TFSL

SEC source: 0001381668-21-000135 · wf-form4_163952072396893.xml · nonDerivative · entry 3

Motta Anna Maria P · CIK 0001617699 · Former Chief Info. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · ESOP

Disclosed balance after: 0

F1 · shares: In connection with the retirement of the reporting person effective September 30, 2021, 401k and ASOP shares were transfered to a personal IRA

F2 · ownership.nature: Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.

SEC source: 0001381668-21-000135 · wf-form4_163952072396893.xml · nonDerivative · entry 2

Motta Anna Maria P · CIK 0001617699 · Former Chief Info. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k)

Disclosed balance after: 0

F1 · shares: In connection with the retirement of the reporting person effective September 30, 2021, 401k and ASOP shares were transfered to a personal IRA

F2 · ownership.nature: Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.

SEC source: 0001381668-21-000096 · wf-form4_163337773035427.xml · derivative · entry 5

Motta Anna Maria P · CIK 0001617699 · Former Chief Info. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,150

Underlying: Common Stock · 1,050 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F4 · shares: In connection with the retirement of the reporting person effective September 30, 2021, a total of 1,050 restricted stock units were forfeited and all remaining restricted stock units are fully vested and will be issued six months after the reporting person's retirement in accordance with IRS Section 409A regulations. In addition, all remaining stock options have an expiration date of September 30, 2024.

F5 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 4,200 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

F5 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 4,200 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

SEC source: 0001381668-21-000091 · wf-form4_163165403471309.xml · derivative · entry 22

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,385 shares

Expires 2022-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: As reported on a Form 4 dated January 2, 2013, the reporting person received a grant of 416,700 stock options on December 28, 2012. These stock options vest in three equal installments beginning December 15, 2013.

SEC source: 0001381668-21-000091 · wf-form4_163165403471309.xml · nonDerivative · entry 6

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,799

SEC source: 0001381668-21-000091 · wf-form4_163165403471309.xml · nonDerivative · entry 5

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,486

F1 · shares: Represents shares of common stock delivered to the issuer in payment by the reporting person of the options exercise price and withholding tax. This transaction is exempt under Rule 16b-3(e).

SEC source: 0001381668-21-000091 · wf-form4_163165403471309.xml · nonDerivative · entry 4

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001381668-21-000091 · wf-form4_163165403471309.xml · derivative · entry 21

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,385

Underlying: Common Stock · 400,315 shares

Expires 2022-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: As reported on a Form 4 dated January 2, 2013, the reporting person received a grant of 416,700 stock options on December 28, 2012. These stock options vest in three equal installments beginning December 15, 2013.

SEC source: 0001381668-21-000091 · wf-form4_163165403471309.xml · nonDerivative · entry 3

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,799

SEC source: 0001381668-21-000091 · wf-form4_163165403471309.xml · nonDerivative · entry 2

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,264

F1 · shares: Represents shares of common stock delivered to the issuer in payment by the reporting person of the options exercise price and withholding tax. This transaction is exempt under Rule 16b-3(e).

SEC source: 0001381668-21-000091 · wf-form4_163165403471309.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001381668-21-000084 · wf-form4_162914065393272.xml · derivative · entry 14

Huml Paul J · CIK 0001388162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 78,300 shares

Expires 2025-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 108,300 stock options on May 28, 2015. These stock options vest in five equal annual installments beginning May 28, 2016.

SEC source: 0001381668-21-000084 · wf-form4_162914065393272.xml · nonDerivative · entry 3

Huml Paul J · CIK 0001388162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,544

F2 · ownership.direct: Shares are held with shared voting power with spouse.

SEC source: 0001381668-21-000084 · wf-form4_162914065393272.xml · nonDerivative · entry 2

Huml Paul J · CIK 0001388162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,832

F1 · shares: Represents shares of common stock delivered to the issuer in payment by the reporting person of the options exercise price and withholding tax. This transaction is exempt under Rule 16b-3(e).

F2 · ownership.direct: Shares are held with shared voting power with spouse.

SEC source: 0001381668-21-000084 · wf-form4_162914065393272.xml · nonDerivative · entry 1

Huml Paul J · CIK 0001388162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001381668-21-000085 · wf-form4_162914070940076.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,799

F1 · shares: On 8/21/2021 reporting person gifted 6,000 shares to nephew.

SEC source: 0001381668-21-000081 · wf-form4_162852645385868.xml · nonDerivative · entry 1

Asher Anthony J · CIK 0001434851 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 55,007

SEC source: 0001381668-21-000069 · wf-form4_162395101963639.xml · nonDerivative · entry 1

MULLIGAN WILLIAM C · CIK 0001216549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,700

SEC source: 0001381668-21-000093 · wf-form4_163173669507748.xml · nonDerivative · entry 2

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Beneficiary

Disclosed balance after: 60,371

F1 · shares: Reporting person transferred 3,449 shares from an indirect beneficiary account to a direct ownership account.

SEC source: 0001381668-21-000093 · wf-form4_163173669507748.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,248

F1 · shares: Reporting person transferred 3,449 shares from an indirect beneficiary account to a direct ownership account.

SEC source: 0001381668-21-000111 · wf-form4_163890964461659.xml · nonDerivative · entry 1

Stefanski III Ben S · CIK 0001483875 · Director · Secretary-Chief of Marketing

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee for uncle's trust

Disclosed balance after: 60,371

F1 · shares: Trust was reduced by 3,449 shares on May 14, 2021

SEC source: 0001381668-21-000048 · wf-form4_161834671095562.xml · derivative · entry 13

Huml Paul J · CIK 0001388162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,279

Underlying: Common Stock · 121 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F9 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 7,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

F9 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 7,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

SEC source: 0001381668-21-000048 · wf-form4_161834671095562.xml · derivative · entry 12

Huml Paul J · CIK 0001388162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,989

Underlying: Common Stock · 278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F8 · derivative.exercise_date: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 6,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2020.

F8 · derivative.expiration_date: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 6,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2020.

SEC source: 0001381668-21-000048 · wf-form4_161834671095562.xml · derivative · entry 11

Huml Paul J · CIK 0001388162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,462

Underlying: Common Stock · 172 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F7 · derivative.exercise_date: As reported on a Form 4 dated December 20, 2018, the reporting person received a grant of 7,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019.

F7 · derivative.expiration_date: As reported on a Form 4 dated December 20, 2018, the reporting person received a grant of 7,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019.

SEC source: 0001381668-21-000048 · wf-form4_161834671095562.xml · derivative · entry 10

Huml Paul J · CIK 0001388162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,516

Underlying: Common Stock · 872 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F6 · derivative.exercise_date: On November 24, 2020, the reporting person achieved performance level of 112.5% on a target award of 11,900 Performance Share Units ("PSUs"), resulting in a total earned award of 13,388 shares. This represents the final determination of a December 20, 2018 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2020. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2021.

F6 · derivative.expiration_date: On November 24, 2020, the reporting person achieved performance level of 112.5% on a target award of 11,900 Performance Share Units ("PSUs"), resulting in a total earned award of 13,388 shares. This represents the final determination of a December 20, 2018 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2020. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2021.

SEC source: 0001381668-21-000048 · wf-form4_161834671095562.xml · nonDerivative · entry 5

Huml Paul J · CIK 0001388162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,544

F3 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.

F2 · ownership.direct: Shares are held with shared voting power with spouse.

SEC source: 0001381668-21-000048 · wf-form4_161834671095562.xml · nonDerivative · entry 4

Huml Paul J · CIK 0001388162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units.

F2 · ownership.direct: Shares are held with shared voting power with spouse.

SEC source: 0001381668-21-000048 · wf-form4_161834671095562.xml · nonDerivative · entry 3

Huml Paul J · CIK 0001388162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units.

F2 · ownership.direct: Shares are held with shared voting power with spouse.

SEC source: 0001381668-21-000048 · wf-form4_161834671095562.xml · nonDerivative · entry 2

Huml Paul J · CIK 0001388162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units.

F2 · ownership.direct: Shares are held with shared voting power with spouse.

SEC source: 0001381668-21-000048 · wf-form4_161834671095562.xml · nonDerivative · entry 1

Huml Paul J · CIK 0001388162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units.

F2 · ownership.direct: Shares are held with shared voting power with spouse.

SEC source: 0001381668-21-000046 · wf-form4_161591930671069.xml · derivative · entry 10

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,900 shares

Expires 2021-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: As reported on a Form 4 dated December 19, 2011, the reporting person received a grant of 36,900 stock options that vest in three equal annual installments beginning December 15, 2012.

SEC source: 0001381668-21-000046 · wf-form4_161591930671069.xml · nonDerivative · entry 2

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,800

F1 · shares: Represents shares of common stock delivered to the issuer in payment by the reporting person of the options exercise price and withholding tax. This transaction is exempt under Rule 16b-3(e).

F2 · ownership.direct: Shares are held with shared voting power with spouse.

SEC source: 0001381668-21-000046 · wf-form4_161591930671069.xml · nonDerivative · entry 1

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001381668-21-000044 · wf-form4_161584298695685.xml · nonDerivative · entry 1

Fiala Robert A · CIK 0001388144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,700

SEC source: 0001381668-21-000042 · wf-form4_161583311530415.xml · derivative · entry 12

Huml Paul J · CIK 0001388162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,300

Underlying: Common Stock · 30,000 shares

Expires 2025-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 108,300 stock options on May 28, 2015. These stock options vest in five equal annual installments beginning May 28, 2016.

SEC source: 0001381668-21-000042 · wf-form4_161583311530415.xml · nonDerivative · entry 2

Huml Paul J · CIK 0001388162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,544

F2 · shares: Represents shares of common stock delivered to the issuer in payment by the reporting person of the options exercise price and withholding tax. This transaction is exempt under Rule 16b-3(e).

F1 · ownership.direct: Shares are held with shared voting power with spouse.

SEC source: 0001381668-21-000042 · wf-form4_161583311530415.xml · nonDerivative · entry 1

Huml Paul J · CIK 0001388162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Shares are held with shared voting power with spouse.

SEC source: 0001381668-21-000038 · wf-form4_161498126938034.xml · nonDerivative · entry 3

MULLIGAN WILLIAM C · CIK 0001216549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,700

SEC source: 0001381668-21-000038 · wf-form4_161498126938034.xml · nonDerivative · entry 2

MULLIGAN WILLIAM C · CIK 0001216549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,872

SEC source: 0001381668-21-000036 · wf-form4_161496310351092.xml · derivative · entry 14

Huml Paul J · CIK 0001388162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,200 shares

Expires 2025-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 49,200 stock options on December 15, 2015. These stock options vest in three equal annual installments beginning December 10, 2016.

SEC source: 0001381668-21-000036 · wf-form4_161496310351092.xml · nonDerivative · entry 3

Huml Paul J · CIK 0001388162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,676

F2 · ownership.direct: Shares are held with shared voting power with spouse.

SEC source: 0001381668-21-000036 · wf-form4_161496310351092.xml · nonDerivative · entry 2

Huml Paul J · CIK 0001388162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,816

F1 · shares: Represents shares of common stock delivered to the issuer in payment by the reporting person of the options exercise price and withholding tax. This transaction is exempt under Rule 16b-3(e).

F2 · ownership.direct: Shares are held with shared voting power with spouse.

SEC source: 0001381668-21-000036 · wf-form4_161496310351092.xml · nonDerivative · entry 1

Huml Paul J · CIK 0001388162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001381668-21-000038 · wf-form4_161498126938034.xml · nonDerivative · entry 1

MULLIGAN WILLIAM C · CIK 0001216549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,844

SEC source: 0001381668-21-000034 · wf-form4_161463746827866.xml · derivative · entry 5

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,900

Underlying: Common Stock · 20,000 shares

Expires 2021-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: As reported on a Form 4 dated December 19, 2011, the reporting person received a grant of 36,900 stock options that vest in three equal annual installments beginning December 15, 2012.

SEC source: 0001381668-21-000034 · wf-form4_161463746827866.xml · nonDerivative · entry 2

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,499

F1 · shares: These common shares were delivered to the issuer to pay the option's exercise price and applicable tax due upon vesting of certain stock options.

F2 · ownership.direct: Shares are held with shared voting power with spouse.

SEC source: 0001381668-21-000034 · wf-form4_161463746827866.xml · nonDerivative · entry 1

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001381668-21-000027 · wf-form4_161428100905829.xml · derivative · entry 14

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,700 shares

Expires 2023-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: As reported on a Form 4 dated December 12, 2013, the reporting person received a grant of 28,700 stock options. These stock options vest in three equal installments beginning December 3, 2014.

SEC source: 0001381668-21-000027 · wf-form4_161428100905829.xml · nonDerivative · entry 2

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,692

F1 · shares: Represents shares of common stock delivered to the issuer in payment by the reporting person of the options exercise price and withholding tax. This transaction is exempt under Rule 16b-3(e).

SEC source: 0001381668-21-000027 · wf-form4_161428100905829.xml · nonDerivative · entry 1

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.