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Lundstrom Bruce Douglas

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155390
SEC CIK
0001412972

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CompanyLast reported asReport datePublished
TIDEWATER INCTDW · Entity 2560EVP & General CounselAugust 18, 2019August 20, 2019

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Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TIDEWATER INC

Report date August 18, 2019 · Filed August 20, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect144,856 Reported balance After 2019-08-18 transaction · row 1
1 source row

Row 1 · 2019-08-18 · Tax withholding · Disposed 25,495 · Balance 144,856

Common StockSEC Table I · non-derivativeIndirectby 401(k) Plan57 Reported balance Holding disclosure · report date 2019-08-18 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 57

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 18, 2019 Filed Aug 20, 2019 21:13 UTC TIDEWATER INC TDW · Entity 2560 Tax withholdingCommon Stock 25,495 $15.96 $406,900.20
Disclosure

SEC source: 0001567619-19-017359 · doc1.xml · nonDerivative · entry 1

Lundstrom Bruce Douglas · CIK 0001412972 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,856

Read SEC document
August 18, 2018 Filed Aug 21, 2018 22:04 UTC TIDEWATER INC TDW · Entity 2560 Tax withholdingCommon Stock 25,495 $30.23 $770,713.85
Disclosure

SEC source: 0001567619-18-001579 · doc1.xml · nonDerivative · entry 1

Lundstrom Bruce Douglas · CIK 0001412972 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,351

Read SEC document
August 18, 2017 Filed Aug 22, 2017 21:13 UTC TIDEWATER INC TDW · Entity 2560 GrantCommon Stock 194,366 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-033016 · doc1.xml · nonDerivative · entry 1

Lundstrom Bruce Douglas · CIK 0001412972 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,846

F1 · price: Represents a grant of time-based restricted stock units that will vest one-third per year over three years following the grant date.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 00:09 UTC TIDEWATER INC TDW · Entity 2560 GrantSeries B Warrants · Derivative 98 $0.00 Strike: $62.28 $0.00
Disclosure

SEC source: 0001140361-17-029718 · doc1.xml · derivative · entry 8

Lundstrom Bruce Douglas · CIK 0001412972 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · by 401(k) Plan

Disclosed balance after: 98

Underlying: Common Stock · 98 shares

Expires 2023-07-31

F3 · kind: As provided in the Plan, on the Effective Date, each holder of Old Common Stock (including the Reporting Person) received, in exchange for each one share of Old Common Stock held as of such date, (i) 0.031833 new shares of common stock, par value $0.001 per share (the "New Common Stock"), (ii) 0.051621 Series A Warrants to purchase an equivalent number of shares of New Common Stock (the "Series A Warrants"), and (iii) 0.055806 Series B Warrants to purchase an equivalent number of shares of New Common Stock (the "Series B Warrants"), in all cases, subject to rounding with no fractional shares or warrants issued. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

F3 · shares: As provided in the Plan, on the Effective Date, each holder of Old Common Stock (including the Reporting Person) received, in exchange for each one share of Old Common Stock held as of such date, (i) 0.031833 new shares of common stock, par value $0.001 per share (the "New Common Stock"), (ii) 0.051621 Series A Warrants to purchase an equivalent number of shares of New Common Stock (the "Series A Warrants"), and (iii) 0.055806 Series B Warrants to purchase an equivalent number of shares of New Common Stock (the "Series B Warrants"), in all cases, subject to rounding with no fractional shares or warrants issued. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

F3 · price: As provided in the Plan, on the Effective Date, each holder of Old Common Stock (including the Reporting Person) received, in exchange for each one share of Old Common Stock held as of such date, (i) 0.031833 new shares of common stock, par value $0.001 per share (the "New Common Stock"), (ii) 0.051621 Series A Warrants to purchase an equivalent number of shares of New Common Stock (the "Series A Warrants"), and (iii) 0.055806 Series B Warrants to purchase an equivalent number of shares of New Common Stock (the "Series B Warrants"), in all cases, subject to rounding with no fractional shares or warrants issued. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

F4 · derivative.exercise_date: The Series A Warrants and Series B Warrants may be exercised at any time prior to the expiration date, unless earlier terminated and paid out by their terms upon the consummation of certain business combinations or sale transactions involving the Issuer.

F2 · ownership.nature: Represents interests held for the benefit of the Reporting Person by the Trustee of the Tidewater Inc. 401(k) Savings Plan.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 00:09 UTC TIDEWATER INC TDW · Entity 2560 GrantSeries B Warrants · Derivative 2,595 $0.00 Strike: $62.28 $0.00
Disclosure

SEC source: 0001140361-17-029718 · doc1.xml · derivative · entry 7

Lundstrom Bruce Douglas · CIK 0001412972 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,595

Underlying: Common Stock · 2,595 shares

Expires 2023-07-31

F3 · kind: As provided in the Plan, on the Effective Date, each holder of Old Common Stock (including the Reporting Person) received, in exchange for each one share of Old Common Stock held as of such date, (i) 0.031833 new shares of common stock, par value $0.001 per share (the "New Common Stock"), (ii) 0.051621 Series A Warrants to purchase an equivalent number of shares of New Common Stock (the "Series A Warrants"), and (iii) 0.055806 Series B Warrants to purchase an equivalent number of shares of New Common Stock (the "Series B Warrants"), in all cases, subject to rounding with no fractional shares or warrants issued. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

F3 · shares: As provided in the Plan, on the Effective Date, each holder of Old Common Stock (including the Reporting Person) received, in exchange for each one share of Old Common Stock held as of such date, (i) 0.031833 new shares of common stock, par value $0.001 per share (the "New Common Stock"), (ii) 0.051621 Series A Warrants to purchase an equivalent number of shares of New Common Stock (the "Series A Warrants"), and (iii) 0.055806 Series B Warrants to purchase an equivalent number of shares of New Common Stock (the "Series B Warrants"), in all cases, subject to rounding with no fractional shares or warrants issued. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

F3 · price: As provided in the Plan, on the Effective Date, each holder of Old Common Stock (including the Reporting Person) received, in exchange for each one share of Old Common Stock held as of such date, (i) 0.031833 new shares of common stock, par value $0.001 per share (the "New Common Stock"), (ii) 0.051621 Series A Warrants to purchase an equivalent number of shares of New Common Stock (the "Series A Warrants"), and (iii) 0.055806 Series B Warrants to purchase an equivalent number of shares of New Common Stock (the "Series B Warrants"), in all cases, subject to rounding with no fractional shares or warrants issued. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

F4 · derivative.exercise_date: The Series A Warrants and Series B Warrants may be exercised at any time prior to the expiration date, unless earlier terminated and paid out by their terms upon the consummation of certain business combinations or sale transactions involving the Issuer.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 00:09 UTC TIDEWATER INC TDW · Entity 2560 GrantSeries A Warrants · Derivative 91 $0.00 Strike: $57.06 $0.00
Disclosure

SEC source: 0001140361-17-029718 · doc1.xml · derivative · entry 6

Lundstrom Bruce Douglas · CIK 0001412972 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · by 401(k) Plan

Disclosed balance after: 91

Underlying: Common Stock · 91 shares

Expires 2023-07-31

F3 · kind: As provided in the Plan, on the Effective Date, each holder of Old Common Stock (including the Reporting Person) received, in exchange for each one share of Old Common Stock held as of such date, (i) 0.031833 new shares of common stock, par value $0.001 per share (the "New Common Stock"), (ii) 0.051621 Series A Warrants to purchase an equivalent number of shares of New Common Stock (the "Series A Warrants"), and (iii) 0.055806 Series B Warrants to purchase an equivalent number of shares of New Common Stock (the "Series B Warrants"), in all cases, subject to rounding with no fractional shares or warrants issued. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

F3 · shares: As provided in the Plan, on the Effective Date, each holder of Old Common Stock (including the Reporting Person) received, in exchange for each one share of Old Common Stock held as of such date, (i) 0.031833 new shares of common stock, par value $0.001 per share (the "New Common Stock"), (ii) 0.051621 Series A Warrants to purchase an equivalent number of shares of New Common Stock (the "Series A Warrants"), and (iii) 0.055806 Series B Warrants to purchase an equivalent number of shares of New Common Stock (the "Series B Warrants"), in all cases, subject to rounding with no fractional shares or warrants issued. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

F3 · price: As provided in the Plan, on the Effective Date, each holder of Old Common Stock (including the Reporting Person) received, in exchange for each one share of Old Common Stock held as of such date, (i) 0.031833 new shares of common stock, par value $0.001 per share (the "New Common Stock"), (ii) 0.051621 Series A Warrants to purchase an equivalent number of shares of New Common Stock (the "Series A Warrants"), and (iii) 0.055806 Series B Warrants to purchase an equivalent number of shares of New Common Stock (the "Series B Warrants"), in all cases, subject to rounding with no fractional shares or warrants issued. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

F4 · derivative.exercise_date: The Series A Warrants and Series B Warrants may be exercised at any time prior to the expiration date, unless earlier terminated and paid out by their terms upon the consummation of certain business combinations or sale transactions involving the Issuer.

F2 · ownership.nature: Represents interests held for the benefit of the Reporting Person by the Trustee of the Tidewater Inc. 401(k) Savings Plan.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 00:09 UTC TIDEWATER INC TDW · Entity 2560 GrantSeries A Warrants · Derivative 2,401 $0.00 Strike: $57.06 $0.00
Disclosure

SEC source: 0001140361-17-029718 · doc1.xml · derivative · entry 5

Lundstrom Bruce Douglas · CIK 0001412972 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,401

Underlying: Common Stock · 2,401 shares

Expires 2023-07-31

F3 · kind: As provided in the Plan, on the Effective Date, each holder of Old Common Stock (including the Reporting Person) received, in exchange for each one share of Old Common Stock held as of such date, (i) 0.031833 new shares of common stock, par value $0.001 per share (the "New Common Stock"), (ii) 0.051621 Series A Warrants to purchase an equivalent number of shares of New Common Stock (the "Series A Warrants"), and (iii) 0.055806 Series B Warrants to purchase an equivalent number of shares of New Common Stock (the "Series B Warrants"), in all cases, subject to rounding with no fractional shares or warrants issued. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

F3 · shares: As provided in the Plan, on the Effective Date, each holder of Old Common Stock (including the Reporting Person) received, in exchange for each one share of Old Common Stock held as of such date, (i) 0.031833 new shares of common stock, par value $0.001 per share (the "New Common Stock"), (ii) 0.051621 Series A Warrants to purchase an equivalent number of shares of New Common Stock (the "Series A Warrants"), and (iii) 0.055806 Series B Warrants to purchase an equivalent number of shares of New Common Stock (the "Series B Warrants"), in all cases, subject to rounding with no fractional shares or warrants issued. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

F3 · price: As provided in the Plan, on the Effective Date, each holder of Old Common Stock (including the Reporting Person) received, in exchange for each one share of Old Common Stock held as of such date, (i) 0.031833 new shares of common stock, par value $0.001 per share (the "New Common Stock"), (ii) 0.051621 Series A Warrants to purchase an equivalent number of shares of New Common Stock (the "Series A Warrants"), and (iii) 0.055806 Series B Warrants to purchase an equivalent number of shares of New Common Stock (the "Series B Warrants"), in all cases, subject to rounding with no fractional shares or warrants issued. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

F4 · derivative.exercise_date: The Series A Warrants and Series B Warrants may be exercised at any time prior to the expiration date, unless earlier terminated and paid out by their terms upon the consummation of certain business combinations or sale transactions involving the Issuer.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 00:09 UTC TIDEWATER INC TDW · Entity 2560 GrantCommon Stock 56 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-029718 · doc1.xml · nonDerivative · entry 4

Lundstrom Bruce Douglas · CIK 0001412972 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · by 401(k) Plan

Disclosed balance after: 56

F3 · kind: As provided in the Plan, on the Effective Date, each holder of Old Common Stock (including the Reporting Person) received, in exchange for each one share of Old Common Stock held as of such date, (i) 0.031833 new shares of common stock, par value $0.001 per share (the "New Common Stock"), (ii) 0.051621 Series A Warrants to purchase an equivalent number of shares of New Common Stock (the "Series A Warrants"), and (iii) 0.055806 Series B Warrants to purchase an equivalent number of shares of New Common Stock (the "Series B Warrants"), in all cases, subject to rounding with no fractional shares or warrants issued. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

F3 · shares: As provided in the Plan, on the Effective Date, each holder of Old Common Stock (including the Reporting Person) received, in exchange for each one share of Old Common Stock held as of such date, (i) 0.031833 new shares of common stock, par value $0.001 per share (the "New Common Stock"), (ii) 0.051621 Series A Warrants to purchase an equivalent number of shares of New Common Stock (the "Series A Warrants"), and (iii) 0.055806 Series B Warrants to purchase an equivalent number of shares of New Common Stock (the "Series B Warrants"), in all cases, subject to rounding with no fractional shares or warrants issued. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

F3 · price: As provided in the Plan, on the Effective Date, each holder of Old Common Stock (including the Reporting Person) received, in exchange for each one share of Old Common Stock held as of such date, (i) 0.031833 new shares of common stock, par value $0.001 per share (the "New Common Stock"), (ii) 0.051621 Series A Warrants to purchase an equivalent number of shares of New Common Stock (the "Series A Warrants"), and (iii) 0.055806 Series B Warrants to purchase an equivalent number of shares of New Common Stock (the "Series B Warrants"), in all cases, subject to rounding with no fractional shares or warrants issued. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

F2 · ownership.nature: Represents interests held for the benefit of the Reporting Person by the Trustee of the Tidewater Inc. 401(k) Savings Plan.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 00:09 UTC TIDEWATER INC TDW · Entity 2560 GrantCommon Stock 1,480 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-029718 · doc1.xml · nonDerivative · entry 3

Lundstrom Bruce Douglas · CIK 0001412972 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,480

F3 · kind: As provided in the Plan, on the Effective Date, each holder of Old Common Stock (including the Reporting Person) received, in exchange for each one share of Old Common Stock held as of such date, (i) 0.031833 new shares of common stock, par value $0.001 per share (the "New Common Stock"), (ii) 0.051621 Series A Warrants to purchase an equivalent number of shares of New Common Stock (the "Series A Warrants"), and (iii) 0.055806 Series B Warrants to purchase an equivalent number of shares of New Common Stock (the "Series B Warrants"), in all cases, subject to rounding with no fractional shares or warrants issued. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

F3 · shares: As provided in the Plan, on the Effective Date, each holder of Old Common Stock (including the Reporting Person) received, in exchange for each one share of Old Common Stock held as of such date, (i) 0.031833 new shares of common stock, par value $0.001 per share (the "New Common Stock"), (ii) 0.051621 Series A Warrants to purchase an equivalent number of shares of New Common Stock (the "Series A Warrants"), and (iii) 0.055806 Series B Warrants to purchase an equivalent number of shares of New Common Stock (the "Series B Warrants"), in all cases, subject to rounding with no fractional shares or warrants issued. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

F3 · price: As provided in the Plan, on the Effective Date, each holder of Old Common Stock (including the Reporting Person) received, in exchange for each one share of Old Common Stock held as of such date, (i) 0.031833 new shares of common stock, par value $0.001 per share (the "New Common Stock"), (ii) 0.051621 Series A Warrants to purchase an equivalent number of shares of New Common Stock (the "Series A Warrants"), and (iii) 0.055806 Series B Warrants to purchase an equivalent number of shares of New Common Stock (the "Series B Warrants"), in all cases, subject to rounding with no fractional shares or warrants issued. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 00:09 UTC TIDEWATER INC TDW · Entity 2560 Disposition to issuerCommon Stock 1,761 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-029718 · doc1.xml · nonDerivative · entry 2

Lundstrom Bruce Douglas · CIK 0001412972 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · by 401(k) Plan

Disclosed balance after: 0

F1 · kind: On May 17, 2017, the Issuer and certain of its subsidiaries (the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Cases" and such court, the "Bankruptcy Court"). On July 17, 2017, the Bankruptcy Court entered a written order (the "Confirmation Order") confirming the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of the Debtors, as modified by the Confirmation Order (the "Plan"). On July 31, 2017 (the "Effective Date"), the Plan became effective in accordance with its terms and the Debtors emerged from the Bankruptcy Cases. On the Effective Date, all outstanding shares of the Issuer's common stock, par value $0.10 per share (the "Old Common Stock"), and all options to purchase such stock, were cancelled and extinguished.

F1 · shares: On May 17, 2017, the Issuer and certain of its subsidiaries (the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Cases" and such court, the "Bankruptcy Court"). On July 17, 2017, the Bankruptcy Court entered a written order (the "Confirmation Order") confirming the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of the Debtors, as modified by the Confirmation Order (the "Plan"). On July 31, 2017 (the "Effective Date"), the Plan became effective in accordance with its terms and the Debtors emerged from the Bankruptcy Cases. On the Effective Date, all outstanding shares of the Issuer's common stock, par value $0.10 per share (the "Old Common Stock"), and all options to purchase such stock, were cancelled and extinguished.

F1 · price: On May 17, 2017, the Issuer and certain of its subsidiaries (the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Cases" and such court, the "Bankruptcy Court"). On July 17, 2017, the Bankruptcy Court entered a written order (the "Confirmation Order") confirming the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of the Debtors, as modified by the Confirmation Order (the "Plan"). On July 31, 2017 (the "Effective Date"), the Plan became effective in accordance with its terms and the Debtors emerged from the Bankruptcy Cases. On the Effective Date, all outstanding shares of the Issuer's common stock, par value $0.10 per share (the "Old Common Stock"), and all options to purchase such stock, were cancelled and extinguished.

F2 · ownership.nature: Represents interests held for the benefit of the Reporting Person by the Trustee of the Tidewater Inc. 401(k) Savings Plan.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 00:09 UTC TIDEWATER INC TDW · Entity 2560 Disposition to issuerCommon Stock 46,508 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-029718 · doc1.xml · nonDerivative · entry 1

Lundstrom Bruce Douglas · CIK 0001412972 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On May 17, 2017, the Issuer and certain of its subsidiaries (the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Cases" and such court, the "Bankruptcy Court"). On July 17, 2017, the Bankruptcy Court entered a written order (the "Confirmation Order") confirming the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of the Debtors, as modified by the Confirmation Order (the "Plan"). On July 31, 2017 (the "Effective Date"), the Plan became effective in accordance with its terms and the Debtors emerged from the Bankruptcy Cases. On the Effective Date, all outstanding shares of the Issuer's common stock, par value $0.10 per share (the "Old Common Stock"), and all options to purchase such stock, were cancelled and extinguished.

F1 · shares: On May 17, 2017, the Issuer and certain of its subsidiaries (the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Cases" and such court, the "Bankruptcy Court"). On July 17, 2017, the Bankruptcy Court entered a written order (the "Confirmation Order") confirming the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of the Debtors, as modified by the Confirmation Order (the "Plan"). On July 31, 2017 (the "Effective Date"), the Plan became effective in accordance with its terms and the Debtors emerged from the Bankruptcy Cases. On the Effective Date, all outstanding shares of the Issuer's common stock, par value $0.10 per share (the "Old Common Stock"), and all options to purchase such stock, were cancelled and extinguished.

F1 · price: On May 17, 2017, the Issuer and certain of its subsidiaries (the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Cases" and such court, the "Bankruptcy Court"). On July 17, 2017, the Bankruptcy Court entered a written order (the "Confirmation Order") confirming the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of the Debtors, as modified by the Confirmation Order (the "Plan"). On July 31, 2017 (the "Effective Date"), the Plan became effective in accordance with its terms and the Debtors emerged from the Bankruptcy Cases. On the Effective Date, all outstanding shares of the Issuer's common stock, par value $0.10 per share (the "Old Common Stock"), and all options to purchase such stock, were cancelled and extinguished.

Read SEC document
March 21, 2017 Filed Mar 23, 2017 21:27 UTC TIDEWATER INC TDW · Entity 2560 Exercise / conversionPhantom Stock Units · Derivative 25,054 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-013060 · doc1.xml · derivative · entry 4

Lundstrom Bruce Douglas · CIK 0001412972 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,107

Underlying: Common Stock · 25,054 shares

Expires 2019-04-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive the fair market value of one share of the Issuer's common stock in cash.

F3 · derivative.exercise_date: This award vests in three equal annual installments beginning on March 21, 2017.

Read SEC document
March 21, 2017 Filed Mar 23, 2017 21:27 UTC TIDEWATER INC TDW · Entity 2560 Disposition to issuerCommon Stock 25,054 $0.99 $24,680.70
Disclosure

SEC source: 0001140361-17-013060 · doc1.xml · nonDerivative · entry 2

Lundstrom Bruce Douglas · CIK 0001412972 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,508

Read SEC document
March 21, 2017 Filed Mar 23, 2017 21:27 UTC TIDEWATER INC TDW · Entity 2560 Exercise / conversionCommon Stock 25,054 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-013060 · doc1.xml · nonDerivative · entry 1

Lundstrom Bruce Douglas · CIK 0001412972 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit represents the right to receive the fair market value of one share of the Issuer's common stock in cash.

Read SEC document
March 17, 2017 Filed Mar 22, 2017 11:10 UTC TIDEWATER INC TDW · Entity 2560 Exercise / conversionPhantom Stock Units · Derivative 9,503 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-012896 · doc1.xml · derivative · entry 4

Lundstrom Bruce Douglas · CIK 0001412972 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,503

Underlying: Common Stock · 9,503 shares

Expires 2018-04-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive the fair market value of one share of the Issuer's common stock in cash.

F3 · derivative.exercise_date: This award vests in three equal annual installments beginning on March 17, 2016.

Read SEC document
March 17, 2017 Filed Mar 22, 2017 11:10 UTC TIDEWATER INC TDW · Entity 2560 Disposition to issuerCommon Stock 9,503 $0.95 $9,023.10
Disclosure

SEC source: 0001140361-17-012896 · doc1.xml · nonDerivative · entry 2

Lundstrom Bruce Douglas · CIK 0001412972 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,508

Read SEC document
March 17, 2017 Filed Mar 22, 2017 11:10 UTC TIDEWATER INC TDW · Entity 2560 Exercise / conversionCommon Stock 9,503 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-012896 · doc1.xml · nonDerivative · entry 1

Lundstrom Bruce Douglas · CIK 0001412972 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit represents the right to receive the fair market value of one share of the Issuer's common stock in cash.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 21:45 UTC TIDEWATER INC TDW · Entity 2560 Tax withholdingCommon Stock 1,839 $0.98 $1,802.22
Disclosure

SEC source: 0001140361-17-011955 · doc1.xml · nonDerivative · entry 1

Lundstrom Bruce Douglas · CIK 0001412972 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,508

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.