Vogel Kimberley H

SEC source: 0000356171-26-000073 · wk-form4_1779819994.xml · derivative · entry 2

Vogel Kimberley H · CIK 0001804400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,178 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of Restricted Stock Units, including accumulated dividends, into common stock on a one for one basis. RSUs were granted on 5/22/2025. Price per share on vesting date (5/22/2026) is $50.68.

F1 · derivative.exercise_date: Represents the conversion upon vesting of Restricted Stock Units, including accumulated dividends, into common stock on a one for one basis. RSUs were granted on 5/22/2025. Price per share on vesting date (5/22/2026) is $50.68.

F1 · derivative.expiration_date: Represents the conversion upon vesting of Restricted Stock Units, including accumulated dividends, into common stock on a one for one basis. RSUs were granted on 5/22/2025. Price per share on vesting date (5/22/2026) is $50.68.

SEC source: 0000356171-26-000073 · wk-form4_1779819994.xml · nonDerivative · entry 1

Vogel Kimberley H · CIK 0001804400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,183.5607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of Restricted Stock Units, including accumulated dividends, into common stock on a one for one basis. RSUs were granted on 5/22/2025. Price per share on vesting date (5/22/2026) is $50.68.

SEC source: 0000356171-26-000073 · wk-form4_1779819994.xml · derivative · entry 3

Vogel Kimberley H · CIK 0001804400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,646

Underlying: Common Stock · 1,646 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents a grant of Restricted Stock Unit (RSU) award. 100% of the shares vest on 5/21/27. Cash dividends on RSUs are reinvested in shares of Issuers common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $50.11 (based on the 30-day average closing price of Issuers common stock ending 5/21/26).

F2 · price: Represents a grant of Restricted Stock Unit (RSU) award. 100% of the shares vest on 5/21/27. Cash dividends on RSUs are reinvested in shares of Issuers common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $50.11 (based on the 30-day average closing price of Issuers common stock ending 5/21/26).

F2 · derivative.exercise_date: Represents a grant of Restricted Stock Unit (RSU) award. 100% of the shares vest on 5/21/27. Cash dividends on RSUs are reinvested in shares of Issuers common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $50.11 (based on the 30-day average closing price of Issuers common stock ending 5/21/26).

F2 · derivative.expiration_date: Represents a grant of Restricted Stock Unit (RSU) award. 100% of the shares vest on 5/21/27. Cash dividends on RSUs are reinvested in shares of Issuers common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $50.11 (based on the 30-day average closing price of Issuers common stock ending 5/21/26).

SEC source: 0001827821-26-000012 · wk-form4_1772591618.xml · derivative · entry 3

Vogel Kimberley H · CIK 0001804400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.0001 par value per share · 2,833 shares

Expires not disclosed

F3 · derivative.exercise_price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit (each, a "Company RSU") was assumed and converted into a restricted stock unit award of Parent, ("Parent RSU") covering a number of shares of common stock of Parent par value $0.01 per share ("Parent Common Stock") equal to the product of (i) the number of shares of Common Stock then subject to such Company RSU immediately prior to the Effective Time, multiplied by (ii) the quotient of the Merger Consideration, divided by $94.7880, which is the average, rounded to the nearest one ten-thousandth, of the closing-sale prices of shares of Parent Common Stock on the New York Stock Exchange as reported by The Wall Street Journal for the five full trading days ending on (and including) the trading day preceding the Closing Date (the "Equity Award Exchange Ratio").

F1 · kind: Reflects the disposition of shares of common stock, par value $0.0001 per share ("Common Stock"), of the Issuer, or of equity awards in respect of such Common Stock, as applicable, in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 5, 2025 (the "Merger Agreement"), by and among the Issuer, The Charles Schwab Corporation ("Parent") and Ember-Falcon Merger Sub, Inc. ("Merger Sub"), a wholly owned subsidiary of Parent, pursuant to which, on March 2, 2026, the effective time of the Merger (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger").

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit (each, a "Company RSU") was assumed and converted into a restricted stock unit award of Parent, ("Parent RSU") covering a number of shares of common stock of Parent par value $0.01 per share ("Parent Common Stock") equal to the product of (i) the number of shares of Common Stock then subject to such Company RSU immediately prior to the Effective Time, multiplied by (ii) the quotient of the Merger Consideration, divided by $94.7880, which is the average, rounded to the nearest one ten-thousandth, of the closing-sale prices of shares of Parent Common Stock on the New York Stock Exchange as reported by The Wall Street Journal for the five full trading days ending on (and including) the trading day preceding the Closing Date (the "Equity Award Exchange Ratio").

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit (each, a "Company RSU") was assumed and converted into a restricted stock unit award of Parent, ("Parent RSU") covering a number of shares of common stock of Parent par value $0.01 per share ("Parent Common Stock") equal to the product of (i) the number of shares of Common Stock then subject to such Company RSU immediately prior to the Effective Time, multiplied by (ii) the quotient of the Merger Consideration, divided by $94.7880, which is the average, rounded to the nearest one ten-thousandth, of the closing-sale prices of shares of Parent Common Stock on the New York Stock Exchange as reported by The Wall Street Journal for the five full trading days ending on (and including) the trading day preceding the Closing Date (the "Equity Award Exchange Ratio").

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit (each, a "Company RSU") was assumed and converted into a restricted stock unit award of Parent, ("Parent RSU") covering a number of shares of common stock of Parent par value $0.01 per share ("Parent Common Stock") equal to the product of (i) the number of shares of Common Stock then subject to such Company RSU immediately prior to the Effective Time, multiplied by (ii) the quotient of the Merger Consideration, divided by $94.7880, which is the average, rounded to the nearest one ten-thousandth, of the closing-sale prices of shares of Parent Common Stock on the New York Stock Exchange as reported by The Wall Street Journal for the five full trading days ending on (and including) the trading day preceding the Closing Date (the "Equity Award Exchange Ratio").

SEC source: 0001827821-26-000012 · wk-form4_1772591618.xml · nonDerivative · entry 2

Vogel Kimberley H · CIK 0001804400 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Kim Vogel, Inc. Defined Benefit Plan

Disclosed balance after: 0

F1 · kind: Reflects the disposition of shares of common stock, par value $0.0001 per share ("Common Stock"), of the Issuer, or of equity awards in respect of such Common Stock, as applicable, in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 5, 2025 (the "Merger Agreement"), by and among the Issuer, The Charles Schwab Corporation ("Parent") and Ember-Falcon Merger Sub, Inc. ("Merger Sub"), a wholly owned subsidiary of Parent, pursuant to which, on March 2, 2026, the effective time of the Merger (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger").

F1 · shares: Reflects the disposition of shares of common stock, par value $0.0001 per share ("Common Stock"), of the Issuer, or of equity awards in respect of such Common Stock, as applicable, in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 5, 2025 (the "Merger Agreement"), by and among the Issuer, The Charles Schwab Corporation ("Parent") and Ember-Falcon Merger Sub, Inc. ("Merger Sub"), a wholly owned subsidiary of Parent, pursuant to which, on March 2, 2026, the effective time of the Merger (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger").

F1 · price: Reflects the disposition of shares of common stock, par value $0.0001 per share ("Common Stock"), of the Issuer, or of equity awards in respect of such Common Stock, as applicable, in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 5, 2025 (the "Merger Agreement"), by and among the Issuer, The Charles Schwab Corporation ("Parent") and Ember-Falcon Merger Sub, Inc. ("Merger Sub"), a wholly owned subsidiary of Parent, pursuant to which, on March 2, 2026, the effective time of the Merger (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger").

F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding share of Common Stock (other than certain excluded shares described in the Merger Agreement) was cancelled and converted automatically into the right to receive cash (without interest) in an amount equal to $45.00 per share of Common Stock (the "Merger Consideration").

SEC source: 0001827821-26-000012 · wk-form4_1772591618.xml · nonDerivative · entry 1

Vogel Kimberley H · CIK 0001804400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Reflects the disposition of shares of common stock, par value $0.0001 per share ("Common Stock"), of the Issuer, or of equity awards in respect of such Common Stock, as applicable, in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 5, 2025 (the "Merger Agreement"), by and among the Issuer, The Charles Schwab Corporation ("Parent") and Ember-Falcon Merger Sub, Inc. ("Merger Sub"), a wholly owned subsidiary of Parent, pursuant to which, on March 2, 2026, the effective time of the Merger (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger").

F1 · shares: Reflects the disposition of shares of common stock, par value $0.0001 per share ("Common Stock"), of the Issuer, or of equity awards in respect of such Common Stock, as applicable, in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 5, 2025 (the "Merger Agreement"), by and among the Issuer, The Charles Schwab Corporation ("Parent") and Ember-Falcon Merger Sub, Inc. ("Merger Sub"), a wholly owned subsidiary of Parent, pursuant to which, on March 2, 2026, the effective time of the Merger (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger").

F1 · price: Reflects the disposition of shares of common stock, par value $0.0001 per share ("Common Stock"), of the Issuer, or of equity awards in respect of such Common Stock, as applicable, in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 5, 2025 (the "Merger Agreement"), by and among the Issuer, The Charles Schwab Corporation ("Parent") and Ember-Falcon Merger Sub, Inc. ("Merger Sub"), a wholly owned subsidiary of Parent, pursuant to which, on March 2, 2026, the effective time of the Merger (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger").

F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding share of Common Stock (other than certain excluded shares described in the Merger Agreement) was cancelled and converted automatically into the right to receive cash (without interest) in an amount equal to $45.00 per share of Common Stock (the "Merger Consideration").

SEC source: 0001804400-26-000002 · wk-form4_1769808146.xml · nonDerivative · entry 1

Vogel Kimberley H · CIK 0001804400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,121

F1 · shares: These shares represent restricted stock units ("RSUs") granted under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan. Each unit represents a right to receive one share of the Issuer's common stock. 100% of the RSUs are vested as of the date of grant and shall settle on the nearest monthly settlement date following the date of grant.

SEC source: 0001628280-25-032950 · wk-form4_1750812607.xml · nonDerivative · entry 1

Vogel Kimberley H · CIK 0001804400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,705

F1 · shares: These shares represent restricted stock units granted under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan (the "Plan"). Each unit represents a right to receive one share of the Issuer's common stock. Subject to the Reporting Person's continued Service Relationship (as defined in the Plan) through each applicable vesting date, 1/4th of the shares subject to the award shall vest and settle on the first Quarterly Vesting Date occurring after the grant date and each Quarterly Vesting Date thereafter, or as soon as practicable following such applicable vesting date. Quarterly Vesting Dates are defined as March 1, June 1, September 1, and December 1 of a given year.

F2 · balance_after: On April 14, 2025, the Issuer effected a 1-for-15 reverse split of the Issuer's common stock, resulting in proportionate adjustments to the number of shares of common stock beneficially owned by the Reporting Person. Accordingly, the securities reported on this Form 4 have been adjusted to reflect the reverse stock split.

SEC source: 0001628280-25-027778 · wk-form4_1748364245.xml · derivative · entry 2

Vogel Kimberley H · CIK 0001804400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/23/2024. Price per share on vesting date (05/23/2025) is $39.33.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/23/2024. Price per share on vesting date (05/23/2025) is $39.33.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/23/2024. Price per share on vesting date (05/23/2025) is $39.33.

SEC source: 0001628280-25-027778 · wk-form4_1748364245.xml · nonDerivative · entry 1

Vogel Kimberley H · CIK 0001804400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,700.08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/23/2024. Price per share on vesting date (05/23/2025) is $39.33.

SEC source: 0001628280-25-027778 · wk-form4_1748364245.xml · derivative · entry 3

Vogel Kimberley H · CIK 0001804400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,111

Underlying: Common Stock · 2,111 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents a grant of Restricted Stock Unit (RSU) award which vests in one year. 100% of the shares vest on 5/22/26. Cash dividends on RSUs are reinvested in shares of Issuers common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.08 (based on the 30-day average closing price of Issuers common stock ending 5/22/25).

F2 · derivative.exercise_date: Represents a grant of Restricted Stock Unit (RSU) award which vests in one year. 100% of the shares vest on 5/22/26. Cash dividends on RSUs are reinvested in shares of Issuers common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.08 (based on the 30-day average closing price of Issuers common stock ending 5/22/25).

F2 · derivative.expiration_date: Represents a grant of Restricted Stock Unit (RSU) award which vests in one year. 100% of the shares vest on 5/22/26. Cash dividends on RSUs are reinvested in shares of Issuers common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.08 (based on the 30-day average closing price of Issuers common stock ending 5/22/25).

SEC source: 0001628280-24-028130 · wk-form4_1718320452.xml · nonDerivative · entry 1

Vogel Kimberley H · CIK 0001804400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,591

F1 · shares: These shares represent restricted stock units granted under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan (the "Plan"). Each unit represents a right to receive one share of the Issuer's common stock. Subject to the Reporting Person's continued Service Relationship (as defined in the Plan) through each applicable vesting date, 1/4th of the shares subject to the award shall vest and settle on the first Quarterly Vesting Date occurring after the grant date and each Quarterly Vesting Date thereafter, or as soon as practicable following such applicable vesting date. Quarterly Vesting Dates are defined as March 1, June 1, September 1, and December 1 of a given year.

SEC source: 0000356171-24-000039 · wk-form4_1716584577.xml · derivative · entry 1

Vogel Kimberley H · CIK 0001804400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,087

Underlying: Common Stock · 2,087 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a grant of Restricted Stock Unit (RSU) award which vests in one year. 100% of the shares vest on 5/23/25. Cash dividends on RSUs are reinvested in shares of Issuers common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.93 (based on the 30-day average closing price of Issuers common stock ending 5/23/24).

F1 · derivative.exercise_date: Represents a grant of Restricted Stock Unit (RSU) award which vests in one year. 100% of the shares vest on 5/23/25. Cash dividends on RSUs are reinvested in shares of Issuers common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.93 (based on the 30-day average closing price of Issuers common stock ending 5/23/24).

F1 · derivative.expiration_date: Represents a grant of Restricted Stock Unit (RSU) award which vests in one year. 100% of the shares vest on 5/23/25. Cash dividends on RSUs are reinvested in shares of Issuers common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.93 (based on the 30-day average closing price of Issuers common stock ending 5/23/24).

SEC source: 0001620863-24-000025 · primary_doc.xml · derivative · entry 2

Vogel Kimberley H · CIK 0001804400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,193 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/18/2023. Price per share on vesting date (05/20/2024) is $38.51.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/18/2023. Price per share on vesting date (05/20/2024) is $38.51.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/18/2023. Price per share on vesting date (05/20/2024) is $38.51.

SEC source: 0001620863-24-000025 · primary_doc.xml · nonDerivative · entry 1

Vogel Kimberley H · CIK 0001804400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,310.85

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/18/2023. Price per share on vesting date (05/20/2024) is $38.51.

SEC source: 0001628280-23-022584 · wf-form4_168696502147661.xml · nonDerivative · entry 1

Vogel Kimberley H · CIK 0001804400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,591

F1 · shares: These shares represent restricted stock units granted under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan (the "Plan"). Each unit represents a right to receive one share of the Issuer's common stock. Subject to the Reporting Person's continued Service Relationship (as defined in the Plan) through each applicable vesting date, 1/4th of the shares subject to the award shall vest and settle on the first Quarterly Vesting Date occurring after the grant date and each Quarterly Vesting Date thereafter, or as soon as practicable following such applicable vesting date. Quarterly Vesting Dates are defined as March 1, June 1, September 1, and December 1 of a given year.

F2 · balance_after: Certain of these securities consist of RSUs.

F3 · balance_after: In March 2023, the Reporting Person transferred 28,520 shares of common stock from the Kim Vogel, Inc. Defined Benefit Plan to her direct holdings. The transfer did not involve any change in beneficial ownership.

SEC source: 0001620863-23-000019 · primary_doc.xml · derivative · entry 2

Vogel Kimberley H · CIK 0001804400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,866 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (May 19, 2023) is $33.55.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (May 19, 2023) is $33.55.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (May 19, 2023) is $33.55.

SEC source: 0001620863-23-000019 · primary_doc.xml · nonDerivative · entry 1

Vogel Kimberley H · CIK 0001804400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,944.86

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (May 19, 2023) is $33.55.

SEC source: 0001620863-23-000019 · primary_doc.xml · derivative · entry 3

Vogel Kimberley H · CIK 0001804400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,119

Underlying: Common Stock · 2,119 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of shares vest on 5/18/2024. Cash dividends on RSU are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.39 (based on the 30-day average closing price of Issuers common stock.

F2 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of shares vest on 5/18/2024. Cash dividends on RSU are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.39 (based on the 30-day average closing price of Issuers common stock.

F2 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of shares vest on 5/18/2024. Cash dividends on RSU are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.39 (based on the 30-day average closing price of Issuers common stock.

SEC source: 0001213900-22-081380 · ownership.xml · nonDerivative · entry 1

Vogel Kimberley H · CIK 0001804400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,764

SEC source: 0001628280-22-030601 · wf-form4_166908239302851.xml · nonDerivative · entry 2

Vogel Kimberley H · CIK 0001804400 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Kim Vogel, Inc. Defined Benefit Plan

Disclosed balance after: 33,000

SEC source: 0001628280-22-030052 · wf-form4_166855071546053.xml · nonDerivative · entry 1

Vogel Kimberley H · CIK 0001804400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,303

SEC source: 0001104659-22-097084 · tm2224922-6_4seq1.xml · nonDerivative · entry 1

Vogel Kimberley H · CIK 0001804400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

F1 · shares: These shares represent restricted stock units granted under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan (the "Plan"). Each unit represents a right to receive one share of the Issuer's Common Stock. Subject to the Reporting Person's continued Service Relationship (as defined in the Plan) through each applicable vesting date, 1/12th of the shares subject to the award shall vest and settle beginning on the first Quarterly Vesting Date occurring after the date the Reporting Person's service as a non-employee member of the Board of Directors of the Issuer commenced and each Quarterly Vesting Date thereafter, or as soon as practicable following such applicable vesting date. Quarterly Vesting Dates are defined as March 1, June 1, September 1, and December 1 of a given year.

SEC source: 0001620863-22-000032 · primary_doc.xml · derivative · entry 2

Vogel Kimberley H · CIK 0001804400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,820

Underlying: Common Stock · 1,430 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): 45.77.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): 45.77.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): 45.77.

SEC source: 0001620863-22-000032 · primary_doc.xml · nonDerivative · entry 1

Vogel Kimberley H · CIK 0001804400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,010.53

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): 45.77.

SEC source: 0001620863-22-000022 · primary_doc.xml · derivative · entry 1

Vogel Kimberley H · CIK 0001804400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,250

Underlying: Common Stock · 1,820 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/19/2023. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/19/2023. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/19/2023. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.83 (based on the 30-day average closing price of Issuers common stock).

SEC source: 0001620863-21-000017 · primary_doc.xml · derivative · entry 3

Vogel Kimberley H · CIK 0001804400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,398

Underlying: Common Stock · 1,553 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

SEC source: 0001620863-21-000017 · primary_doc.xml · nonDerivative · entry 1

Vogel Kimberley H · CIK 0001804400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

SEC source: 0001620863-21-000017 · primary_doc.xml · derivative · entry 2

Vogel Kimberley H · CIK 0001804400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,951

Underlying: Common Stock · 1,398 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

F2 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

F2 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

SEC source: 0001620863-20-000040 · primary_doc.xml · derivative · entry 1

Vogel Kimberley H · CIK 0001804400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,509

Underlying: Common Stock · 1,509 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).