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Giem Judi

Disclosed activity across 2 companies

Tapewire entity
22531
SEC CIK
0001813483

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
COLUMBIA BANKING SYSTEM, INC.COLB · Entity 707EVP CHROAugust 14, 2026August 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

COLUMBIA BANKING SYSTEM, INC.

Report date August 14, 2026 · Filed August 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,750 Ending reported balance After 2026-08-14 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-08-14 · Exercise / conversion · Acquired 2,393 · Balance 2,393

Row 2 · 2026-08-14 · Tax withholding · Disposed 643 · Balance 1,750

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect13,108 Reported balance After 2026-08-14 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-08-14 · Exercise / conversion · Disposed 2,393 · Balance 13,108

F1: Restricted Stock Units convert into common stock on a one-for-one basis. On July 22, 2025, the reporting person was granted 7,179 Restricted Stock Units, which vest in three annual installments beginning on August 14, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Stock Units convert into common stock on a one-for-one basis. On July 22, 2025, the reporting person was granted 7,179 Restricted Stock Units, which vest in three annual installments beginning on August 14, 2026.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

TRICO BANCSHARES /

Report date May 23, 2025 · Filed May 23, 2025

Section 16 reporting ended · disclosed 2025-05-23. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 14, 2026 Filed Aug 18, 2026 20:50 UTC COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 Exercise / conversionRestricted Stock Unit · Derivative 2,393 Not disclosed Not disclosed
Disclosure

SEC source: 0000887343-26-000174 · wk-form4_1787086248.xml · derivative · entry 3

Giem Judi · CIK 0001813483 · EVP CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,108

Underlying: Common Stock · 2,393 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. On July 22, 2025, the reporting person was granted 7,179 Restricted Stock Units, which vest in three annual installments beginning on August 14, 2026.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis. On July 22, 2025, the reporting person was granted 7,179 Restricted Stock Units, which vest in three annual installments beginning on August 14, 2026.

F1 · derivative.exercise_date: Restricted Stock Units convert into common stock on a one-for-one basis. On July 22, 2025, the reporting person was granted 7,179 Restricted Stock Units, which vest in three annual installments beginning on August 14, 2026.

F1 · derivative.expiration_date: Restricted Stock Units convert into common stock on a one-for-one basis. On July 22, 2025, the reporting person was granted 7,179 Restricted Stock Units, which vest in three annual installments beginning on August 14, 2026.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:50 UTC COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 Tax withholdingCommon Stock 643 $32.69 $21,019.67
Disclosure

SEC source: 0000887343-26-000174 · wk-form4_1787086248.xml · nonDerivative · entry 2

Giem Judi · CIK 0001813483 · EVP CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,750

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:50 UTC COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 Exercise / conversionCommon Stock 2,393 $32.69 $78,227.17
Disclosure

SEC source: 0000887343-26-000174 · wk-form4_1787086248.xml · nonDerivative · entry 1

Giem Judi · CIK 0001813483 · EVP CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2026 Filed Feb 21, 2026 00:24 UTC COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 GrantRestricted Stock Unit · Derivative 8,322 $31.24 $259,979.28
Disclosure

SEC source: 0000887343-26-000071 · wk-form4_1771633454.xml · derivative · entry 1

Giem Judi · CIK 0001813483 · EVP CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,501

Underlying: Common Stock · 8,322 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units granted 02/18/2026. The grant will vest 33.33% per year over three years.

F1 · derivative.exercise_date: Restricted stock units granted 02/18/2026. The grant will vest 33.33% per year over three years.

F1 · derivative.expiration_date: Restricted stock units granted 02/18/2026. The grant will vest 33.33% per year over three years.

Read SEC document
July 22, 2025 Filed Jul 23, 2025 22:46 UTC COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 GrantPerformance Restricted Stock Unit · Derivative 3,590 $24.38 $87,524.20
Disclosure

SEC source: 0000887343-25-000217 · wk-form4_1753310781.xml · derivative · entry 3

Giem Judi · CIK 0001813483 · EVP CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,180

Underlying: Common Stock · 3,590 shares

Expires not disclosed

F3 · derivative.exercise_price: Performance restricted stock units granted 07/22/2025. The grant will vest approximately three years following the grant date based on the issuer's relative return on tangible common equity for fiscal years 2025-2027 compared to a Compensation Committee approved group of peers.

F3 · derivative.exercise_date: Performance restricted stock units granted 07/22/2025. The grant will vest approximately three years following the grant date based on the issuer's relative return on tangible common equity for fiscal years 2025-2027 compared to a Compensation Committee approved group of peers.

F3 · derivative.expiration_date: Performance restricted stock units granted 07/22/2025. The grant will vest approximately three years following the grant date based on the issuer's relative return on tangible common equity for fiscal years 2025-2027 compared to a Compensation Committee approved group of peers.

Read SEC document
July 22, 2025 Filed Jul 23, 2025 22:46 UTC COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 GrantPerformance Restricted Stock Unit · Derivative 3,590 $24.38 $87,524.20
Disclosure

SEC source: 0000887343-25-000217 · wk-form4_1753310781.xml · derivative · entry 2

Giem Judi · CIK 0001813483 · EVP CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,590

Underlying: Common Stock · 3,590 shares

Expires not disclosed

F2 · derivative.exercise_price: Performance restricted stock units granted 07/22/2025. The grant will vest approximately three years following the grant date based on the issuer's relative total shareholder return performance for fiscal years 2025-2027 compared to a Compensation Committee approved group of peers.

F2 · derivative.exercise_date: Performance restricted stock units granted 07/22/2025. The grant will vest approximately three years following the grant date based on the issuer's relative total shareholder return performance for fiscal years 2025-2027 compared to a Compensation Committee approved group of peers.

F2 · derivative.expiration_date: Performance restricted stock units granted 07/22/2025. The grant will vest approximately three years following the grant date based on the issuer's relative total shareholder return performance for fiscal years 2025-2027 compared to a Compensation Committee approved group of peers.

Read SEC document
July 22, 2025 Filed Jul 23, 2025 22:46 UTC COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 GrantRestricted Stock Unit · Derivative 7,179 $24.38 $175,024.02
Disclosure

SEC source: 0000887343-25-000217 · wk-form4_1753310781.xml · derivative · entry 1

Giem Judi · CIK 0001813483 · EVP CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,179

Underlying: Common Stock · 7,179 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units granted 07/22/2025. The grant will vest 33.33% per year over three years.

F1 · derivative.exercise_date: Restricted stock units granted 07/22/2025. The grant will vest 33.33% per year over three years.

F1 · derivative.expiration_date: Restricted stock units granted 07/22/2025. The grant will vest 33.33% per year over three years.

Read SEC document
March 28, 2025 Filed Mar 31, 2025 22:24 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantPerformance Stock Unit · Derivative 199 $0.00 $0.00
Disclosure

SEC source: 0000356171-25-000037 · wk-form4_1743459857.xml · derivative · entry 4

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 650

Underlying: Common Stock · 199 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F2 · derivative.exercise_date: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F2 · derivative.expiration_date: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

Read SEC document
March 28, 2025 Filed Mar 31, 2025 22:24 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantRestricted Stock Unit · Derivative 199 $0.00 $0.00
Disclosure

SEC source: 0000356171-25-000037 · wk-form4_1743459857.xml · derivative · entry 3

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 516

Underlying: Common Stock · 199 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a grant of Restricted Stock Unit (RSU) award which vests in 33.33% per year over three years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $42.07 (based on the 30-day average closing price of Issuers common stock ending 03/28/2025).

F1 · derivative.exercise_date: Represents a grant of Restricted Stock Unit (RSU) award which vests in 33.33% per year over three years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $42.07 (based on the 30-day average closing price of Issuers common stock ending 03/28/2025).

F1 · derivative.expiration_date: Represents a grant of Restricted Stock Unit (RSU) award which vests in 33.33% per year over three years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $42.07 (based on the 30-day average closing price of Issuers common stock ending 03/28/2025).

Read SEC document
March 28, 2025 Filed Mar 31, 2025 22:24 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantPerformance Stock Unit · Derivative 1,055 $0.00 $0.00
Disclosure

SEC source: 0000356171-25-000037 · wk-form4_1743459857.xml · derivative · entry 2

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,288

Underlying: Common Stock · 1,055 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F2 · derivative.exercise_date: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F2 · derivative.expiration_date: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

Read SEC document
March 28, 2025 Filed Mar 31, 2025 22:24 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantRestricted Stock Unit · Derivative 1,055 $0.00 $0.00
Disclosure

SEC source: 0000356171-25-000037 · wk-form4_1743459857.xml · derivative · entry 1

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,311

Underlying: Common Stock · 1,055 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a grant of Restricted Stock Unit (RSU) award which vests in 33.33% per year over three years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $42.07 (based on the 30-day average closing price of Issuers common stock ending 03/28/2025).

F1 · derivative.exercise_date: Represents a grant of Restricted Stock Unit (RSU) award which vests in 33.33% per year over three years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $42.07 (based on the 30-day average closing price of Issuers common stock ending 03/28/2025).

F1 · derivative.expiration_date: Represents a grant of Restricted Stock Unit (RSU) award which vests in 33.33% per year over three years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $42.07 (based on the 30-day average closing price of Issuers common stock ending 03/28/2025).

Read SEC document
March 03, 2025 Filed Mar 5, 2025 19:21 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 78 $0.00 $0.00
Disclosure

SEC source: 0000356171-25-000027 · wk-form4_1741202499.xml · derivative · entry 6

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 315

Underlying: Common Stock · 78 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 33.3% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 3/1/2024. Price per share on vesting date (3/3/2025) is $43.33.

F1 · derivative.exercise_date: 33.3% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 3/1/2024. Price per share on vesting date (3/3/2025) is $43.33.

F1 · derivative.expiration_date: 33.3% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 3/1/2024. Price per share on vesting date (3/3/2025) is $43.33.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 19:21 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 419 $0.00 $0.00
Disclosure

SEC source: 0000356171-25-000027 · wk-form4_1741202499.xml · derivative · entry 5

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,238

Underlying: Common Stock · 419 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 33.3% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 3/1/2024. Price per share on vesting date (3/3/2025) is $43.33.

F1 · derivative.exercise_date: 33.3% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 3/1/2024. Price per share on vesting date (3/3/2025) is $43.33.

F1 · derivative.expiration_date: 33.3% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 3/1/2024. Price per share on vesting date (3/3/2025) is $43.33.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 19:21 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 267 $43.33 $11,569.11
Disclosure

SEC source: 0000356171-25-000027 · wk-form4_1741202499.xml · nonDerivative · entry 2

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,697

F2 · shares: Reflects shares withheld to pay toward tax liability.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 19:21 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 419 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-25-000027 · wk-form4_1741202499.xml · nonDerivative · entry 1

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 33.3% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 3/1/2024. Price per share on vesting date (3/3/2025) is $43.33.

Read SEC document
October 21, 2024 Filed Oct 23, 2024 19:36 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 296 $0.00 $0.00
Disclosure

SEC source: 0000356171-24-000126 · wk-form4_1729712170.xml · derivative · entry 5

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,638

Underlying: Common Stock · 296 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 33.3% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/21/2024) is $43.26.

F1 · derivative.exercise_date: 33.3% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/21/2024) is $43.26.

F1 · derivative.expiration_date: 33.3% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/21/2024) is $43.26.

Read SEC document
October 21, 2024 Filed Oct 23, 2024 19:36 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 173 $43.26 $7,483.98
Disclosure

SEC source: 0000356171-24-000126 · wk-form4_1729712170.xml · nonDerivative · entry 2

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,545

F2 · shares: Reflects shares withheld to pay toward tax liability.

Read SEC document
October 21, 2024 Filed Oct 23, 2024 19:36 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 296 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-24-000126 · wk-form4_1729712170.xml · nonDerivative · entry 1

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 33.3% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/21/2024) is $43.26.

Read SEC document
June 12, 2024 Filed Jun 13, 2024 21:07 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 405 $0.00 $0.00
Disclosure

SEC source: 0000356171-24-000095 · wk-form4_1718312820.xml · derivative · entry 4

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,888

Underlying: Common Stock · 405 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 33.3% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2024) is $37.80.

F1 · derivative.exercise_date: 33.3% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2024) is $37.80.

F1 · derivative.expiration_date: 33.3% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2024) is $37.80.

Read SEC document
June 12, 2024 Filed Jun 13, 2024 21:07 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 236 $37.80 $8,920.80
Disclosure

SEC source: 0000356171-24-000095 · wk-form4_1718312820.xml · nonDerivative · entry 2

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,422

F2 · shares: Reflects shares withheld to pay toward tax liability.

Read SEC document
June 12, 2024 Filed Jun 13, 2024 21:07 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 405 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-24-000095 · wk-form4_1718312820.xml · nonDerivative · entry 1

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 33.3% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2024) is $37.80.

Read SEC document
June 12, 2024 Filed Oct 23, 2024 19:16 UTC Amendment TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 405 $0.00 $0.00
Disclosure

SEC source: 0000356171-24-000124 · wk-form4a_1729710979.xml · derivative · entry 5

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,888

Underlying: Common Stock · 405 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 33.3% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2024) is $37.80.

F1 · derivative.exercise_date: 33.3% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2024) is $37.80.

F1 · derivative.expiration_date: 33.3% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2024) is $37.80.

Read SEC document
June 12, 2024 Filed Oct 23, 2024 19:16 UTC Amendment TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 28 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-24-000124 · wk-form4a_1729710979.xml · nonDerivative · entry 4

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: 33.3% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023 to spouse of reporting person (employee of Tri Counties Bank, subsidiary of TriCo Bancshares). The price per share on vesting date (6/12/2024) was $37.80. This transaction was inadvertently left off the Form 4 filed by reporting person on 6/13/2024.

Read SEC document
June 12, 2024 Filed Oct 23, 2024 19:16 UTC Amendment TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 236 $37.80 $8,920.80
Disclosure

SEC source: 0000356171-24-000124 · wk-form4a_1729710979.xml · nonDerivative · entry 2

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,422

F2 · shares: Reflects shares withheld to pay toward tax liability.

Read SEC document
June 12, 2024 Filed Oct 23, 2024 19:16 UTC Amendment TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 405 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-24-000124 · wk-form4a_1729710979.xml · nonDerivative · entry 1

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 33.3% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2024) is $37.80.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 20:00 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 374 $0.00 $0.00
Disclosure

SEC source: 0000356171-24-000079 · wk-form4_1717704010.xml · derivative · entry 4

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,293

Underlying: Common Stock · 374 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/5/2020. Price per share on vesting date (6/5/2024) is $37.39.

F1 · derivative.exercise_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/5/2020. Price per share on vesting date (6/5/2024) is $37.39.

F1 · derivative.expiration_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/5/2020. Price per share on vesting date (6/5/2024) is $37.39.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 20:00 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 218 $37.39 $8,151.02
Disclosure

SEC source: 0000356171-24-000079 · wk-form4_1717704010.xml · nonDerivative · entry 2

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,253

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 20:00 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 374 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-24-000079 · wk-form4_1717704010.xml · nonDerivative · entry 1

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/5/2020. Price per share on vesting date (6/5/2024) is $37.39.

Read SEC document
May 28, 2024 Filed May 29, 2024 21:07 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 255 $0.00 $0.00
Disclosure

SEC source: 0000356171-24-000062 · wk-form4_1717016826.xml · derivative · entry 4

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,667

Underlying: Common Stock · 255 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 05/27/2021. Price per share on vesting date (05/28/2024) is $37.56.

F1 · derivative.exercise_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 05/27/2021. Price per share on vesting date (05/28/2024) is $37.56.

F1 · derivative.expiration_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 05/27/2021. Price per share on vesting date (05/28/2024) is $37.56.

Read SEC document
May 28, 2024 Filed May 29, 2024 21:07 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 149 $37.56 $5,596.44
Disclosure

SEC source: 0000356171-24-000062 · wk-form4_1717016826.xml · nonDerivative · entry 2

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,097

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
May 28, 2024 Filed May 29, 2024 21:07 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 255 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-24-000062 · wk-form4_1717016826.xml · nonDerivative · entry 1

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 05/27/2021. Price per share on vesting date (05/28/2024) is $37.56.

Read SEC document
April 09, 2024 Filed Apr 11, 2024 21:23 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionPerformance Stock Unit · Derivative 941 $0.00 $0.00
Disclosure

SEC source: 0001620863-24-000012 · primary_doc.xml · derivative · entry 4

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,233

Underlying: Common Stock · 941 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 941 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 105.08%.

F1 · derivative.exercise_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 941 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 105.08%.

F1 · derivative.expiration_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 941 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 105.08%.

Read SEC document
April 09, 2024 Filed Apr 11, 2024 21:23 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-24-000012 · primary_doc.xml · nonDerivative · entry 3

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By ESOP

Disclosed balance after: 414.25

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
April 09, 2024 Filed Apr 11, 2024 21:23 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 577 $34.49 $19,900.73
Disclosure

SEC source: 0001620863-24-000012 · primary_doc.xml · nonDerivative · entry 2

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,991

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
April 09, 2024 Filed Apr 11, 2024 21:23 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 988 $0.00 $0.00
Disclosure

SEC source: 0001620863-24-000012 · primary_doc.xml · nonDerivative · entry 1

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 941 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 105.08%.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 23:16 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantRestricted stock unit · Derivative 1,220 $0.00 $0.00
Disclosure

SEC source: 0001620863-24-000005 · primary_doc.xml · derivative · entry 2

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,885

Underlying: Common Stock · 1,220 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $35.67 (based on the 30-day average closing price of Issuers common stock ending 03/01/2024).

F2 · derivative.exercise_date: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $35.67 (based on the 30-day average closing price of Issuers common stock ending 03/01/2024).

F2 · derivative.expiration_date: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $35.67 (based on the 30-day average closing price of Issuers common stock ending 03/01/2024).

Read SEC document
March 01, 2024 Filed Mar 4, 2024 23:16 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantPerformance Stock Unit · Derivative 1,220 $0.00 $0.00
Disclosure

SEC source: 0001620863-24-000005 · primary_doc.xml · derivative · entry 1

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,174

Underlying: Common Stock · 1,220 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F1 · derivative.exercise_date: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F1 · derivative.expiration_date: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

Read SEC document
October 23, 2023 Filed Oct 24, 2023 18:49 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted stock unit · Derivative 286 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000054 · primary_doc.xml · derivative · entry 4

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 576

Underlying: Common Stock · 286 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/23/23) is $30.74.

F1 · derivative.exercise_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/23/23) is $30.74.

F1 · derivative.expiration_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/23/23) is $30.74.

Read SEC document
October 23, 2023 Filed Oct 24, 2023 18:49 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000054 · primary_doc.xml · nonDerivative · entry 3

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By ESOP

Disclosed balance after: 414.25

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
October 23, 2023 Filed Oct 24, 2023 18:49 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 164 $30.74 $5,041.36
Disclosure

SEC source: 0001620863-23-000054 · primary_doc.xml · nonDerivative · entry 2

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,580

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
October 23, 2023 Filed Oct 24, 2023 18:49 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 286 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000054 · primary_doc.xml · nonDerivative · entry 1

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/23/23) is $30.74.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 23:13 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantPerformance Stock Unit · Derivative 1,178 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000041 · primary_doc.xml · derivative · entry 6

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,881

Underlying: Common Stock · 1,178 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F5 · derivative.exercise_date: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F5 · derivative.expiration_date: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 23:13 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantRestricted stock unit · Derivative 1,178 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000041 · primary_doc.xml · derivative · entry 5

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,954

Underlying: Common Stock · 1,178 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $33.74 (based on the 30-day average closing price of Issuers common stock ending 06/12/2023).

F4 · derivative.exercise_date: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $33.74 (based on the 30-day average closing price of Issuers common stock ending 06/12/2023).

F4 · derivative.expiration_date: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $33.74 (based on the 30-day average closing price of Issuers common stock ending 06/12/2023).

Read SEC document
June 12, 2023 Filed Jun 13, 2023 23:13 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionPerformance Stock Unit · Derivative 1,612 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000041 · primary_doc.xml · derivative · entry 4

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,776

Underlying: Common Stock · 1,612 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1339 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 120.4%.

F1 · derivative.exercise_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1339 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 120.4%.

F1 · derivative.expiration_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1339 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 120.4%.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 23:13 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000041 · primary_doc.xml · nonDerivative · entry 3

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By ESOP

Disclosed balance after: 414.25

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 23:13 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 924 $37.21 $34,382.04
Disclosure

SEC source: 0001620863-23-000041 · primary_doc.xml · nonDerivative · entry 2

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,458

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 23:13 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 1,612 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000041 · primary_doc.xml · nonDerivative · entry 1

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1339 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 120.4%.

Read SEC document
June 05, 2023 Filed Jun 6, 2023 18:10 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted stock unit · Derivative 361 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000032 · primary_doc.xml · derivative · entry 4

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 362

Underlying: Common Stock · 361 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on June 5, 2020. Price per share on vesting date (June 5, 2023, 2023) is $35.18.

F1 · derivative.exercise_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on June 5, 2020. Price per share on vesting date (June 5, 2023, 2023) is $35.18.

F1 · derivative.expiration_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on June 5, 2020. Price per share on vesting date (June 5, 2023, 2023) is $35.18.

Read SEC document
June 05, 2023 Filed Jun 6, 2023 18:10 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000032 · primary_doc.xml · nonDerivative · entry 3

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By ESOP

Disclosed balance after: 414.25

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
June 05, 2023 Filed Jun 6, 2023 18:10 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 207 $35.18 $7,282.26
Disclosure

SEC source: 0001620863-23-000032 · primary_doc.xml · nonDerivative · entry 2

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 770

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.