TFSL

SEC source: 0001381668-20-000109 · wf-form4_160625568306603.xml · derivative · entry 4

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,988

Underlying: Common Stock · 16,988 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On November 24, 2020, the reporting person achieved performance level of 112.5% on a target award of 15,100 Performance Share Units ("PSUs"), resulting in a total earned award of 16,988 shares. This represents the final determination a December 20, 2018 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2020. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2021.

F3 · derivative.expiration_date: On November 24, 2020, the reporting person achieved performance level of 112.5% on a target award of 15,100 Performance Share Units ("PSUs"), resulting in a total earned award of 16,988 shares. This represents the final determination a December 20, 2018 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2020. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2021.

SEC source: 0001381668-20-000108 · wf-form4_160625552187826.xml · derivative · entry 4

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,988

Underlying: Common Stock · 16,988 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F4 · derivative.exercise_date: On November 24, 2020, the reporting person achieved performance level of 112.5% on a target award of 15,100 Performance Share Units ("PSUs"), resulting in a total earned award of 16,988 shares. This represents the final determination of a December 20, 2018 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2020. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2021.

F4 · derivative.expiration_date: On November 24, 2020, the reporting person achieved performance level of 112.5% on a target award of 15,100 Performance Share Units ("PSUs"), resulting in a total earned award of 16,988 shares. This represents the final determination of a December 20, 2018 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2020. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2021.

SEC source: 0001381668-20-000113 · wf-form4_160631128677649.xml · derivative · entry 4

Motta Anna Maria P · CIK 0001617699 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,650

Underlying: Common Stock · 7,650 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F4 · derivative.exercise_date: On November 24, 2020, the reporting person achieved performance level of 112.5% on a target award of 6,800 Performance Share Units ("PSUs"), resulting in a total earned award of 7,650 shares. This represents the final determination of a December 20, 2018 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2020. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2021.

F4 · derivative.expiration_date: On November 24, 2020, the reporting person achieved performance level of 112.5% on a target award of 6,800 Performance Share Units ("PSUs"), resulting in a total earned award of 7,650 shares. This represents the final determination of a December 20, 2018 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2020. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2021.

SEC source: 0001381668-20-000113 · wf-form4_160631128677649.xml · derivative · entry 10

Motta Anna Maria P · CIK 0001617699 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

Underlying: Common Stock · 5,000 shares

Expires 2024-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: As reported on a Form 4 dated December 15, 2014, the reporting person received a grant of 26,000 stock options. These stock options fully vest on December 10, 2017.

SEC source: 0001381668-20-000113 · wf-form4_160631128677649.xml · nonDerivative · entry 1

Motta Anna Maria P · CIK 0001617699 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain stock options.

SEC source: 0001381668-20-000093 · wf-form4_160468652437815.xml · derivative · entry 20

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 165,500 shares

Expires 2021-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: As reported on a Form 4 dated December 20, 2011, the reporting person received a grant of 369,000 stock options that vest in three equal annual installments beginning on December 15, 2012.

SEC source: 0001381668-20-000093 · wf-form4_160468652437815.xml · nonDerivative · entry 2

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,096

F2 · shares: These common shares were delivered to the issuer to pay the option's exercise price and applicable tax due upon vesting of certain stock options.

SEC source: 0001381668-20-000093 · wf-form4_160468652437815.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain stock options.

SEC source: 0001381668-20-000099 · wf-form4a_160616616297102.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,765

F1 · shares: The original Form 4, filed on November 6, 2020, reporting the vesting and settlement of 165,500 stock options at the exercise price of $8.61 is being amended by this Form 4 amendment solely to correct an administrative error. The original Form 4 misreported the number of shares that were delivered to the issuer to pay the options exercise price and and applicable tax due upon vesting of certain stock options as 125,051 shares when in fact 126,382 shares were required.

SEC source: 0001381668-20-000091 · wf-form4_160461467220581.xml · derivative · entry 21

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,500

Underlying: Common Stock · 369,000 shares

Expires 2021-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: As reported on a Form 4 dated December 20, 2011, the reporting person received a grant of 369,000 stock options that vest in three equal annual installments beginning on December 15, 2012.

SEC source: 0001381668-20-000091 · wf-form4_160461467220581.xml · nonDerivative · entry 3

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,647

SEC source: 0001381668-20-000091 · wf-form4_160461467220581.xml · nonDerivative · entry 2

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,893

F2 · shares: These common shares were delivered to the issuer to pay the option's exercise price and applicable tax due upon vesting of certain stock options.

SEC source: 0001381668-20-000091 · wf-form4_160461467220581.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain stock options.

SEC source: 0001381668-20-000097 · wf-form4a_160616599724626.xml · nonDerivative · entry 2

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,647

F1 · shares: The original Form 4, filed on November 5, 2020, reporting the vesting and settlement of 203,500 stock options at the exercise price of $8.61 is being amended by this Form 4 amendment solely to correct an administrative error. The original Form 4 misreported the number of shares and their price that were delivered to the issuer to pay the options exercise price and applicable tax due upon vesting of certain stock options as 147,254 shares at $15.87 when in fact 150,161 shares at $15.68 were required. This amendment reduces the remaining number of shares sold from this transaction from 56,246 to 53,339. $15.16 sale price originally reported is correct.

SEC source: 0001381668-20-000097 · wf-form4a_160616599724626.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,986

F1 · shares: The original Form 4, filed on November 5, 2020, reporting the vesting and settlement of 203,500 stock options at the exercise price of $8.61 is being amended by this Form 4 amendment solely to correct an administrative error. The original Form 4 misreported the number of shares and their price that were delivered to the issuer to pay the options exercise price and applicable tax due upon vesting of certain stock options as 147,254 shares at $15.87 when in fact 150,161 shares at $15.68 were required. This amendment reduces the remaining number of shares sold from this transaction from 56,246 to 53,339. $15.16 sale price originally reported is correct.

F1 · price: The original Form 4, filed on November 5, 2020, reporting the vesting and settlement of 203,500 stock options at the exercise price of $8.61 is being amended by this Form 4 amendment solely to correct an administrative error. The original Form 4 misreported the number of shares and their price that were delivered to the issuer to pay the options exercise price and applicable tax due upon vesting of certain stock options as 147,254 shares at $15.87 when in fact 150,161 shares at $15.68 were required. This amendment reduces the remaining number of shares sold from this transaction from 56,246 to 53,339. $15.16 sale price originally reported is correct.

SEC source: 0001381668-20-000079 · wf-form4_159847406406573.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,647

F1 · shares: Reporting person gifted 6,000 shares on August 25, 2020 to his nephew's direct account held at a broker

SEC source: 0001381668-20-000083 · wf-form4_160166507215178.xml · nonDerivative · entry 2

Cohen Martin J · CIK 0001388249 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee

Disclosed balance after: 79,289

F1 · shares: On June 23, 2020, dividends received by the trust were reinvested by the reporting person's personal broker without the reporting person's intentional authorization, and the reporting person inadvertently failed to timely report the acquisition of such shares.

F2 · balance_after: On May 13, 2020, reporting person transferred 67,800 shares to the Martin Jay Cohen Revocable Trust, Martin Cohen trustee and purchased an additional 10,000 shares

SEC source: 0001381668-20-000052 · wf-form4_159130215850620.xml · nonDerivative · entry 1

Stefanski III Ben S · CIK 0001483875 · Director · Secretarry

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee for uncle's trust

Disclosed balance after: 63,820

F1 · kind: On June 3, 2020, Marc Stefanski, the reporting person's uncle, transferred 63,820 shares to a trust. The reporting person is the Trustee.

SEC source: 0001381668-20-000054 · wf-form4_159130231451607.xml · nonDerivative · entry 4

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Beneficiary

Disclosed balance after: 63,820

F2 · kind: On June 3, 2020 the reporting person transferred 63,820 shares from his direct ownership to a trust for which he is the beneficiary.

SEC source: 0001381668-20-000054 · wf-form4_159130231451607.xml · nonDerivative · entry 3

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,647

F2 · kind: On June 3, 2020 the reporting person transferred 63,820 shares from his direct ownership to a trust for which he is the beneficiary.

SEC source: 0001381668-20-000048 · wf-form4_159078471672420.xml · derivative · entry 14

Huml Paul J · CIK 0001388162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,080 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F13 · derivative.exercise_date: As reported on a Form 4 dated May 28, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs"). The RSUs vest in five equal annual installments beginning on May 28, 2016.

F13 · derivative.expiration_date: As reported on a Form 4 dated May 28, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs"). The RSUs vest in five equal annual installments beginning on May 28, 2016.

SEC source: 0001381668-20-000048 · wf-form4_159078471672420.xml · nonDerivative · entry 2

Huml Paul J · CIK 0001388162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,975

F3 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.

F2 · ownership.direct: Shares are held with shared voting power of spouse

SEC source: 0001381668-20-000048 · wf-form4_159078471672420.xml · nonDerivative · entry 1

Huml Paul J · CIK 0001388162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units

F2 · ownership.direct: Shares are held with shared voting power of spouse

SEC source: 0001381668-20-000046 · wf-form4_159078457564430.xml · derivative · entry 7

Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off / HR Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,080 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F7 · derivative.exercise_date: As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs") on May 28, 2015. These RSUs vest in five equal annual installments beginning on May 28, 2016.

F7 · derivative.expiration_date: As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs") on May 28, 2015. These RSUs vest in five equal annual installments beginning on May 28, 2016.

SEC source: 0001381668-20-000046 · wf-form4_159078457564430.xml · nonDerivative · entry 2

Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off / HR Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,700

F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.

SEC source: 0001381668-20-000046 · wf-form4_159078457564430.xml · nonDerivative · entry 1

Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off / HR Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units

SEC source: 0001381668-20-000044 · wf-form4_159078445024720.xml · derivative · entry 6

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,080 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F7 · derivative.exercise_date: As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs") on May 28, 2015. These RSUs vest in five equal annual installments beginning on May 28, 2016.

F7 · derivative.expiration_date: As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs") on May 28, 2015. These RSUs vest in five equal annual installments beginning on May 28, 2016.

SEC source: 0001381668-20-000044 · wf-form4_159078445024720.xml · nonDerivative · entry 2

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,932

F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.

F3 · ownership.direct: Shares are held with shared voting power with spouse.

SEC source: 0001381668-20-000044 · wf-form4_159078445024720.xml · nonDerivative · entry 1

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units

SEC source: 0001381668-20-000038 · wf-form4_158955469456976.xml · nonDerivative · entry 3

Cohen Martin J · CIK 0001388249 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee

Disclosed balance after: 77,800

F2 · shares: On May 13, 2020, the reporting person purchased 10,000 shares

SEC source: 0001381668-20-000038 · wf-form4_158955469456976.xml · nonDerivative · entry 2

Cohen Martin J · CIK 0001388249 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee

Disclosed balance after: 67,800

F1 · shares: On May 13, 2020, reporting person transferred 67,800 shares to the Martin Jay Cohen Revocable Trust, Martin Cohen trustee

SEC source: 0001381668-20-000038 · wf-form4_158955469456976.xml · nonDerivative · entry 1

Cohen Martin J · CIK 0001388249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,500

F1 · shares: On May 13, 2020, reporting person transferred 67,800 shares to the Martin Jay Cohen Revocable Trust, Martin Cohen trustee

SEC source: 0001381668-20-000032 · wf-form4_158886272946700.xml · nonDerivative · entry 9

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,000

F1 · kind: On May 6, 2020, the reporting person transfered 1,000 shares from his direct account to the account of his spouse.

SEC source: 0001381668-20-000032 · wf-form4_158886272946700.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,467

F1 · kind: On May 6, 2020, the reporting person transfered 1,000 shares from his direct account to the account of his spouse.

SEC source: 0001381668-20-000027 · wf-form4_158377935602283.xml · derivative · entry 5

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,400

Underlying: Common Stock · 25,000 shares

Expires 2026-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: As reported on a Form 4 dated December 15, 2016, the reporting person received a grant of 79,400 stock options. These stock options vest in three equal annual installments beginning December 10, 2017.

SEC source: 0001381668-20-000027 · wf-form4_158377935602283.xml · nonDerivative · entry 2

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,764

F3 · shares: These common shares were delivered to the issuer to pay the option's exercise price and applicable tax due upon vesting of certain stock options.

F2 · ownership.direct: Shares are held with shared voting power with spouse.

SEC source: 0001381668-20-000027 · wf-form4_158377935602283.xml · nonDerivative · entry 1

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain stock options.

F2 · ownership.direct: Shares are held with shared voting power with spouse.

SEC source: 0001381668-20-000020 · wf-form4_158213051240524.xml · derivative · entry 5

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,200

Underlying: Common Stock · 25,000 shares

Expires 2025-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 49,200 stock options on December 15, 2015. These stock options vest in three equal annual installments beginning December 10, 2016.

SEC source: 0001381668-20-000020 · wf-form4_158213051240524.xml · nonDerivative · entry 2

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,105

F3 · shares: These common shares were delivered to the issuer to pay the option's exercise price and applicable tax due upon vesting of certain stock options.

F2 · ownership.direct: Shares are held with shared voting power with spouse.

SEC source: 0001381668-20-000020 · wf-form4_158213051240524.xml · nonDerivative · entry 1

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,449

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain stock options.

F2 · ownership.direct: Shares are held with shared voting power with spouse.

SEC source: 0001381668-20-000014 · wf-form4_158144878491406.xml · derivative · entry 8

Huml Paul J · CIK 0001388162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 67,200 shares

Expires 2026-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: As reported on a Form 4 dated December 15, 2016, the reporting person received a grant of 67,200 stock options. These stock options vest in three equal annual installments beginning on December 10, 2017.

SEC source: 0001381668-20-000014 · wf-form4_158144878491406.xml · nonDerivative · entry 3

Huml Paul J · CIK 0001388162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,807

F3 · ownership.direct: Shares are held with shared voting power with spouse.

SEC source: 0001381668-20-000014 · wf-form4_158144878491406.xml · nonDerivative · entry 2

Huml Paul J · CIK 0001388162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,626

F2 · shares: These common shares were delivered to the issuer to pay the option's exercise price and applicable tax due upon vesting of certain stock options.

SEC source: 0001381668-20-000014 · wf-form4_158144878491406.xml · nonDerivative · entry 1

Huml Paul J · CIK 0001388162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain stock options.

SEC source: 0001381668-20-000018 · wf-form4_158154355787490.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee for daughter's trust

Disclosed balance after: 16,200

F1 · kind: On February 10, 2020, 10,000 shares were transferred from the daughter's direct ownership to the trust in which the reporting person is a Trustee.

SEC source: 0001381668-20-000016 · wf-form4_158154336566062.xml · nonDerivative · entry 2

Williams Ashley H · CIK 0001757689 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Beneficiary

Disclosed balance after: 16,200

F1 · kind: On February 10, 2020 the reporting person transferred 10,000 shares to a trust for which she is the beneficiary. 6,200 shares previously shown as direct ownership were actually held by the trust as well.

SEC source: 0001381668-20-000016 · wf-form4_158154336566062.xml · nonDerivative · entry 1

Williams Ashley H · CIK 0001757689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · kind: On February 10, 2020 the reporting person transferred 10,000 shares to a trust for which she is the beneficiary. 6,200 shares previously shown as direct ownership were actually held by the trust as well.

SEC source: 0001381668-20-000012 · wf-form4_158136797825744.xml · nonDerivative · entry 2

Asher Anthony J · CIK 0001434851 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 48,690

F1 · shares: On February 6, 2020, the reporting person gifted these shares to his wife, who shares reporting person's household.

SEC source: 0001381668-20-000012 · wf-form4_158136797825744.xml · nonDerivative · entry 1

Asher Anthony J · CIK 0001434851 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: On February 6, 2020, the reporting person gifted these shares to his wife, who shares reporting person's household.

SEC source: 0001381668-19-000126 · wf-form4_157679439242186.xml · derivative · entry 3

Asher Anthony J · CIK 0001434851 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800

Underlying: Common Stock · 2,800 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: On December 19, 2019, the reporting person received a grant of 2,800 Restricted Stock Units (RSUs), which fully vest on December 10, 2020

F2 · derivative.expiration_date: On December 19, 2019, the reporting person received a grant of 2,800 Restricted Stock Units (RSUs), which fully vest on December 10, 2020