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Nasdaq · USD

TEM

Tempus AI, Inc.

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Tapewire entity
1545
SEC CIK
0001717115
Parsed reports
228

Last 12 months

Inside the activity.

0 purchase rows · 214 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025040
Dec 2025020
Jan 202606
Feb 2026016
Mar 202608
Apr 202604
May 2026010
Jun 2026013
Jul 2026017
Aug 2026057
Sep 2026023
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 17, 2024 Filed Jun 25, 2024 10:07 UTC ConversionSeries A Preferred Stock · Derivative 1,109,190 $0.00 $0.00
Disclosure

SEC source: 0000905148-24-001787 · form4.xml · derivative · entry 2

Red Sky Ventures LLC · CIK 0002027924 · 10% owner

Keywell Kimberly Jo · CIK 0002027933 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,109,190 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F2 · ownership.direct: Shares held directly by Red Sky Ventures LLC ("Red Sky"). Kimberly Keywell is the controlling shareholder of Red Sky, may therefore be deemed to have shared voting, investment and dispositive power with respect to the shares held by Red Sky, and disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.

Read SEC document
June 17, 2024 Filed Jun 25, 2024 10:07 UTC ConversionClass A Common Stock 2,169,420 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-24-001787 · form4.xml · nonDerivative · entry 1

Red Sky Ventures LLC · CIK 0002027924 · 10% owner

Keywell Kimberly Jo · CIK 0002027933 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,560,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F3 · balance_after: This amount includes an additional 15,829 shares acquired by the Reporting Persons on June 17, 2024 in connection with the conversion of the Preferred Stock into Class A Common Stock upon the closing of the Issuer's initial public offering, pursuant to which the Issuer paid accrued and unpaid dividends on such shares of Preferred Stock in shares of Class A Common Stock. The issuance of such shares of Class A Common Stock qualifies for the exemption from Section 16 of the Securities Exchange Act pursuant to Rule 16a-9.

F2 · ownership.direct: Shares held directly by Red Sky Ventures LLC ("Red Sky"). Kimberly Keywell is the controlling shareholder of Red Sky, may therefore be deemed to have shared voting, investment and dispositive power with respect to the shares held by Red Sky, and disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.

Read SEC document
June 17, 2024 Filed Jun 26, 2024 19:17 UTC ConversionSeries G Preferred Stock · Derivative 15,558 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-025322 · ownership.xml · derivative · entry 7

KEYWELL BRADLEY A · CIK 0001114238 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By BK TL21 LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 15,558 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F3 · ownership.direct: The Reporting Person is the sole manager and the sole member of BK TL21 LLC.

Read SEC document
June 17, 2024 Filed Jun 26, 2024 19:17 UTC ConversionSeries D Preferred Stock · Derivative 63,653 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-025322 · ownership.xml · derivative · entry 6

KEYWELL BRADLEY A · CIK 0001114238 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By BK TL21 LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 63,653 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F3 · ownership.direct: The Reporting Person is the sole manager and the sole member of BK TL21 LLC.

Read SEC document
June 17, 2024 Filed Jun 26, 2024 19:17 UTC ConversionSeries C Preferred Stock · Derivative 314,338 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-025322 · ownership.xml · derivative · entry 5

KEYWELL BRADLEY A · CIK 0001114238 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By BK TL21 LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 314,338 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F3 · ownership.direct: The Reporting Person is the sole manager and the sole member of BK TL21 LLC.

Read SEC document
June 17, 2024 Filed Jun 26, 2024 19:17 UTC ConversionSeries B-2 Preferred Stock · Derivative 166,717 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-025322 · ownership.xml · derivative · entry 4

KEYWELL BRADLEY A · CIK 0001114238 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By BK TL21 LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 166,717 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F3 · ownership.direct: The Reporting Person is the sole manager and the sole member of BK TL21 LLC.

Read SEC document
June 17, 2024 Filed Jun 26, 2024 19:17 UTC ConversionSeries B-1 Preferred Stock · Derivative 499,964 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-025322 · ownership.xml · derivative · entry 3

KEYWELL BRADLEY A · CIK 0001114238 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By BK TL21 LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 499,964 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F3 · ownership.direct: The Reporting Person is the sole manager and the sole member of BK TL21 LLC.

Read SEC document
June 17, 2024 Filed Jun 26, 2024 19:17 UTC ConversionSeries A Preferred Stock · Derivative 1,109,189 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-025322 · ownership.xml · derivative · entry 2

KEYWELL BRADLEY A · CIK 0001114238 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By BK TL21 LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,109,189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F3 · ownership.direct: The Reporting Person is the sole manager and the sole member of BK TL21 LLC.

Read SEC document
June 17, 2024 Filed Jun 26, 2024 19:17 UTC ConversionClass A Common Stock 2,169,419 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-025322 · ownership.xml · nonDerivative · entry 1

KEYWELL BRADLEY A · CIK 0001114238 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By BK TL21 LLC

Disclosed balance after: 16,560,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F2 · balance_after: This amount includes an additional 15,830 shares acquired by the Reporting Person on June 17, 2024 in connection with the conversion of the Preferred Stock into Class A Common Stock upon the closing of the Issuer's initial public offering, pursuant to which the Issuer paid accrued and unpaid dividends on such shares of Preferred Stock in shares of Class A Common Stock. This amount was also reflected in the Reporting Person's Form 3 filing on June 20, 2024. The issuance of such shares of Class A Common Stock qualifies for the exemption from Section 16 of the Securities Exchange Act pursuant to Rule 16a-9.

F3 · ownership.direct: The Reporting Person is the sole manager and the sole member of BK TL21 LLC.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 01:45 UTC
LEFKOFSKY ERIC PDirector · CEO and Chairman · 10% owner
Tax withholdingClass A Common Stock 37,148 $37.00 $1,374,476.00
Disclosure

SEC source: 0001415889-24-017313 · form4-06172024_090626.xml · nonDerivative · entry 2

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,578,852

F2 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 01:45 UTC
Fukushima RyanChief Operating Officer
Tax withholdingClass A Common Stock 187,957 $37.00 $6,954,409.00
Disclosure

SEC source: 0001415889-24-017308 · form4-06172024_090616.xml · nonDerivative · entry 2

Fukushima Ryan · CIK 0002024250 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 451,543

F2 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 01:45 UTC
Polovin AndrewEVP and General Counsel
Tax withholdingClass A Common Stock 102,411 $37.00 $3,789,207.00
Disclosure

SEC source: 0001415889-24-017302 · form4-06172024_090604.xml · nonDerivative · entry 2

Polovin Andrew · CIK 0002024169 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,589

F3 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 01:45 UTC
Phelps ErikEVP & Chief Admin & Legal Off
Tax withholdingClass A Common Stock 182,037 $37.00 $6,735,369.00
Disclosure

SEC source: 0001415889-24-017301 · form4-06172024_090601.xml · nonDerivative · entry 2

Phelps Erik · CIK 0002024231 · EVP & Chief Admin & Legal Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,365

F2 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 01:45 UTC
Bartolucci Ryan MChief Accounting Officer
Tax withholdingClass A Common Stock 13,654 $37.00 $505,198.00
Disclosure

SEC source: 0001415889-24-017310 · form4-06172024_090620.xml · nonDerivative · entry 2

Bartolucci Ryan M · CIK 0001754464 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,346

F2 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 01:45 UTC
Rogers James WilliamChief Financial Officer
Tax withholdingClass A Common Stock 85,695 $37.00 $3,170,715.00
Disclosure

SEC source: 0001415889-24-017303 · form4-06172024_090606.xml · nonDerivative · entry 2

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 284,305

F3 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

Read SEC document
June 13, 2024 Filed Jun 18, 2024 01:45 UTC GrantClass A Common Stock 13,514 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017311 · form4-06172024_090622.xml · nonDerivative · entry 1

BARRIS PETER J · CIK 0001005561 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,514

F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs vest in 20 substantially equal quarterly installments commencing on September 13, 2024.

Read SEC document
June 13, 2024 Filed Jun 18, 2024 01:45 UTC
LEFKOFSKY ERIC PDirector · CEO and Chairman · 10% owner
GrantClass A Common Stock 5,616,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017313 · form4-06172024_090626.xml · nonDerivative · entry 1

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,616,000

F1 · shares: Consists of previously granted restricted stock units ("RSUs") for which the liquidity event-based condition was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, as well as, a grant of RSUs made in connection with the Issuer's initial public offering. Certain of the RSUs remain subject to service-based vesting conditions, as follows: (i) 912,375 RSUs vest in three equal quarterly installments commencing on August 1, 2024 and (ii) 750,000 RSUs vest in 20 equal quarterly installments commencing on September 13, 2024.

Read SEC document
June 13, 2024 Filed Jun 18, 2024 01:45 UTC
Fukushima RyanChief Operating Officer
GrantClass A Common Stock 639,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017308 · form4-06172024_090616.xml · nonDerivative · entry 1

Fukushima Ryan · CIK 0002024250 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 639,500

F1 · shares: Consists of previously granted restricted stock units ("RSUs") for which the liquidity event-based condition was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering. Certain of the RSUs remain subject to service-based vesting conditions, as follows: (i) 656 RSUs vest in three substantially equal quarterly installments commencing on August 1, 2024; (ii) 41,250 RSUs vest in eleven equal quarterly installments commencing on July 1, 2024; (iii) 19,500 RSUs vest in three equal quarterly installments commencing on June 30, 2024; (iv) 20,000 RSUs vest in 16 equal quarterly installments commencing on June 15, 2024; (v) 28,125 RSUs vest in three equal quarterly installments commencing on August 1, 2024; and (vi) 100,000 RSUs vest in eight equal quarterly installments commencing on March 31, 2025.

Read SEC document
June 13, 2024 Filed Jun 18, 2024 01:45 UTC
Polovin AndrewEVP and General Counsel
GrantClass A Common Stock 370,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017302 · form4-06172024_090604.xml · nonDerivative · entry 1

Polovin Andrew · CIK 0002024169 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 370,000

F1 · shares: Consists of previously granted restricted stock units ("RSUs") for which the liquidity event-based condition was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering. Certain of the RSUs remain subject to service-based vesting conditions, as follows: (i) 9,374 RSUs vest in three equal quarterly installments commencing on August 1, 2024; (ii) 281 RSUs vest in three substantially equal quarterly installments commencing on August 1, 2024; (iii) 40,425 RSUs vest in 11 equal quarterly installments commencing on August 15, 2024; (iv) 20,000 RSUs vest in 16 equal quarterly installments commencing on June 15, 2024; (v) 3,750 RSUs vest in three equal quarterly installments commencing on June 30, 2024; (vi) 20,000 RSUs vest in four equal quarterly installments commencing on March 31, 2025; (continued to footnote (2)).

F2 · shares: (vii) 25,000 RSUs vest in four equal quarterly installments commencing on March 31, 2026; and (viii) 20,000 RSUs vest one-third on March 15, 2025 with the remainder vesting in eight substantially equal quarterly installments commencing on June 15, 2025.

Read SEC document
June 13, 2024 Filed Jun 18, 2024 01:45 UTC
Phelps ErikEVP & Chief Admin & Legal Off
GrantClass A Common Stock 477,402 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017301 · form4-06172024_090601.xml · nonDerivative · entry 1

Phelps Erik · CIK 0002024231 · EVP & Chief Admin & Legal Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 477,402

F1 · shares: Consists of previously granted restricted stock units ("RSUs") for which the liquidity event-based condition was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering. Certain of the RSUs remain subject to service-based vesting conditions, as follows: (i) 4,687 RSUs vest in three equal quarterly installments commencing on August 1, 2024; (ii) 656 RSUs vest in three substantially equal quarterly installments commencing on August 1, 2024; (iii) 12,750 RSUs vest in three equal quarterly installments commencing on June 30, 2024; (iv) 12,000 RSUs vest in 16 equal quarterly installments commencing on June 15, 2024; (v) 40,000 RSUs vest in eight equal quarterly installments commencing on June 30, 2025; and (vi) 20,000 RSUs vest one-third on March 15,2025 with the remainder vesting in eight substantially equal quarterly installments commencing on June 15, 2025.

Read SEC document
June 13, 2024 Filed Jun 18, 2024 01:45 UTC GrantClass A Common Stock 13,514 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017312 · form4-06172024_090624.xml · nonDerivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,514

F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs vest in 20 substantially equal quarterly installments commencing on September 13, 2024.

Read SEC document
June 13, 2024 Filed Jun 18, 2024 01:45 UTC GrantClass A Common Stock 28,514 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017306 · form4-06172024_090612.xml · nonDerivative · entry 1

Epstein David R · CIK 0001445826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,514

F1 · shares: Consists of previously granted restricted stock units ("RSUs") for which the liquidity event-based condition was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, as well as, a grant of RSUs made in connection with the Issuer's Non-Employee Director Compensation Policy. Certain of the RSUs remain subject to service-based vesting conditions, as follows: (i) 14,000 RSUs vest in 14 equal quarterly installments commencing on August 5, 2024 and (ii) 13,514 RSUs vest in 20 substantially equal quarterly installments commencing on September 13, 2024.

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June 13, 2024 Filed Jun 18, 2024 01:45 UTC GrantClass A Common Stock 88,514 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017309 · form4-06172024_090618.xml · nonDerivative · entry 1

Gottlieb Scott · CIK 0001411359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,514

F1 · shares: Consists of previously granted restricted stock units ("RSUs") for which the liquidity event-based condition was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, as well as, a grant of RSUs made in connection with the Issuer's Non-Employee Director Compensation Policy. Certain of the RSUs remain subject to service-based vesting conditions, as follows: (i) 25,000 RSUs one-fifth of which vest on July 1, 2024 with the remainder vesting in 16 equal quarterly installments commencing on October 1, 2024 and (ii) 13,514 RSUs vest in 20 substantially equal quarterly installments commencing on September 13, 2024.

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June 13, 2024 Filed Jun 18, 2024 01:45 UTC GrantClass A Common Stock 13,514 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017314 · form4-06172024_090628.xml · nonDerivative · entry 1

Belcher Eric D · CIK 0001371919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,514

F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs vest in 20 substantially equal quarterly installments commencing on September 13, 2024.

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June 13, 2024 Filed Jun 18, 2024 01:45 UTC
Bartolucci Ryan MChief Accounting Officer
GrantClass A Common Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017310 · form4-06172024_090620.xml · nonDerivative · entry 1

Bartolucci Ryan M · CIK 0001754464 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

F1 · shares: Consists of previously granted restricted stock units ("RSUs") for which the liquidity event-based condition was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering. Certain of the RSUs remain subject to service-based vesting conditions, as follows: (i) 14,000 RSUs vest in eight equal quarterly installments commencing on August 1, 2024; (ii) 8,250 RSUs vest in 11 equal quarterly installments commencing on August 15, 2024; (iii) 12,000 RSUs vest in 16 equal quarterly installments commencing on June 15, 2024; and (iv) 10,000 RSUs vest one-third on March 15, 2025 with the remainder vesting in eight substantially equal quarterly installments commencing on June 15, 2025.

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June 13, 2024 Filed Jun 18, 2024 01:45 UTC GrantClass A Common Stock 38,514 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017307 · form4-06172024_090614.xml · nonDerivative · entry 1

Frederick Wayne A.I. · CIK 0001802241 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,514

F1 · shares: Consists of previously granted restricted stock units ("RSUs") for which the liquidity event-based condition was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, as well as, a grant of RSUs made in connection with the Issuer's Non-Employee Director Compensation Policy. Certain of the RSUs remain subject to service-based vesting conditions, as follows: (i) 7,500 RSUs vest in six equal quarterly installments commencing on July 1, 2024 and (ii) 13,514 RSUs vest in 20 substantially equal quarterly installments commencing on September 13, 2024.

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June 13, 2024 Filed Jun 18, 2024 01:45 UTC GrantClass A Common Stock 38,514 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017305 · form4-06172024_090610.xml · nonDerivative · entry 1

Doudna Jennifer A · CIK 0001739090 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,514

F1 · shares: Consists of previously granted restricted stock units ("RSUs") for which the liquidity event-based condition was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, as well as, a grant of RSUs made in connection with the Issuer's Non-Employee Director Compensation Policy. Certain of the RSUs remain subject to service-based vesting conditions, as follows: (i) 8,750 RSUs vest in seven equal quarterly installments commencing on July 1, 2024 and (ii) 13,514 RSUs vest in 20 substantially equal quarterly installments commencing on September 13, 2024.

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June 13, 2024 Filed Jun 18, 2024 01:45 UTC
West NadjaDirector
GrantClass A Common Stock 38,514 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017304 · form4-06172024_090608.xml · nonDerivative · entry 1

West Nadja · CIK 0001787802 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,514

F1 · shares: Consists of previously granted restricted stock units ("RSUs") for which the liquidity event-based condition was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, as well as, a grant of RSUs made in connection with the Issuer's Non-Employee Director Compensation Policy. Certain of the RSUs remain subject to service-based vesting conditions, as follows: (i) 8,750 RSUs vest in seven equal quarterly installments commencing on July 1, 2024 and (ii) 13,514 RSUs vest in 20 substantially equal quarterly installments commencing on September 13, 2024.

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June 13, 2024 Filed Jun 18, 2024 01:45 UTC
Rogers James WilliamChief Financial Officer
GrantClass A Common Stock 370,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017303 · form4-06172024_090606.xml · nonDerivative · entry 1

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 370,000

F1 · shares: Consists of previously granted restricted stock units ("RSUs") for which the liquidity event-based condition was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering. Certain of the RSUs remain subject to service-based vesting conditions, as follows: (i) 3,750 RSUs vest in three equal quarterly installments commencing on August 1, 2024; (ii) 35,000 RSUs vest in seven equal quarterly installments commencing on September 1, 2024; (iii) 41,250 RSUs vest in eleven equal quarterly installments commencing on August 15, 2024; (iv) 12,000 RSUs vest in 16 equal quarterly installments commencing on June 15, 2024; (v) 7,500 RSUs vest in three equal quarterly installments commencing on March 31, 2024; (vi) 20,000 RSUs vest in four equal quarterly installments commencing on March 31, 2025; (continued to footnote (2)).

F2 · shares: (vii) 30,000 RSUs vest in four equal quarterly installments commencing on March 31, 2026; and (viii) 20,000 RSUs vest one-third on March 15, 2025 with the remainder vesting in eight substantially equal quarterly installments commencing on June 15, 2025.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.