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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 27, 2021 Filed Jun 1, 2021 21:32 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000021 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 17,042.69

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:32 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000021 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,903

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:24 UTC
Giem JudiChief Human Resource Officer
Exercise / conversionPerformance Stock Unit · Derivative 1,744 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000020 · primary_doc.xml · derivative · entry 2

Giem Judi · CIK 0001813483 · Chief Human Resource Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,083

Underlying: Common Stock · 1,744 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F2 · derivative.exercise_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F2 · derivative.expiration_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:24 UTC
Giem JudiChief Human Resource Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,744 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000020 · primary_doc.xml · derivative · entry 1

Giem Judi · CIK 0001813483 · Chief Human Resource Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,122

Underlying: Common Stock · 1,744 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021).

F1 · derivative.exercise_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021).

F1 · derivative.expiration_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021).

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:19 UTC
Wiese Peter GEVP - Chief Financial Officer
Exercise / conversionPerformance Stock Unit · Derivative 4,127 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000019 · primary_doc.xml · derivative · entry 5

Wiese Peter G · CIK 0001750749 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,658

Underlying: Common Stock · 4,127 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F3 · derivative.exercise_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F3 · derivative.expiration_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:19 UTC
Wiese Peter GEVP - Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 4,127 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000019 · primary_doc.xml · derivative · entry 4

Wiese Peter G · CIK 0001750749 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,529

Underlying: Common Stock · 4,127 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021).

F2 · derivative.exercise_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021).

F2 · derivative.expiration_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021).

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:19 UTC
Wiese Peter GEVP - Chief Financial Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000019 · primary_doc.xml · nonDerivative · entry 3

Wiese Peter G · CIK 0001750749 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 373.91

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:19 UTC
Wiese Peter GEVP - Chief Financial Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000019 · primary_doc.xml · nonDerivative · entry 2

Wiese Peter G · CIK 0001750749 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Wiese Family Trust

Disclosed balance after: 2,700

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:19 UTC
Wiese Peter GEVP - Chief Financial Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000019 · primary_doc.xml · nonDerivative · entry 1

Wiese Peter G · CIK 0001750749 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,090

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:02 UTC Amendment Exercise / conversionRestricted Stock Unit · Derivative 1,398 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000018 · primary_doc.xml · derivative · entry 3

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,951

Underlying: Common Stock · 1,398 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Amended form 4 to update Table II section 1 from Common Stock to Restricted Stock Unit.

F3 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on 30-day average closing price of Issuers common stock).

F3 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on 30-day average closing price of Issuers common stock).

F3 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on 30-day average closing price of Issuers common stock).

Read SEC document
May 27, 2021 Filed Jun 1, 2021 19:34 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,398 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000017 · primary_doc.xml · derivative · entry 2

Vogel Kimberley H · CIK 0001804400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,951

Underlying: Common Stock · 1,398 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

F2 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

F2 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

Read SEC document
May 27, 2021 Filed Jun 1, 2021 19:30 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,398 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000016 · primary_doc.xml · derivative · entry 2

MCGRAW THOMAS C · CIK 0001225403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,951

Underlying: Common Stock · 1,398 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

F2 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

F2 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

Read SEC document
May 27, 2021 Filed Jun 1, 2021 19:30 UTC Exercise / conversionCommon Stock 1,553 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-21-000016 · primary_doc.xml · nonDerivative · entry 1

MCGRAW THOMAS C · CIK 0001225403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

Read SEC document
May 27, 2021 Filed Jun 1, 2021 19:23 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,398 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000015 · primary_doc.xml · derivative · entry 2

Mariani Martin · CIK 0001301818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,951

Underlying: Common Stock · 1,398 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

F2 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

F2 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

Read SEC document
May 27, 2021 Filed Jun 1, 2021 19:19 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,398 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000014 · primary_doc.xml · derivative · entry 7

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,951

Underlying: Common Stock · 1,398 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

F4 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

F4 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

Read SEC document
May 27, 2021 Filed Jun 1, 2021 19:09 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,398 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000013 · primary_doc.xml · derivative · entry 2

Kane Margaret L · CIK 0001804875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,951

Underlying: Common Stock · 1,398 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

F2 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

F2 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

Read SEC document
May 27, 2021 Filed Jun 1, 2021 19:04 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,398 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000012 · primary_doc.xml · derivative · entry 2

Hasbrook John S A · CIK 0001293098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,951

Underlying: Common Stock · 1,398 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

F2 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

F2 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

Read SEC document
May 27, 2021 Filed Jun 1, 2021 19:00 UTC
Giese Cory WDirector
Exercise / conversionRestricted Stock Unit · Derivative 1,398 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000011 · primary_doc.xml · derivative · entry 3

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,951

Underlying: Common Stock · 1,398 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

F3 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

F3 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

Read SEC document
May 27, 2021 Filed Jun 1, 2021 18:54 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,398 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000010 · primary_doc.xml · derivative · entry 2

Garen Kirsten E · CIK 0001804874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,951

Underlying: Common Stock · 1,398 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

F2 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

F2 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

Read SEC document
May 27, 2021 Filed Jun 1, 2021 18:48 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,398 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000009 · primary_doc.xml · derivative · entry 2

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,951

Underlying: Common Stock · 1,398 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

F2 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

F2 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

Read SEC document
May 27, 2021 Filed Jun 1, 2021 18:42 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,398 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000008 · primary_doc.xml · derivative · entry 3

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,951

Underlying: Common Stock · 1,398 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

F3 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

F3 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

Read SEC document
May 27, 2021 Filed Jun 1, 2021 18:30 UTC Exercise / conversionCommon Stock · Derivative 1,398 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000007 · primary_doc.xml · derivative · entry 3

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,951

Underlying: Common Stock · 1,398 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

F3 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

F3 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

Read SEC document
May 27, 2021 Filed Jun 2, 2021 22:19 UTC Amendment
Fleshood JohnEVP - Chief Operating Officer
GrantPerformance Stock Unit · Derivative 3,869 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000029 · primary_doc.xml · derivative · entry 4

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,345

Underlying: Common Stock · 3,869 shares

Expires not disclosed

F3 · derivative.exercise_price: Performance-based restricted stock unit (PSU) grant that cliff vests after three years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F4 · shares: Amended form 4 filing due to incorrect number of shares awarded for RSU and PSU.

F3 · derivative.exercise_date: Performance-based restricted stock unit (PSU) grant that cliff vests after three years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F3 · derivative.expiration_date: Performance-based restricted stock unit (PSU) grant that cliff vests after three years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F4 · derivative.underlying_shares: Amended form 4 filing due to incorrect number of shares awarded for RSU and PSU.

F4 · balance_after: Amended form 4 filing due to incorrect number of shares awarded for RSU and PSU.

Read SEC document
May 27, 2021 Filed Jun 2, 2021 22:19 UTC Amendment
Fleshood JohnEVP - Chief Operating Officer
GrantRestricted Stock Unit · Derivative 3,869 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000029 · primary_doc.xml · derivative · entry 3

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,975

Underlying: Common Stock · 3,869 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit (RSU) award that vests 25% per year over a four-year beginning on May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on the 30-day average closing price of Issuers common stock on May 21, 2021).

F4 · shares: Amended form 4 filing due to incorrect number of shares awarded for RSU and PSU.

F2 · derivative.exercise_date: Restricted Stock Unit (RSU) award that vests 25% per year over a four-year beginning on May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on the 30-day average closing price of Issuers common stock on May 21, 2021).

F2 · derivative.expiration_date: Restricted Stock Unit (RSU) award that vests 25% per year over a four-year beginning on May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on the 30-day average closing price of Issuers common stock on May 21, 2021).

F4 · derivative.underlying_shares: Amended form 4 filing due to incorrect number of shares awarded for RSU and PSU.

F4 · balance_after: Amended form 4 filing due to incorrect number of shares awarded for RSU and PSU.

Read SEC document
May 27, 2021 Filed Jun 2, 2021 22:19 UTC Amendment
Fleshood JohnEVP - Chief Operating Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000029 · primary_doc.xml · nonDerivative · entry 2

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 1,033.41

F1 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 27, 2021 Filed Jun 2, 2021 22:19 UTC Amendment
Fleshood JohnEVP - Chief Operating Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000029 · primary_doc.xml · nonDerivative · entry 1

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,401.22

F1 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 27, 2021 Filed Jun 2, 2021 22:12 UTC Amendment
CARNEY CRAIG BEVP - Chief Credit Officer
GrantPerformance Stock Unit · Derivative 2,795 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000028 · primary_doc.xml · derivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,385

Underlying: Common Stock · 2,795 shares

Expires not disclosed

F3 · derivative.exercise_price: Performance-based restricted stock unit (PSU) grant that cliff vests after three years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F4 · shares: Amended form 4 filing due to incorrect number of shares awarded for RSU and PSU.

F3 · derivative.exercise_date: Performance-based restricted stock unit (PSU) grant that cliff vests after three years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F3 · derivative.expiration_date: Performance-based restricted stock unit (PSU) grant that cliff vests after three years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F4 · derivative.underlying_shares: Amended form 4 filing due to incorrect number of shares awarded for RSU and PSU.

F4 · balance_after: Amended form 4 filing due to incorrect number of shares awarded for RSU and PSU.

Read SEC document
May 27, 2021 Filed Jun 2, 2021 22:12 UTC Amendment
CARNEY CRAIG BEVP - Chief Credit Officer
GrantRestricted Stock Unit · Derivative 2,795 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000028 · primary_doc.xml · derivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,630

Underlying: Common Stock · 2,795 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit (RSU) award that vests 25% per year over a four-year beginning on May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on the 30-day average closing price of Issuers common stock on May 21, 2021).

F4 · shares: Amended form 4 filing due to incorrect number of shares awarded for RSU and PSU.

F2 · derivative.exercise_date: Restricted Stock Unit (RSU) award that vests 25% per year over a four-year beginning on May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on the 30-day average closing price of Issuers common stock on May 21, 2021).

F2 · derivative.expiration_date: Restricted Stock Unit (RSU) award that vests 25% per year over a four-year beginning on May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on the 30-day average closing price of Issuers common stock on May 21, 2021).

F4 · derivative.underlying_shares: Amended form 4 filing due to incorrect number of shares awarded for RSU and PSU.

F4 · balance_after: Amended form 4 filing due to incorrect number of shares awarded for RSU and PSU.

Read SEC document
May 27, 2021 Filed Jun 2, 2021 22:12 UTC Amendment
CARNEY CRAIG BEVP - Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000028 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 143.78

F1 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned

Read SEC document
May 27, 2021 Filed Jun 2, 2021 22:12 UTC Amendment
CARNEY CRAIG BEVP - Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000028 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 17,042.69

F1 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned

Read SEC document
May 27, 2021 Filed Jun 2, 2021 22:12 UTC Amendment
CARNEY CRAIG BEVP - Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000028 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,903

F1 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned

Read SEC document
May 27, 2021 Filed Feb 28, 2022 23:27 UTC
Giem JudiChief Human Resource Officer
OtherPerformance Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000007 · primary_doc.xml · derivative · entry 2

Giem Judi · CIK 0001813483 · Chief Human Resource Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,280

Underlying: Common Stock · 0 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents adjustment of incorrect PSU awards granted 05/27/2021. Incorrect grant of 1,744 PSUs was reported on a Form 4 filed on 06/01/2021; whereas correct grant award was 941 PSUs.

F3 · derivative.exercise_date: Represents adjustment of incorrect PSU awards granted 05/27/2021. Incorrect grant of 1,744 PSUs was reported on a Form 4 filed on 06/01/2021; whereas correct grant award was 941 PSUs.

F3 · derivative.expiration_date: Represents adjustment of incorrect PSU awards granted 05/27/2021. Incorrect grant of 1,744 PSUs was reported on a Form 4 filed on 06/01/2021; whereas correct grant award was 941 PSUs.

F3 · balance_after: Represents adjustment of incorrect PSU awards granted 05/27/2021. Incorrect grant of 1,744 PSUs was reported on a Form 4 filed on 06/01/2021; whereas correct grant award was 941 PSUs.

Read SEC document
May 27, 2021 Filed Feb 28, 2022 23:17 UTC
Gehlmann Gregory ASVP - General Counsel
OtherPerformance Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000006 · primary_doc.xml · derivative · entry 2

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,996

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F3 · derivative.exercise_price: Represents adjustment of incorrect PSU awards granted 05/27/2021. Incorrect grant of 941 PSUs was reported on a Form 4 filed 6/1/21; whereas correct grant award was 1,744 PSUs.

F3 · date: Represents adjustment of incorrect PSU awards granted 05/27/2021. Incorrect grant of 941 PSUs was reported on a Form 4 filed 6/1/21; whereas correct grant award was 1,744 PSUs.

F3 · derivative.exercise_date: Represents adjustment of incorrect PSU awards granted 05/27/2021. Incorrect grant of 941 PSUs was reported on a Form 4 filed 6/1/21; whereas correct grant award was 1,744 PSUs.

F3 · derivative.expiration_date: Represents adjustment of incorrect PSU awards granted 05/27/2021. Incorrect grant of 941 PSUs was reported on a Form 4 filed 6/1/21; whereas correct grant award was 1,744 PSUs.

F3 · derivative.underlying_shares: Represents adjustment of incorrect PSU awards granted 05/27/2021. Incorrect grant of 941 PSUs was reported on a Form 4 filed 6/1/21; whereas correct grant award was 1,744 PSUs.

Read SEC document
May 24, 2021 Filed May 26, 2021 21:31 UTC
Gehlmann Gregory ASVP - General Counsel
Exercise / conversionRestricted Stock Unit · Derivative 232 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000006 · primary_doc.xml · derivative · entry 3

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,540

Underlying: Common Stock · 232 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $47.11 on May 24, 2021.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $47.11 on May 24, 2021.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $47.11 on May 24, 2021.

Read SEC document
May 24, 2021 Filed May 26, 2021 21:31 UTC
Gehlmann Gregory ASVP - General Counsel
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000006 · primary_doc.xml · nonDerivative · entry 2

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 876.79

F2 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned in reporting persons ESOP account as of 12/31/2020.

Read SEC document
May 24, 2021 Filed May 26, 2021 21:31 UTC
Gehlmann Gregory ASVP - General Counsel
Exercise / conversionCommon Stock 232 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-21-000006 · primary_doc.xml · nonDerivative · entry 1

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,816.28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $47.11 on May 24, 2021.

Read SEC document
May 24, 2021 Filed May 26, 2021 21:27 UTC
SMITH RICHARD PDirector · CEO & President
Exercise / conversionRestricted Stock Unit · Derivative 1,136 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000005 · primary_doc.xml · derivative · entry 5

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,478

Underlying: Common Stock · 1,136 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $47.11 on May 24, 2021.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $47.11 on May 24, 2021.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $47.11 on May 24, 2021.

Read SEC document
May 24, 2021 Filed May 26, 2021 21:27 UTC
SMITH RICHARD PDirector · CEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000005 · primary_doc.xml · nonDerivative · entry 4

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 239.6

F4 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned.

Read SEC document
May 24, 2021 Filed May 26, 2021 21:27 UTC
SMITH RICHARD PDirector · CEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000005 · primary_doc.xml · nonDerivative · entry 3

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 36,282.71

F3 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned in reporting persons ESOP account as of 12/31/2020.

Read SEC document
May 24, 2021 Filed May 26, 2021 21:27 UTC
SMITH RICHARD PDirector · CEO & President
Tax withholdingCommon Stock 651 $47.11 $30,668.61
Disclosure

SEC source: 0001620863-21-000005 · primary_doc.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,593

F2 · shares: Reflects shares withheld for taxes.

Read SEC document
May 24, 2021 Filed May 26, 2021 21:27 UTC
SMITH RICHARD PDirector · CEO & President
Exercise / conversionCommon Stock 1,136 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-21-000005 · primary_doc.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $47.11 on May 24, 2021.

Read SEC document
May 24, 2021 Filed May 26, 2021 21:20 UTC
BAILEY DANIEL KEVP - Chief Banking Officer
Exercise / conversionRestricted Stock Unit · Derivative 330 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000004 · primary_doc.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP - Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,932

Underlying: Common Stock · 330 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $47.11 on May 24, 2021.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $47.11 on May 24, 2021.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $47.11 on May 24, 2021.

Read SEC document
May 24, 2021 Filed May 26, 2021 21:20 UTC
BAILEY DANIEL KEVP - Chief Banking Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000004 · primary_doc.xml · nonDerivative · entry 3

BAILEY DANIEL K · CIK 0001403901 · EVP - Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 9,117.33

F3 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned in reporting persons ESOP account as of 12/31/2020.

Read SEC document
May 24, 2021 Filed May 26, 2021 21:20 UTC
BAILEY DANIEL KEVP - Chief Banking Officer
Tax withholdingCommon Stock 189 $47.11 $8,903.79
Disclosure

SEC source: 0001620863-21-000004 · primary_doc.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP - Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,086.52

F2 · shares: Reflects shares withheld for taxes.

Read SEC document
May 24, 2021 Filed May 26, 2021 21:20 UTC
BAILEY DANIEL KEVP - Chief Banking Officer
Exercise / conversionCommon Stock 330 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-21-000004 · primary_doc.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP - Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,275.52

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $47.11 on May 24, 2021.

Read SEC document
May 24, 2021 Filed May 26, 2021 21:15 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
Exercise / conversionRestricted Stock Unit · Derivative 340 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000003 · primary_doc.xml · derivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,835

Underlying: Common Stock · 340 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $47.11 on May 24, 2021.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $47.11 on May 24, 2021.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $47.11 on May 24, 2021.

Read SEC document
May 24, 2021 Filed May 26, 2021 21:15 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000003 · primary_doc.xml · nonDerivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 17,042.69

F4 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned in reporting persons ESOP account as of 12/31/2020.

Read SEC document
May 24, 2021 Filed May 26, 2021 21:15 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000003 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 143.78

F3 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned.

Read SEC document
May 24, 2021 Filed May 26, 2021 21:15 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
Tax withholdingCommon Stock 194 $47.11 $9,139.34
Disclosure

SEC source: 0001620863-21-000003 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,903

F2 · shares: Reflects shares withheld for taxes.

Read SEC document
May 24, 2021 Filed May 26, 2021 21:15 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
Exercise / conversionCommon Stock 340 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-21-000003 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $47.11 on May 24, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.