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TRICO BANCSHARES /

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4626
SEC CIK
0000356171
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655

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 27, 2022 Filed May 27, 2022 21:44 UTC Exercise / conversionCommon Stock 1,430 $45.77 $65,451.10
Disclosure

SEC source: 0001620863-22-000029 · primary_doc.xml · nonDerivative · entry 1

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,065.95

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): 45.77.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 20:19 UTC
Gehlmann Gregory ASVP - General Counsel
Exercise / conversionRestricted Stock Units · Derivative 446 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000043 · primary_doc.xml · derivative · entry 4

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,970

Underlying: Common Stock · 446 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 27, 2021 based on closing price of $45.77 on May 27, 2022.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 27, 2021 based on closing price of $45.77 on May 27, 2022.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 27, 2021 based on closing price of $45.77 on May 27, 2022.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 20:19 UTC
Gehlmann Gregory ASVP - General Counsel
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000043 · primary_doc.xml · nonDerivative · entry 3

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 957.68

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting person's ESOP account as of 12/31/2021.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 20:19 UTC
Gehlmann Gregory ASVP - General Counsel
Tax withholdingCommon Stock 138 $45.77 $6,316.26
Disclosure

SEC source: 0001620863-22-000043 · primary_doc.xml · nonDerivative · entry 2

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,756.03

F2 · shares: Shares withheld to pay taxes.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 20:19 UTC
Gehlmann Gregory ASVP - General Counsel
Exercise / conversionCommon Stock 446 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-22-000043 · primary_doc.xml · nonDerivative · entry 1

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,894.03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 27, 2021 based on closing price of $45.77 on May 27, 2022.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 16:49 UTC
SMITH RICHARD PDirector · CEO & President
Exercise / conversionRestricted Stock Units · Derivative 2,156 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000042 · primary_doc.xml · derivative · entry 6

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,445

Underlying: Common Stock · 2,156 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 27, 2021 based on closing price of $45.77 on May 27, 2022.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 27, 2021 based on closing price of $45.77 on May 27, 2022.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 27, 2021 based on closing price of $45.77 on May 27, 2022.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 16:49 UTC
SMITH RICHARD PDirector · CEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000042 · primary_doc.xml · nonDerivative · entry 5

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · ESOP Trustee

Disclosed balance after: 1,061,313

F5 · kind: Reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 16:49 UTC
SMITH RICHARD PDirector · CEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000042 · primary_doc.xml · nonDerivative · entry 4

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 245.22

F4 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 16:49 UTC
SMITH RICHARD PDirector · CEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000042 · primary_doc.xml · nonDerivative · entry 3

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 36,364.83

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 16:49 UTC
SMITH RICHARD PDirector · CEO & President
Tax withholdingCommon Stock 1,236 $45.77 $56,571.72
Disclosure

SEC source: 0001620863-22-000042 · primary_doc.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,518

F2 · shares: Reflects shares withheld to pay taxes.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 16:49 UTC
SMITH RICHARD PDirector · CEO & President
Exercise / conversionCommon Stock 2,156 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-22-000042 · primary_doc.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 27, 2021 based on closing price of $45.77 on May 27, 2022.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 16:38 UTC
Wiese Peter GEVP - CFO
Exercise / conversionRestricted Stock Units · Derivative 1,055 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000041 · primary_doc.xml · derivative · entry 5

Wiese Peter G · CIK 0001750749 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,204

Underlying: Common Stock · 1,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 27, 2021 based on closing price of $45.77 on May 27, 2022.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 27, 2021 based on closing price of $45.77 on May 27, 2022.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 27, 2021 based on closing price of $45.77 on May 27, 2022.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 16:38 UTC
Wiese Peter GEVP - CFO
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000041 · primary_doc.xml · nonDerivative · entry 4

Wiese Peter G · CIK 0001750749 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 456.02

F4 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 16:38 UTC
Wiese Peter GEVP - CFO
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000041 · primary_doc.xml · nonDerivative · entry 3

Wiese Peter G · CIK 0001750749 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Wiese Family Trust

Disclosed balance after: 2,700

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 16:38 UTC
Wiese Peter GEVP - CFO
Tax withholdingCommon Stock 230 $45.77 $10,527.10
Disclosure

SEC source: 0001620863-22-000041 · primary_doc.xml · nonDerivative · entry 2

Wiese Peter G · CIK 0001750749 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,750

F2 · shares: Reflects shares withheld to pay taxes.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 16:38 UTC
Wiese Peter GEVP - CFO
Exercise / conversionCommon Stock 1,055 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-22-000041 · primary_doc.xml · nonDerivative · entry 1

Wiese Peter G · CIK 0001750749 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 27, 2021 based on closing price of $45.77 on May 27, 2022.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 16:30 UTC
Giem JudiChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 241 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000040 · primary_doc.xml · derivative · entry 4

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,066

Underlying: Common Stock · 241 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 27, 2021 based on closing price of $45.77 on May 27, 2022.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 27, 2021 based on closing price of $45.77 on May 27, 2022.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 27, 2021 based on closing price of $45.77 on May 27, 2022.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 16:30 UTC
Giem JudiChief Human Resources Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000040 · primary_doc.xml · nonDerivative · entry 3

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 71

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 16:30 UTC
Giem JudiChief Human Resources Officer
Tax withholdingCommon Stock 138 $45.77 $6,316.26
Disclosure

SEC source: 0001620863-22-000040 · primary_doc.xml · nonDerivative · entry 2

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253

F2 · shares: Reflects shares withheld to pay taxes.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 16:30 UTC
Giem JudiChief Human Resources Officer
Exercise / conversionCommon Stock 241 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-22-000040 · primary_doc.xml · nonDerivative · entry 1

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 27, 2021 based on closing price of $45.77 on May 27, 2022.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 16:22 UTC
Fleshood JohnEVP & COO
Exercise / conversionRestricted Stock Units · Derivative 990 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000039 · primary_doc.xml · derivative · entry 4

Fleshood John · CIK 0001336439 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,402

Underlying: Common Stock · 990 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 27, 2021 based on closing price of $45.77 on May 27, 2022.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 27, 2021 based on closing price of $45.77 on May 27, 2022.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 27, 2021 based on closing price of $45.77 on May 27, 2022.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 16:22 UTC
Fleshood JohnEVP & COO
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000039 · primary_doc.xml · nonDerivative · entry 3

Fleshood John · CIK 0001336439 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 1,115.52

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 16:22 UTC
Fleshood JohnEVP & COO
Tax withholdingCommon Stock 518 $45.77 $23,708.86
Disclosure

SEC source: 0001620863-22-000039 · primary_doc.xml · nonDerivative · entry 2

Fleshood John · CIK 0001336439 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,676.18

F2 · shares: Reflects shares withheld to pay taxes.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 16:22 UTC
Fleshood JohnEVP & COO
Exercise / conversionCommon Stock 990 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-22-000039 · primary_doc.xml · nonDerivative · entry 1

Fleshood John · CIK 0001336439 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,194.18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 27, 2021 based on closing price of $45.77 on May 27, 2022.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 16:13 UTC
BAILEY DANIEL KEVP Retail Banking
Exercise / conversionRestricted Stock Units · Derivative 714 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000038 · primary_doc.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,627

Underlying: Common Stock · 714 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 27, 2021 based on closing price of $45.77 on May 27, 2022.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 27, 2021 based on closing price of $45.77 on May 27, 2022.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 27, 2021 based on closing price of $45.77 on May 27, 2022.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 16:13 UTC
BAILEY DANIEL KEVP Retail Banking
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000038 · primary_doc.xml · nonDerivative · entry 3

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 9,199.45

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 16:13 UTC
BAILEY DANIEL KEVP Retail Banking
Tax withholdingCommon Stock 409 $45.77 $18,719.93
Disclosure

SEC source: 0001620863-22-000038 · primary_doc.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,851.4

F2 · shares: Shares withheld to pay taxes.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 16:13 UTC
BAILEY DANIEL KEVP Retail Banking
Exercise / conversionCommon Stock 714 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-22-000038 · primary_doc.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,260.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 27, 2021 based on closing price of $45.77 on May 27, 2022.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 16:06 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 714 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000037 · primary_doc.xml · derivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,558

Underlying: Common Stock · 714 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 27, 2021 based on closing price of $45.77 on May 27, 2022.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 27, 2021 based on closing price of $45.77 on May 27, 2022.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 27, 2021 based on closing price of $45.77 on May 27, 2022.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 16:06 UTC
CARNEY CRAIG BEVP Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000037 · primary_doc.xml · nonDerivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 147.16

F4 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 16:06 UTC
CARNEY CRAIG BEVP Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000037 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 17,124.81

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 16:06 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Tax withholdingCommon Stock 409 $45.77 $18,719.93
Disclosure

SEC source: 0001620863-22-000037 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,684

F2 · shares: Reflects shares withheld to pay taxes.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 16:06 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Exercise / conversionCommon Stock 714 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-22-000037 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 27, 2021 based on closing price of $45.77 on May 27, 2022.

Read SEC document
May 19, 2022 Filed May 23, 2022 21:27 UTC GrantRestricted Stock Unit · Derivative 1,820 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000027 · primary_doc.xml · derivative · entry 1

MCGRAW THOMAS C · CIK 0001225403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,250

Underlying: Common Stock · 1,820 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/19/2023. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/19/2023. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/19/2023. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.83 (based on the 30-day average closing price of Issuers common stock).

Read SEC document
May 19, 2022 Filed May 23, 2022 21:21 UTC GrantRestricted Stock Unit · Derivative 1,820 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000026 · primary_doc.xml · derivative · entry 1

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,250

Underlying: Common Stock · 1,820 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/19/2023. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/19/2023. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/19/2023. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.83 (based on the 30-day average closing price of Issuers common stock).

Read SEC document
May 19, 2022 Filed May 23, 2022 21:18 UTC GrantRestricted Stock Unit · Derivative 1,820 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000025 · primary_doc.xml · derivative · entry 1

Mariani Martin · CIK 0001301818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,250

Underlying: Common Stock · 1,820 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/19/2023. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/19/2023. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/19/2023. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.83 (based on the 30-day average closing price of Issuers common stock).

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May 19, 2022 Filed May 23, 2022 21:16 UTC GrantRestricted Stock Unit · Derivative 1,820 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000024 · primary_doc.xml · derivative · entry 1

Kane Margaret L · CIK 0001804875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,250

Underlying: Common Stock · 1,820 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/19/2023. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/19/2023. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/19/2023. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.83 (based on the 30-day average closing price of Issuers common stock).

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May 19, 2022 Filed May 23, 2022 21:13 UTC GrantRestricted Stock Unit · Derivative 1,820 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000023 · primary_doc.xml · derivative · entry 1

Garen Kirsten E · CIK 0001804874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,250

Underlying: Common Stock · 1,820 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/19/2023. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/19/2023. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/19/2023. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.83 (based on the 30-day average closing price of Issuers common stock).

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May 19, 2022 Filed May 23, 2022 21:11 UTC GrantRestricted Stock Unit · Derivative 1,820 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000022 · primary_doc.xml · derivative · entry 1

Vogel Kimberley H · CIK 0001804400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,250

Underlying: Common Stock · 1,820 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/19/2023. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/19/2023. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/19/2023. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.83 (based on the 30-day average closing price of Issuers common stock).

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May 19, 2022 Filed May 23, 2022 21:08 UTC
Nakamura JonDirector
GrantRestricted Stock Unit · Derivative 1,820 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000021 · primary_doc.xml · derivative · entry 1

Nakamura Jon · CIK 0001907186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,820

Underlying: Common Stock · 1,820 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/19/2023. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/19/2023. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/19/2023. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.83 (based on the 30-day average closing price of Issuers common stock).

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May 19, 2022 Filed May 23, 2022 21:04 UTC GrantRestricted Stock Unit · Derivative 1,820 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000020 · primary_doc.xml · derivative · entry 1

Hasbrook John S A · CIK 0001293098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,250

Underlying: Common Stock · 1,820 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/19/2023. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/19/2023. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/19/2023. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.83 (based on the 30-day average closing price of Issuers common stock).

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May 19, 2022 Filed May 23, 2022 21:02 UTC GrantRestricted Stock Unit · Derivative 1,820 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000019 · primary_doc.xml · derivative · entry 1

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,250

Underlying: Common Stock · 1,820 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/19/2023. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/19/2023. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/19/2023. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.83 (based on the 30-day average closing price of Issuers common stock).

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May 19, 2022 Filed May 23, 2022 20:58 UTC
Giese Cory WDirector
GrantRestricted Stock Unit · Derivative 1,820 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000018 · primary_doc.xml · derivative · entry 1

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,250

Underlying: Common Stock · 1,820 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/19/2023. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/19/2023. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/19/2023. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.83 (based on the 30-day average closing price of Issuers common stock).

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May 19, 2022 Filed May 23, 2022 20:56 UTC GrantRestricted Stock Unit · Derivative 1,820 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000017 · primary_doc.xml · derivative · entry 1

Leggio Anthony L. · CIK 0001441799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,820

Underlying: Common Stock · 1,820 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/19/2023. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/19/2023. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/19/2023. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.83 (based on the 30-day average closing price of Issuers common stock).

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May 19, 2022 Filed May 23, 2022 20:49 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,430 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000016 · primary_doc.xml · derivative · entry 2

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,430 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted May 27, 2021. Price per share on vesting date (May 19, 2022): $42.29

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted May 27, 2021. Price per share on vesting date (May 19, 2022): $42.29

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted May 27, 2021. Price per share on vesting date (May 19, 2022): $42.29

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May 19, 2022 Filed May 23, 2022 20:49 UTC Exercise / conversionCommon Stock 1,430 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-22-000016 · primary_doc.xml · nonDerivative · entry 1

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted May 27, 2021. Price per share on vesting date (May 19, 2022): $42.29

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May 19, 2022 Filed May 23, 2022 20:46 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,430 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000015 · primary_doc.xml · derivative · entry 3

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,430 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted May 27, 2021. Price per share on vesting date (May 19, 2022): $42.29

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted May 27, 2021. Price per share on vesting date (May 19, 2022): $42.29

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted May 27, 2021. Price per share on vesting date (May 19, 2022): $42.29

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May 19, 2022 Filed May 23, 2022 20:46 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000015 · primary_doc.xml · nonDerivative · entry 2

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 927.96

F2 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned.

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May 19, 2022 Filed May 23, 2022 20:46 UTC Exercise / conversionCommon Stock 1,430 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-22-000015 · primary_doc.xml · nonDerivative · entry 1

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,853.34

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted May 27, 2021. Price per share on vesting date (May 19, 2022): $42.29

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May 17, 2022 Filed May 19, 2022 22:33 UTC
Giese Cory WDirector
SaleCommon Stock 2,500 $42.00 $105,000.00
Disclosure

SEC source: 0001620863-22-000014 · primary_doc.xml · nonDerivative · entry 2

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 41,848

F1 · kind: Spouse received 43,848 gifted shares on 1/28/2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.