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AMARAL DONALD J

Disclosed activity across 1 company

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126853
SEC CIK
0001233695

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TRICO BANCSHARES /TCBK · Entity 4626DirectorMay 27, 2022May 27, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TRICO BANCSHARES /

Report date May 27, 2022 · Filed May 27, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect15,341 Reported balance After 2022-05-27 transaction · row 1
1 source row

Row 1 · 2022-05-27 · Exercise / conversion · Acquired 1,430 · Balance 15,341

F1: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): $45.77

Common StockSEC Table I · non-derivativeIndirectBy ESOP Trustee1,061,313 Reported balance After 2022-05-27 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2022-05-27 · Other · Acquired 0 · Balance 1,061,313

F2: Reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,820 Reported balance After 2022-05-27 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-05-27 · Exercise / conversion · Disposed 1,430 · Balance 1,820

F1: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): $45.77

Filing footnotes · ownership attribution and instrument terms

F1: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): $45.77

F2: Reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 27, 2022 Filed May 27, 2022 22:34 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Units · Derivative 1,430 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000034 · primary_doc.xml · derivative · entry 3

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,820

Underlying: Common Stock · 1,430 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): $45.77

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): $45.77

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): $45.77

Read SEC document
May 27, 2022 Filed May 27, 2022 22:34 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000034 · primary_doc.xml · nonDerivative · entry 2

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP Trustee

Disclosed balance after: 1,061,313

F2 · kind: Reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities.

Read SEC document
May 27, 2022 Filed May 27, 2022 22:34 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 1,430 $45.77 $65,451.10
Disclosure

SEC source: 0001620863-22-000034 · primary_doc.xml · nonDerivative · entry 1

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): $45.77

Read SEC document
May 19, 2022 Filed May 23, 2022 21:02 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantRestricted Stock Unit · Derivative 1,820 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000019 · primary_doc.xml · derivative · entry 1

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,250

Underlying: Common Stock · 1,820 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/19/2023. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/19/2023. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/19/2023. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.83 (based on the 30-day average closing price of Issuers common stock).

Read SEC document
May 28, 2021 Filed Jun 1, 2021 21:02 UTC Amendment TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 1,553 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000018 · primary_doc.xml · derivative · entry 4

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,398

Underlying: Common Stock · 1,553 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Amended form 4 to update Table II section 1 from Common Stock to Restricted Stock Unit.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per shares on vesting date (May 28, 2021): $47.95.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per shares on vesting date (May 28, 2021): $47.95.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per shares on vesting date (May 28, 2021): $47.95.

Read SEC document
May 28, 2021 Filed Jun 1, 2021 21:02 UTC Amendment TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000018 · primary_doc.xml · nonDerivative · entry 2

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP Trustee

Disclosed balance after: 1,199,798

F2 · kind: Reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities.

Read SEC document
May 28, 2021 Filed Jun 1, 2021 21:02 UTC Amendment TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 1,553 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-21-000018 · primary_doc.xml · nonDerivative · entry 1

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per shares on vesting date (May 28, 2021): $47.95.

Read SEC document
May 28, 2021 Filed Jun 1, 2021 18:30 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock · Derivative 1,553 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000007 · primary_doc.xml · derivative · entry 4

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,398

Underlying: Common Stock · 1,553 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

Read SEC document
May 28, 2021 Filed Jun 1, 2021 18:30 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000007 · primary_doc.xml · nonDerivative · entry 2

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP Trustee

Disclosed balance after: 1,199,798

F2 · kind: Reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities.

Read SEC document
May 28, 2021 Filed Jun 1, 2021 18:30 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 1,553 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-21-000007 · primary_doc.xml · nonDerivative · entry 1

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:02 UTC Amendment TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 1,398 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000018 · primary_doc.xml · derivative · entry 3

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,951

Underlying: Common Stock · 1,398 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Amended form 4 to update Table II section 1 from Common Stock to Restricted Stock Unit.

F3 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on 30-day average closing price of Issuers common stock).

F3 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on 30-day average closing price of Issuers common stock).

F3 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on 30-day average closing price of Issuers common stock).

Read SEC document
May 27, 2021 Filed Jun 1, 2021 18:30 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock · Derivative 1,398 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000007 · primary_doc.xml · derivative · entry 3

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,951

Underlying: Common Stock · 1,398 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

F3 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

F3 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

Read SEC document
June 25, 2020 Filed Jun 25, 2020 22:59 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 1,053 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000068 · primary_doc.xml · derivative · entry 3

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,509

Underlying: Common Stock · 1,053 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on June 25, 2019. Price per share on vesting date (June 25, 2020): $28.10

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on June 25, 2019. Price per share on vesting date (June 25, 2020): $28.10

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on June 25, 2019. Price per share on vesting date (June 25, 2020): $28.10

Read SEC document
June 25, 2020 Filed Jun 25, 2020 22:59 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000068 · primary_doc.xml · nonDerivative · entry 2

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 1,200,447

F2 · kind: Reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of securities.

Read SEC document
June 25, 2020 Filed Jun 25, 2020 22:59 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 1,053 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000068 · primary_doc.xml · nonDerivative · entry 1

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on June 25, 2019. Price per share on vesting date (June 25, 2020): $28.10

Read SEC document
May 28, 2020 Filed Jun 1, 2020 21:41 UTC TRICO BANCSHARES / TCBK · Entity 4626 PurchaseRestricted Stock Unit · Derivative 1,509 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000038 · primary_doc.xml · derivative · entry 1

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,563

Underlying: Common Stock · 1,509 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

Read SEC document
June 25, 2019 Filed Jun 27, 2019 16:04 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantRestricted Stock Units · Derivative 1,034 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000041 · primary_doc.xml · derivative · entry 1

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,034

Underlying: Common Stock · 1,034 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 6/25/2020. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $38.67 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 6/25/2020. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $38.67 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 6/25/2020. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $38.67 (based on the 30-day average closing price of Issuers common stock).

Read SEC document
May 21, 2019 Filed May 23, 2019 17:40 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 1,019 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000022 · primary_doc.xml · derivative · entry 3

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,019 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70.

Read SEC document
May 21, 2019 Filed May 23, 2019 17:40 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000022 · primary_doc.xml · nonDerivative · entry 2

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP Trustee

Disclosed balance after: 1,193,703

F2 · kind: Reporting person is a trustee of the issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities.

Read SEC document
May 21, 2019 Filed May 23, 2019 17:40 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 1,019 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-19-000022 · primary_doc.xml · nonDerivative · entry 1

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70.

Read SEC document
May 22, 2018 Filed May 23, 2018 15:48 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantRestricted Stock Unit · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000018 · primary_doc.xml · derivative · entry 4

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/21/2019. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on the date of dividend payment.

F3 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/21/2019. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on the date of dividend payment.

F3 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/21/2019. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on the date of dividend payment.

Read SEC document
May 22, 2018 Filed May 23, 2018 15:48 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 1,018 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000018 · primary_doc.xml · derivative · entry 3

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,018 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

F1 · derivative.exercise_date: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

F1 · derivative.expiration_date: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

Read SEC document
May 22, 2018 Filed May 23, 2018 15:48 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000018 · primary_doc.xml · nonDerivative · entry 2

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP Trustee

Disclosed balance after: 1,170,990

F2 · kind: Reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities.

Read SEC document
May 22, 2018 Filed May 23, 2018 15:48 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 1,018 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-18-000018 · primary_doc.xml · nonDerivative · entry 1

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

Read SEC document
June 01, 2017 Filed Jun 1, 2017 22:45 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000038 · primary_doc.xml · nonDerivative · entry 2

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 1,168,260

F1 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned

F3 · balance_after: Reporting person is a trustee of the issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of these securities

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May 23, 2017 Filed Jun 1, 2017 22:45 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantRestricted Stock Units · Derivative 1,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000038 · primary_doc.xml · derivative · entry 3

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2018-05-23

F2 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/23/2018

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May 23, 2017 Filed Jun 1, 2017 22:45 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000038 · primary_doc.xml · nonDerivative · entry 1

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,268

F1 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned

F4 · balance_after: This Form 4 also corrects the amount of securities beneficially owned following the reported transaction in the Form 4 filed February 27th, 2017, which should have been 9268 shares, not 8249 shares as reported.

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March 01, 2017 Filed Mar 1, 2017 22:14 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000003 · primary_doc.xml · nonDerivative · entry 3

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 1,261,175

F1 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

F2 · balance_after: The reporting person is a trustee of the issuers Employee Stock Ownership plan. The reporting person has no security interest in, and disclaims beneficial ownership of these securities.

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February 27, 2017 Filed Mar 1, 2017 22:14 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionOption Common Stock · Derivative 5,000 $22.54 Strike: $22.54 $112,700.00
Disclosure

SEC source: 0001620863-17-000003 · primary_doc.xml · derivative · entry 4

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,249

Underlying: Common Stock · 5,000 shares

Expires 2017-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 27, 2017 Filed Mar 1, 2017 22:14 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 3,036 $37.12 $112,696.32
Disclosure

SEC source: 0001620863-17-000003 · primary_doc.xml · nonDerivative · entry 2

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,249

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February 27, 2017 Filed Mar 1, 2017 22:14 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 5,000 $22.54 $112,700.00
Disclosure

SEC source: 0001620863-17-000003 · primary_doc.xml · nonDerivative · entry 1

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 19, 2016 Filed Jun 5, 2017 18:07 UTC Amendment TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000054 · primary_doc.xml · nonDerivative · entry 1

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,285

F1 · shares: Represents the grant of Restricted Stock Units. 100% of the share vest on 05/18/2017

F2 · shares: This amended form is filed solely to report the previously reported grants of Restricted Stock Units in Table I rather than Table II.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.