person · Reporting owner

Traub Kenneth

Disclosed activity across 10 companies

Tapewire entity: 2561
SEC CIK: 0001232602

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
ATHERSYS, INC / NEWATHX · Entity 95922	Director	September 16, 2022	September 20, 2022
COMTECH TELECOMMUNICATIONS CORP /DE/CMTL · Entity 7226	Director · Chairman, President and CEO	January 23, 2026	January 26, 2026
Edgio, Inc.EGIO · Entity 12169	Director	December 11, 2023	January 17, 2024
GULFMARK OFFSHORE INCGLF · Entity 162347	Director · See Remarks	November 15, 2018	November 19, 2018
IMMERSION CORPIMMR · Entity 6143	Director	February 13, 2019	February 15, 2019
TIDEWATER INCTDW · Entity 2560	Director	September 02, 2026	September 04, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ATHERSYS, INC / NEW

Report date September 16, 2022 · Filed September 20, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	22,223	Reported balance After 2022-09-16 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2022-09-16 · Grant · Acquired 12,820 · Balance 22,223 F1: Represents the exempt acquisition of 12,820 restricted stock units that in general will vest in total on December 31, 2022, subject generally to the Reporting Person's continued service on the Issuer's Board of Directors. F2: On August 26, 2022, the Issuer effected a 1-for-25 reverse stock split of its Common Stock (the "Reverse Stock Split"), resulting in a decrease in the Reporting Person's ownership by 225,690 shares.
Stock Option (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $1.95 · Expires 2032-09-16	Direct	32,042	Reported balance After 2022-09-16 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2022-09-16 · Grant · Acquired 32,042 · Balance 32,042 F3: Represents the exempt acquisition of stock options to purchase 32,042 shares of the Issuer's Common Stock at a per share exercise price of $1.95. These stock options in general will vest on July 28, 2023, subject generally to the Reporting Person's continued service on the Issuer's Board of Directors.
Stock Option (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $63.25 · Expires 2031-02-17	Direct	4,000	Reported balance Holding disclosure · report date 2022-09-16 · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · Balance 4,000 F4: This option has been adjusted to reflect the Reverse Stock Split (in prior reports, this option was previously reported as covering a number of shares equal to this reported amount times 25 (and at an exercise price equal to this reported exercise price divided by 25)). F5: Award of a nonqualified stock option. The option vests one-third on February 17, 2022 and thereafter ratably on a quarterly basis over a two-year period.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the exempt acquisition of 12,820 restricted stock units that in general will vest in total on December 31, 2022, subject generally to the Reporting Person's continued service on the Issuer's Board of Directors.

F2: On August 26, 2022, the Issuer effected a 1-for-25 reverse stock split of its Common Stock (the "Reverse Stock Split"), resulting in a decrease in the Reporting Person's ownership by 225,690 shares.

F3: Represents the exempt acquisition of stock options to purchase 32,042 shares of the Issuer's Common Stock at a per share exercise price of $1.95. These stock options in general will vest on July 28, 2023, subject generally to the Reporting Person's continued service on the Issuer's Board of Directors.

F4: This option has been adjusted to reflect the Reverse Stock Split (in prior reports, this option was previously reported as covering a number of shares equal to this reported amount times 25 (and at an exercise price equal to this reported exercise price divided by 25)).

F5: Award of a nonqualified stock option. The option vests one-third on February 17, 2022 and thereafter ratably on a quarterly basis over a two-year period.

COMTECH TELECOMMUNICATIONS CORP /DE/

Report date January 23, 2026 · Filed January 26, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock Par Value $0.10 Per ShareSEC Table I · non-derivative	Direct	58,440	Ending reported balance After 2026-01-23 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2026-01-23 · Exercise / conversion · Acquired 54,645 · Balance 80,879 F1: Restricted stock units convert into common stock on a one-for-one basis. Row 2 · 2026-01-23 · Tax withholding · Disposed 22,439 · Balance 58,440 F2: The 22,439 reflected on this table represents the shares withheld to pay the Reporting Person's federal, state, and Federal Insurance Contributions Act ("FICA") tax.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	416,308	Reported balance After 2026-01-23 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2026-01-23 · Exercise / conversion · Disposed 54,645 · Balance 416,308 F1: Restricted stock units convert into common stock on a one-for-one basis. F3: This transaction represents the vesting of 54,645 of the 163,935 restricted stock units issued to the Reporting Person on January 23, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: The 22,439 reflected on this table represents the shares withheld to pay the Reporting Person's federal, state, and Federal Insurance Contributions Act ("FICA") tax.

F3: This transaction represents the vesting of 54,645 of the 163,935 restricted stock units issued to the Reporting Person on January 23, 2025.

Edgio, Inc.

Report date December 11, 2023 · Filed January 17, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	530,304	Reported balance After 2023-12-11 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2023-12-11 · Grant · Acquired 530,304 · Balance 530,304 F1: The attached From 4 was filed on December 12, 2023, under the incorrect EDGAR codes. The filing is inadvertently showing under Mr. Larry T. Rigdon's EDGAR codes. This resubmission is to correct the administrative filing error. F2: Reporting Person received an aggregate of 530,304 RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Subject to the provisions of the Amended and Restated 2007 Equity Incentive Plan, one-half (1/2) of the RSUs will vest on December 11, 2024, and the remainder will vest on December 11, 2025, provided the Reporting Person continues to be a Service Provider through the vesting date. F3: $0.00 is used for technical reasons as there is no price for this security until it vests in the case of RSUs, or until it is exercised in the case of stock options. F4: This includes 530,304 unvested restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: The attached From 4 was filed on December 12, 2023, under the incorrect EDGAR codes. The filing is inadvertently showing under Mr. Larry T. Rigdon's EDGAR codes. This resubmission is to correct the administrative filing error.

F2: Reporting Person received an aggregate of 530,304 RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Subject to the provisions of the Amended and Restated 2007 Equity Incentive Plan, one-half (1/2) of the RSUs will vest on December 11, 2024, and the remainder will vest on December 11, 2025, provided the Reporting Person continues to be a Service Provider through the vesting date.

F3: $0.00 is used for technical reasons as there is no price for this security until it vests in the case of RSUs, or until it is exercised in the case of stock options.

F4: This includes 530,304 unvested restricted stock units.

GULFMARK OFFSHORE INC

Report date November 15, 2018 · Filed November 19, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivative	Direct	0	Reported balance After 2018-11-15 transaction · row 1 1 source row Row 1 · 2018-11-15 · Disposition to issuer · Disposed 5,875 · Balance 0 F1: As previously reported, Mr. Traub received a grant of restricted stock units representing a contingent right to receive the equivalent number of shares of common stock of the Issuer for no consideration. These restricted stock units vested on November 15, 2018 and were disposed of as provided for under the Agreement and Plan of Merger, dated as of July 15, 2018, between Tidewater Inc. ("Tidewater") and the Issuer, in exchange for 6,462 shares of common stock of Tidewater and cash in lieu of a fraction of one share of common stock of Tidewater.

Filing footnotes · ownership attribution and instrument terms

F1: As previously reported, Mr. Traub received a grant of restricted stock units representing a contingent right to receive the equivalent number of shares of common stock of the Issuer for no consideration. These restricted stock units vested on November 15, 2018 and were disposed of as provided for under the Agreement and Plan of Merger, dated as of July 15, 2018, between Tidewater Inc. ("Tidewater") and the Issuer, in exchange for 6,462 shares of common stock of Tidewater and cash in lieu of a fraction of one share of common stock of Tidewater.

IMMERSION CORP

Report date February 13, 2019 · Filed February 15, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	17,889	Reported balance After 2019-02-13 transaction · row 1 1 source row Row 1 · 2019-02-13 · Grant · Acquired 7,889 · Balance 17,889 F1: Represents a grant of restricted stock, which will vest as to 100% of the shares on June 29, 2019.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a grant of restricted stock, which will vest as to 100% of the shares on June 29, 2019.

TIDEWATER INC

Report date September 02, 2026 · Filed September 04, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $0.001 par valueSEC Table I · non-derivative	Direct	63,521	Reported balance After 2026-09-02 transaction · row 1 1 source row Row 1 · 2026-09-02 · Sale · Disposed 10,000 · Balance 63,521 F1: The transaction was executed in multiple trades at prices ranging from $99.00 to $99.28. The price reported above reflects the weighted average sale price. Upon request from the SEC staff, the issuer, or a security holder of the issuer, the Reporting Person hereby undertakes to provide the requesting party with full information regarding the number of shares and prices at which the transaction was effected.

Filing footnotes · ownership attribution and instrument terms

F1: The transaction was executed in multiple trades at prices ranging from $99.00 to $99.28. The price reported above reflects the weighted average sale price. Upon request from the SEC staff, the issuer, or a security holder of the issuer, the Reporting Person hereby undertakes to provide the requesting party with full information regarding the number of shares and prices at which the transaction was effected.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

A. M. Castle & Co.

Report date November 04, 2016 · Filed November 07, 2016

Section 16 reporting ended · disclosed 2016-11-07. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivative	Direct	18,888	Reported balance After 2016-11-04 transaction · row 1 1 source row Row 1 · 2016-11-04 · Disposition to issuer · Disposed 53,990 · Balance 18,888 F1: Reflects forfeiture of restricted stock in connection with Reporting Person's resignation as a member of the Board of Directors of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects forfeiture of restricted stock in connection with Reporting Person's resignation as a member of the Board of Directors of the Issuer.

DSP GROUP INC /DE/

Report date December 02, 2021 · Filed December 02, 2021

Section 16 reporting ended · disclosed 2021-12-02. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2021-12-02 transaction · row 1 Sequence does not reconcile; account continuity is unresolved. 1 source row Row 1 · 2021-12-02 · Disposition to issuer · Disposed 6,064 · Balance 0 F1: The amount reported represents the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit ("RSU") awards held by Mr. Traub, each of which will be accelerated, fully vested and canceled as of immediately prior to the Effective Time of the merger in exchange for an amount in cash equal to the product obtained by multiplying (1) the aggregate number of shares of Issuer common stock subject to the Issuer RSU award by (2) the merger consideration of $22.00 per share.
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2021-12-02 transaction · row 2 Sequence does not reconcile; account continuity is unresolved. 1 source row Row 2 · 2021-12-02 · Disposition to issuer · Disposed 59,573 · Balance 0 F2: Represents 59,573 shares outstanding.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.98 · Expires 2022-05-15	Direct	Reported balance After 2021-12-02 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2021-12-02 · Disposition to issuer · Disposed 30,000 · Balance 0 F3: Options vest in full and become exercisable as to 100% of the shares subject to the option award on the first anniversary of the date of grant. This option is being canceled as of immediately prior to the Effective Time of the Merger in exchange for an amount in cash equal to the product obtained by multiplying (1) the aggregate number of shares of Issuer common stock subject to the option award by (2) the difference between the exercise price of the option and the merger consideration of $22.00 per share.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.76 · Expires 2023-01-01	Direct	Reported balance After 2021-12-02 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2021-12-02 · Disposition to issuer · Disposed 15,000 · Balance 0 F3: Options vest in full and become exercisable as to 100% of the shares subject to the option award on the first anniversary of the date of grant. This option is being canceled as of immediately prior to the Effective Time of the Merger in exchange for an amount in cash equal to the product obtained by multiplying (1) the aggregate number of shares of Issuer common stock subject to the option award by (2) the difference between the exercise price of the option and the merger consideration of $22.00 per share.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.71 · Expires 2024-01-01	Direct	Reported balance After 2021-12-02 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2021-12-02 · Disposition to issuer · Disposed 8,000 · Balance 0 F3: Options vest in full and become exercisable as to 100% of the shares subject to the option award on the first anniversary of the date of grant. This option is being canceled as of immediately prior to the Effective Time of the Merger in exchange for an amount in cash equal to the product obtained by multiplying (1) the aggregate number of shares of Issuer common stock subject to the option award by (2) the difference between the exercise price of the option and the merger consideration of $22.00 per share.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.71 · Expires 2024-01-01	Direct	Reported balance After 2021-12-02 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2021-12-02 · Disposition to issuer · Disposed 15,000 · Balance 0 F3: Options vest in full and become exercisable as to 100% of the shares subject to the option award on the first anniversary of the date of grant. This option is being canceled as of immediately prior to the Effective Time of the Merger in exchange for an amount in cash equal to the product obtained by multiplying (1) the aggregate number of shares of Issuer common stock subject to the option award by (2) the difference between the exercise price of the option and the merger consideration of $22.00 per share.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.87 · Expires 2025-01-01	Direct	Reported balance After 2021-12-02 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2021-12-02 · Disposition to issuer · Disposed 8,000 · Balance 0 F3: Options vest in full and become exercisable as to 100% of the shares subject to the option award on the first anniversary of the date of grant. This option is being canceled as of immediately prior to the Effective Time of the Merger in exchange for an amount in cash equal to the product obtained by multiplying (1) the aggregate number of shares of Issuer common stock subject to the option award by (2) the difference between the exercise price of the option and the merger consideration of $22.00 per share.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.44 · Expires 2026-01-01	Direct	Reported balance After 2021-12-02 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2021-12-02 · Disposition to issuer · Disposed 8,000 · Balance 0 F3: Options vest in full and become exercisable as to 100% of the shares subject to the option award on the first anniversary of the date of grant. This option is being canceled as of immediately prior to the Effective Time of the Merger in exchange for an amount in cash equal to the product obtained by multiplying (1) the aggregate number of shares of Issuer common stock subject to the option award by (2) the difference between the exercise price of the option and the merger consideration of $22.00 per share.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.05 · Expires 2027-01-01	Direct	Reported balance After 2021-12-02 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2021-12-02 · Disposition to issuer · Disposed 8,000 · Balance 0 F3: Options vest in full and become exercisable as to 100% of the shares subject to the option award on the first anniversary of the date of grant. This option is being canceled as of immediately prior to the Effective Time of the Merger in exchange for an amount in cash equal to the product obtained by multiplying (1) the aggregate number of shares of Issuer common stock subject to the option award by (2) the difference between the exercise price of the option and the merger consideration of $22.00 per share.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.50 · Expires 2028-01-01	Direct	Reported balance After 2021-12-02 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2021-12-02 · Disposition to issuer · Disposed 8,000 · Balance 0 F3: Options vest in full and become exercisable as to 100% of the shares subject to the option award on the first anniversary of the date of grant. This option is being canceled as of immediately prior to the Effective Time of the Merger in exchange for an amount in cash equal to the product obtained by multiplying (1) the aggregate number of shares of Issuer common stock subject to the option award by (2) the difference between the exercise price of the option and the merger consideration of $22.00 per share.

Filing footnotes · ownership attribution and instrument terms

F1: The amount reported represents the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit ("RSU") awards held by Mr. Traub, each of which will be accelerated, fully vested and canceled as of immediately prior to the Effective Time of the merger in exchange for an amount in cash equal to the product obtained by multiplying (1) the aggregate number of shares of Issuer common stock subject to the Issuer RSU award by (2) the merger consideration of $22.00 per share.

F2: Represents 59,573 shares outstanding.

F3: Options vest in full and become exercisable as to 100% of the shares subject to the option award on the first anniversary of the date of grant. This option is being canceled as of immediately prior to the Effective Time of the Merger in exchange for an amount in cash equal to the product obtained by multiplying (1) the aggregate number of shares of Issuer common stock subject to the option award by (2) the difference between the exercise price of the option and the merger consideration of $22.00 per share.

INTERMOLECULAR INC

Report date September 20, 2019 · Filed September 20, 2019

Section 16 reporting ended · disclosed 2019-09-20. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.85	Direct	Reported balance After 2019-09-20 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2019-09-20 · Other · Disposed 75,000 · Balance 0 F1: On September 20, 2019, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of May 6, 2019, by and among EMD Group Holding II, Inc. ("Parent"), EMD Performance Materials Semiconductor Services Corp. ("Merger Sub") and Intermolecular, Inc. (the "Company"), Merger Sub merged with and into the Company, each issued and outstanding share of common stock, par value $0.001 per share, of the Company (collectively, the "Company Shares," and each such share, a "Company Share") (other than Canceled Company Shares and Dissenting Company Shares) was thereupon canceled and converted into the right to receive $1.20 in cash (the "Merger Consideration"), with the Company surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). F3: Pursuant to the Merger Agreement, (i) each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the effective time of the merger (the "Effective Time") was accelerated, (ii) each Company Option that remained outstanding as of immediately prior to the Effective Time was canceled and terminated as of the Effective Time and (iii) the Reporting Person of such Company Option became entitled to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of company Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the per share exercise price of such Company Option. F2: The options are fully vested due to vesting acceleration approved by the board in connection with the Merger.
Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.85	Direct	Reported balance After 2019-09-20 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2019-09-20 · Other · Disposed 25,000 · Balance 0 F1: On September 20, 2019, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of May 6, 2019, by and among EMD Group Holding II, Inc. ("Parent"), EMD Performance Materials Semiconductor Services Corp. ("Merger Sub") and Intermolecular, Inc. (the "Company"), Merger Sub merged with and into the Company, each issued and outstanding share of common stock, par value $0.001 per share, of the Company (collectively, the "Company Shares," and each such share, a "Company Share") (other than Canceled Company Shares and Dissenting Company Shares) was thereupon canceled and converted into the right to receive $1.20 in cash (the "Merger Consideration"), with the Company surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). F3: Pursuant to the Merger Agreement, (i) each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the effective time of the merger (the "Effective Time") was accelerated, (ii) each Company Option that remained outstanding as of immediately prior to the Effective Time was canceled and terminated as of the Effective Time and (iii) the Reporting Person of such Company Option became entitled to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of company Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the per share exercise price of such Company Option. F2: The options are fully vested due to vesting acceleration approved by the board in connection with the Merger.
Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.39	Direct	Reported balance After 2019-09-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2019-09-20 · Other · Disposed 25,000 · Balance 0 F1: On September 20, 2019, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of May 6, 2019, by and among EMD Group Holding II, Inc. ("Parent"), EMD Performance Materials Semiconductor Services Corp. ("Merger Sub") and Intermolecular, Inc. (the "Company"), Merger Sub merged with and into the Company, each issued and outstanding share of common stock, par value $0.001 per share, of the Company (collectively, the "Company Shares," and each such share, a "Company Share") (other than Canceled Company Shares and Dissenting Company Shares) was thereupon canceled and converted into the right to receive $1.20 in cash (the "Merger Consideration"), with the Company surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). F3: Pursuant to the Merger Agreement, (i) each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the effective time of the merger (the "Effective Time") was accelerated, (ii) each Company Option that remained outstanding as of immediately prior to the Effective Time was canceled and terminated as of the Effective Time and (iii) the Reporting Person of such Company Option became entitled to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of company Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the per share exercise price of such Company Option. F2: The options are fully vested due to vesting acceleration approved by the board in connection with the Merger.

Filing footnotes · ownership attribution and instrument terms

F1: On September 20, 2019, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of May 6, 2019, by and among EMD Group Holding II, Inc. ("Parent"), EMD Performance Materials Semiconductor Services Corp. ("Merger Sub") and Intermolecular, Inc. (the "Company"), Merger Sub merged with and into the Company, each issued and outstanding share of common stock, par value $0.001 per share, of the Company (collectively, the "Company Shares," and each such share, a "Company Share") (other than Canceled Company Shares and Dissenting Company Shares) was thereupon canceled and converted into the right to receive $1.20 in cash (the "Merger Consideration"), with the Company surviving the merger as a wholly owned subsidiary of Parent (the "Merger").

F2: The options are fully vested due to vesting acceleration approved by the board in connection with the Merger.

F3: Pursuant to the Merger Agreement, (i) each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the effective time of the merger (the "Effective Time") was accelerated, (ii) each Company Option that remained outstanding as of immediately prior to the Effective Time was canceled and terminated as of the Effective Time and (iii) the Reporting Person of such Company Option became entitled to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of company Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the per share exercise price of such Company Option.

MRV COMMUNICATIONS INC

Report date August 14, 2017 · Filed August 15, 2017

Section 16 reporting ended · disclosed 2017-08-15. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2017-08-14 transaction · row 1 1 source row Row 1 · 2017-08-14 · Disposition to issuer · Disposed 36,656 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive $10.00 per share in cash, without interest thereon and subject to any required tax withholding (the "Merger Consideration"), in accordance with the Merger Agreement (as defined below).
Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.80	Direct	Reported balance After 2017-08-14 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2017-08-14 · Disposition to issuer · Disposed 1,318 · Balance 0 F2: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof.
Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.60	Direct	Reported balance After 2017-08-14 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2017-08-14 · Disposition to issuer · Disposed 2,551 · Balance 0 F2: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof.
Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.10	Direct	Reported balance After 2017-08-14 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2017-08-14 · Disposition to issuer · Disposed 6,203 · Balance 0 F2: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof.
Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.32	Direct	Reported balance After 2017-08-14 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2017-08-14 · Disposition to issuer · Disposed 4,472 · Balance 0 F2: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof.
Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.95	Direct	Reported balance After 2017-08-14 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2017-08-14 · Disposition to issuer · Disposed 5,347 · Balance 0 F2: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof.
Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.90	Direct	Reported balance After 2017-08-14 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2017-08-14 · Disposition to issuer · Disposed 6,245 · Balance 0 F2: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof.
Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.63	Direct	Reported balance After 2017-08-14 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2017-08-14 · Disposition to issuer · Disposed 6,212 · Balance 0 F2: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof.

Filing footnotes · ownership attribution and instrument terms

F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive $10.00 per share in cash, without interest thereon and subject to any required tax withholding (the "Merger Consideration"), in accordance with the Merger Agreement (as defined below).

F2: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
September 02, 2026 Filed Sep 4, 2026 00:00 UTC	TIDEWATER INC TDW · Entity 2560	SaleCommon Stock, $0.001 par value	10,000	$99.00	$990,000.00	Disclosure SEC source: 0001232602-26-000007 · form4-09032026_080903.xml · nonDerivative · entry 1 Traub Kenneth · CIK 0001232602 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,521 F1 · price: The transaction was executed in multiple trades at prices ranging from $99.00 to $99.28. The price reported above reflects the weighted average sale price. Upon request from the SEC staff, the issuer, or a security holder of the issuer, the Reporting Person hereby undertakes to provide the requesting party with full information regarding the number of shares and prices at which the transaction was effected. Read SEC document
June 16, 2026 Filed Jun 18, 2026 22:30 UTC	TIDEWATER INC TDW · Entity 2560	GrantCommon Stock, $0.001 par value	1,760	$0.00	$0.00	Disclosure SEC source: 0001232602-26-000005 · form4-06182026_060601.xml · nonDerivative · entry 1 Traub Kenneth · CIK 0001232602 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,521 F1 · price: Represents the grant of a Restricted Stock Unit Award that vests on June 16, 2027, provided the Reporting Person has elected to defer settlement of the shares until the second anniversary of the date of grant (i.e., June 16, 2028). Read SEC document
January 23, 2026 Filed Jan 26, 2026 23:02 UTC	COMTECH TELECOMMUNICATIONS CORP /DE/ CMTL · Entity 7226	Exercise / conversionRestricted Stock Units · Derivative	54,645	$0.00	$0.00	Disclosure SEC source: 0001232602-26-000003 · wk-form4_1769468551.xml · derivative · entry 3 Traub Kenneth · CIK 0001232602 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 416,308 Underlying: Common Stock Par Value $0.10 Per Share · 54,645 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: This transaction represents the vesting of 54,645 of the 163,935 restricted stock units issued to the Reporting Person on January 23, 2025. F3 · derivative.expiration_date: This transaction represents the vesting of 54,645 of the 163,935 restricted stock units issued to the Reporting Person on January 23, 2025. Read SEC document
January 23, 2026 Filed Jan 26, 2026 23:02 UTC	COMTECH TELECOMMUNICATIONS CORP /DE/ CMTL · Entity 7226	Tax withholdingCommon Stock Par Value $0.10 Per Share	22,439	$5.87	$131,716.93	Disclosure SEC source: 0001232602-26-000003 · wk-form4_1769468551.xml · nonDerivative · entry 2 Traub Kenneth · CIK 0001232602 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,440 F2 · kind: The 22,439 reflected on this table represents the shares withheld to pay the Reporting Person's federal, state, and Federal Insurance Contributions Act ("FICA") tax. Read SEC document
January 23, 2026 Filed Jan 26, 2026 23:02 UTC	COMTECH TELECOMMUNICATIONS CORP /DE/ CMTL · Entity 7226	Exercise / conversionCommon Stock Par Value $0.10 Per Share	54,645	Not disclosed	Not disclosed	Disclosure SEC source: 0001232602-26-000003 · wk-form4_1769468551.xml · nonDerivative · entry 1 Traub Kenneth · CIK 0001232602 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,879 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document
November 07, 2025 Filed Nov 12, 2025 22:45 UTC	COMTECH TELECOMMUNICATIONS CORP /DE/ CMTL · Entity 7226	GrantRestricted Stock Units · Derivative	307,018	$0.00	$0.00	Disclosure SEC source: 0001232602-25-000007 · wk-form4_1762987549.xml · derivative · entry 1 Traub Kenneth · CIK 0001232602 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 470,953 Underlying: Common Stock Par Value $0.10 Per Share · 307,018 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units were granted under the Company's 2023 Equity and Incentive Plan, and represent the right to receive one share of common stock of Comtech Telecommunications Corp. upon vesting of the unit. F2 · derivative.exercise_date: Generally, the restricted stock units will vest in installments over a three year period, at a rate of one-third on the first through third anniversaries of the grant, assuming continued service as an employee. Shares of common stock corresponding to vested units will be delivered to the Reporting Person within 60 days of vesting. F2 · derivative.expiration_date: Generally, the restricted stock units will vest in installments over a three year period, at a rate of one-third on the first through third anniversaries of the grant, assuming continued service as an employee. Shares of common stock corresponding to vested units will be delivered to the Reporting Person within 60 days of vesting. Read SEC document
June 05, 2025 Filed Jun 9, 2025 21:11 UTC	TIDEWATER INC TDW · Entity 2560	GrantCommon Stock, $0.001 par value	2,959	$0.00	$0.00	Disclosure SEC source: 0001415889-25-016318 · form4-06092025_090610.xml · nonDerivative · entry 1 Traub Kenneth · CIK 0001232602 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,761 F1 · price: Represents the grant of a Restricted Stock Unit Award that vests on June 5, 2026, provided the Reporting Person has elected to defer settlement of the shares until the end of his service on the Issuer's Board of Directors. Read SEC document
January 23, 2025 Filed Jan 27, 2025 22:41 UTC	COMTECH TELECOMMUNICATIONS CORP /DE/ CMTL · Entity 7226	GrantRestricted Stock Units · Derivative	163,935	$0.00	$0.00	Disclosure SEC source: 0001232602-25-000003 · wk-form4_1738017687.xml · derivative · entry 1 Traub Kenneth · CIK 0001232602 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 163,935 Underlying: Common Stock Par Value $0.10 Per Share · 163,935 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units were granted under the Company's 2023 Equity and Incentive Plan, and represent the right to receive one share of common stock of Comtech Telecommunications Corp. upon vesting of the unit. F2 · derivative.exercise_date: Generally, the restricted stock units will vest in installments over a three year period, at a rate of one-third on the first through third anniversaries of the grant, assuming continued service as an employee. Shares of common stock corresponding to vested units will be delivered to the Reporting Person within 60 days of vesting. F2 · derivative.expiration_date: Generally, the restricted stock units will vest in installments over a three year period, at a rate of one-third on the first through third anniversaries of the grant, assuming continued service as an employee. Shares of common stock corresponding to vested units will be delivered to the Reporting Person within 60 days of vesting. Read SEC document
October 31, 2024 Filed Nov 1, 2024 23:31 UTC	COMTECH TELECOMMUNICATIONS CORP /DE/ CMTL · Entity 7226	GrantCommon Stock Par Value $0.10 Per Share	26,234	$0.00	$0.00	Disclosure SEC source: 0001232602-24-000007 · wk-form4_1730503872.xml · nonDerivative · entry 1 Traub Kenneth · CIK 0001232602 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,234 F1 · date: Restricted stock awards were granted under the Company's 2023 Equity and Incentive Plan, and represent the right to receive one share of common stock of Comtech Telecommunications Corp. upon vesting. F2 · date: The restricted stock awards will cliff vest on the one year anniversary of the grant, assuming continued service as a director. Shares of common stock corresponding to vested awards will be delivered to the Reporting Person within 60 days of vesting. Read SEC document
June 12, 2024 Filed Jun 14, 2024 00:00 UTC	TIDEWATER INC TDW · Entity 2560	SaleCommon Stock, $0.001 par value	20,000	$106.38	$2,127,606.00	Disclosure SEC source: 0001415889-24-016766 · form4-06132024_080603.xml · nonDerivative · entry 1 Traub Kenneth · CIK 0001232602 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,802 F1 · price: The transaction was executed in multiple trades at prices ranging from $106.25 to $106.79. The price reported above reflects the weighted average sale price. Upon request from the SEC staff, the issuer, or a security holder of the issuer, the Reporting Person hereby undertakes to provide the requesting party with full information regarding the number of shares and prices at which the transaction was effected. Read SEC document
June 06, 2024 Filed Jun 11, 2024 00:00 UTC	TIDEWATER INC TDW · Entity 2560	GrantCommon Stock, $0.001 par value	1,323	$0.00	$0.00	Disclosure SEC source: 0001415889-24-016299 · form4-06102024_080613.xml · nonDerivative · entry 1 Traub Kenneth · CIK 0001232602 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,802 F1 · price: Represent the grant of a Restricted Stock Unit Award that vests on June 6, 2025. Read SEC document
December 11, 2023 Filed Jan 17, 2024 23:08 UTC	Edgio, Inc. EGIO · Entity 12169	GrantCommon Stock	530,304	$0.00	$0.00	Disclosure SEC source: 0001391127-24-000014 · wk-form4_1705532887.xml · nonDerivative · entry 1 Traub Kenneth · CIK 0001232602 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 530,304 F1 · date: The attached From 4 was filed on December 12, 2023, under the incorrect EDGAR codes. The filing is inadvertently showing under Mr. Larry T. Rigdon's EDGAR codes. This resubmission is to correct the administrative filing error. F2 · kind: Reporting Person received an aggregate of 530,304 RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Subject to the provisions of the Amended and Restated 2007 Equity Incentive Plan, one-half (1/2) of the RSUs will vest on December 11, 2024, and the remainder will vest on December 11, 2025, provided the Reporting Person continues to be a Service Provider through the vesting date. F3 · price: $0.00 is used for technical reasons as there is no price for this security until it vests in the case of RSUs, or until it is exercised in the case of stock options. F4 · balance_after: This includes 530,304 unvested restricted stock units. Read SEC document
June 26, 2023 Filed Jun 29, 2023 01:25 UTC	TIDEWATER INC TDW · Entity 2560	GrantCommon Stock	2,657	Not disclosed	Not disclosed	Disclosure SEC source: 0001437749-23-018825 · rdgdoc.xml · nonDerivative · entry 1 TRAUB KENNETH H · CIK 0001232602 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,479 F1 · price: Represents a grant of an equity award that will vest on June 26, 2024. Read SEC document
September 16, 2022 Filed Sep 20, 2022 17:44 UTC	ATHERSYS, INC / NEW ATHX · Entity 95922	GrantStock Option (right to purchase) · Derivative	32,042	$0.00 Strike: $1.95	$0.00	Disclosure SEC source: 0001368148-22-000135 · wf-form4_166369586555017.xml · derivative · entry 2 TRAUB KENNETH H · CIK 0001232602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,042 Underlying: Common Stock · 32,042 shares Expires 2032-09-16 F3 · derivative.exercise_date: Represents the exempt acquisition of stock options to purchase 32,042 shares of the Issuer's Common Stock at a per share exercise price of $1.95. These stock options in general will vest on July 28, 2023, subject generally to the Reporting Person's continued service on the Issuer's Board of Directors. Read SEC document
September 16, 2022 Filed Sep 20, 2022 17:44 UTC	ATHERSYS, INC / NEW ATHX · Entity 95922	GrantCommon Stock	12,820	$0.00	$0.00	Disclosure SEC source: 0001368148-22-000135 · wf-form4_166369586555017.xml · nonDerivative · entry 1 TRAUB KENNETH H · CIK 0001232602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,223 F1 · shares: Represents the exempt acquisition of 12,820 restricted stock units that in general will vest in total on December 31, 2022, subject generally to the Reporting Person's continued service on the Issuer's Board of Directors. F2 · balance_after: On August 26, 2022, the Issuer effected a 1-for-25 reverse stock split of its Common Stock (the "Reverse Stock Split"), resulting in a decrease in the Reporting Person's ownership by 225,690 shares. Read SEC document
June 14, 2022 Filed Jun 16, 2022 21:14 UTC	TIDEWATER INC TDW · Entity 2560	GrantCommon Stock	7,003	Not disclosed	Not disclosed	Disclosure SEC source: 0001437749-22-015194 · rdgdoc.xml · nonDerivative · entry 1 TRAUB KENNETH H · CIK 0001232602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,822 F1 · price: Represents a grant of an equity award that will vest on June 14, 2023. Read SEC document
December 02, 2021 Filed Dec 2, 2021 18:26 UTC	DSP GROUP INC /DE/ DSPG · Entity 132869	Disposition to issuerStock Option (Right to Buy) · Derivative	8,000	$0.00 Strike: $12.50	$0.00	Disclosure SEC source: 0001437749-21-027732 · rdgdoc.xml · derivative · entry 10 TRAUB KENNETH H · CIK 0001232602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2028-01-01 F3 · derivative.exercise_date: Options vest in full and become exercisable as to 100% of the shares subject to the option award on the first anniversary of the date of grant. This option is being canceled as of immediately prior to the Effective Time of the Merger in exchange for an amount in cash equal to the product obtained by multiplying (1) the aggregate number of shares of Issuer common stock subject to the option award by (2) the difference between the exercise price of the option and the merger consideration of $22.00 per share. Read SEC document
December 02, 2021 Filed Dec 2, 2021 18:26 UTC	DSP GROUP INC /DE/ DSPG · Entity 132869	Disposition to issuerStock Option (Right to Buy) · Derivative	8,000	$0.00 Strike: $13.05	$0.00	Disclosure SEC source: 0001437749-21-027732 · rdgdoc.xml · derivative · entry 9 TRAUB KENNETH H · CIK 0001232602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2027-01-01 F3 · derivative.exercise_date: Options vest in full and become exercisable as to 100% of the shares subject to the option award on the first anniversary of the date of grant. This option is being canceled as of immediately prior to the Effective Time of the Merger in exchange for an amount in cash equal to the product obtained by multiplying (1) the aggregate number of shares of Issuer common stock subject to the option award by (2) the difference between the exercise price of the option and the merger consideration of $22.00 per share. Read SEC document
December 02, 2021 Filed Dec 2, 2021 18:26 UTC	DSP GROUP INC /DE/ DSPG · Entity 132869	Disposition to issuerStock Option (Right to Buy) · Derivative	8,000	$0.00 Strike: $9.44	$0.00	Disclosure SEC source: 0001437749-21-027732 · rdgdoc.xml · derivative · entry 8 TRAUB KENNETH H · CIK 0001232602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2026-01-01 F3 · derivative.exercise_date: Options vest in full and become exercisable as to 100% of the shares subject to the option award on the first anniversary of the date of grant. This option is being canceled as of immediately prior to the Effective Time of the Merger in exchange for an amount in cash equal to the product obtained by multiplying (1) the aggregate number of shares of Issuer common stock subject to the option award by (2) the difference between the exercise price of the option and the merger consideration of $22.00 per share. Read SEC document
December 02, 2021 Filed Dec 2, 2021 18:26 UTC	DSP GROUP INC /DE/ DSPG · Entity 132869	Disposition to issuerStock Option (Right to Buy) · Derivative	8,000	$0.00 Strike: $10.87	$0.00	Disclosure SEC source: 0001437749-21-027732 · rdgdoc.xml · derivative · entry 7 TRAUB KENNETH H · CIK 0001232602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2025-01-01 F3 · derivative.exercise_date: Options vest in full and become exercisable as to 100% of the shares subject to the option award on the first anniversary of the date of grant. This option is being canceled as of immediately prior to the Effective Time of the Merger in exchange for an amount in cash equal to the product obtained by multiplying (1) the aggregate number of shares of Issuer common stock subject to the option award by (2) the difference between the exercise price of the option and the merger consideration of $22.00 per share. Read SEC document
December 02, 2021 Filed Dec 2, 2021 18:26 UTC	DSP GROUP INC /DE/ DSPG · Entity 132869	Disposition to issuerStock Option (Right to Buy) · Derivative	15,000	$0.00 Strike: $9.71	$0.00	Disclosure SEC source: 0001437749-21-027732 · rdgdoc.xml · derivative · entry 6 TRAUB KENNETH H · CIK 0001232602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2024-01-01 F3 · derivative.exercise_date: Options vest in full and become exercisable as to 100% of the shares subject to the option award on the first anniversary of the date of grant. This option is being canceled as of immediately prior to the Effective Time of the Merger in exchange for an amount in cash equal to the product obtained by multiplying (1) the aggregate number of shares of Issuer common stock subject to the option award by (2) the difference between the exercise price of the option and the merger consideration of $22.00 per share. Read SEC document
December 02, 2021 Filed Dec 2, 2021 18:26 UTC	DSP GROUP INC /DE/ DSPG · Entity 132869	Disposition to issuerStock Option (Right to Buy) · Derivative	8,000	$0.00 Strike: $9.71	$0.00	Disclosure SEC source: 0001437749-21-027732 · rdgdoc.xml · derivative · entry 5 TRAUB KENNETH H · CIK 0001232602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2024-01-01 F3 · derivative.exercise_date: Options vest in full and become exercisable as to 100% of the shares subject to the option award on the first anniversary of the date of grant. This option is being canceled as of immediately prior to the Effective Time of the Merger in exchange for an amount in cash equal to the product obtained by multiplying (1) the aggregate number of shares of Issuer common stock subject to the option award by (2) the difference between the exercise price of the option and the merger consideration of $22.00 per share. Read SEC document
December 02, 2021 Filed Dec 2, 2021 18:26 UTC	DSP GROUP INC /DE/ DSPG · Entity 132869	Disposition to issuerStock Option (Right to Buy) · Derivative	15,000	$0.00 Strike: $5.76	$0.00	Disclosure SEC source: 0001437749-21-027732 · rdgdoc.xml · derivative · entry 4 TRAUB KENNETH H · CIK 0001232602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2023-01-01 F3 · derivative.exercise_date: Options vest in full and become exercisable as to 100% of the shares subject to the option award on the first anniversary of the date of grant. This option is being canceled as of immediately prior to the Effective Time of the Merger in exchange for an amount in cash equal to the product obtained by multiplying (1) the aggregate number of shares of Issuer common stock subject to the option award by (2) the difference between the exercise price of the option and the merger consideration of $22.00 per share. Read SEC document
December 02, 2021 Filed Dec 2, 2021 18:26 UTC	DSP GROUP INC /DE/ DSPG · Entity 132869	Disposition to issuerStock Option (Right to Buy) · Derivative	30,000	$0.00 Strike: $5.98	$0.00	Disclosure SEC source: 0001437749-21-027732 · rdgdoc.xml · derivative · entry 3 TRAUB KENNETH H · CIK 0001232602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2022-05-15 F3 · derivative.exercise_date: Options vest in full and become exercisable as to 100% of the shares subject to the option award on the first anniversary of the date of grant. This option is being canceled as of immediately prior to the Effective Time of the Merger in exchange for an amount in cash equal to the product obtained by multiplying (1) the aggregate number of shares of Issuer common stock subject to the option award by (2) the difference between the exercise price of the option and the merger consideration of $22.00 per share. Read SEC document
December 02, 2021 Filed Dec 2, 2021 18:26 UTC	DSP GROUP INC /DE/ DSPG · Entity 132869	Disposition to issuerCommon Stock	59,573	$22.00	$1,310,606.00	Disclosure SEC source: 0001437749-21-027732 · rdgdoc.xml · nonDerivative · entry 2 TRAUB KENNETH H · CIK 0001232602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: Represents 59,573 shares outstanding. Read SEC document
December 02, 2021 Filed Dec 2, 2021 18:26 UTC	DSP GROUP INC /DE/ DSPG · Entity 132869	Disposition to issuerCommon Stock	6,064	$22.00	$133,408.00	Disclosure SEC source: 0001437749-21-027732 · rdgdoc.xml · nonDerivative · entry 1 TRAUB KENNETH H · CIK 0001232602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: The amount reported represents the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit ("RSU") awards held by Mr. Traub, each of which will be accelerated, fully vested and canceled as of immediately prior to the Effective Time of the merger in exchange for an amount in cash equal to the product obtained by multiplying (1) the aggregate number of shares of Issuer common stock subject to the Issuer RSU award by (2) the merger consideration of $22.00 per share. F1 · price: The amount reported represents the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit ("RSU") awards held by Mr. Traub, each of which will be accelerated, fully vested and canceled as of immediately prior to the Effective Time of the merger in exchange for an amount in cash equal to the product obtained by multiplying (1) the aggregate number of shares of Issuer common stock subject to the Issuer RSU award by (2) the merger consideration of $22.00 per share. Read SEC document
November 16, 2021 Filed Nov 17, 2021 21:54 UTC	TIDEWATER INC TDW · Entity 2560	PurchaseCommon Stock	1,700	$11.94	$20,294.60	Disclosure SEC source: 0001567619-21-020662 · doc1.xml · nonDerivative · entry 2 TRAUB KENNETH H · CIK 0001232602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,819 F2 · price: This transaction was executed in multiple trades at prices ranging from $11.93 to $11.94. The price reported above reflects the weighted average purchase price. F3 · price: Upon request from the SEC staff, the issuer, or a security holder of the issuer, the Reporting Person hereby undertakes to provide the requesting party with full information regarding the number of shares and prices at which the transaction was effected. Read SEC document
November 15, 2021 Filed Nov 17, 2021 21:54 UTC	TIDEWATER INC TDW · Entity 2560	PurchaseCommon Stock	5,682	$11.76	$66,808.96	Disclosure SEC source: 0001567619-21-020662 · doc1.xml · nonDerivative · entry 1 TRAUB KENNETH H · CIK 0001232602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,119 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.67 to $11.85. The price reported above reflects the weighted average purchase price. F3 · price: Upon request from the SEC staff, the issuer, or a security holder of the issuer, the Reporting Person hereby undertakes to provide the requesting party with full information regarding the number of shares and prices at which the transaction was effected. Read SEC document
June 14, 2021 Filed Jun 16, 2021 22:04 UTC	TIDEWATER INC TDW · Entity 2560	GrantCommon Stock	11,349	Not disclosed	Not disclosed	Disclosure SEC source: 0001567619-21-012236 · doc1.xml · nonDerivative · entry 1 TRAUB KENNETH H · CIK 0001232602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,437 F1 · price: Represents a grant of an equity award that will vest on June 14, 2022. Read SEC document
February 17, 2021 Filed Feb 19, 2021 17:11 UTC	ATHERSYS, INC / NEW ATHX · Entity 95922	GrantNonQualified Stock Option (right to purchase) · Derivative	100,000	$0.00 Strike: $2.53	$0.00	Disclosure SEC source: 0001368148-21-000007 · wf-form4_161375465185075.xml · derivative · entry 1 TRAUB KENNETH H · CIK 0001232602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2031-02-17 F1 · derivative.exercise_date: Award of a nonqualified stock option. The option vests one-third on the one-year anniversary date from the date of grant, and the remainder vests on a quarterly basis over years two and three. Read SEC document
January 01, 2021 Filed Jan 5, 2021 16:32 UTC	DSP GROUP INC /DE/ DSPG · Entity 132869	GrantCommon Stock	6,064	$0.00	$0.00	Disclosure SEC source: 0001437749-21-000122 · rdgdoc.xml · nonDerivative · entry 1 TRAUB KENNETH H · CIK 0001232602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,637 F1 · security: Represents restricted stock units ("RSUs"). F2 · shares: The RSUs were acquired under the 2012 Equity Incentive Plan. 100% of the RSUs vest on the first year anniversary of the grant. F3 · balance_after: Represents 59,573 shares outstanding and 6,064 unvested RSUs. Read SEC document
July 28, 2020 Filed Jul 30, 2020 23:31 UTC	TIDEWATER INC TDW · Entity 2560	GrantCommon Stock	27,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001567619-20-013935 · doc1.xml · nonDerivative · entry 1 TRAUB KENNETH H · CIK 0001232602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,088 F1 · price: Represents a grant of restricted stock units that will vest on July 28, 2021. Read SEC document
June 24, 2020 Filed Jun 24, 2020 21:09 UTC	ATHERSYS, INC / NEW ATHX · Entity 95922	PurchaseCommon Stock	10,000	$2.19	$21,900.00	Disclosure SEC source: 0001368148-20-000085 · wf-form4_159303294449645.xml · nonDerivative · entry 8 TRAUB KENNETH H · CIK 0001232602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,093 F1 · kind: Purchase of shares on the open market Read SEC document
June 24, 2020 Filed Jun 24, 2020 21:09 UTC	ATHERSYS, INC / NEW ATHX · Entity 95922	PurchaseCommon Stock	20,000	$2.24	$44,800.00	Disclosure SEC source: 0001368148-20-000085 · wf-form4_159303294449645.xml · nonDerivative · entry 7 TRAUB KENNETH H · CIK 0001232602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,093 F1 · kind: Purchase of shares on the open market Read SEC document
June 24, 2020 Filed Jun 24, 2020 21:09 UTC	ATHERSYS, INC / NEW ATHX · Entity 95922	PurchaseCommon Stock	20,000	$2.21	$44,200.00	Disclosure SEC source: 0001368148-20-000085 · wf-form4_159303294449645.xml · nonDerivative · entry 6 TRAUB KENNETH H · CIK 0001232602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,093 F1 · kind: Purchase of shares on the open market Read SEC document
June 23, 2020 Filed Jun 24, 2020 21:09 UTC	ATHERSYS, INC / NEW ATHX · Entity 95922	PurchaseCommon Stock	10,000	$2.38	$23,800.00	Disclosure SEC source: 0001368148-20-000085 · wf-form4_159303294449645.xml · nonDerivative · entry 5 TRAUB KENNETH H · CIK 0001232602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,093 F1 · kind: Purchase of shares on the open market Read SEC document
June 23, 2020 Filed Jun 24, 2020 21:09 UTC	ATHERSYS, INC / NEW ATHX · Entity 95922	PurchaseCommon Stock	20,000	$2.25	$45,000.00	Disclosure SEC source: 0001368148-20-000085 · wf-form4_159303294449645.xml · nonDerivative · entry 4 TRAUB KENNETH H · CIK 0001232602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,093 F1 · kind: Purchase of shares on the open market Read SEC document
June 23, 2020 Filed Jun 24, 2020 21:09 UTC	ATHERSYS, INC / NEW ATHX · Entity 95922	PurchaseCommon Stock	20,000	$2.34	$46,800.00	Disclosure SEC source: 0001368148-20-000085 · wf-form4_159303294449645.xml · nonDerivative · entry 3 TRAUB KENNETH H · CIK 0001232602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,093 F1 · kind: Purchase of shares on the open market Read SEC document
June 22, 2020 Filed Jun 24, 2020 21:09 UTC	ATHERSYS, INC / NEW ATHX · Entity 95922	PurchaseCommon Stock	20,000	$2.45	$49,000.00	Disclosure SEC source: 0001368148-20-000085 · wf-form4_159303294449645.xml · nonDerivative · entry 2 TRAUB KENNETH H · CIK 0001232602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,093 F1 · kind: Purchase of shares on the open market Read SEC document
June 22, 2020 Filed Jun 24, 2020 21:09 UTC	ATHERSYS, INC / NEW ATHX · Entity 95922	PurchaseCommon Stock	20,000	$2.35	$47,000.00	Disclosure SEC source: 0001368148-20-000085 · wf-form4_159303294449645.xml · nonDerivative · entry 1 TRAUB KENNETH H · CIK 0001232602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,093 F1 · kind: Purchase of shares on the open market Read SEC document
June 18, 2020 Filed Jun 19, 2020 00:42 UTC	ATHERSYS, INC / NEW ATHX · Entity 95922	GrantNonQualified Stock Option (right to purchase) · Derivative	100,000	$0.00 Strike: $2.87	$0.00	Disclosure SEC source: 0001368148-20-000072 · wf-form4_159252732212954.xml · derivative · entry 1 TRAUB KENNETH H · CIK 0001232602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2030-06-18 F1 · derivative.exercise_date: Award of a nonqualified stock option. The option vests one-third on the one-year anniversary date from the date of grant, and the remainder vests on a quarterly basis over years two and three. Read SEC document
March 13, 2020 Filed Mar 16, 2020 21:12 UTC	TIDEWATER INC TDW · Entity 2560	PurchaseCommon Stock	5,000	$6.48	$32,389.50	Disclosure SEC source: 0001567619-20-006439 · doc1.xml · nonDerivative · entry 1 TRAUB KENNETH H · CIK 0001232602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,088 F1 · price: This transaction was executed in multiple trades at prices ranging from $6.445 to $6.48. The price reported above reflects the weighted average purchase price. Upon request from the SEC staff, the issuer, or a security holder of the issuer, the Reporting Person hereby undertakes to provide the requesting party with full information regarding the number of shares and prices at which the transaction was effected. Read SEC document
January 01, 2020 Filed Jan 2, 2020 17:01 UTC	DSP GROUP INC /DE/ DSPG · Entity 132869	GrantCommon Stock	6,708	$0.00	$0.00	Disclosure SEC source: 0001437749-20-000076 · rdgdoc.xml · nonDerivative · entry 1 TRAUB KENNETH H · CIK 0001232602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,573 F1 · security: Represents restricted stock units ("RSUs"). F2 · shares: The RSUs were acquired under the 2012 Equity Incentive Plan. 100% of the RSUs vest on the first year anniversary of the grant. F3 · balance_after: Represents 52,865 shares outstanding and 6,708 unvested RSUs. Read SEC document
September 20, 2019 Filed Sep 20, 2019 16:34 UTC	INTERMOLECULAR INC IMI · Entity 154785	OtherStock Option · Derivative	25,000	Not disclosed Strike: $1.39	Not disclosed	Disclosure SEC source: 0001567619-19-018605 · doc1.xml · derivative · entry 3 TRAUB KENNETH H · CIK 0001232602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · kind: On September 20, 2019, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of May 6, 2019, by and among EMD Group Holding II, Inc. ("Parent"), EMD Performance Materials Semiconductor Services Corp. ("Merger Sub") and Intermolecular, Inc. (the "Company"), Merger Sub merged with and into the Company, each issued and outstanding share of common stock, par value $0.001 per share, of the Company (collectively, the "Company Shares," and each such share, a "Company Share") (other than Canceled Company Shares and Dissenting Company Shares) was thereupon canceled and converted into the right to receive $1.20 in cash (the "Merger Consideration"), with the Company surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). F3 · price: Pursuant to the Merger Agreement, (i) each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the effective time of the merger (the "Effective Time") was accelerated, (ii) each Company Option that remained outstanding as of immediately prior to the Effective Time was canceled and terminated as of the Effective Time and (iii) the Reporting Person of such Company Option became entitled to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of company Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the per share exercise price of such Company Option. F2 · derivative.exercise_date: The options are fully vested due to vesting acceleration approved by the board in connection with the Merger. F2 · derivative.expiration_date: The options are fully vested due to vesting acceleration approved by the board in connection with the Merger. Read SEC document
September 20, 2019 Filed Sep 20, 2019 16:34 UTC	INTERMOLECULAR INC IMI · Entity 154785	OtherStock Option · Derivative	25,000	Not disclosed Strike: $0.85	Not disclosed	Disclosure SEC source: 0001567619-19-018605 · doc1.xml · derivative · entry 2 TRAUB KENNETH H · CIK 0001232602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · kind: On September 20, 2019, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of May 6, 2019, by and among EMD Group Holding II, Inc. ("Parent"), EMD Performance Materials Semiconductor Services Corp. ("Merger Sub") and Intermolecular, Inc. (the "Company"), Merger Sub merged with and into the Company, each issued and outstanding share of common stock, par value $0.001 per share, of the Company (collectively, the "Company Shares," and each such share, a "Company Share") (other than Canceled Company Shares and Dissenting Company Shares) was thereupon canceled and converted into the right to receive $1.20 in cash (the "Merger Consideration"), with the Company surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). F3 · price: Pursuant to the Merger Agreement, (i) each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the effective time of the merger (the "Effective Time") was accelerated, (ii) each Company Option that remained outstanding as of immediately prior to the Effective Time was canceled and terminated as of the Effective Time and (iii) the Reporting Person of such Company Option became entitled to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of company Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the per share exercise price of such Company Option. F2 · derivative.exercise_date: The options are fully vested due to vesting acceleration approved by the board in connection with the Merger. F2 · derivative.expiration_date: The options are fully vested due to vesting acceleration approved by the board in connection with the Merger. Read SEC document
September 20, 2019 Filed Sep 20, 2019 16:34 UTC	INTERMOLECULAR INC IMI · Entity 154785	OtherStock Option · Derivative	75,000	Not disclosed Strike: $1.85	Not disclosed	Disclosure SEC source: 0001567619-19-018605 · doc1.xml · derivative · entry 1 TRAUB KENNETH H · CIK 0001232602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires not disclosed F1 · kind: On September 20, 2019, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of May 6, 2019, by and among EMD Group Holding II, Inc. ("Parent"), EMD Performance Materials Semiconductor Services Corp. ("Merger Sub") and Intermolecular, Inc. (the "Company"), Merger Sub merged with and into the Company, each issued and outstanding share of common stock, par value $0.001 per share, of the Company (collectively, the "Company Shares," and each such share, a "Company Share") (other than Canceled Company Shares and Dissenting Company Shares) was thereupon canceled and converted into the right to receive $1.20 in cash (the "Merger Consideration"), with the Company surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). F3 · price: Pursuant to the Merger Agreement, (i) each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the effective time of the merger (the "Effective Time") was accelerated, (ii) each Company Option that remained outstanding as of immediately prior to the Effective Time was canceled and terminated as of the Effective Time and (iii) the Reporting Person of such Company Option became entitled to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of company Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the per share exercise price of such Company Option. F2 · derivative.exercise_date: The options are fully vested due to vesting acceleration approved by the board in connection with the Merger. F2 · derivative.expiration_date: The options are fully vested due to vesting acceleration approved by the board in connection with the Merger. Read SEC document
September 12, 2019 Filed Sep 13, 2019 20:40 UTC	TIDEWATER INC TDW · Entity 2560	PurchaseCommon Stock	5,000	$17.67	$88,350.00	Disclosure SEC source: 0001567619-19-018293 · doc1.xml · nonDerivative · entry 1 TRAUB KENNETH H · CIK 0001232602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,088 Read SEC document
May 09, 2019 Filed May 10, 2019 21:03 UTC	TIDEWATER INC TDW · Entity 2560	PurchaseCommon Stock	5,000	$23.14	$115,700.00	Disclosure SEC source: 0001567619-19-010446 · doc1.xml · nonDerivative · entry 1 TRAUB KENNETH H · CIK 0001232602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,088 Read SEC document
April 30, 2019 Filed May 1, 2019 21:14 UTC	TIDEWATER INC TDW · Entity 2560	GrantCommon Stock	7,500	Not disclosed	Not disclosed	Disclosure SEC source: 0001567619-19-009571 · doc1.xml · nonDerivative · entry 1 TRAUB KENNETH H · CIK 0001232602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,088 F1 · price: Represents a grant of restricted stock units that will vest on April 30, 2020. Read SEC document
February 13, 2019 Filed Feb 15, 2019 23:24 UTC	IMMERSION CORP IMMR · Entity 6143	GrantCommon Stock	7,889	$0.00	$0.00	Disclosure SEC source: 0001567619-19-004674 · doc1.xml · nonDerivative · entry 1 TRAUB KENNETH H · CIK 0001232602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,889 F1 · shares: Represents a grant of restricted stock, which will vest as to 100% of the shares on June 29, 2019. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.