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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 05, 2020 Filed Jun 9, 2020 22:20 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000054 · primary_doc.xml · nonDerivative · entry 6

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 16,384.67

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2019.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 22:20 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000054 · primary_doc.xml · nonDerivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 122.18

F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 22:20 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000054 · primary_doc.xml · nonDerivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 139.77

F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 22:20 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000054 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 133.11

F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 22:20 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
Tax withholdingCommon Stock 738 $32.56 $24,029.28
Disclosure

SEC source: 0001620863-20-000054 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,235

F6 · shares: Shares withheld to pay taxes.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 22:20 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
Exercise / conversionCommon Stock 1,743 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000054 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1,240 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 140.6%.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 22:10 UTC
BAILEY DANIEL KEVP - Chief Banking Officer
GrantRestricted Stock Unit · Derivative 3,929 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000053 · primary_doc.xml · derivative · entry 6

BAILEY DANIEL K · CIK 0001403901 · EVP - Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,800

Underlying: Common Stock · 3,929 shares

Expires not disclosed

F5 · derivative.exercise_price: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 05, 2021. Per unit value on date of grant was $28.00 (based on the 30-day average closing price of Issuers common stock). Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment.

F5 · derivative.exercise_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 05, 2021. Per unit value on date of grant was $28.00 (based on the 30-day average closing price of Issuers common stock). Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment.

F5 · derivative.expiration_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 05, 2021. Per unit value on date of grant was $28.00 (based on the 30-day average closing price of Issuers common stock). Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 22:10 UTC
BAILEY DANIEL KEVP - Chief Banking Officer
GrantPerformance Stock Unit · Derivative 3,928 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000053 · primary_doc.xml · derivative · entry 5

BAILEY DANIEL K · CIK 0001403901 · EVP - Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,702

Underlying: Common Stock · 3,928 shares

Expires not disclosed

F4 · derivative.exercise_price: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement.

F4 · derivative.exercise_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement.

F4 · derivative.expiration_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 22:10 UTC
BAILEY DANIEL KEVP - Chief Banking Officer
Exercise / conversionPerformance Stock Unit · Derivative 1,695 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000053 · primary_doc.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP - Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,774

Underlying: Common Stock · 1,695 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1,206 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 140.6%.

F1 · derivative.exercise_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1,206 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 140.6%.

F1 · derivative.expiration_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1,206 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 140.6%.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 22:10 UTC
BAILEY DANIEL KEVP - Chief Banking Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000053 · primary_doc.xml · nonDerivative · entry 3

BAILEY DANIEL K · CIK 0001403901 · EVP - Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 8,594.14

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2019.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 22:10 UTC
BAILEY DANIEL KEVP - Chief Banking Officer
Tax withholdingCommon Stock 524 $32.56 $17,061.44
Disclosure

SEC source: 0001620863-20-000053 · primary_doc.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP - Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,464.34

F2 · shares: Shares withheld to pay taxes.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 22:10 UTC
BAILEY DANIEL KEVP - Chief Banking Officer
Exercise / conversionCommon Stock 1,695 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000053 · primary_doc.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP - Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,988.34

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1,206 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 140.6%.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:42 UTC
Fleshood JohnEVP - Chief Operating Officer
GrantRestricted Stock Unit · Derivative 5,732 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000050 · primary_doc.xml · derivative · entry 5

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,310

Underlying: Common Stock · 5,732 shares

Expires not disclosed

F4 · derivative.exercise_price: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 05, 2021. Per unit value on date of grant was $28.00 (based on the 30-day average closing price of Issuers common stock). Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment.

F4 · derivative.exercise_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 05, 2021. Per unit value on date of grant was $28.00 (based on the 30-day average closing price of Issuers common stock). Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment.

F4 · derivative.expiration_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 05, 2021. Per unit value on date of grant was $28.00 (based on the 30-day average closing price of Issuers common stock). Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:42 UTC
Fleshood JohnEVP - Chief Operating Officer
GrantPerformance Stock Unit · Derivative 5,732 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000050 · primary_doc.xml · derivative · entry 4

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,476

Underlying: Common Stock · 5,732 shares

Expires not disclosed

F3 · derivative.exercise_price: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement.

F3 · derivative.exercise_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement.

F3 · derivative.expiration_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:42 UTC
Fleshood JohnEVP - Chief Operating Officer
Exercise / conversionPerformance Stock Unit · Derivative 3,194 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000050 · primary_doc.xml · derivative · entry 3

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,744

Underlying: Common Stock · 3,194 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 2,272 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 140.6%.

F1 · derivative.exercise_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 2,272 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 140.6%.

F1 · derivative.expiration_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 2,272 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 140.6%.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:42 UTC
Fleshood JohnEVP - Chief Operating Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000050 · primary_doc.xml · nonDerivative · entry 2

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 647.58

F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2019.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:42 UTC
Fleshood JohnEVP - Chief Operating Officer
Exercise / conversionCommon Stock 3,194 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000050 · primary_doc.xml · nonDerivative · entry 1

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,439.93

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 2,272 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 140.6%.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 22:00 UTC
Hunter Glenn CChief Human Resource Officer
Exercise / conversionPerformance Stock Unit · Derivative 1,216 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000052 · primary_doc.xml · derivative · entry 3

Hunter Glenn C · CIK 0001583053 · Chief Human Resource Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,617

Underlying: Common Stock · 1,216 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 865 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 140.6%.

F1 · derivative.exercise_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 865 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 140.6%.

F1 · derivative.expiration_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 865 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 140.6%.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 22:00 UTC
Hunter Glenn CChief Human Resource Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000052 · primary_doc.xml · nonDerivative · entry 2

Hunter Glenn C · CIK 0001583053 · Chief Human Resource Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 1,633.13

F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2019.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 22:00 UTC
Hunter Glenn CChief Human Resource Officer
Exercise / conversionCommon Stock 1,216 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000052 · primary_doc.xml · nonDerivative · entry 1

Hunter Glenn C · CIK 0001583053 · Chief Human Resource Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 865 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 140.6%.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:51 UTC
SMITH RICHARD PDirector · CEO & President
GrantRestricted Stock Unit · Derivative 13,258 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000051 · primary_doc.xml · derivative · entry 7

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,868

Underlying: Common Stock · 13,258 shares

Expires not disclosed

F6 · derivative.exercise_price: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 05, 2021. Per unit value on date of grant was $28.00 (based on the 30-day average closing price of Issuers common stock). Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment.

F6 · derivative.exercise_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 05, 2021. Per unit value on date of grant was $28.00 (based on the 30-day average closing price of Issuers common stock). Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment.

F6 · derivative.expiration_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 05, 2021. Per unit value on date of grant was $28.00 (based on the 30-day average closing price of Issuers common stock). Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:51 UTC
SMITH RICHARD PDirector · CEO & President
GrantPerformance Stock Unit · Derivative 13,258 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000051 · primary_doc.xml · derivative · entry 6

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,496

Underlying: Common Stock · 13,258 shares

Expires not disclosed

F5 · derivative.exercise_price: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement.

F5 · derivative.exercise_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement.

F5 · derivative.expiration_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:51 UTC
SMITH RICHARD PDirector · CEO & President
Exercise / conversionPerformance Stock Unit · Derivative 5,840 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000051 · primary_doc.xml · derivative · entry 5

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,238

Underlying: Common Stock · 5,840 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 4,154 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 140.6%.

F1 · derivative.exercise_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 4,154 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 140.6%.

F1 · derivative.expiration_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 4,154 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 140.6%.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:51 UTC
SMITH RICHARD PDirector · CEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000051 · primary_doc.xml · nonDerivative · entry 4

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 232.9

F4 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:51 UTC
SMITH RICHARD PDirector · CEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000051 · primary_doc.xml · nonDerivative · entry 3

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 35,297.24

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2019.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:51 UTC
SMITH RICHARD PDirector · CEO & President
Tax withholdingCommon Stock 3,074 $32.56 $100,089.44
Disclosure

SEC source: 0001620863-20-000051 · primary_doc.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,742

F2 · shares: Reflects shares withheld to pay for taxes.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:51 UTC
SMITH RICHARD PDirector · CEO & President
Exercise / conversionCommon Stock 5,840 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000051 · primary_doc.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 4,154 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 140.6%.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:24 UTC
Gehlmann Gregory ASVP - General Counsel
GrantRestricted Stock Unit · Derivative 2,322 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000049 · primary_doc.xml · derivative · entry 5

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,107

Underlying: Common Stock · 2,322 shares

Expires not disclosed

F4 · derivative.exercise_price: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 05, 2021. Per unit value on date of grant was $28.00 (based on the 30-day average closing price of Issuers common stock). Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment.

F4 · derivative.exercise_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 05, 2021. Per unit value on date of grant was $28.00 (based on the 30-day average closing price of Issuers common stock). Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment.

F4 · derivative.expiration_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 05, 2021. Per unit value on date of grant was $28.00 (based on the 30-day average closing price of Issuers common stock). Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:24 UTC
Gehlmann Gregory ASVP - General Counsel
GrantPerformance Stock Unit · Derivative 2,321 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000049 · primary_doc.xml · derivative · entry 4

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,032

Underlying: Common Stock · 2,321 shares

Expires not disclosed

F3 · derivative.exercise_price: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement.

F3 · derivative.exercise_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement.

F3 · derivative.expiration_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:24 UTC
Gehlmann Gregory ASVP - General Counsel
Exercise / conversionPerformance Stock Unit · Derivative 1,197 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000049 · primary_doc.xml · derivative · entry 3

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,711

Underlying: Common Stock · 1,197 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 852 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 140.6%.

F1 · derivative.exercise_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 852 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 140.6%.

F1 · derivative.expiration_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 852 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 140.6%.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:24 UTC
Gehlmann Gregory ASVP - General Counsel
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000049 · primary_doc.xml · nonDerivative · entry 2

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 493.83

F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2019.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:24 UTC
Gehlmann Gregory ASVP - General Counsel
Exercise / conversionCommon Stock 1,197 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000049 · primary_doc.xml · nonDerivative · entry 1

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,075.62

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 852 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 140.6%.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:16 UTC
Giem JudiChief Human Resources Officer
GrantRestricted Stock Unit · Derivative 1,340 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000048 · primary_doc.xml · derivative · entry 2

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,340

Underlying: Common Stock · 1,340 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 05, 2021. Per unit value on date of grant was $28.00 (based on the 30-day average closing price of Issuers common stock). Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment.

F2 · derivative.exercise_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 05, 2021. Per unit value on date of grant was $28.00 (based on the 30-day average closing price of Issuers common stock). Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment.

F2 · derivative.expiration_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 05, 2021. Per unit value on date of grant was $28.00 (based on the 30-day average closing price of Issuers common stock). Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:16 UTC
Giem JudiChief Human Resources Officer
GrantPerformance Stock Unit · Derivative 1,339 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000048 · primary_doc.xml · derivative · entry 1

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,339

Underlying: Common Stock · 1,339 shares

Expires not disclosed

F1 · derivative.exercise_price: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement.

F1 · derivative.exercise_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement.

F1 · derivative.expiration_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:13 UTC
Wiese Peter GEVP - Chief Financial Officer
GrantRestricted Stock Unit · Derivative 6,428 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000047 · primary_doc.xml · derivative · entry 2

Wiese Peter G · CIK 0001750749 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,388

Underlying: Common Stock · 6,428 shares

Expires not disclosed

F2 · derivative.exercise_price: 5. Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 05, 2021. Per unit value on date of grant was $28.00 (based on the 30-day average closing price of Issuers common stock). Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment.

F2 · derivative.exercise_date: 5. Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 05, 2021. Per unit value on date of grant was $28.00 (based on the 30-day average closing price of Issuers common stock). Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment.

F2 · derivative.expiration_date: 5. Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 05, 2021. Per unit value on date of grant was $28.00 (based on the 30-day average closing price of Issuers common stock). Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:13 UTC
Wiese Peter GEVP - Chief Financial Officer
GrantPerformance Stock Unit · Derivative 6,428 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000047 · primary_doc.xml · derivative · entry 1

Wiese Peter G · CIK 0001750749 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,531

Underlying: Common Stock · 6,428 shares

Expires not disclosed

F1 · derivative.exercise_price: 4. Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement.

F1 · derivative.exercise_date: 4. Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement.

F1 · derivative.expiration_date: 4. Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 22:17 UTC GrantRestricted Stock Unit · Derivative 1,509 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000046 · primary_doc.xml · derivative · entry 1

Mariani Martin · CIK 0001301818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,563

Underlying: Common Stock · 1,509 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

Read SEC document
May 28, 2020 Filed Jun 1, 2020 22:15 UTC GrantRestricted Stock Unit · Derivative 1,509 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000045 · primary_doc.xml · derivative · entry 1

MCGRAW THOMAS C · CIK 0001225403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,563

Underlying: Common Stock · 1,509 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

Read SEC document
May 28, 2020 Filed Jun 1, 2020 22:10 UTC GrantRestricted Stock Unit · Derivative 1,509 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000044 · primary_doc.xml · derivative · entry 1

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,563

Underlying: Common Stock · 1,509 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

Read SEC document
May 28, 2020 Filed Jun 1, 2020 22:07 UTC GrantRestricted Stock Unit · Derivative 1,509 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000043 · primary_doc.xml · derivative · entry 1

Kane Margaret L · CIK 0001804875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,509

Underlying: Common Stock · 1,509 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

Read SEC document
May 28, 2020 Filed Jun 1, 2020 22:02 UTC GrantRestricted Stock Unit · Derivative 1,509 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000042 · primary_doc.xml · derivative · entry 1

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,563

Underlying: Common Stock · 1,509 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

Read SEC document
May 28, 2020 Filed Jun 1, 2020 21:59 UTC GrantRestricted Stock Unit · Derivative 1,509 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000041 · primary_doc.xml · derivative · entry 1

Garen Kirsten E · CIK 0001804874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,509

Underlying: Common Stock · 1,509 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

Read SEC document
May 28, 2020 Filed Jun 1, 2020 21:52 UTC GrantRestricted Stock Unit · Derivative 1,509 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000040 · primary_doc.xml · derivative · entry 1

Vogel Kimberley H · CIK 0001804400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,509

Underlying: Common Stock · 1,509 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

Read SEC document
May 28, 2020 Filed Jun 1, 2020 21:47 UTC GrantRestricted Stock Unit · Derivative 1,509 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000039 · primary_doc.xml · derivative · entry 1

Hasbrook John S A · CIK 0001293098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,563

Underlying: Common Stock · 1,509 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

Read SEC document
May 28, 2020 Filed Jun 1, 2020 21:41 UTC PurchaseRestricted Stock Unit · Derivative 1,509 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000038 · primary_doc.xml · derivative · entry 1

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,563

Underlying: Common Stock · 1,509 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

Read SEC document
May 28, 2020 Filed Jun 1, 2020 21:32 UTC
Giese Cory WDirector
GrantRestricted Stock Unit · Derivative 1,509 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000036 · primary_doc.xml · derivative · entry 1

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,563

Underlying: Common Stock · 1,509 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

Read SEC document
May 28, 2020 Filed Jun 1, 2020 21:36 UTC PurchaseRestricted Stock Unit · Derivative 1,509 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000037 · primary_doc.xml · derivative · entry 1

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,563

Underlying: Common Stock · 1,509 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

Read SEC document
May 27, 2020 Filed May 29, 2020 20:38 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,053 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000035 · primary_doc.xml · derivative · entry 3

WALKER W VIRGINIA · CIK 0001458681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,053 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis due to retirement. RSU was granted on June 25, 2019. Price per share on vesting date (May 27, 2020): $30.16.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis due to retirement. RSU was granted on June 25, 2019. Price per share on vesting date (May 27, 2020): $30.16.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis due to retirement. RSU was granted on June 25, 2019. Price per share on vesting date (May 27, 2020): $30.16.

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May 27, 2020 Filed May 29, 2020 20:38 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000035 · primary_doc.xml · nonDerivative · entry 2

WALKER W VIRGINIA · CIK 0001458681 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP Trustee

Disclosed balance after: 1,190,059

F2 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned.

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May 27, 2020 Filed May 29, 2020 20:38 UTC Exercise / conversionCommon Stock 1,053 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000035 · primary_doc.xml · nonDerivative · entry 1

WALKER W VIRGINIA · CIK 0001458681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis due to retirement. RSU was granted on June 25, 2019. Price per share on vesting date (May 27, 2020): $30.16.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.