TDW

SEC source: 0001567619-19-010446 · doc1.xml · nonDerivative · entry 1

TRAUB KENNETH H · CIK 0001232602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,088

SEC source: 0001567619-19-010443 · doc1.xml · nonDerivative · entry 1

Newman Steven L · CIK 0001318104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,297

F1 · price: This transaction was executed in multiple trades at prices ranging from $23.16 to $23.20. The price reported above reflects the weighted average sale price. Upon request from the SEC staff, the issuer, or a security holder of the issuer, the Reporting Person hereby undertakes to provide the requesting party with full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001567619-19-010441 · doc1.xml · nonDerivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,141

F1 · price: This transaction was executed in multiple trades at prices ranging from $22.93 to $23.34. The price reported above reflects the weighted average sale price. Upon request from the SEC staff, the issuer, or a security holder of the issuer, the Reporting Person hereby undertakes to provide the requesting party with full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001567619-19-009563 · doc1.xml · nonDerivative · entry 1

Newman Steven L · CIK 0001318104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,141

F1 · price: Represents a grant of restricted stock units that will vest on April 30, 2020.

SEC source: 0001567619-19-009571 · doc1.xml · nonDerivative · entry 1

TRAUB KENNETH H · CIK 0001232602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,088

F1 · price: Represents a grant of restricted stock units that will vest on April 30, 2020.

SEC source: 0001567619-19-009569 · doc1.xml · nonDerivative · entry 1

Tamburrino Robert P. · CIK 0001758995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,626

F1 · price: Represents a grant of restricted stock units that will vest on April 30, 2020.

SEC source: 0001567619-19-009567 · doc1.xml · nonDerivative · entry 1

Rigdon Larry T · CIK 0001439144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,016

F1 · price: Represents a grant of restricted stock units that will vest on April 30, 2020.

SEC source: 0001567619-19-009565 · doc1.xml · nonDerivative · entry 1

RASPINO LOUIS · CIK 0001236474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,166

F1 · price: Represents a grant of restricted stock units that will vest on April 30, 2020.

SEC source: 0001567619-19-009561 · doc1.xml · nonDerivative · entry 1

FAGERSTAL DICK · CIK 0001255723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,141

F1 · price: Represents a grant of restricted stock units that will vest on April 30, 2020.

SEC source: 0001567619-19-009559 · doc1.xml · nonDerivative · entry 1

Day Randee E · CIK 0001327776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,141

F1 · price: Represents a grant of restricted stock units that will vest on April 30, 2020.

SEC source: 0001567619-19-009557 · doc1.xml · nonDerivative · entry 1

Carr Alan Jeffrey · CIK 0001623467 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,141

F1 · price: Represents a grant of restricted stock units that will vest on April 30, 2020.

SEC source: 0001567619-19-009552 · doc1.xml · nonDerivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,141

F1 · price: Represents a grant of restricted stock units that will vest on April 30, 2020.

SEC source: 0001567619-19-008905 · doc1.xml · nonDerivative · entry 1

Kneen Quintin · CIK 0001391071 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,075

F1 · price: Represents a grant of time-based restricted stock units that will vest 1/3 per year over the first three anniversaries of the date of the grant.

SEC source: 0001567619-19-008903 · doc1.xml · nonDerivative · entry 1

Rynd John T · CIK 0001342235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,274

F1 · price: Represents a grant of time-based restricted stock units that will vest 1/3 per year over the first three anniversaries of the date of the grant.

SEC source: 0001567619-19-008901 · doc1.xml · nonDerivative · entry 1

Rubio Samuel R · CIK 0001452077 · VP, CAO, & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,130

F1 · price: Represents a grant of time-based restricted stock units that will vest 1/3 per year over the first three anniversaries of the date of the grant.

SEC source: 0001567619-19-008856 · doc1.xml · nonDerivative · entry 1

Kneen Quintin · CIK 0001391071 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,666

F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock units.

SEC source: 0001567619-19-009202 · doc1.xml · nonDerivative · entry 1

Kneen Quintin · CIK 0001391071 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,025

F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock units.

SEC source: 0001567619-19-007128 · doc1.xml · nonDerivative · entry 1

Rubio Samuel R · CIK 0001452077 · VP, CAO, & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,783

F1 · price: The price reported represents the weighted average price of the shares sold. Shares were sold at varying prices in the range of $23.3 - $23.405. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001567619-19-000135 · doc1.xml · nonDerivative · entry 2

Rubio Samuel R · CIK 0001452077 · VP, CAO, & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,659

F1 · price: Represents a grant of time-based restricted stock units that vest one-third per year on each of the first three anniversaries of the date of the grant.

SEC source: 0001567619-19-000135 · doc1.xml · nonDerivative · entry 1

Rubio Samuel R · CIK 0001452077 · VP, CAO, & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,091

SEC source: 0001567619-19-000133 · doc1.xml · nonDerivative · entry 1

Kneen Quintin · CIK 0001391071 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,631

F1 · price: Represents a grant of time-based restricted stock units that vest one-third per year on each of the first three anniversaries of the date of grant.

SEC source: 0000921895-18-003118 · form407738094_11192018.xml · derivative · entry 6

MARTIN WILLIAM C · CIK 0001205885 · Director

Raging Capital Management, LLC · CIK 0001444376 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 644

Underlying: Common Stock, $0.001 par value · 644 shares

Expires not disclosed

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, is a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may be deemed to be a director by deputization of the Issuer.

F10 · price: Warrants exercisable into 586 shares of common stock of GulfMark were assumed by the Issuer pursuant to the Merger and automatically converted into the right to receive the reported number of shares of common stock of the Issuer upon payment to the Issuer of the exercise price ($100 per share), subject to the other terms and conditions of the GulfMark warrant agreement, and the right to receive cash in lieu of a fraction of one share of the Issuer.

F10 · derivative.expiration_date: Warrants exercisable into 586 shares of common stock of GulfMark were assumed by the Issuer pursuant to the Merger and automatically converted into the right to receive the reported number of shares of common stock of the Issuer upon payment to the Issuer of the exercise price ($100 per share), subject to the other terms and conditions of the GulfMark warrant agreement, and the right to receive cash in lieu of a fraction of one share of the Issuer.

SEC source: 0000921895-18-003118 · form407738094_11192018.xml · derivative · entry 5

MARTIN WILLIAM C · CIK 0001205885 · Director

Raging Capital Management, LLC · CIK 0001444376 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging QP

Disclosed balance after: 99,097

Underlying: Common Stock, $0.001 par value · 99,097 shares

Expires not disclosed

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, is a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may be deemed to be a director by deputization of the Issuer.

F4 · shares: Held directly by Raging Capital Fund (QP), LP ("Raging QP"). Raging QP has delegated to Raging Capital sole investment authority with respect to the securities held by Raging QP pursuant to the IMA. The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by Raging QP. Raging QP specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

F9 · price: Warrants exercisable into 90,089 shares of common stock of GulfMark were assumed by the Issuer pursuant to the Merger and automatically converted into the right to receive the reported number of shares of common stock of the Issuer upon payment to the Issuer of the exercise price ($100 per share), subject to the other terms and conditions of the GulfMark warrant agreement, and the right to receive cash in lieu of a fraction of one share of the Issuer.

F9 · derivative.expiration_date: Warrants exercisable into 90,089 shares of common stock of GulfMark were assumed by the Issuer pursuant to the Merger and automatically converted into the right to receive the reported number of shares of common stock of the Issuer upon payment to the Issuer of the exercise price ($100 per share), subject to the other terms and conditions of the GulfMark warrant agreement, and the right to receive cash in lieu of a fraction of one share of the Issuer.

F4 · derivative.underlying_shares: Held directly by Raging Capital Fund (QP), LP ("Raging QP"). Raging QP has delegated to Raging Capital sole investment authority with respect to the securities held by Raging QP pursuant to the IMA. The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by Raging QP. Raging QP specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

F4 · balance_after: Held directly by Raging Capital Fund (QP), LP ("Raging QP"). Raging QP has delegated to Raging Capital sole investment authority with respect to the securities held by Raging QP pursuant to the IMA. The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by Raging QP. Raging QP specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

SEC source: 0000921895-18-003118 · form407738094_11192018.xml · derivative · entry 4

MARTIN WILLIAM C · CIK 0001205885 · Director

Raging Capital Management, LLC · CIK 0001444376 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Offshore

Disclosed balance after: 65,792

Underlying: Common Stock, $0.001 par value · 65,792 shares

Expires not disclosed

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, is a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may be deemed to be a director by deputization of the Issuer.

F2 · shares: Held directly by Raging Capital Offshore Fund, Ltd. ("Raging Offshore"). Raging Offshore has delegated to Raging Capital sole investment authority with respect to the securities held by Raging Offshore pursuant to an Investment Management Agreement, dated November 9, 2012 (the "IMA"). The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by Raging Offshore. Raging Offshore specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

F8 · price: Warrants exercisable into 59,811 shares of common stock of GulfMark were assumed by the Issuer pursuant to the Merger and automatically converted into the right to receive the reported number of shares of common stock of the Issuer upon payment to the Issuer of the exercise price ($100 per share), subject to the other terms and conditions of the GulfMark warrant agreement, and the right to receive cash in lieu of a fraction of one share of the Issuer.

F8 · derivative.expiration_date: Warrants exercisable into 59,811 shares of common stock of GulfMark were assumed by the Issuer pursuant to the Merger and automatically converted into the right to receive the reported number of shares of common stock of the Issuer upon payment to the Issuer of the exercise price ($100 per share), subject to the other terms and conditions of the GulfMark warrant agreement, and the right to receive cash in lieu of a fraction of one share of the Issuer.

F2 · derivative.underlying_shares: Held directly by Raging Capital Offshore Fund, Ltd. ("Raging Offshore"). Raging Offshore has delegated to Raging Capital sole investment authority with respect to the securities held by Raging Offshore pursuant to an Investment Management Agreement, dated November 9, 2012 (the "IMA"). The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by Raging Offshore. Raging Offshore specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

F2 · balance_after: Held directly by Raging Capital Offshore Fund, Ltd. ("Raging Offshore"). Raging Offshore has delegated to Raging Capital sole investment authority with respect to the securities held by Raging Offshore pursuant to an Investment Management Agreement, dated November 9, 2012 (the "IMA"). The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by Raging Offshore. Raging Offshore specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

SEC source: 0000921895-18-003118 · form407738094_11192018.xml · nonDerivative · entry 3

MARTIN WILLIAM C · CIK 0001205885 · Director

Raging Capital Management, LLC · CIK 0001444376 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, is a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may be deemed to be a director by deputization of the Issuer.

F7 · price: Acquired pursuant to the Merger in exchange for 54 shares of common stock of GulfMark.

SEC source: 0000921895-18-003118 · form407738094_11192018.xml · nonDerivative · entry 2

MARTIN WILLIAM C · CIK 0001205885 · Director

Raging Capital Management, LLC · CIK 0001444376 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By RC GLF

Disclosed balance after: 2,413,379

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, is a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may be deemed to be a director by deputization of the Issuer.

F3 · shares: Held directly by RC GLF 1, LP ("RC GLF"). RC GLF has delegated to Raging Capital sole investment authority with respect to the securities held by RC GLF pursuant to its Limited Partnership Agreement, dated July 17, 2017 (the "LPA"), which authority may not be terminated by RC GLF upon less than sixty-one days' written notice to Raging Capital. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by RC GLF. RC GLF specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the LPA.

F6 · price: Acquired pursuant to the Merger in exchange for 2,193,981 shares of common stock of GulfMark.

F3 · balance_after: Held directly by RC GLF 1, LP ("RC GLF"). RC GLF has delegated to Raging Capital sole investment authority with respect to the securities held by RC GLF pursuant to its Limited Partnership Agreement, dated July 17, 2017 (the "LPA"), which authority may not be terminated by RC GLF upon less than sixty-one days' written notice to Raging Capital. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by RC GLF. RC GLF specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the LPA.

SEC source: 0000921895-18-003118 · form407738094_11192018.xml · nonDerivative · entry 1

MARTIN WILLIAM C · CIK 0001205885 · Director

Raging Capital Management, LLC · CIK 0001444376 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Offshore

Disclosed balance after: 6,086

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Mr. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Kenneth H. Traub, a Managing Partner at Raging Capital, is a director of the Issuer. Accordingly, each of Raging Capital and Mr. Martin may be deemed to be a director by deputization of the Issuer.

F2 · shares: Held directly by Raging Capital Offshore Fund, Ltd. ("Raging Offshore"). Raging Offshore has delegated to Raging Capital sole investment authority with respect to the securities held by Raging Offshore pursuant to an Investment Management Agreement, dated November 9, 2012 (the "IMA"). The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by Raging Offshore. Raging Offshore specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

F5 · price: Acquired pursuant to the closing of the transactions contemplated by the Agreement and Plan of Merger between GulfMark Offshore, Inc. ("GulfMark") and the Issuer, dated July 15, 2018 (the "Merger"), in exchange for 5,533 shares of common stock of GulfMark.

F2 · balance_after: Held directly by Raging Capital Offshore Fund, Ltd. ("Raging Offshore"). Raging Offshore has delegated to Raging Capital sole investment authority with respect to the securities held by Raging Offshore pursuant to an Investment Management Agreement, dated November 9, 2012 (the "IMA"). The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and Mr. Martin may be deemed to beneficially own the securities held by Raging Offshore. Raging Offshore specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

SEC source: 0000921895-18-003119 · form407738094tra_11192018.xml · nonDerivative · entry 2

TRAUB KENNETH H · CIK 0001232602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,588

F2 · price: Represents a grant of restricted stock units that will vest on May 7, 2019.

SEC source: 0000921895-18-003119 · form407738094tra_11192018.xml · nonDerivative · entry 1

TRAUB KENNETH H · CIK 0001232602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,462

F1 · price: Acquired pursuant to the closing of the transactions contemplated by the Agreement and Plan of Merger between GulfMark Offshore, Inc. ("GulfMark") and the Issuer, dated July 15, 2018, in exchange for vested restricted stock units representing a right to receive 5,875 shares of common stock of GulfMark.

SEC source: 0001567619-18-006664 · doc1.xml · nonDerivative · entry 1

Tamburrino Robert P. · CIK 0001758995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,126

F1 · price: Represents a grant of restricted stock units that will vest on May 7, 2019.

SEC source: 0001567619-18-006661 · doc1.xml · nonDerivative · entry 2

RASPINO LOUIS · CIK 0001236474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,666

F2 · price: Represents a grant of restricted stock units that will vest on May 7, 2019.

SEC source: 0001567619-18-006661 · doc1.xml · nonDerivative · entry 1

RASPINO LOUIS · CIK 0001236474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,540

F1 · price: On November 15, 2018, the Issuer acquired GulfMark Offshore, Inc. ("GulfMark") pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and between the Issuer and GulfMark. Effective as of the First Merger Effective Time (as defined in the Merger Agreement), each share (or right to receive a share) of GulfMark common stock held by the Reporting Person was converted into the right to receive 1.100 shares of the Issuer's common stock, with cash paid in lieu of any fractional share.

SEC source: 0001567619-18-002214 · doc1.xml · nonDerivative · entry 2

Fanning Quinn P · CIK 0001441735 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,400

SEC source: 0001567619-18-002214 · doc1.xml · nonDerivative · entry 1

Fanning Quinn P · CIK 0001441735 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,600

F1 · price: The price reported represents the weighted average price of the shares sold. Shares were sold at varying prices in the range of $32.000 - $32.015. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001567619-18-001581 · doc1.xml · nonDerivative · entry 2

Demarest Craig · CIK 0001436705 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,504

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $30.76 to $31.48. The price reported above reflects the weighted average sale price. Upon request from the SEC staff, the issuer, or a security holder of the issuer, the Reporting Person hereby undertakes to provide the requesting party with full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001567619-18-001581 · doc1.xml · nonDerivative · entry 1

Demarest Craig · CIK 0001436705 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,459

SEC source: 0001567619-18-001577 · doc1.xml · nonDerivative · entry 1

Gorski Jeffrey A. · CIK 0001550309 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,202

SEC source: 0001567619-18-001579 · doc1.xml · nonDerivative · entry 1

Lundstrom Bruce Douglas · CIK 0001412972 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,351

SEC source: 0001567619-18-001575 · doc1.xml · nonDerivative · entry 1

Fanning Quinn P · CIK 0001441735 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,023

SEC source: 0001140361-18-034901 · doc1.xml · nonDerivative · entry 1

Newman Steven L · CIK 0001318104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,641

F1 · price: Represents a grant of restricted stock units that will vest on May 7, 2019.

SEC source: 0001140361-18-034899 · doc1.xml · nonDerivative · entry 1

FAGERSTAL DICK · CIK 0001255723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,641

F1 · price: Represents a grant of restricted stock units that will vest on May 7, 2019.

SEC source: 0001140361-18-034903 · doc1.xml · nonDerivative · entry 1

Rigdon Larry T · CIK 0001439144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,516

F1 · price: Represents a grant of restricted stock units that will vest on May 7, 2019.

SEC source: 0001140361-18-034897 · doc1.xml · nonDerivative · entry 1

Day Randee E · CIK 0001327776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,641

F1 · price: Represents a grant of restricted stock units that will vest on May 7, 2019.

SEC source: 0001140361-18-034895 · doc1.xml · nonDerivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,641

F1 · price: Represents a grant of restricted stock units that will vest on May 7, 2019.

SEC source: 0001140361-18-034896 · doc1.xml · nonDerivative · entry 1

Carr Alan Jeffrey · CIK 0001623467 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,641

F1 · price: Represents a grant of restricted stock units that will vest on May 7, 2019.

SEC source: 0001140361-18-012248 · doc1.xml · nonDerivative · entry 1

Rynd John T · CIK 0001342235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,376

F1 · price: Represents a grant of time-based restricted stock units that will vest on March 4, 2021.

SEC source: 0001140361-18-012243 · doc1.xml · nonDerivative · entry 1

Rigdon Larry T · CIK 0001439144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,745

SEC source: 0001140361-18-002449 · doc1.xml · nonDerivative · entry 1

Rigdon Larry T · CIK 0001439144 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,178

SEC source: 0001209191-17-067122 · doc4.xml · derivative · entry 1

AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,175

Underlying: Common Stock · 88,175 shares

Expires 2042-07-31

F1 · kind: Exempt acquisition under Section 16(b) of the Securities Exchange Act in connection with a debt previously contracted.

F2 · shares: Each warrant represents the right to acquire one share of Common Stock at the exercise price, subject to adjustment in certain events.

F1 · price: Exempt acquisition under Section 16(b) of the Securities Exchange Act in connection with a debt previously contracted.

SEC source: 0001140361-17-038893 · doc1.xml · nonDerivative · entry 1

Rigdon Larry T · CIK 0001439144 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,273

F1 · price: Represents a grant of restricted stock units that will vest in four equal installments on each of January 16, April 16, July 16, and October 16 of 2018.