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COMPTON CRAIG S

Disclosed activity across 1 company

Tapewire entity
127061
SEC CIK
0001198478

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

TRICO BANCSHARES /

Report date May 19, 2022 · Filed May 23, 2022

Section 16 reporting ended · disclosed 2022-05-23. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect168,900 Reported balance After 2022-05-19 transaction · row 1
1 source row

Row 1 · 2022-05-19 · Exercise / conversion · Acquired 1,430 · Balance 168,900

F1: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted May 27, 2021. Price per share on vesting date (May 19, 2022): $42.29

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-05-19 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-05-19 · Exercise / conversion · Disposed 1,430 · Balance 0

F1: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted May 27, 2021. Price per share on vesting date (May 19, 2022): $42.29

Filing footnotes · ownership attribution and instrument terms

F1: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted May 27, 2021. Price per share on vesting date (May 19, 2022): $42.29

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 19, 2022 Filed May 23, 2022 20:49 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 1,430 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000016 · primary_doc.xml · derivative · entry 2

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,430 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted May 27, 2021. Price per share on vesting date (May 19, 2022): $42.29

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted May 27, 2021. Price per share on vesting date (May 19, 2022): $42.29

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted May 27, 2021. Price per share on vesting date (May 19, 2022): $42.29

Read SEC document
May 19, 2022 Filed May 23, 2022 20:49 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 1,430 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-22-000016 · primary_doc.xml · nonDerivative · entry 1

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted May 27, 2021. Price per share on vesting date (May 19, 2022): $42.29

Read SEC document
April 08, 2022 Filed Apr 11, 2022 22:20 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionOption Common Stock · Derivative 4,000 $15.34 Strike: $15.34 $61,360.00
Disclosure

SEC source: 0001620863-22-000012 · primary_doc.xml · derivative · entry 6

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2022-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 08, 2022 Filed Apr 11, 2022 22:20 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionOption Common Stock · Derivative 4,000 $19.46 Strike: $19.46 $77,840.00
Disclosure

SEC source: 0001620863-22-000012 · primary_doc.xml · derivative · entry 5

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2023-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 08, 2022 Filed Apr 11, 2022 22:20 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 1,625 $37.74 $61,327.50
Disclosure

SEC source: 0001620863-22-000012 · primary_doc.xml · nonDerivative · entry 4

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,470

F1 · kind: Shares withheld to pay taxes.

Read SEC document
April 08, 2022 Filed Apr 11, 2022 22:20 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 4,000 $15.34 $61,360.00
Disclosure

SEC source: 0001620863-22-000012 · primary_doc.xml · nonDerivative · entry 3

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 08, 2022 Filed Apr 11, 2022 22:20 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 2,062 $37.74 $77,819.88
Disclosure

SEC source: 0001620863-22-000012 · primary_doc.xml · nonDerivative · entry 2

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,095

F1 · kind: Shares withheld to pay taxes.

Read SEC document
April 08, 2022 Filed Apr 11, 2022 22:20 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 4,000 $19.46 $77,840.00
Disclosure

SEC source: 0001620863-22-000012 · primary_doc.xml · nonDerivative · entry 1

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 19:39 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionOption Common Stock · Derivative 4,000 $14.54 Strike: $14.54 $58,160.00
Disclosure

SEC source: 0001620863-21-000056 · primary_doc.xml · derivative · entry 2

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 4,000 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 19:39 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 4,000 $14.54 $58,160.00
Disclosure

SEC source: 0001620863-21-000056 · primary_doc.xml · nonDerivative · entry 1

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2021 Filed Jun 1, 2021 18:48 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 1,553 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000009 · primary_doc.xml · derivative · entry 3

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,398

Underlying: Common Stock · 1,553 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

Read SEC document
May 28, 2021 Filed Jun 1, 2021 18:48 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 1,553 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-21-000009 · primary_doc.xml · nonDerivative · entry 1

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

Read SEC document
May 27, 2021 Filed Jun 1, 2021 18:48 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 1,398 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000009 · primary_doc.xml · derivative · entry 2

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,951

Underlying: Common Stock · 1,398 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

F2 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

F2 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

Read SEC document
June 25, 2020 Filed Jun 25, 2020 22:44 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 1,053 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000065 · primary_doc.xml · derivative · entry 3

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,509

Underlying: Common Stock · 1,053 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on June 25, 2019. Price per share on vesting date (June 25, 2020): $28.10

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on June 25, 2019. Price per share on vesting date (June 25, 2020): $28.10

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on June 25, 2019. Price per share on vesting date (June 25, 2020): $28.10

Read SEC document
June 25, 2020 Filed Jun 25, 2020 22:44 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000065 · primary_doc.xml · nonDerivative · entry 2

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 1,200,447

F2 · kind: Reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of securities.

Read SEC document
June 25, 2020 Filed Jun 25, 2020 22:44 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 1,053 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000065 · primary_doc.xml · nonDerivative · entry 1

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on June 25, 2019. Price per share on vesting date (June 25, 2020): $28.10

Read SEC document
May 28, 2020 Filed Jun 1, 2020 21:36 UTC TRICO BANCSHARES / TCBK · Entity 4626 PurchaseRestricted Stock Unit · Derivative 1,509 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000037 · primary_doc.xml · derivative · entry 1

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,563

Underlying: Common Stock · 1,509 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

Read SEC document
April 13, 2020 Filed Apr 14, 2020 22:16 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionOption Common Stock · Derivative 4,000 $17.54 Strike: $17.54 $70,160.00
Disclosure

SEC source: 0001620863-20-000018 · primary_doc.xml · derivative · entry 3

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 4,000 shares

Expires 2020-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 13, 2020 Filed Apr 14, 2020 22:16 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000018 · primary_doc.xml · nonDerivative · entry 2

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 1,173,051

F1 · kind: Reporting person is a trustee of the issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of these securities.

F2 · kind: No transaction occurred among these shares. Intended only to reflect shares beneficially owned.

Read SEC document
April 13, 2020 Filed Apr 14, 2020 22:16 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 4,000 $17.54 $70,160.00
Disclosure

SEC source: 0001620863-20-000018 · primary_doc.xml · nonDerivative · entry 1

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 25, 2019 Filed Jun 27, 2019 16:08 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantRestricted Stock Units · Derivative 1,034 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000042 · primary_doc.xml · derivative · entry 1

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,034

Underlying: Common Stock · 1,034 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 6/25/2020. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $38.67 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 6/25/2020. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $38.67 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 6/25/2020. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $38.67 (based on the 30-day average closing price of Issuers common stock).

Read SEC document
May 21, 2019 Filed May 23, 2019 17:09 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 1,019 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000019 · primary_doc.xml · derivative · entry 3

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,019 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70.

Read SEC document
May 21, 2019 Filed May 23, 2019 17:09 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000019 · primary_doc.xml · nonDerivative · entry 2

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP Trustee

Disclosed balance after: 1,193,703

F2 · kind: Reporting person is a trustee of the issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities.

Read SEC document
May 21, 2019 Filed May 23, 2019 17:09 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 1,019 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-19-000019 · primary_doc.xml · nonDerivative · entry 1

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70.

Read SEC document
May 23, 2018 Filed May 23, 2018 16:28 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000021 · primary_doc.xml · nonDerivative · entry 2

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP Trustee

Disclosed balance after: 1,170,990

F2 · kind: Reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities.

Read SEC document
May 22, 2018 Filed May 23, 2018 16:28 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantRestricted Stock Unit · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000021 · primary_doc.xml · derivative · entry 4

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/21/2019. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on the date of dividend payment.

F3 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/21/2019. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on the date of dividend payment.

F3 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/21/2019. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on the date of dividend payment.

Read SEC document
May 22, 2018 Filed May 23, 2018 16:28 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 1,018 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000021 · primary_doc.xml · derivative · entry 3

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,018 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

F1 · derivative.exercise_date: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

F1 · derivative.expiration_date: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

Read SEC document
May 22, 2018 Filed May 23, 2018 16:28 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 1,018 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-18-000021 · primary_doc.xml · nonDerivative · entry 1

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

Read SEC document
April 06, 2018 Filed Apr 6, 2018 22:00 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionOption Common Stock · Derivative 2,000 $15.40 Strike: $15.40 $30,800.00
Disclosure

SEC source: 0001620863-18-000001 · primary_doc.xml · derivative · entry 3

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 2,000 shares

Expires 2018-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 06, 2018 Filed Apr 6, 2018 22:00 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000001 · primary_doc.xml · nonDerivative · entry 2

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 1,170,990

F1 · ownership.nature: Reporting person is a trustee of the issuers Employee Stock Plan. The reporting person has no security interest in, and disclaims beneficial ownership of these securities.

F2 · ownership.nature: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
April 06, 2018 Filed Apr 6, 2018 22:00 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 2,000 $15.40 $30,800.00
Disclosure

SEC source: 0001620863-18-000001 · primary_doc.xml · nonDerivative · entry 1

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 01, 2017 Filed Jun 1, 2017 23:22 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000041 · primary_doc.xml · nonDerivative · entry 2

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 1,168,260

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

F2 · balance_after: Reporting person is a trustee of the issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of these securities.

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May 23, 2017 Filed Jun 1, 2017 23:22 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantRestricted Stock Units · Derivative 1,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000041 · primary_doc.xml · derivative · entry 3

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2018-05-23

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/23/2018

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May 23, 2017 Filed Jun 1, 2017 23:22 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000041 · primary_doc.xml · nonDerivative · entry 1

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,514

F1 · kind: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/23/2018

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May 19, 2017 Filed May 22, 2017 17:35 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionOption Common Stock · Derivative 4,000 $22.54 Strike: $22.54 $90,160.00
Disclosure

SEC source: 0001620863-17-000029 · primary_doc.xml · derivative · entry 2

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 4,000 shares

Expires 2017-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 19, 2017 Filed May 22, 2017 17:35 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 4,000 $22.54 $90,160.00
Disclosure

SEC source: 0001620863-17-000029 · primary_doc.xml · nonDerivative · entry 1

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 22, 2016 Filed Dec 27, 2016 18:40 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 10,345 $0.00 $0.00
Disclosure

SEC source: 0001620863-16-000154 · primary_doc.xml · nonDerivative · entry 2

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,495

F2 · shares: Represents distribution from trust to the Reporting Person.

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December 22, 2016 Filed Dec 27, 2016 18:40 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 62,067 $0.00 $0.00
Disclosure

SEC source: 0001620863-16-000154 · primary_doc.xml · nonDerivative · entry 1

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust in which I am successor trustee

Disclosed balance after: 0

F1 · shares: Represents shares held by a trust for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein (10,345 shares).

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December 13, 2016 Filed Dec 16, 2016 00:03 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 7,233 $0.00 $0.00
Disclosure

SEC source: 0001620863-16-000152 · primary_doc.xml · nonDerivative · entry 2

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,150

F2 · shares: Represents distribution from trust to the Reporting Person.

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December 13, 2016 Filed Dec 16, 2016 00:03 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 43,397 $0.00 $0.00
Disclosure

SEC source: 0001620863-16-000152 · primary_doc.xml · nonDerivative · entry 1

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust in which I am successor trustee

Disclosed balance after: 62,067

F1 · shares: Represents shares held by a trust for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein (7,233 shares).

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May 19, 2016 Filed Jun 5, 2017 18:27 UTC Amendment TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000057 · primary_doc.xml · nonDerivative · entry 1

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,917

F1 · shares: Represents the grant of Restricted Stock Units. 100% of the share vest on 05/18/2017

F2 · shares: This amended form is filed solely to report the previously reported grants of Restricted Stock Units in Table I rather than Table II.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.