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person · Reporting owner

KEYWELL BRADLEY A

Disclosed activity across 5 companies

Tapewire entity
38993
SEC CIK
0001114238

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Echo Global Logistics, Inc.ECHO · Entity 133152DirectorFebruary 24, 2017February 28, 2017
Groupon, Inc.GRPN · Entity 5174DirectorOctober 19, 2017October 23, 2017
TKO Group Holdings, Inc.TKO · Entity 3113DirectorJune 10, 2026June 12, 2026
VIVMARK RESIDENTIALEQR · Entity 499DirectorJune 02, 2021June 04, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Echo Global Logistics, Inc.

Report date February 24, 2017 · Filed February 28, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect22,634 Reported balance After 2017-02-24 transaction · row 1
1 source row

Row 1 · 2017-02-24 · Grant · Acquired 4,396 · Balance 22,634

Common StockSEC Table I · non-derivativeIndirectSee Footnote535,001 Reported balance Holding disclosure · report date 2017-02-24 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 535,001

F1: The shares of common stock reported on this line are held by Frog Ventures, LLC. Frog Ventures, LLC is owned by the Keywell Family Trust (20%) and Kimberly Keywell (80%), the wife of Bradley A. Keywell. Mr. Keywell disclaims beneficial ownership of the shares held by Frog Ventures, LLC except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee Footnote45,000 Reported balance Holding disclosure · report date 2017-02-24 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 45,000

F2: The shares of common stock reported on this line are held by the Keywell Family Trust. Mr. and Mrs. Keywell share voting and investment control with respect to shares held by the Keywell Family Trust. Mr. Keywell disclaims beneficial ownership of the shares held by the Keywell Family Trust except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of common stock reported on this line are held by Frog Ventures, LLC. Frog Ventures, LLC is owned by the Keywell Family Trust (20%) and Kimberly Keywell (80%), the wife of Bradley A. Keywell. Mr. Keywell disclaims beneficial ownership of the shares held by Frog Ventures, LLC except to the extent of his pecuniary interest therein.

F2: The shares of common stock reported on this line are held by the Keywell Family Trust. Mr. and Mrs. Keywell share voting and investment control with respect to shares held by the Keywell Family Trust. Mr. Keywell disclaims beneficial ownership of the shares held by the Keywell Family Trust except to the extent of his pecuniary interest therein.

Groupon, Inc.

Report date October 19, 2017 · Filed October 23, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Stock Unit Award (Right to Receive)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct98,941 Reported balance After 2017-10-19 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2017-10-19 · Grant · Acquired 3,787 · Balance 98,941

F1: Mr. Keywell has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Keywell has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

Filing footnotes · ownership attribution and instrument terms

F1: Mr. Keywell has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Keywell has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

TKO Group Holdings, Inc.

Report date June 10, 2026 · Filed June 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect4,125 Reported balance After 2026-06-10 transaction · row 1
1 source row

Row 1 · 2026-06-10 · Exercise / conversion · Acquired 1,237 · Balance 4,125

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-06-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-10 · Exercise / conversion · Disposed 1,237 · Balance 0

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of the Issuer.

F2: The RSUs vested on the date of the Issuer's annual stockholder meeting, which was held on June 10, 2026.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect1,123 Reported balance After 2026-06-10 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-06-10 · Grant · Acquired 1,123 · Balance 1,123

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of the Issuer.

F3: The RSUs will vest on the date of the Issuer's next annual stockholder meeting immediately following the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of the Issuer.

F2: The RSUs vested on the date of the Issuer's annual stockholder meeting, which was held on June 10, 2026.

F3: The RSUs will vest on the date of the Issuer's next annual stockholder meeting immediately following the date of grant.

VIVMARK RESIDENTIAL

Report date June 02, 2021 · Filed June 04, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares Of Beneficial InterestSEC Table I · non-derivativeDirect19,267 Last balance in matching sequence After 2021-06-02 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2021-06-02 · Exercise / conversion · Acquired 5,815 · Balance 22,925

F1: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Row 2 · 2021-06-02 · Sale · Disposed 3,658 · Balance 19,267

F1: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Non-qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.19 · Expires 2021-06-16Direct0 Reported balance After 2021-06-02 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-06-02 · Exercise / conversion · Disposed 5,815 · Balance 0

Common Shares Of Beneficial InterestSEC Table I · non-derivativeIndirectSERP Account13,511 Reported balance Holding disclosure · report date 2021-06-02 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 13,511

F2: Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan, for the benefit of the reporting person.

Filing footnotes · ownership attribution and instrument terms

F1: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

F2: Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan, for the benefit of the reporting person.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Tempus AI, Inc.

Report date January 15, 2025 · Filed January 22, 2025 · Amendment

Section 16 reporting ended · disclosed 2025-01-22. Current position is not established by this disclosure.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy BK TL21 LLC15,218,365 Last balance in matching sequence After 2025-01-17 transaction · row 6 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
6 source rows

Row 1 · 2025-01-15 · Sale · Disposed 161,811 · Balance 16,002,638

F1: Reflects the weighted average price of $35.4219. Actual prices ranged from $35.00 to $36.00.

F6: The Reporting Person is the sole manager and the sole member of BK TL21 LLC.

Row 2 · 2025-01-15 · Sale · Disposed 8,909 · Balance 15,993,729

F2: Reflects the weighted average price of $36.0439. Actual prices ranged from $36.00 to $36.24.

F6: The Reporting Person is the sole manager and the sole member of BK TL21 LLC.

Row 3 · 2025-01-16 · Sale · Disposed 500,364 · Balance 15,493,365

F3: Reflects the weighted average price of $34.8222. Actual prices ranged from $34.75 to $35.75.

F6: The Reporting Person is the sole manager and the sole member of BK TL21 LLC.

Row 4 · 2025-01-16 · Sale · Disposed 10,000 · Balance 15,483,365

F6: The Reporting Person is the sole manager and the sole member of BK TL21 LLC.

Row 5 · 2025-01-17 · Sale · Disposed 264,852 · Balance 15,218,513

F4: Reflects the weighted average price of $35.1021. Actual prices ranged from $34.75 to $35.75.

F6: The Reporting Person is the sole manager and the sole member of BK TL21 LLC.

Row 6 · 2025-01-17 · Sale · Disposed 148 · Balance 15,218,365

F5: Reflects the weighted average price of $35.7944. Actual prices ranged from $35.75 to $35.8330.

F6: The Reporting Person is the sole manager and the sole member of BK TL21 LLC.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the weighted average price of $35.4219. Actual prices ranged from $35.00 to $36.00.

F2: Reflects the weighted average price of $36.0439. Actual prices ranged from $36.00 to $36.24.

F3: Reflects the weighted average price of $34.8222. Actual prices ranged from $34.75 to $35.75.

F4: Reflects the weighted average price of $35.1021. Actual prices ranged from $34.75 to $35.75.

F5: Reflects the weighted average price of $35.7944. Actual prices ranged from $35.75 to $35.8330.

F6: The Reporting Person is the sole manager and the sole member of BK TL21 LLC.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2026 Filed Jun 12, 2026 19:30 UTC TKO Group Holdings, Inc. TKO · Entity 3113 GrantRestricted Stock Unit · Derivative 1,123 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-269926 · ownership.xml · derivative · entry 3

KEYWELL BRADLEY A · CIK 0001114238 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,123

Underlying: Class A Common Stock · 1,123 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs will vest on the date of the Issuer's next annual stockholder meeting immediately following the date of grant.

F3 · derivative.expiration_date: The RSUs will vest on the date of the Issuer's next annual stockholder meeting immediately following the date of grant.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 19:30 UTC TKO Group Holdings, Inc. TKO · Entity 3113 Exercise / conversionRestricted Stock Unit · Derivative 1,237 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-269926 · ownership.xml · derivative · entry 2

KEYWELL BRADLEY A · CIK 0001114238 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,237 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of the Issuer.

F2 · derivative.exercise_date: The RSUs vested on the date of the Issuer's annual stockholder meeting, which was held on June 10, 2026.

F2 · derivative.expiration_date: The RSUs vested on the date of the Issuer's annual stockholder meeting, which was held on June 10, 2026.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 19:30 UTC TKO Group Holdings, Inc. TKO · Entity 3113 Exercise / conversionClass A Common Stock 1,237 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-269926 · ownership.xml · nonDerivative · entry 1

KEYWELL BRADLEY A · CIK 0001114238 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 19:30 UTC TKO Group Holdings, Inc. TKO · Entity 3113 GrantRestricted Stock Unit · Derivative 1,237 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-086447 · ownership.xml · derivative · entry 3

KEYWELL BRADLEY A · CIK 0001114238 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,237

Underlying: Class A Common Stock · 1,237 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs will vest on the date of the Issuer's next annual stockholder meeting immediately following the date of grant.

F3 · derivative.expiration_date: The RSUs will vest on the date of the Issuer's next annual stockholder meeting immediately following the date of grant.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 19:30 UTC TKO Group Holdings, Inc. TKO · Entity 3113 Exercise / conversionRestricted Stock Unit · Derivative 1,700 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-086447 · ownership.xml · derivative · entry 2

KEYWELL BRADLEY A · CIK 0001114238 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of the Issuer.

F2 · derivative.exercise_date: The RSUs vested on the date of the Issuer's annual stockholder meeting, which was held on June 12, 2025.

F2 · derivative.expiration_date: The RSUs vested on the date of the Issuer's annual stockholder meeting, which was held on June 12, 2025.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 19:30 UTC TKO Group Holdings, Inc. TKO · Entity 3113 Exercise / conversionClass A Common Stock 1,700 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-086447 · ownership.xml · nonDerivative · entry 1

KEYWELL BRADLEY A · CIK 0001114238 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2025 Filed Jan 17, 2025 18:15 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 148 $35.79 $5,297.57
Disclosure

SEC source: 0001493152-25-002849 · ownership.xml · nonDerivative · entry 6

KEYWELL BRADLEY A · CIK 0001114238 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By BK TL21 LLC

Disclosed balance after: 15,218,365

F5 · price: Reflects the weighted average price of $35.7944. Actual prices ranged from $35.75 to $35.8330.

F6 · ownership.direct: The Reporting Person is the sole manager and the sole member of BK TL21 LLC.

Read SEC document
January 17, 2025 Filed Jan 17, 2025 18:15 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 264,852 $35.10 $9,296,861.39
Disclosure

SEC source: 0001493152-25-002849 · ownership.xml · nonDerivative · entry 5

KEYWELL BRADLEY A · CIK 0001114238 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By BK TL21 LLC

Disclosed balance after: 15,218,513

F4 · price: Reflects the weighted average price of $35.1021. Actual prices ranged from $34.75 to $35.75.

F6 · ownership.direct: The Reporting Person is the sole manager and the sole member of BK TL21 LLC.

Read SEC document
January 17, 2025 Filed Jan 22, 2025 16:05 UTC Amendment Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 148 $35.79 $5,297.57
Disclosure

SEC source: 0001493152-25-003223 · ownership.xml · nonDerivative · entry 6

KEYWELL BRADLEY A · CIK 0001114238 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By BK TL21 LLC

Disclosed balance after: 15,218,365

F5 · price: Reflects the weighted average price of $35.7944. Actual prices ranged from $35.75 to $35.8330.

F6 · ownership.direct: The Reporting Person is the sole manager and the sole member of BK TL21 LLC.

Read SEC document
January 17, 2025 Filed Jan 22, 2025 16:05 UTC Amendment Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 264,852 $35.10 $9,296,861.39
Disclosure

SEC source: 0001493152-25-003223 · ownership.xml · nonDerivative · entry 5

KEYWELL BRADLEY A · CIK 0001114238 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By BK TL21 LLC

Disclosed balance after: 15,218,513

F4 · price: Reflects the weighted average price of $35.1021. Actual prices ranged from $34.75 to $35.75.

F6 · ownership.direct: The Reporting Person is the sole manager and the sole member of BK TL21 LLC.

Read SEC document
January 16, 2025 Filed Jan 17, 2025 18:15 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 10,000 $35.80 $358,000.00
Disclosure

SEC source: 0001493152-25-002849 · ownership.xml · nonDerivative · entry 4

KEYWELL BRADLEY A · CIK 0001114238 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By BK TL21 LLC

Disclosed balance after: 15,483,365

F6 · ownership.direct: The Reporting Person is the sole manager and the sole member of BK TL21 LLC.

Read SEC document
January 16, 2025 Filed Jan 17, 2025 18:15 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 500,364 $34.82 $17,423,775.28
Disclosure

SEC source: 0001493152-25-002849 · ownership.xml · nonDerivative · entry 3

KEYWELL BRADLEY A · CIK 0001114238 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By BK TL21 LLC

Disclosed balance after: 15,493,365

F3 · price: Reflects the weighted average price of $34.8222. Actual prices ranged from $34.75 to $35.75.

F6 · ownership.direct: The Reporting Person is the sole manager and the sole member of BK TL21 LLC.

Read SEC document
January 16, 2025 Filed Jan 22, 2025 16:05 UTC Amendment Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 10,000 $35.80 $358,000.00
Disclosure

SEC source: 0001493152-25-003223 · ownership.xml · nonDerivative · entry 4

KEYWELL BRADLEY A · CIK 0001114238 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By BK TL21 LLC

Disclosed balance after: 15,483,365

F6 · ownership.direct: The Reporting Person is the sole manager and the sole member of BK TL21 LLC.

Read SEC document
January 16, 2025 Filed Jan 22, 2025 16:05 UTC Amendment Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 500,364 $34.82 $17,423,775.28
Disclosure

SEC source: 0001493152-25-003223 · ownership.xml · nonDerivative · entry 3

KEYWELL BRADLEY A · CIK 0001114238 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By BK TL21 LLC

Disclosed balance after: 15,493,365

F3 · price: Reflects the weighted average price of $34.8222. Actual prices ranged from $34.75 to $35.75.

F6 · ownership.direct: The Reporting Person is the sole manager and the sole member of BK TL21 LLC.

Read SEC document
January 15, 2025 Filed Jan 17, 2025 18:15 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 8,909 $36.04 $321,115.11
Disclosure

SEC source: 0001493152-25-002849 · ownership.xml · nonDerivative · entry 2

KEYWELL BRADLEY A · CIK 0001114238 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By BK TL21 LLC

Disclosed balance after: 15,993,729

F2 · price: Reflects the weighted average price of $36.0439. Actual prices ranged from $36.00 to $36.24.

F6 · ownership.direct: The Reporting Person is the sole manager and the sole member of BK TL21 LLC.

Read SEC document
January 15, 2025 Filed Jan 17, 2025 18:15 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 161,811 $35.42 $5,731,653.06
Disclosure

SEC source: 0001493152-25-002849 · ownership.xml · nonDerivative · entry 1

KEYWELL BRADLEY A · CIK 0001114238 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By BK TL21 LLC

Disclosed balance after: 16,002,638

F1 · price: Reflects the weighted average price of $35.4219. Actual prices ranged from $35.00 to $36.00.

F6 · ownership.direct: The Reporting Person is the sole manager and the sole member of BK TL21 LLC.

Read SEC document
January 15, 2025 Filed Jan 22, 2025 16:05 UTC Amendment Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 8,909 $36.04 $321,115.11
Disclosure

SEC source: 0001493152-25-003223 · ownership.xml · nonDerivative · entry 2

KEYWELL BRADLEY A · CIK 0001114238 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By BK TL21 LLC

Disclosed balance after: 15,993,729

F2 · price: Reflects the weighted average price of $36.0439. Actual prices ranged from $36.00 to $36.24.

F6 · ownership.direct: The Reporting Person is the sole manager and the sole member of BK TL21 LLC.

Read SEC document
January 15, 2025 Filed Jan 22, 2025 16:05 UTC Amendment Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 161,811 $35.42 $5,731,653.06
Disclosure

SEC source: 0001493152-25-003223 · ownership.xml · nonDerivative · entry 1

KEYWELL BRADLEY A · CIK 0001114238 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By BK TL21 LLC

Disclosed balance after: 16,002,638

F1 · price: Reflects the weighted average price of $35.4219. Actual prices ranged from $35.00 to $36.00.

F6 · ownership.direct: The Reporting Person is the sole manager and the sole member of BK TL21 LLC.

Read SEC document
December 11, 2024 Filed Dec 12, 2024 08:33 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 265,784 $43.17 $11,473,443.45
Disclosure

SEC source: 0001493152-24-049737 · ownership.xml · nonDerivative · entry 2

KEYWELL BRADLEY A · CIK 0001114238 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By BK TL21 LLC

Disclosed balance after: 16,164,449

F2 · price: Reflects the weighted average price of $43.1683. Actual prices ranged from $43.00 to $43.89.

F3 · ownership.direct: The Reporting Person is the sole manager and the sole member of BK TL21 LLC.

Read SEC document
December 11, 2024 Filed Dec 12, 2024 08:33 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 130,016 $42.49 $5,524,366.84
Disclosure

SEC source: 0001493152-24-049737 · ownership.xml · nonDerivative · entry 1

KEYWELL BRADLEY A · CIK 0001114238 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By BK TL21 LLC

Disclosed balance after: 16,430,233

F1 · price: Reflects a weighted average price of $42.4899. Actual prices ranged from $42.00 to $43.00.

F3 · ownership.direct: The Reporting Person is the sole manager and the sole member of BK TL21 LLC.

Read SEC document
June 17, 2024 Filed Jun 26, 2024 19:17 UTC Tempus AI, Inc. TEM · Entity 1545 ConversionSeries G Preferred Stock · Derivative 15,558 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-025322 · ownership.xml · derivative · entry 7

KEYWELL BRADLEY A · CIK 0001114238 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By BK TL21 LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 15,558 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F3 · ownership.direct: The Reporting Person is the sole manager and the sole member of BK TL21 LLC.

Read SEC document
June 17, 2024 Filed Jun 26, 2024 19:17 UTC Tempus AI, Inc. TEM · Entity 1545 ConversionSeries D Preferred Stock · Derivative 63,653 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-025322 · ownership.xml · derivative · entry 6

KEYWELL BRADLEY A · CIK 0001114238 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By BK TL21 LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 63,653 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F3 · ownership.direct: The Reporting Person is the sole manager and the sole member of BK TL21 LLC.

Read SEC document
June 17, 2024 Filed Jun 26, 2024 19:17 UTC Tempus AI, Inc. TEM · Entity 1545 ConversionSeries C Preferred Stock · Derivative 314,338 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-025322 · ownership.xml · derivative · entry 5

KEYWELL BRADLEY A · CIK 0001114238 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By BK TL21 LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 314,338 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F3 · ownership.direct: The Reporting Person is the sole manager and the sole member of BK TL21 LLC.

Read SEC document
June 17, 2024 Filed Jun 26, 2024 19:17 UTC Tempus AI, Inc. TEM · Entity 1545 ConversionSeries B-2 Preferred Stock · Derivative 166,717 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-025322 · ownership.xml · derivative · entry 4

KEYWELL BRADLEY A · CIK 0001114238 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By BK TL21 LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 166,717 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F3 · ownership.direct: The Reporting Person is the sole manager and the sole member of BK TL21 LLC.

Read SEC document
June 17, 2024 Filed Jun 26, 2024 19:17 UTC Tempus AI, Inc. TEM · Entity 1545 ConversionSeries B-1 Preferred Stock · Derivative 499,964 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-025322 · ownership.xml · derivative · entry 3

KEYWELL BRADLEY A · CIK 0001114238 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By BK TL21 LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 499,964 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F3 · ownership.direct: The Reporting Person is the sole manager and the sole member of BK TL21 LLC.

Read SEC document
June 17, 2024 Filed Jun 26, 2024 19:17 UTC Tempus AI, Inc. TEM · Entity 1545 ConversionSeries A Preferred Stock · Derivative 1,109,189 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-025322 · ownership.xml · derivative · entry 2

KEYWELL BRADLEY A · CIK 0001114238 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By BK TL21 LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,109,189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F3 · ownership.direct: The Reporting Person is the sole manager and the sole member of BK TL21 LLC.

Read SEC document
June 17, 2024 Filed Jun 26, 2024 19:17 UTC Tempus AI, Inc. TEM · Entity 1545 ConversionClass A Common Stock 2,169,419 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-025322 · ownership.xml · nonDerivative · entry 1

KEYWELL BRADLEY A · CIK 0001114238 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By BK TL21 LLC

Disclosed balance after: 16,560,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F2 · balance_after: This amount includes an additional 15,830 shares acquired by the Reporting Person on June 17, 2024 in connection with the conversion of the Preferred Stock into Class A Common Stock upon the closing of the Issuer's initial public offering, pursuant to which the Issuer paid accrued and unpaid dividends on such shares of Preferred Stock in shares of Class A Common Stock. This amount was also reflected in the Reporting Person's Form 3 filing on June 20, 2024. The issuance of such shares of Class A Common Stock qualifies for the exemption from Section 16 of the Securities Exchange Act pursuant to Rule 16a-9.

F3 · ownership.direct: The Reporting Person is the sole manager and the sole member of BK TL21 LLC.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 19:05 UTC TKO Group Holdings, Inc. TKO · Entity 3113 GrantRestricted Stock Unit · Derivative 1,700 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-073921 · ownership.xml · derivative · entry 3

KEYWELL BRADLEY A · CIK 0001114238 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,700

Underlying: Class A Common Stock · 1,700 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs will vest on the date of the Issuer's next annual stockholder meeting immediately following the date of grant.

F3 · derivative.expiration_date: The RSUs will vest on the date of the Issuer's next annual stockholder meeting immediately following the date of grant.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 19:05 UTC TKO Group Holdings, Inc. TKO · Entity 3113 Exercise / conversionRestricted Stock Unit · Derivative 1,188 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-073921 · ownership.xml · derivative · entry 2

KEYWELL BRADLEY A · CIK 0001114238 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock units vested on the date of the Issuer's annual stockholder meeting, which was held on June 12, 2024.

F2 · derivative.expiration_date: The restricted stock units vested on the date of the Issuer's annual stockholder meeting, which was held on June 12, 2024.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 19:05 UTC TKO Group Holdings, Inc. TKO · Entity 3113 Exercise / conversionClass A Common Stock 1,188 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-073921 · ownership.xml · nonDerivative · entry 1

KEYWELL BRADLEY A · CIK 0001114238 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2024 Filed Jan 23, 2024 21:15 UTC TKO Group Holdings, Inc. TKO · Entity 3113 GrantRestricted Stock Units · Derivative 1,188 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-006791 · ownership.xml · derivative · entry 1

KEYWELL BRADLEY A · CIK 0001114238 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,188

Underlying: Class A Common Stock · 1,188 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of the Issuer.

F2 · derivative.exercise_date: The RSUs were granted on January 23, 2024 and will vest on the date of the Issuer's annual stockholder meeting immediately following the date of grant.

F2 · derivative.expiration_date: The RSUs were granted on January 23, 2024 and will vest on the date of the Issuer's annual stockholder meeting immediately following the date of grant.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 20:18 UTC VIVMARK RESIDENTIAL EQR · Entity 499 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 5,815 $0.00 Strike: $50.19 $0.00
Disclosure

SEC source: 0001127602-21-019260 · form4.xml · derivative · entry 4

KEYWELL BRADLEY A · CIK 0001114238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares Of Beneficial Interest · 5,815 shares

Expires 2021-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 20:18 UTC VIVMARK RESIDENTIAL EQR · Entity 499 SaleCommon Shares Of Beneficial Interest 3,658 $79.82 $291,981.56
Disclosure

SEC source: 0001127602-21-019260 · form4.xml · nonDerivative · entry 2

KEYWELL BRADLEY A · CIK 0001114238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,267

F1 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 20:18 UTC VIVMARK RESIDENTIAL EQR · Entity 499 Exercise / conversionCommon Shares Of Beneficial Interest 5,815 $50.19 $291,854.85
Disclosure

SEC source: 0001127602-21-019260 · form4.xml · nonDerivative · entry 1

KEYWELL BRADLEY A · CIK 0001114238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 20:15 UTC VIVMARK RESIDENTIAL EQR · Entity 499 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 963 $0.00 Strike: $47.36 $0.00
Disclosure

SEC source: 0001127602-21-011906 · form4.xml · derivative · entry 3

KEYWELL BRADLEY A · CIK 0001114238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares Of Beneficial Interest · 963 shares

Expires 2021-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents share options which vested in three equal installments on April 8, 2012, April 8, 2013 and April 8, 2014.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 20:15 UTC VIVMARK RESIDENTIAL EQR · Entity 499 Exercise / conversionCommon Shares Of Beneficial Interest 963 $47.36 $45,607.68
Disclosure

SEC source: 0001127602-21-011906 · form4.xml · nonDerivative · entry 1

KEYWELL BRADLEY A · CIK 0001114238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
August 14, 2020 Filed Aug 18, 2020 21:23 UTC VIVMARK RESIDENTIAL EQR · Entity 499 GrantCommon Shares Of Beneficial Interest 2,163 $46.23 $99,995.49
Disclosure

SEC source: 0001127602-20-023845 · form4.xml · nonDerivative · entry 1

KEYWELL BRADLEY A · CIK 0001114238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,147

F1 · shares: Represents shares acquired through Equity Residential's Employee Share Purchase Plan.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 21:22 UTC VIVMARK RESIDENTIAL EQR · Entity 499 GrantCommon Shares Of Beneficial Interest 2,739 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-017988 · doc4.xml · nonDerivative · entry 1

KEYWELL BRADLEY A · CIK 0001114238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,100

F1 · shares: Represents restricted shares granted for prospective service from the 2020 Annual Meeting of Shareholders to the 2021 Annual Meeting of Shareholders which are scheduled to vest on June 25, 2021.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 20:41 UTC VIVMARK RESIDENTIAL EQR · Entity 499 GrantCommon Shares Of Beneficial Interest 2,116 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-023231 · form4.xml · nonDerivative · entry 1

KEYWELL BRADLEY A · CIK 0001114238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,361

F1 · shares: Represents restricted shares granted for prospective service from the 2019 Annual Meeting of Shareholders to the 2020 Annual Meeting of Shareholders which are scheduled to vest on June 27, 2020.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 20:35 UTC VIVMARK RESIDENTIAL EQR · Entity 499 GrantCommon Shares Of Beneficial Interest 2,509 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-021184 · form4.xml · nonDerivative · entry 1

KEYWELL BRADLEY A · CIK 0001114238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,746

F1 · shares: Represents restricted shares granted for prospective service from the 2018 Annual Meeting of Shareholders to the 2019 Annual Meeting of Shareholders which are scheduled to vest on June 14, 2019.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
October 19, 2017 Filed Oct 23, 2017 18:12 UTC Groupon, Inc. GRPN · Entity 5174 GrantDeferred Stock Unit Award (Right to Receive) · Derivative 3,787 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000129 · wf-form4_150879670860436.xml · derivative · entry 1

KEYWELL BRADLEY A · CIK 0001114238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,941

Underlying: Common Stock · 3,787 shares

Expires not disclosed

F1 · derivative.exercise_date: Mr. Keywell has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Keywell has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

F1 · derivative.expiration_date: Mr. Keywell has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Keywell has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

Read SEC document
July 18, 2017 Filed Jul 20, 2017 17:27 UTC Groupon, Inc. GRPN · Entity 5174 GrantDeferred Stock Unit Award (Right to Receive) · Derivative 4,758 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000102 · wf-form4_150058605794092.xml · derivative · entry 1

KEYWELL BRADLEY A · CIK 0001114238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,154

Underlying: Common Stock · 4,758 shares

Expires not disclosed

F1 · derivative.exercise_date: Mr. Keywell has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Keywell has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

F1 · derivative.expiration_date: Mr. Keywell has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Keywell has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 20:18 UTC VIVMARK RESIDENTIAL EQR · Entity 499 GrantCommon Shares Of Beneficial Interest 1,992 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-021749 · form4.xml · nonDerivative · entry 1

KEYWELL BRADLEY A · CIK 0001114238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,274

F1 · shares: Represents restricted shares granted for prospective service from the 2017 Annual Meeting of Shareholders to the 2018 Annual Meeting of Shareholders which are scheduled to vest on June 15, 2018.

F2 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future.

Read SEC document
June 13, 2017 Filed Jun 15, 2017 17:58 UTC Groupon, Inc. GRPN · Entity 5174 GrantCommon Stock 48,701 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000088 · wf-form4_149756389369787.xml · nonDerivative · entry 1

KEYWELL BRADLEY A · CIK 0001114238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,736

F1 · kind: 100% of the restricted stock units granted on June 13, 2017 will vest on June 13, 2018, subject to Mr. Keywell's continued service as a director of the Issuer through the vesting date.

Read SEC document
April 20, 2017 Filed Apr 24, 2017 19:24 UTC Groupon, Inc. GRPN · Entity 5174 GrantDeferred Stock Unit Award (Right to Receive) · Derivative 4,807 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000053 · wf-form4_149307623742345.xml · derivative · entry 1

KEYWELL BRADLEY A · CIK 0001114238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,396

Underlying: Common Stock · 4,807 shares

Expires not disclosed

F1 · derivative.exercise_date: Mr. Keywell has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Keywell has elected to receive DSUs in lieu of the annual retainer fees payable for services on Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

F1 · derivative.expiration_date: Mr. Keywell has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Keywell has elected to receive DSUs in lieu of the annual retainer fees payable for services on Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 21:16 UTC VIVMARK RESIDENTIAL EQR · Entity 499 GrantCommon Shares Of Beneficial Interest 1,894 $52.79 $99,984.26
Disclosure

SEC source: 0001127602-17-009248 · form4.xml · nonDerivative · entry 1

KEYWELL BRADLEY A · CIK 0001114238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,282

F1 · shares: Represents shares acquired through Equity Residential's Employee Share Purchase Plan.

F2 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 19:52 UTC Echo Global Logistics, Inc. ECHO · Entity 133152 GrantCommon Stock 4,396 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-012704 · a4.xml · nonDerivative · entry 1

KEYWELL BRADLEY A · CIK 0001114238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,634

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February 02, 2017 Filed Feb 6, 2017 17:59 UTC Groupon, Inc. GRPN · Entity 5174 GrantDeferred Stock Unit Award (Right to Receive) · Derivative 5,326 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000010 · wf-form4_148642196860690.xml · derivative · entry 1

KEYWELL BRADLEY A · CIK 0001114238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,589

Underlying: Common Stock · 5,326 shares

Expires not disclosed

F1 · derivative.exercise_date: Mr. Keywell has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Keywell has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

F1 · derivative.expiration_date: Mr. Keywell has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Keywell has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

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October 31, 2016 Filed Oct 31, 2016 17:32 UTC Groupon, Inc. GRPN · Entity 5174 ConversionClass B Common Stock · Derivative 400,008 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001490281-16-000218 · wf-form4_147794955622103.xml · derivative · entry 3

KEYWELL BRADLEY A · CIK 0001114238 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Rugger Ventures LLC

Disclosed balance after: 0

Underlying: Common Stock · 400,008 shares

Expires 2016-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On October 31, 2016, each share of the Issuer's Class A Common Stock and Class B Common Stock automatically converted on a 1-for-1 basis into a new class of stock designated Common Stock pursuant to the terms of the Issuer's amended and restated certificate of incorporation (the "Conversion").

F2 · kind: These shares were previously reported as shares of Class B common stock held by Mr. Keywell, which automatically converted into Common Stock pursuant to the Conversion. This was not an open market purchase or sale of securities.

F2 · shares: These shares were previously reported as shares of Class B common stock held by Mr. Keywell, which automatically converted into Common Stock pursuant to the Conversion. This was not an open market purchase or sale of securities.

F1 · derivative.expiration_date: On October 31, 2016, each share of the Issuer's Class A Common Stock and Class B Common Stock automatically converted on a 1-for-1 basis into a new class of stock designated Common Stock pursuant to the terms of the Issuer's amended and restated certificate of incorporation (the "Conversion").

F4 · ownership.nature: The shares of Common Stock reported on this line are held by Rugger Ventures LLC, an entity owned by Kimberly Keywell (80%), the wife of Bradley A. Keywell, and Mr. Keywell's children (20%).

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October 31, 2016 Filed Oct 31, 2016 17:32 UTC Groupon, Inc. GRPN · Entity 5174 ConversionCommon Stock 400,008 $0.00 $0.00
Disclosure

SEC source: 0001490281-16-000218 · wf-form4_147794955622103.xml · nonDerivative · entry 1

KEYWELL BRADLEY A · CIK 0001114238 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Rugger Ventures LLC

Disclosed balance after: 30,725,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On October 31, 2016, each share of the Issuer's Class A Common Stock and Class B Common Stock automatically converted on a 1-for-1 basis into a new class of stock designated Common Stock pursuant to the terms of the Issuer's amended and restated certificate of incorporation (the "Conversion").

F2 · kind: These shares were previously reported as shares of Class B common stock held by Mr. Keywell, which automatically converted into Common Stock pursuant to the Conversion. This was not an open market purchase or sale of securities.

F2 · shares: These shares were previously reported as shares of Class B common stock held by Mr. Keywell, which automatically converted into Common Stock pursuant to the Conversion. This was not an open market purchase or sale of securities.

F3 · balance_after: Prior to the Conversion, these shares were reported as shares of Class A common stock and Class B Common Stock held by Rugger Ventures LLC.

F4 · ownership.nature: The shares of Common Stock reported on this line are held by Rugger Ventures LLC, an entity owned by Kimberly Keywell (80%), the wife of Bradley A. Keywell, and Mr. Keywell's children (20%).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.