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Nasdaq · USD

SYNA

SYNAPTICS Inc

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Tapewire entity
4089
SEC CIK
0000817720
Parsed reports
568

Last 12 months

Inside the activity.

0 purchase rows · 58 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202508
Jan 202605
Feb 202603
Mar 202601
Apr 202606
May 202609
Jun 202602
Jul 202608
Aug 2026012
Sep 202604
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 31, 2016 Filed Nov 1, 2016 23:41 UTC
Barber Kevin DSee Remarks
SaleCommon Stock 200 $52.58 $10,515.00
Disclosure

SEC source: 0001209191-16-147737 · doc4.xml · nonDerivative · entry 6

Barber Kevin D · CIK 0001215708 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,900

F6 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 18, 2016.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.57 to $52.58, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 23:41 UTC
Barber Kevin DSee Remarks
SaleCommon Stock 7,693 $52.12 $400,976.85
Disclosure

SEC source: 0001209191-16-147737 · doc4.xml · nonDerivative · entry 5

Barber Kevin D · CIK 0001215708 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,100

F6 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 18, 2016.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.49 to $52.47, inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 23:41 UTC
Barber Kevin DSee Remarks
Tax withholdingCommon Stock 537 $52.12 $27,988.44
Disclosure

SEC source: 0001209191-16-147737 · doc4.xml · nonDerivative · entry 4

Barber Kevin D · CIK 0001215708 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,793

F5 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of performance-based market stock units.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 23:41 UTC
Barber Kevin DSee Remarks
GrantCommon Stock 1,429 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147737 · doc4.xml · nonDerivative · entry 3

Barber Kevin D · CIK 0001215708 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,330

F4 · shares: Reflects shares released October 31, 2016 in connection with the vesting of performance-based market stock units granted on October 28, 2013.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 23:41 UTC
Barber Kevin DSee Remarks
Tax withholdingCommon Stock 751 $52.12 $39,142.12
Disclosure

SEC source: 0001209191-16-147737 · doc4.xml · nonDerivative · entry 2

Barber Kevin D · CIK 0001215708 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,901

F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of deferred stock units.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 23:39 UTC
Deutsch ScottSVP of Worldwide Sales
Tax withholdingCommon Stock 313 $52.12 $16,313.56
Disclosure

SEC source: 0001209191-16-147735 · doc4.xml · nonDerivative · entry 4

Deutsch Scott · CIK 0001548131 · SVP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,358

F5 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of performance-based market stock units.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 23:39 UTC
Deutsch ScottSVP of Worldwide Sales
GrantCommon Stock 835 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147735 · doc4.xml · nonDerivative · entry 3

Deutsch Scott · CIK 0001548131 · SVP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,671

F4 · shares: Reflects shares released October 31, 2016 in connection with the vesting of performance-based market stock units granted on October 28, 2013.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 23:39 UTC
Deutsch ScottSVP of Worldwide Sales
Tax withholdingCommon Stock 751 $52.12 $39,142.12
Disclosure

SEC source: 0001209191-16-147735 · doc4.xml · nonDerivative · entry 2

Deutsch Scott · CIK 0001548131 · SVP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,836

F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of deferred stock units.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 23:35 UTC
Bergman RickDirector · President and CEO
Tax withholdingCommon Stock 2,764 $52.12 $144,059.68
Disclosure

SEC source: 0001209191-16-147733 · doc4.xml · nonDerivative · entry 4

Bergman Rick · CIK 0001321224 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,346

F4 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of performance-based market stock units.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 23:35 UTC
Bergman RickDirector · President and CEO
GrantCommon Stock 4,994 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147733 · doc4.xml · nonDerivative · entry 3

Bergman Rick · CIK 0001321224 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,110

F3 · shares: Reflects shares released October 31, 2016 in connection with the vesting of performance-based market stock units granted on October 28, 2013.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 23:35 UTC
Bergman RickDirector · President and CEO
Tax withholdingCommon Stock 3,875 $52.12 $201,965.00
Disclosure

SEC source: 0001209191-16-147733 · doc4.xml · nonDerivative · entry 2

Bergman Rick · CIK 0001321224 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,116

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of deferred stock units.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 23:37 UTC
McFarland JohnSVP, General Counsel & Sec.
Tax withholdingCommon Stock 735 $52.12 $38,308.20
Disclosure

SEC source: 0001209191-16-147734 · doc4.xml · nonDerivative · entry 2

McFarland John · CIK 0001486742 · SVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,887

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of deferred stock units.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 23:34 UTC Tax withholdingCommon Stock 937 $52.12 $48,836.44
Disclosure

SEC source: 0001209191-16-147732 · doc4.xml · nonDerivative · entry 2

Verhoeven Huibert J. · CIK 0001617917 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,536

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of deferred stock units.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 23:31 UTC
Ali WajidSenior VP and CFO
Tax withholdingCommon Stock 946 $52.12 $49,305.52
Disclosure

SEC source: 0001209191-16-147731 · doc4.xml · nonDerivative · entry 2

Ali Wajid · CIK 0001561100 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,492

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of deferred stock units.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 23:29 UTC
Wong Hing ChungSVP of Worldwide Operations
Tax withholdingCommon Stock 418 $52.12 $21,786.16
Disclosure

SEC source: 0001209191-16-147730 · doc4.xml · nonDerivative · entry 4

Wong Hing Chung · CIK 0001378687 · SVP of Worldwide Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,428

F5 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of performance-based market stock units.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 23:29 UTC
Wong Hing ChungSVP of Worldwide Operations
GrantCommon Stock 1,114 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147730 · doc4.xml · nonDerivative · entry 3

Wong Hing Chung · CIK 0001378687 · SVP of Worldwide Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,846

F4 · shares: Reflects shares released October 31, 2016 in connection with the vesting of performance-based market stock units granted on October 28, 2013.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 23:29 UTC
Wong Hing ChungSVP of Worldwide Operations
Tax withholdingCommon Stock 751 $52.12 $39,142.12
Disclosure

SEC source: 0001209191-16-147730 · doc4.xml · nonDerivative · entry 2

Wong Hing Chung · CIK 0001378687 · SVP of Worldwide Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,732

F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of deferred stock units.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 22:08 UTC GrantDirector Stock Option (Right to Buy) · Derivative 2,900 $0.00 Strike: $52.57 $0.00
Disclosure

SEC source: 0001209191-16-147709 · doc4.xml · derivative · entry 3

SANQUINI RICHARD L · CIK 0001228342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900

Underlying: Common Stock · 2,900 shares

Expires 2023-10-28

F5 · derivative.exercise_date: 1/12th of the total number of shares subject to the option shall vest and become exercisable on the 28th day of each month until fully vested on October 28, 2017.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 22:08 UTC GrantCommon Stock 380 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-147709 · doc4.xml · nonDerivative · entry 2

SANQUINI RICHARD L · CIK 0001228342 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 7,556

F2 · price: The shares were issued to the reporting person representing a portion of the director's annual retainer fee.

F3 · balance_after: Includes 420 shares previously reported as being held directly.

F4 · ownership.nature: The shares are held by the reporting person as Trustee of the Sanquini 2002 Living Trust, dated January 22, 2002.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 22:08 UTC GrantCommon Stock 2,304 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147709 · doc4.xml · nonDerivative · entry 1

SANQUINI RICHARD L · CIK 0001228342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,312

F1 · shares: 25% of the total number of deferred stock units shall vest and be delivered on January 31, 2017, April 30, 2017, July 31, 2017, and October 31, 2017.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 23:41 UTC
Barber Kevin DSee Remarks
GrantEmployee Stock Option (Right to Buy) · Derivative 5,150 $0.00 Strike: $52.57 $0.00
Disclosure

SEC source: 0001209191-16-147737 · doc4.xml · derivative · entry 8

Barber Kevin D · CIK 0001215708 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,150

Underlying: Common Stock · 5,150 shares

Expires 2023-10-28

F9 · derivative.exercise_date: 33% of the total number of shares subject to the option shall vest and become exercisable one year following the vesting commencement date of 10/28/2016, with the remaining 2/3rds vesting quarterly until fully vested on October 28, 2019.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 23:41 UTC
Barber Kevin DSee Remarks
GrantCommon Stock 8,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147737 · doc4.xml · nonDerivative · entry 1

Barber Kevin D · CIK 0001215708 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,652

F1 · shares: One-third of the total number of deferred stock units shall vest on each anniversary following the vesting commencement date of 10/31/2016, until fully vested on 10/31/2019.

F2 · balance_after: Includes 248 shares acquired under the Issuer's employee stock purchase plan in November 2015 and 171 shares acquired under the Issuer's employee stock purchase plan in May 2016.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 23:39 UTC
Deutsch ScottSVP of Worldwide Sales
GrantEmployee Stock Option (Right to Buy) · Derivative 4,575 $0.00 Strike: $52.57 $0.00
Disclosure

SEC source: 0001209191-16-147735 · doc4.xml · derivative · entry 5

Deutsch Scott · CIK 0001548131 · SVP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,575

Underlying: Common Stock · 4,575 shares

Expires 2023-10-28

F6 · derivative.exercise_date: 33% of the total number of shares subject to the option shall vest and become exercisable one year following the vesting commencement date of 10/28/2016, with the remaining 2/3rds vesting quarterly until fully vested on October 28, 2019.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 23:39 UTC
Deutsch ScottSVP of Worldwide Sales
GrantCommon Stock 7,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147735 · doc4.xml · nonDerivative · entry 1

Deutsch Scott · CIK 0001548131 · SVP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,587

F1 · shares: One-third of the total number of deferred stock units shall vest on each anniversary following the vesting commencement date of 10/31/2016, until fully vested on 10/31/2019.

F2 · balance_after: Includes 189 shares acquired under the Issuer's employee stock purchase plan in May 2016.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 23:35 UTC
Bergman RickDirector · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 17,925 $0.00 Strike: $52.57 $0.00
Disclosure

SEC source: 0001209191-16-147733 · doc4.xml · derivative · entry 5

Bergman Rick · CIK 0001321224 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,925

Underlying: Common Stock · 17,925 shares

Expires 2023-10-28

F5 · derivative.exercise_date: 33% of the total number of shares subject to the option shall vest and become exercisable one year following the vesting commencement date of 10/28/2016, with the remaining 2/3rds vesting quarterly until fully vested on October 28, 2019.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 23:35 UTC
Bergman RickDirector · President and CEO
GrantCommon Stock 28,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147733 · doc4.xml · nonDerivative · entry 1

Bergman Rick · CIK 0001321224 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,991

F1 · shares: One-third of the total number of deferred stock units shall vest on each anniversary following the vesting commencement date of 10/31/2016, until fully vested on 10/31/2019.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 23:37 UTC
McFarland JohnSVP, General Counsel & Sec.
GrantEmployee Stock Option (Right to Buy) · Derivative 3,575 $0.00 Strike: $52.57 $0.00
Disclosure

SEC source: 0001209191-16-147734 · doc4.xml · derivative · entry 3

McFarland John · CIK 0001486742 · SVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,575

Underlying: Common Stock · 3,575 shares

Expires 2023-10-28

F3 · derivative.exercise_date: 33% of the total number of shares subject to the option shall vest and become exercisable one year following the vesting commencement date of 10/28/2016, with the remaining 2/3rds vesting quarterly until fully vested on October 28, 2019.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 23:37 UTC
McFarland JohnSVP, General Counsel & Sec.
GrantCommon Stock 5,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147734 · doc4.xml · nonDerivative · entry 1

McFarland John · CIK 0001486742 · SVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,622

F1 · shares: One-third of the total number of deferred stock units shall vest on each anniversary following the vesting commencement date of 10/31/2016, until fully vested on 10/31/2019.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 23:34 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 4,575 $0.00 Strike: $52.57 $0.00
Disclosure

SEC source: 0001209191-16-147732 · doc4.xml · derivative · entry 3

Verhoeven Huibert J. · CIK 0001617917 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,575

Underlying: Common Stock · 4,575 shares

Expires 2023-10-28

F3 · derivative.exercise_date: 33% of the total number of shares subject to the option shall vest and become exercisable one year following the vesting commencement date of 10/28/2016, with the remaining 2/3rds vesting quarterly until fully vested on October 28, 2019.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 23:34 UTC GrantCommon Stock 7,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147732 · doc4.xml · nonDerivative · entry 1

Verhoeven Huibert J. · CIK 0001617917 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,473

F1 · shares: One-third of the total number of deferred stock units shall vest on each anniversary following the vesting commencement date of 10/31/2016, until fully vested on 10/31/2019.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 23:31 UTC
Ali WajidSenior VP and CFO
GrantEmployee Stock Option (Right to Buy) · Derivative 6,875 $0.00 Strike: $52.57 $0.00
Disclosure

SEC source: 0001209191-16-147731 · doc4.xml · derivative · entry 3

Ali Wajid · CIK 0001561100 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,875

Underlying: Common Stock · 6,875 shares

Expires 2023-10-28

F3 · derivative.exercise_date: 33% of the total number of shares subject to the option shall vest and become exercisable one year following the vesting commencement date of 10/28/2016, with the remaining 2/3rds vesting quarterly until fully vested on October 28, 2019.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 23:31 UTC
Ali WajidSenior VP and CFO
GrantCommon Stock 10,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147731 · doc4.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,438

F1 · shares: One-third of the total number of deferred stock units shall vest on each anniversary following the vesting commencement date of 10/31/2016, until fully vested on 10/31/2019.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 22:10 UTC
Whims JamesDirector
GrantDirector Stock Option (Right to Buy) · Derivative 2,900 $0.00 Strike: $52.57 $0.00
Disclosure

SEC source: 0001209191-16-147710 · doc4.xml · derivative · entry 2

WHIMS JAMES L · CIK 0001216815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900

Underlying: Common Stock · 2,900 shares

Expires 2023-10-28

F2 · derivative.exercise_date: 1/12th of the total number of shares subject to the option shall vest and become exercisable on the 28th day of each month until fully vested on October 28, 2017.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 22:10 UTC
Whims JamesDirector
GrantCommon Stock 2,304 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147710 · doc4.xml · nonDerivative · entry 1

WHIMS JAMES L · CIK 0001216815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,041

F1 · shares: 25% of the total number of deferred stock units shall vest and be delivered on January 31, 2017, April 30, 2017, July 31, 2017, and October 31, 2017.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 23:29 UTC
Wong Hing ChungSVP of Worldwide Operations
GrantEmployee Stock Option (Right to Buy) · Derivative 5,150 $0.00 Strike: $52.57 $0.00
Disclosure

SEC source: 0001209191-16-147730 · doc4.xml · derivative · entry 5

Wong Hing Chung · CIK 0001378687 · SVP of Worldwide Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,150

Underlying: Common Stock · 5,150 shares

Expires 2023-10-28

F6 · derivative.exercise_date: 33% of the total number of shares subject to the option shall vest and become exercisable one year following the vesting commencement date of 10/28/2016, with the remaining 2/3rds vesting quarterly until fully vested on October 28, 2019.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 23:29 UTC
Wong Hing ChungSVP of Worldwide Operations
GrantCommon Stock 8,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147730 · doc4.xml · nonDerivative · entry 1

Wong Hing Chung · CIK 0001378687 · SVP of Worldwide Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,483

F1 · shares: One-third of the total number of deferred stock units shall vest on each anniversary following the vesting commencement date of 10/31/2016, until fully vested on 10/31/2019.

F2 · balance_after: Includes 93 shares acquired under the Issuer's employee stock purchase plan in November 2015 and 332 shares acquired under the Issuer's employee stock purchase plan in May 2016.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 22:06 UTC GrantDirector Stock Option (Right to Buy) · Derivative 2,900 $0.00 Strike: $52.57 $0.00
Disclosure

SEC source: 0001209191-16-147708 · doc4.xml · derivative · entry 3

LEE FRANCIS F · CIK 0001225992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900

Underlying: Common Stock · 2,900 shares

Expires 2023-10-28

F4 · derivative.exercise_date: 1/12th of the total number of shares subject to the option shall vest and become exercisable on the 28th day of each month until fully vested on October 28, 2017.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 22:06 UTC GrantCommon Stock 2,304 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147708 · doc4.xml · nonDerivative · entry 1

LEE FRANCIS F · CIK 0001225992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,310

F1 · shares: 25% of the total number of deferred stock units shall vest and be delivered on January 31, 2017, April 30, 2017, July 31, 2017, and October 31, 2017.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 22:04 UTC GrantDirector Stock Option (Right to Buy) · Derivative 2,900 $0.00 Strike: $52.57 $0.00
Disclosure

SEC source: 0001209191-16-147707 · doc4.xml · derivative · entry 3

KNITTEL RUSSELL J · CIK 0001225977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900

Underlying: Common Stock · 2,900 shares

Expires 2023-10-28

F4 · derivative.exercise_date: 1/12th of the total number of shares subject to the option shall vest and become exercisable on the 28th day of each month until fully vested on October 28, 2017.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 22:04 UTC GrantCommon Stock 2,304 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147707 · doc4.xml · nonDerivative · entry 1

KNITTEL RUSSELL J · CIK 0001225977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,304

F1 · shares: 25% of the total number of deferred stock units shall vest and be delivered on January 31, 2017, April 30, 2017, July 31, 2017, and October 31, 2017.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 22:02 UTC GrantDirector Stock Option (Right to Buy) · Derivative 2,900 $0.00 Strike: $52.57 $0.00
Disclosure

SEC source: 0001209191-16-147705 · doc4.xml · derivative · entry 2

GEESLIN KEITH · CIK 0001196198 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900

Underlying: Common Stock · 2,900 shares

Expires 2023-10-28

F2 · derivative.exercise_date: 1/12th of the total number of shares subject to the option shall vest and become exercisable on the 28th day of each month until fully vested on October 28, 2017.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 22:02 UTC GrantCommon Stock 2,304 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147705 · doc4.xml · nonDerivative · entry 1

GEESLIN KEITH · CIK 0001196198 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,353

F1 · shares: 25% of the total number of deferred stock units shall vest and be delivered on January 31, 2017, April 30, 2017, July 31, 2017, and October 31, 2017.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 22:00 UTC
Chan NelsonDirector
GrantDirector Stock Option (Right to Buy) · Derivative 2,900 $0.00 Strike: $52.57 $0.00
Disclosure

SEC source: 0001209191-16-147704 · doc4.xml · derivative · entry 2

CHAN NELSON C · CIK 0001242653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900

Underlying: Common Stock · 2,900 shares

Expires 2023-10-28

F2 · derivative.exercise_date: 1/12th of the total number of shares subject to the option shall vest and become exercisable on the 28th day of each month until fully vested on October 28, 2017.

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October 28, 2016 Filed Nov 1, 2016 22:00 UTC
Chan NelsonDirector
GrantCommon Stock 2,304 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147704 · doc4.xml · nonDerivative · entry 1

CHAN NELSON C · CIK 0001242653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,853

F1 · shares: 25% of the total number of deferred stock units shall vest and be delivered on January 31, 2017, April 30, 2017, July 31, 2017, and October 31, 2017.

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October 28, 2016 Filed Nov 1, 2016 21:51 UTC GrantDirector Stock Option (Right to Buy) · Derivative 2,900 $0.00 Strike: $52.57 $0.00
Disclosure

SEC source: 0001209191-16-147698 · doc4.xml · derivative · entry 2

BUCHANAN JEFFREY D · CIK 0001247555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900

Underlying: Common Stock · 2,900 shares

Expires 2023-10-28

F2 · derivative.exercise_date: 1/12th of the total number of shares subject to the option shall vest and become exercisable on the 28th day of each month until fully vested on October 28, 2017.

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October 28, 2016 Filed Nov 1, 2016 21:51 UTC GrantCommon Stock 2,304 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147698 · doc4.xml · nonDerivative · entry 1

BUCHANAN JEFFREY D · CIK 0001247555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,791

F1 · shares: 25% of the total number of deferred stock units shall vest and be delivered on January 31, 2017, April 30, 2017, July 31, 2017, and October 31, 2017.

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October 06, 2016 Filed Oct 7, 2016 20:10 UTC
McFarland JohnSVP, General Counsel & Sec.
SaleCommon Stock 1,526 $65.00 $99,190.00
Disclosure

SEC source: 0001209191-16-145387 · doc4.xml · nonDerivative · entry 3

McFarland John · CIK 0001486742 · SVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,922

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated May 13, 2016.

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October 05, 2016 Filed Oct 7, 2016 20:10 UTC
McFarland JohnSVP, General Counsel & Sec.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 278 $0.00 Strike: $46.08 $0.00
Disclosure

SEC source: 0001209191-16-145387 · doc4.xml · derivative · entry 4

McFarland John · CIK 0001486742 · SVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279

Underlying: Common Stock · 278 shares

Expires 2020-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One-third of the total number of shares subject to the option vested and became exercisable on November 4, 2014, and 1/36th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 4th day of each month thereafter until fully vested on November 4, 2016.

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October 05, 2016 Filed Oct 7, 2016 20:10 UTC
McFarland JohnSVP, General Counsel & Sec.
SaleCommon Stock 278 $60.00 $16,680.00
Disclosure

SEC source: 0001209191-16-145387 · doc4.xml · nonDerivative · entry 2

McFarland John · CIK 0001486742 · SVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,448

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated May 13, 2016.

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October 05, 2016 Filed Oct 7, 2016 20:10 UTC
McFarland JohnSVP, General Counsel & Sec.
Exercise / conversionCommon Stock 278 $46.08 $12,810.24
Disclosure

SEC source: 0001209191-16-145387 · doc4.xml · nonDerivative · entry 1

McFarland John · CIK 0001486742 · SVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.