative.exercise_date: On December 20, 2018, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019. F4 · derivative.expiration_date: On December 20, 2018, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 21:32 UTC |
Motta Anna Maria PChief Information Officer
|
Exercise / conversionCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-19-000115 · wf-form4_157618635778539.xml · nonDerivative · entry 1 Motta Anna Maria P · CIK 0001617699 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common share were acquired upon the vesting and settlement of certain restricted stock units Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 21:28 UTC |
Huml Paul JChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 2,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-19-000113 · wf-form4_157618609992777.xml · derivative · entry 12 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,267 Underlying: Common Stock · 2,633 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F8 · derivative.exercise_date: On December 20, 2018, the reporting person received a grant of 7,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019. F8 · derivative.expiration_date: On December 20, 2018, the reporting person received a grant of 7,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 21:28 UTC |
Huml Paul JChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 2,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-19-000113 · wf-form4_157618609992777.xml · derivative · entry 11 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,200 Underlying: Common Stock · 2,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F7 · derivative.exercise_date: As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 6,600 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018. F7 · derivative.expiration_date: As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 6,600 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 21:28 UTC |
Huml Paul JChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-19-000113 · wf-form4_157618609992777.xml · derivative · entry 10 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,634 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F6 · derivative.exercise_date: As reported on a Form 4 dated December 15, 2016, the reporting person received a grant of 4,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017. F6 · derivative.expiration_date: As reported on a Form 4 dated December 15, 2016, the reporting person received a grant of 4,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 21:28 UTC |
Huml Paul JChief Financial Officer
|
SaleCommon Stock | 3,436 | $19.68 | $67,620.48 |
DisclosureSEC source: 0001381668-19-000113 · wf-form4_157618609992777.xml · nonDerivative · entry 5 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,807 F3 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 21:28 UTC |
Huml Paul JChief Financial Officer
|
Tax withholdingCommon Stock | 3,031 | $19.55 | $59,256.05 |
DisclosureSEC source: 0001381668-19-000113 · wf-form4_157618609992777.xml · nonDerivative · entry 4 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,243 F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 21:28 UTC |
Huml Paul JChief Financial Officer
|
Exercise / conversionCommon Stock | 2,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-19-000113 · wf-form4_157618609992777.xml · nonDerivative · entry 3 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,274 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common share were acquired upon the vesting and settlement of certain restricted stock units Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 21:28 UTC |
Huml Paul JChief Financial Officer
|
Exercise / conversionCommon Stock | 2,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-19-000113 · wf-form4_157618609992777.xml · nonDerivative · entry 2 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,641 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common share were acquired upon the vesting and settlement of certain restricted stock units Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 21:28 UTC |
Huml Paul JChief Financial Officer
|
Exercise / conversionCommon Stock | 1,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-19-000113 · wf-form4_157618609992777.xml · nonDerivative · entry 1 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common share were acquired upon the vesting and settlement of certain restricted stock units Read SEC document |
| November 27, 2019 Filed Nov 27, 2019 19:54 UTC |
MULLIGAN WILLIAM CDirector
|
SaleCommon Stock | 10,000 | $20.30 | $203,000.00 |
DisclosureSEC source: 0001381668-19-000089 · wf-form4_157488444929006.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,400 Read SEC document |
| November 27, 2019 Filed Nov 29, 2019 18:50 UTC |
Cohen Martin JDirector
|
SaleCommon Stock | 8,982 | $20.15 | $180,987.30 |
DisclosureSEC source: 0001381668-19-000091 · wf-form4_157505342382163.xml · nonDerivative · entry 1 Cohen Martin J · CIK 0001388249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,800 Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 15:51 UTC |
Cohen Martin JDirector
|
SaleCommon Stock | 1,018 | $20.06 | $20,421.08 |
DisclosureSEC source: 0001381668-19-000084 · wf-form4_157443788521669.xml · nonDerivative · entry 1 Cohen Martin J · CIK 0001388249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,782 Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 18:18 UTC |
Huml Paul JChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,000 | $8.61 Strike: $8.61 | $172,200.00 |
DisclosureSEC source: 0001381668-19-000080 · wf-form4_157323709198890.xml · derivative · entry 7 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2021-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The reporting person received a grant of 40,000 stock options that vest 100% on December 15, 2014. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 18:18 UTC |
Huml Paul JChief Financial Officer
|
Tax withholdingCommon Stock | 14,028 | $19.65 | $275,650.20 |
DisclosureSEC source: 0001381668-19-000080 · wf-form4_157323709198890.xml · nonDerivative · entry 2 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,807 F2 · shares: These common shares were delivered to the issuer to pay the option's exercise price and applicable tax due upon vesting of certain stock options. F3 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 18:18 UTC |
Huml Paul JChief Financial Officer
|
Exercise / conversionCommon Stock | 20,000 | $8.61 | $172,200.00 |
DisclosureSEC source: 0001381668-19-000080 · wf-form4_157323709198890.xml · nonDerivative · entry 1 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain stock options. Read SEC document |
| November 06, 2019 Filed Nov 7, 2019 19:39 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 215,500 | $14.00 Strike: $14.00 | $3,017,000.00 |
DisclosureSEC source: 0001381668-19-000078 · wf-form4_157315557106574.xml · derivative · entry 14 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 215,500 shares Expires 2020-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: As reported on a Form 4 dated May 18, 2010, the reporting person received a grant of 315,500 stock options which vest in three equal annual installments beginning May 14, 2011. Read SEC document |
| November 06, 2019 Filed Nov 7, 2019 19:39 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Tax withholdingCommon Stock | 179,000 | $19.53 | $3,495,870.00 |
DisclosureSEC source: 0001381668-19-000078 · wf-form4_157315557106574.xml · nonDerivative · entry 2 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,900 F2 · shares: These common shares were delivered to the issuer to pay the option's exercise price and applicable tax due upon vesting of certain stock options. Read SEC document |
| November 06, 2019 Filed Nov 7, 2019 19:39 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Exercise / conversionCommon Stock | 215,500 | $14.00 | $3,017,000.00 |
DisclosureSEC source: 0001381668-19-000078 · wf-form4_157315557106574.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain stock options. Read SEC document |
| November 05, 2019 Filed Nov 6, 2019 18:21 UTC |
WEIL MEREDITH SDirector · Chief Operating Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 15,000 | $14.00 Strike: $14.00 | $210,000.00 |
DisclosureSEC source: 0001381668-19-000076 · wf-form4_157306448085656.xml · derivative · entry 17 WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,500 Underlying: Common Stock · 15,000 shares Expires 2020-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F18 · derivative.exercise_date: The reporting person received a grant of 31,500 stock options that vest in three equal annual installments beginning May 14, 2011. Read SEC document |
| November 05, 2019 Filed Nov 6, 2019 18:21 UTC |
WEIL MEREDITH SDirector · Chief Operating Officer
|
Tax withholdingCommon Stock | 12,685 | $19.51 | $247,484.35 |
DisclosureSEC source: 0001381668-19-000076 · wf-form4_157306448085656.xml · nonDerivative · entry 2 WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,393 F3 · shares: These common shares were delivered to the issuer to pay the option's exercise price and applicable tax due upon vesting of certain stock options. F2 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| November 05, 2019 Filed Nov 6, 2019 18:21 UTC |
WEIL MEREDITH SDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 15,000 | $14.00 | $210,000.00 |
DisclosureSEC source: 0001381668-19-000076 · wf-form4_157306448085656.xml · nonDerivative · entry 1 WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain stock options. F2 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| November 04, 2019 Filed Nov 5, 2019 21:02 UTC |
Zbanek Cathy WChief Mkting Off / HR Off
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 40,000 | $8.61 Strike: $8.61 | $344,400.00 |
DisclosureSEC source: 0001381668-19-000074 · wf-form4_157298775455698.xml · derivative · entry 5 Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off / HR Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2021-12-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The reporting person received a grant of 40,000 stock options on December 19, 2011 which vest 100% on December 15, 2014. Read SEC document |
| November 04, 2019 Filed Nov 5, 2019 21:02 UTC |
Zbanek Cathy WChief Mkting Off / HR Off
|
Tax withholdingCommon Stock | 28,075 | $19.61 | $550,550.75 |
DisclosureSEC source: 0001381668-19-000074 · wf-form4_157298775455698.xml · nonDerivative · entry 2 Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off / HR Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,317 F2 · shares: These common shares were delivered to the issuer to pay the option's exercise price and applicable tax due upon vesting of certain stock options. Read SEC document |
| November 04, 2019 Filed Nov 5, 2019 21:02 UTC |
Zbanek Cathy WChief Mkting Off / HR Off
|
Exercise / conversionCommon Stock | 40,000 | $8.61 | $344,400.00 |
DisclosureSEC source: 0001381668-19-000074 · wf-form4_157298775455698.xml · nonDerivative · entry 1 Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off / HR Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,392 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain stock options. Read SEC document |
| August 21, 2019 Filed Aug 22, 2019 18:57 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
GiftCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-19-000066 · wf-form4_156650022945674.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,400 F1 · shares: Reporting person gifted 6,000 shares on August 21, 2019 to his nephew's direct account held at a broker Read SEC document |
| August 19, 2019 Filed Aug 20, 2019 20:56 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 100,000 | $14.00 Strike: $14.00 | $1,400,000.00 |
DisclosureSEC source: 0001381668-19-000062 · wf-form4_156633459408538.xml · derivative · entry 15 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,500 Underlying: Common Stock · 100,000 shares Expires 2020-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: As reported on a Form 4 dated May 18, 2010, the reporting person received a grant of 315,500 stock options which vest in three equal annual installments beginning May 14, 2011. On August 19, 2019, reporting person exercised 100,000 shares. Read SEC document |
| August 19, 2019 Filed Aug 20, 2019 20:56 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
SaleCommon Stock | 13,222 | $18.00 | $237,996.00 |
DisclosureSEC source: 0001381668-19-000062 · wf-form4_156633459408538.xml · nonDerivative · entry 3 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,400 Read SEC document |
| August 19, 2019 Filed Aug 20, 2019 20:56 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Tax withholdingCommon Stock | 86,778 | $18.00 | $1,562,004.00 |
DisclosureSEC source: 0001381668-19-000062 · wf-form4_156633459408538.xml · nonDerivative · entry 2 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,622 F2 · shares: These common shares were delivered to the issuer to pay the option's exercise price and applicable tax due upon vesting of certain stock options. Read SEC document |
| August 19, 2019 Filed Aug 20, 2019 20:56 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Exercise / conversionCommon Stock | 100,000 | $14.00 | $1,400,000.00 |
DisclosureSEC source: 0001381668-19-000062 · wf-form4_156633459408538.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: As reported on a Form 4 dated May 18, 2010, the reporting person received a grant of 315,500 stock options which vest in three equal annual installments beginning May 14, 2011. On August 19, 2019, reporting person exercised 100,000 shares. Read SEC document |
| August 07, 2019 Filed Aug 8, 2019 19:45 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
GiftCommon Stock | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-19-000059 · wf-form4_156529353281583.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,400 F1 · shares: On August 7, 2019, the reporting person gifted 18,000 shares to his son. Read SEC document |
| May 28, 2019 Filed May 30, 2019 20:23 UTC |
Huml Paul JChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 4,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-19-000042 · wf-form4_155924777778158.xml · derivative · entry 13 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,080 Underlying: Common Stock · 4,080 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F12 · derivative.exercise_date: As reported on a Form 4 dated May 28, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs"). The RSUs vest in five equal annual installments beginning on May 28, 2016. F12 · derivative.expiration_date: As reported on a Form 4 dated May 28, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs"). The RSUs vest in five equal annual installments beginning on May 28, 2016. Read SEC document |
| May 28, 2019 Filed May 30, 2019 20:23 UTC |
Huml Paul JChief Financial Officer
|
Tax withholdingCommon Stock | 1,912 | $17.15 | $32,790.80 |
DisclosureSEC source: 0001381668-19-000042 · wf-form4_155924777778158.xml · nonDerivative · entry 2 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,835 F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. F3 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| May 28, 2019 Filed May 30, 2019 20:23 UTC |
Huml Paul JChief Financial Officer
|
Exercise / conversionCommon Stock | 4,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-19-000042 · wf-form4_155924777778158.xml · nonDerivative · entry 1 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common share were acquired upon the vesting and settlement of certain restricted stock units Read SEC document |
| May 28, 2019 Filed May 30, 2019 20:20 UTC |
Zbanek Cathy WChief Mkting Off / HR Off
|
Exercise / conversionRestricted Stock Units · Derivative | 4,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-19-000040 · wf-form4_155924763160116.xml · derivative · entry 8 Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off / HR Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,080 Underlying: Common Stock · 4,080 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F8 · derivative.exercise_date: As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs") on May 28, 2015. These RSUs vest in five equal annual installments beginning on May 28, 2016. F8 · derivative.expiration_date: As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs") on May 28, 2015. These RSUs vest in five equal annual installments beginning on May 28, 2016. Read SEC document |
| May 28, 2019 Filed May 30, 2019 20:20 UTC |
Zbanek Cathy WChief Mkting Off / HR Off
|
Tax withholdingCommon Stock | 1,912 | $17.15 | $32,790.80 |
DisclosureSEC source: 0001381668-19-000040 · wf-form4_155924763160116.xml · nonDerivative · entry 2 Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off / HR Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,392 F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. Read SEC document |
| May 28, 2019 Filed May 30, 2019 20:20 UTC |
Zbanek Cathy WChief Mkting Off / HR Off
|
Exercise / conversionCommon Stock | 4,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-19-000040 · wf-form4_155924763160116.xml · nonDerivative · entry 1 Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off / HR Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common share were acquired upon the vesting and settlement of certain restricted stock units Read SEC document |
| May 28, 2019 Filed May 30, 2019 20:18 UTC |
WEIL MEREDITH SDirector · Chief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 4,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-19-000038 · wf-form4_155924751911922.xml · derivative · entry 6 WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,080 Underlying: Common Stock · 4,080 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F7 · derivative.exercise_date: As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs") on May 28, 2015. These RSUs vest in five equal annual installments beginning on May 28, 2016. F7 · derivative.expiration_date: As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs") on May 28, 2015. These RSUs vest in five equal annual installments beginning on May 28, 2016. Read SEC document |
| May 28, 2019 Filed May 30, 2019 20:18 UTC |
WEIL MEREDITH SDirector · Chief Operating Officer
|
Tax withholdingCommon Stock | 1,851 | $17.15 | $31,744.65 |
DisclosureSEC source: 0001381668-19-000038 · wf-form4_155924751911922.xml · nonDerivative · entry 2 WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,078 F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. F3 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| May 28, 2019 Filed May 30, 2019 20:18 UTC |
WEIL MEREDITH SDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 4,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-19-000038 · wf-form4_155924751911922.xml · nonDerivative · entry 1 WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common share were acquired upon the vesting and settlement of certain restricted stock units Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 15:40 UTC |
Huffman David SFormer Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-19-000024 · wf-form4_155421964330854.xml · derivative · entry 24 Huffman David S · CIK 0001388157 · Former Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F2 · date: In connection with the retirement of the reporting person effective September 30, 2018, remaining restricted stock units to be issued under the accelerated vesting is issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations F2 · shares: In connection with the retirement of the reporting person effective September 30, 2018, remaining restricted stock units to be issued under the accelerated vesting is issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations F18 · derivative.exercise_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs") on December 15, 2015. These RSUs vest in three equal annual installments beginning December 10, 2016. F18 · derivative.expiration_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs") on December 15, 2015. These RSUs vest in three equal annual installments beginning December 10, 2016. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 15:40 UTC |
Huffman David SFormer Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 33,605 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-19-000024 · wf-form4_155421964330854.xml · derivative · entry 23 Huffman David S · CIK 0001388157 · Former Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,605 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F2 · date: In connection with the retirement of the reporting person effective September 30, 2018, remaining restricted stock units to be issued under the accelerated vesting is issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations F2 · shares: In connection with the retirement of the reporting person effective September 30, 2018, remaining restricted stock units to be issued under the accelerated vesting is issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations F17 · derivative.exercise_date: As reported on a Form 4 dated August 13, 2008, the reporting person was granted 35,100 restricted stock units that vest 10% on each of the third through the ninth anniversaries of the date of the grant and 30% on the tenth anniversary of the date of the grant. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation. 1,495 shares were delivered to the issuer on June 25, 2014 to pay for applicable tax due upon vesting. F17 · derivative.expiration_date: As reported on a Form 4 dated August 13, 2008, the reporting person was granted 35,100 restricted stock units that vest 10% on each of the third through the ninth anniversaries of the date of the grant and 30% on the tenth anniversary of the date of the grant. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation. 1,495 shares were delivered to the issuer on June 25, 2014 to pay for applicable tax due upon vesting. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 15:40 UTC |
Huffman David SFormer Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-19-000024 · wf-form4_155421964330854.xml · derivative · entry 22 Huffman David S · CIK 0001388157 · Former Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F2 · date: In connection with the retirement of the reporting person effective September 30, 2018, remaining restricted stock units to be issued under the accelerated vesting is issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations F2 · shares: In connection with the retirement of the reporting person effective September 30, 2018, remaining restricted stock units to be issued under the accelerated vesting is issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations F16 · derivative.exercise_date: As reported on a Form 4 dated May 18, 2010, the reporting person received a grant of 3,600 restricted stock units ("RSUs") that vest in four equal annual installments beginning May 14, 2011. Vested shares may be distributed to the reporting person only after that person's termination of employment from TFS Financial Corporation. F16 · derivative.expiration_date: As reported on a Form 4 dated May 18, 2010, the reporting person received a grant of 3,600 restricted stock units ("RSUs") that vest in four equal annual installments beginning May 14, 2011. Vested shares may be distributed to the reporting person only after that person's termination of employment from TFS Financial Corporation. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 15:40 UTC |
Huffman David SFormer Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 4,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-19-000024 · wf-form4_155421964330854.xml · derivative · entry 21 Huffman David S · CIK 0001388157 · Former Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F2 · date: In connection with the retirement of the reporting person effective September 30, 2018, remaining restricted stock units to be issued under the accelerated vesting is issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations F2 · shares: In connection with the retirement of the reporting person effective September 30, 2018, remaining restricted stock units to be issued under the accelerated vesting is issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations F15 · derivative.exercise_date: As reported on a Form 4 dated May 14, 2009, the reporting person received a grant of 4,200 Restricted Stock Units ("RSUs") that vest in four equal annual installments beginning on May 12, 2010. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation. F15 · derivative.expiration_date: As reported on a Form 4 dated May 14, 2009, the reporting person received a grant of 4,200 Restricted Stock Units ("RSUs") that vest in four equal annual installments beginning on May 12, 2010. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 15:40 UTC |
Huffman David SFormer Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-19-000024 · wf-form4_155421964330854.xml · derivative · entry 20 Huffman David S · CIK 0001388157 · Former Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,267 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F2 · date: In connection with the retirement of the reporting person effective September 30, 2018, remaining restricted stock units to be issued under the accelerated vesting is issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations F2 · shares: In connection with the retirement of the reporting person effective September 30, 2018, remaining restricted stock units to be issued under the accelerated vesting is issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations F14 · derivative.exercise_date: As reported on a Form 4 dated December 15, 2016, the reporting person received a grant of 4,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017. F14 · derivative.expiration_date: As reported on a Form 4 dated December 15, 2016, the reporting person received a grant of 4,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 15:40 UTC |
Huffman David SFormer Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 4,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-19-000024 · wf-form4_155421964330854.xml · derivative · entry 18 Huffman David S · CIK 0001388157 · Former Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,950 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F2 · date: In connection with the retirement of the reporting person effective September 30, 2018, remaining restricted stock units to be issued under the accelerated vesting is issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations F2 · shares: In connection with the retirement of the reporting person effective September 30, 2018, remaining restricted stock units to be issued under the accelerated vesting is issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations F12 · derivative.exercise_date: As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 6,600 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018. F12 · derivative.expiration_date: As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 6,600 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 15:40 UTC |
Huffman David SFormer Chief Financial Officer
|
Tax withholdingCommon Stock | 21,474 | $16.47 | $353,676.78 |
DisclosureSEC source: 0001381668-19-000024 · wf-form4_155421964330854.xml · nonDerivative · entry 10 Huffman David S · CIK 0001388157 · Former Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,388 F3 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.