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Rogers James William

Disclosed activity across 1 company

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21140
SEC CIK
0002024630

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Tempus AI, Inc.TEM · Entity 1545Chief Financial OfficerAugust 18, 2026August 21, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Tempus AI, Inc.

Report date August 18, 2026 · Filed August 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect106,024 Ending reported balance After 2026-08-19 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-08-18 · Sale · Disposed 22,529 · Balance 132,337

F1: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.35 to $49.99 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Row 2 · 2026-08-19 · Sale · Disposed 26,313 · Balance 106,024

F3: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.35 to $49.99 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2025.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 19, 2026 Filed Aug 21, 2026 01:00 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 26,313 $60.00 $1,578,780.00
Disclosure

SEC source: 0002024630-26-000024 · form4-08202026_090809.xml · nonDerivative · entry 2

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 106,024

F3 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2025.

Read SEC document
August 18, 2026 Filed Aug 21, 2026 01:00 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 22,529 $49.61 $1,117,663.69
Disclosure

SEC source: 0002024630-26-000024 · form4-08202026_090809.xml · nonDerivative · entry 1

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 132,337

F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.35 to $49.99 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 29, 2026 Filed Jul 31, 2026 20:58 UTC Tempus AI, Inc. TEM · Entity 1545 GrantClass A Common Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0002024630-26-000018 · form4-07312026_080744.xml · nonDerivative · entry 1

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,866

F1 · shares: Represents a restricted stock unit ("RSU") grant. The RSUs vest in eight equal quarterly installments commencing on October 29, 2026.

Read SEC document
June 25, 2026 Filed Jun 30, 2026 00:40 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 11,529 $55.00 $634,095.00
Disclosure

SEC source: 0002024630-26-000016 · form4-06292026_080602.xml · nonDerivative · entry 1

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 114,866

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2025.

Read SEC document
May 19, 2026 Filed May 21, 2026 21:05 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 10,853 $44.07 $478,291.71
Disclosure

SEC source: 0002024630-26-000014 · form4-05212026_050509.xml · nonDerivative · entry 1

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,395

F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.65 to $44.46 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 04, 2026 Filed May 6, 2026 20:30 UTC Tempus AI, Inc. TEM · Entity 1545 GrantClass A Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0002024630-26-000009 · form4-05062026_040508.xml · nonDerivative · entry 1

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,248

F1 · shares: Represents a restricted stock unit ("RSU") grant. The RSUs vest in eight equal quarterly installments commencing on November 15, 2026.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:30 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 11,414 $50.69 $578,575.66
Disclosure

SEC source: 0002024630-26-000007 · form4-03042026_040322.xml · nonDerivative · entry 1

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 127,248

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2025.

Read SEC document
February 20, 2026 Filed Feb 20, 2026 23:45 UTC Tempus AI, Inc. TEM · Entity 1545 GrantClass A Common Stock 37,496 $0.00 $0.00
Disclosure

SEC source: 0002024630-26-000005 · form4-02202026_060202.xml · nonDerivative · entry 2

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,662

F3 · shares: Represents (i) 4,196 fully vested restricted stock units, comprising the Reporting Person's 2025 bonus award, and (ii) 33,300 shares certified as earned with respect to an award of performance-based stock units ("PSUs") granted on August 7, 2025. The Issuer's Board of Directors certified the achievement of the applicable performance metrics and goals on February 20, 2026 and the PSUs will vest, in accordance with their terms, on August 15, 2026.

Read SEC document
February 19, 2026 Filed Feb 20, 2026 23:45 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 10,084 $59.05 $595,460.20
Disclosure

SEC source: 0002024630-26-000005 · form4-02202026_060202.xml · nonDerivative · entry 1

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,166

F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.71 to $59.38 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 11, 2025 Filed Dec 12, 2025 21:30 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 3,775 $74.08 $279,652.00
Disclosure

SEC source: 0002024630-25-000008 · form4-12122025_041228.xml · nonDerivative · entry 3

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 111,250

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2025.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.75 to $74.32 inclusive.

Read SEC document
December 11, 2025 Filed Dec 12, 2025 21:30 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 11,982 $73.31 $878,400.42
Disclosure

SEC source: 0002024630-25-000008 · form4-12122025_041228.xml · nonDerivative · entry 2

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 115,025

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2025.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.75 to $73.73 inclusive.

Read SEC document
December 11, 2025 Filed Dec 12, 2025 21:30 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 4,209 $72.09 $303,426.81
Disclosure

SEC source: 0002024630-25-000008 · form4-12122025_041228.xml · nonDerivative · entry 1

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 127,007

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2025.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.61 to $72.54 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4).

Read SEC document
November 18, 2025 Filed Nov 21, 2025 00:05 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 2,269 $66.15 $150,094.35
Disclosure

SEC source: 0002024630-25-000006 · form4-11202025_071109.xml · nonDerivative · entry 2

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,216

F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.78 to $66.62 inclusive.

Read SEC document
November 18, 2025 Filed Nov 21, 2025 00:05 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 4,988 $65.26 $325,516.88
Disclosure

SEC source: 0002024630-25-000006 · form4-11202025_071109.xml · nonDerivative · entry 1

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,485

F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.7216 to $65.685 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3).

Read SEC document
August 19, 2025 Filed Aug 21, 2025 20:15 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 183 $75.61 $13,836.63
Disclosure

SEC source: 0001415889-25-022589 · form4-08212025_040814.xml · nonDerivative · entry 2

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,473

F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

Read SEC document
August 19, 2025 Filed Aug 21, 2025 20:15 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 7,345 $74.63 $548,157.35
Disclosure

SEC source: 0001415889-25-022589 · form4-08212025_040814.xml · nonDerivative · entry 1

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,656

F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.36 to $75.2673 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 20, 2025 Filed May 23, 2025 00:00 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 500 $65.90 $32,950.00
Disclosure

SEC source: 0001415889-25-014303 · form4-05222025_080512.xml · nonDerivative · entry 7

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 146,001

F3 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2024.

F8 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.67 to $66.30 inclusive.

Read SEC document
May 20, 2025 Filed May 23, 2025 00:00 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 300 $64.78 $19,434.00
Disclosure

SEC source: 0001415889-25-014303 · form4-05222025_080512.xml · nonDerivative · entry 6

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 146,501

F3 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2024.

F7 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.49 to $64.93 inclusive.

Read SEC document
May 20, 2025 Filed May 23, 2025 00:00 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 5,799 $63.93 $370,730.07
Disclosure

SEC source: 0001415889-25-014303 · form4-05222025_080512.xml · nonDerivative · entry 5

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 146,801

F3 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2024.

F6 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.43 to $64.22 inclusive.

Read SEC document
May 20, 2025 Filed May 23, 2025 00:00 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 1,509 $62.86 $94,855.74
Disclosure

SEC source: 0001415889-25-014303 · form4-05222025_080512.xml · nonDerivative · entry 4

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 152,600

F3 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2024.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.39 to $63.35 inclusive.

Read SEC document
May 20, 2025 Filed May 23, 2025 00:00 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 3,600 $62.06 $223,416.00
Disclosure

SEC source: 0001415889-25-014303 · form4-05222025_080512.xml · nonDerivative · entry 3

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 154,109

F3 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2024.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.37 to $62.35 inclusive.

Read SEC document
May 20, 2025 Filed May 23, 2025 00:00 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 16 $63.70 $1,019.20
Disclosure

SEC source: 0001415889-25-014303 · form4-05222025_080512.xml · nonDerivative · entry 2

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 157,709

F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

Read SEC document
May 20, 2025 Filed May 23, 2025 00:00 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 11,397 $63.21 $720,404.37
Disclosure

SEC source: 0001415889-25-014303 · form4-05222025_080512.xml · nonDerivative · entry 1

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 157,725

F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.675 to $63.64 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), (5), (6), (7) and (8).

Read SEC document
March 18, 2025 Filed Mar 19, 2025 22:30 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 700 $47.40 $33,180.00
Disclosure

SEC source: 0001415889-25-008658 · form4-03192025_060315.xml · nonDerivative · entry 3

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 164,750

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2024.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.15 to $47.79 inclusive.

Read SEC document
March 18, 2025 Filed Mar 19, 2025 22:30 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 5,162 $46.41 $239,568.42
Disclosure

SEC source: 0001415889-25-008658 · form4-03192025_060315.xml · nonDerivative · entry 2

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 165,450

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2024.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.12 to $47.09 inclusive.

Read SEC document
March 18, 2025 Filed Mar 19, 2025 22:30 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 17,168 $45.78 $785,951.04
Disclosure

SEC source: 0001415889-25-008658 · form4-03192025_060315.xml · nonDerivative · entry 1

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 170,612

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2024.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.12 to $46.11 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4).

Read SEC document
February 24, 2025 Filed May 2, 2025 22:45 UTC Tempus AI, Inc. TEM · Entity 1545 GrantClass A Common Stock 4,372 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-011867 · form4-05022025_060509.xml · nonDerivative · entry 1

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,122

F1 · shares: Represents a restricted stock unit ("RSU") grant. The RSUs are fully vested.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 00:55 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 128 $82.36 $10,542.08
Disclosure

SEC source: 0001415889-25-004976 · form4-02202025_070201.xml · nonDerivative · entry 12

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 187,780

F12 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F14 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.14 to $82.51 inclusive.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 00:55 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 1,412 $81.83 $115,543.96
Disclosure

SEC source: 0001415889-25-004976 · form4-02202025_070201.xml · nonDerivative · entry 11

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 187,908

F12 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F13 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.1302 to $82.13 inclusive.

Read SEC document
February 18, 2025 Filed Feb 21, 2025 00:55 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 600 $90.61 $54,366.00
Disclosure

SEC source: 0001415889-25-004976 · form4-02202025_070201.xml · nonDerivative · entry 10

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 189,320

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2024.

F11 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.34 to $90.98 inclusive.

Read SEC document
February 18, 2025 Filed Feb 21, 2025 00:55 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 805 $89.77 $72,264.85
Disclosure

SEC source: 0001415889-25-004976 · form4-02202025_070201.xml · nonDerivative · entry 9

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 189,920

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2024.

F10 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.32 to $90.05 inclusive.

Read SEC document
February 18, 2025 Filed Feb 21, 2025 00:55 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 300 $88.61 $26,583.00
Disclosure

SEC source: 0001415889-25-004976 · form4-02202025_070201.xml · nonDerivative · entry 8

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 190,725

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2024.

F9 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.23 to $88.80 inclusive.

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February 18, 2025 Filed Feb 21, 2025 00:55 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 801 $85.77 $68,701.77
Disclosure

SEC source: 0001415889-25-004976 · form4-02202025_070201.xml · nonDerivative · entry 7

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 191,025

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2024.

F8 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.44 to $86.13 inclusive.

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February 18, 2025 Filed Feb 21, 2025 00:55 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 1,498 $84.79 $127,015.42
Disclosure

SEC source: 0001415889-25-004976 · form4-02202025_070201.xml · nonDerivative · entry 6

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 191,826

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2024.

F7 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.33 to $85.09 inclusive.

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February 18, 2025 Filed Feb 21, 2025 00:55 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 4,330 $83.72 $362,507.60
Disclosure

SEC source: 0001415889-25-004976 · form4-02202025_070201.xml · nonDerivative · entry 5

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 193,324

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2024.

F6 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.20 to $84.17 inclusive.

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February 18, 2025 Filed Feb 21, 2025 00:55 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 4,244 $82.52 $350,214.88
Disclosure

SEC source: 0001415889-25-004976 · form4-02202025_070201.xml · nonDerivative · entry 4

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 197,654

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2024.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.13 to $83.08 inclusive.

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February 18, 2025 Filed Feb 21, 2025 00:55 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 7,645 $81.80 $625,361.00
Disclosure

SEC source: 0001415889-25-004976 · form4-02202025_070201.xml · nonDerivative · entry 3

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 201,898

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2024.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.13 to $82.09 inclusive.

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February 18, 2025 Filed Feb 21, 2025 00:55 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 9,217 $80.61 $742,982.37
Disclosure

SEC source: 0001415889-25-004976 · form4-02202025_070201.xml · nonDerivative · entry 2

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 209,543

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2024.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.10 to $81.09 inclusive.

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February 18, 2025 Filed Feb 21, 2025 00:55 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 2,340 $79.62 $186,310.80
Disclosure

SEC source: 0001415889-25-004976 · form4-02202025_070201.xml · nonDerivative · entry 1

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 218,760

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2024.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.01 to $79.95 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7), (8), (9), (10), (11), (13) and (14).

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February 05, 2025 Filed Feb 7, 2025 22:35 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 8,712 $67.57 $588,669.84
Disclosure

SEC source: 0001415889-25-003389 · form4-02072025_100241.xml · nonDerivative · entry 1

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,100

F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.085 to $68.00 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 16, 2024 Filed Dec 19, 2024 01:15 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 1,468 $40.23 $59,057.64
Disclosure

SEC source: 0001415889-24-029798 · form4-12182024_081210.xml · nonDerivative · entry 1

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,812

F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.56 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 11, 2024 Filed Dec 13, 2024 23:20 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 7,608 $43.63 $331,937.04
Disclosure

SEC source: 0001415889-24-029364 · form4-12132024_061203.xml · nonDerivative · entry 4

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 231,280

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2024.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.45 to $43.78 inclusive.

Read SEC document
December 11, 2024 Filed Dec 13, 2024 23:20 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 35,899 $42.97 $1,542,580.03
Disclosure

SEC source: 0001415889-24-029364 · form4-12132024_061203.xml · nonDerivative · entry 3

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 238,888

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2024.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.45 to $43.44 inclusive.

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December 11, 2024 Filed Dec 13, 2024 23:20 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 26,578 $41.73 $1,109,099.94
Disclosure

SEC source: 0001415889-24-029364 · form4-12132024_061203.xml · nonDerivative · entry 2

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 274,787

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2024.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.31 to $42.00 inclusive.

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December 11, 2024 Filed Dec 13, 2024 23:20 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 12,940 $40.83 $528,340.20
Disclosure

SEC source: 0001415889-24-029364 · form4-12132024_061203.xml · nonDerivative · entry 1

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 301,365

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2024.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.30 to $41.29 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4) and (5).

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November 01, 2024 Filed Nov 5, 2024 21:15 UTC Tempus AI, Inc. TEM · Entity 1545 GrantClass A Common Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-026128 · form4-11052024_041113.xml · nonDerivative · entry 1

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 314,305

F1 · shares: Represents a restricted stock unit ("RSU") grant. The RSUs will vest in sixteen equal quarterly installments beginning on January 15, 2025.

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June 14, 2024 Filed Jun 18, 2024 01:45 UTC Tempus AI, Inc. TEM · Entity 1545 Tax withholdingClass A Common Stock 85,695 $37.00 $3,170,715.00
Disclosure

SEC source: 0001415889-24-017303 · form4-06172024_090606.xml · nonDerivative · entry 2

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 284,305

F3 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

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June 13, 2024 Filed Jun 18, 2024 01:45 UTC Tempus AI, Inc. TEM · Entity 1545 GrantClass A Common Stock 370,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017303 · form4-06172024_090606.xml · nonDerivative · entry 1

Rogers James William · CIK 0002024630 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 370,000

F1 · shares: Consists of previously granted restricted stock units ("RSUs") for which the liquidity event-based condition was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering. Certain of the RSUs remain subject to service-based vesting conditions, as follows: (i) 3,750 RSUs vest in three equal quarterly installments commencing on August 1, 2024; (ii) 35,000 RSUs vest in seven equal quarterly installments commencing on September 1, 2024; (iii) 41,250 RSUs vest in eleven equal quarterly installments commencing on August 15, 2024; (iv) 12,000 RSUs vest in 16 equal quarterly installments commencing on June 15, 2024; (v) 7,500 RSUs vest in three equal quarterly installments commencing on March 31, 2024; (vi) 20,000 RSUs vest in four equal quarterly installments commencing on March 31, 2025; (continued to footnote (2)).

F2 · shares: (vii) 30,000 RSUs vest in four equal quarterly installments commencing on March 31, 2026; and (viii) 20,000 RSUs vest one-third on March 15, 2025 with the remainder vesting in eight substantially equal quarterly installments commencing on June 15, 2025.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.