Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADVANCED MICRO DEVICES INCAMD · Entity 2796 | EVP, Computing & Graphics | February 09, 2023 | February 13, 2023 |
| SYNAPTICS IncSYNA · Entity 4089 | Director · President and CEO | January 31, 2019 | February 04, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADVANCED MICRO DEVICES INC
Report date February 09, 2023 · Filed February 13, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 155,232 |
Reported balance
After 2023-02-09 transaction · row 1
1 source rowRow 1 · 2023-02-09 · Sale · Disposed 3,000 · Balance 155,232 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2022.
SYNAPTICS Inc
Report date January 31, 2019 · Filed February 04, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 158,280 |
Ending reported balance
After 2019-01-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-01-31 · Grant · Acquired 15,419 · Balance 166,351 F1: Reflects shares released in connection with the vesting of performance-based market stock units granted on October 31, 2017. Row 2 · 2019-01-31 · Tax withholding · Disposed 8,071 · Balance 158,280 F2: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of performance-based market stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares released in connection with the vesting of performance-based market stock units granted on October 31, 2017.
F2: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of performance-based market stock units.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MAXWELL TECHNOLOGIES INC
Report date May 16, 2019 · Filed May 16, 2019
Section 16 reporting ended · disclosed 2019-05-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-05-16 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2019-05-16 · Exercise / conversion · Acquired 19,785 · Balance 83,025 F1: These units do not carry a conversion price. Row 2 · 2019-05-16 · Exercise / conversion · Acquired 2,797 · Balance 85,822 F1: These units do not carry a conversion price. Row 3 · 2019-05-16 · Exercise / conversion · Acquired 2,882 · Balance 88,704 F1: These units do not carry a conversion price. Row 4 · 2019-05-16 · Exercise / conversion · Acquired 2,886 · Balance 91,590 F1: These units do not carry a conversion price. Row 5 · 2019-05-16 · Exercise / conversion · Acquired 2,866 · Balance 94,456 F1: These units do not carry a conversion price. Row 6 · 2019-05-16 · Exercise / conversion · Acquired 1,770 · Balance 96,226 F1: These units do not carry a conversion price. Row 7 · 2019-05-16 · Other · Disposed 96,226 · Balance 0 F2: Pursuant to the Agreement and Plan of Merger, dated as of February 3, 2019 (the "Merger Agreement"), by and among Tesla, inc. ("Tesla"), Cambria Acquisition Corp. and the Issuer, each share of common stock was tendered in exchange for 0.0193 of a share of Tesla common stock, together with cash in lieu of any fractional shares of Tesla common stock. Upon consummation of the tender offer, the Reporting Person received Transaction Consideration of 1,857 shares of Tesla common stock and $39.79 in lieu of fractional shares of Tesla common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-05-16 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-05-16 · Exercise / conversion · Disposed 19,785 · Balance 0 F3: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F4: This RSU represents the holder's annual non-employee director award, which vests in full in connection with a change of control, which is triggered by the execution of the Merger Agreement. F5: These units do not expire. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-05-16 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-05-16 · Exercise / conversion · Disposed 2,797 · Balance 0 F3: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F6: These RSUs are fully vested upon grant and have been awarded in lieu of cash consideration for non-employee director fees, per the reporting person's election. Shares are being delivered to the reporting in connection with a change of control, which is triggered by the execution of the Merger Agreement. F5: These units do not expire. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-05-16 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-05-16 · Exercise / conversion · Disposed 2,882 · Balance 0 F3: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F6: These RSUs are fully vested upon grant and have been awarded in lieu of cash consideration for non-employee director fees, per the reporting person's election. Shares are being delivered to the reporting in connection with a change of control, which is triggered by the execution of the Merger Agreement. F5: These units do not expire. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-05-16 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2019-05-16 · Exercise / conversion · Disposed 2,886 · Balance 0 F3: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F6: These RSUs are fully vested upon grant and have been awarded in lieu of cash consideration for non-employee director fees, per the reporting person's election. Shares are being delivered to the reporting in connection with a change of control, which is triggered by the execution of the Merger Agreement. F5: These units do not expire. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-05-16 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2019-05-16 · Exercise / conversion · Disposed 2,866 · Balance 0 F3: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F6: These RSUs are fully vested upon grant and have been awarded in lieu of cash consideration for non-employee director fees, per the reporting person's election. Shares are being delivered to the reporting in connection with a change of control, which is triggered by the execution of the Merger Agreement. F5: These units do not expire. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-05-16 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2019-05-16 · Exercise / conversion · Disposed 1,770 · Balance 0 F3: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F6: These RSUs are fully vested upon grant and have been awarded in lieu of cash consideration for non-employee director fees, per the reporting person's election. Shares are being delivered to the reporting in connection with a change of control, which is triggered by the execution of the Merger Agreement. F5: These units do not expire. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.37 · Expires 2028-05-15 | Direct | 0 |
Reported balance
After 2019-05-16 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2019-05-16 · Disposition to issuer · Disposed 5,000 · Balance 0 F7: Option becomes exercisable on the earlier of: (1) May 20, 2019 or (2) the Company's 2019 annual meeting date; as long as the holder remains in service to the Company. In connection with the consummation of the merger, the option was fully vested and cancelled, subject to a 90 day exercise window. The option was assumed by Tesla in the merger and replaced with an option to purchase 96 shares of Tesla Common Stock with an exercise price of $278.24 per share. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.53 · Expires 2027-05-22 | Direct | 0 |
Reported balance
After 2019-05-16 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2019-05-16 · Disposition to issuer · Disposed 5,000 · Balance 0 F8: Option vested in full on May 20, 2018. In connection with the consummation of the merger, the option was cancelled, subject to a 90 day exercise window. The option was assumed by Tesla in the merger and replaced with an option to purchase 96 shares of Tesla Common Stock with an exercise price of $286.53 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: These units do not carry a conversion price.
F2: Pursuant to the Agreement and Plan of Merger, dated as of February 3, 2019 (the "Merger Agreement"), by and among Tesla, inc. ("Tesla"), Cambria Acquisition Corp. and the Issuer, each share of common stock was tendered in exchange for 0.0193 of a share of Tesla common stock, together with cash in lieu of any fractional shares of Tesla common stock. Upon consummation of the tender offer, the Reporting Person received Transaction Consideration of 1,857 shares of Tesla common stock and $39.79 in lieu of fractional shares of Tesla common stock.
F3: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock.
F4: This RSU represents the holder's annual non-employee director award, which vests in full in connection with a change of control, which is triggered by the execution of the Merger Agreement.
F5: These units do not expire.
F6: These RSUs are fully vested upon grant and have been awarded in lieu of cash consideration for non-employee director fees, per the reporting person's election. Shares are being delivered to the reporting in connection with a change of control, which is triggered by the execution of the Merger Agreement.
F7: Option becomes exercisable on the earlier of: (1) May 20, 2019 or (2) the Company's 2019 annual meeting date; as long as the holder remains in service to the Company. In connection with the consummation of the merger, the option was fully vested and cancelled, subject to a 90 day exercise window. The option was assumed by Tesla in the merger and replaced with an option to purchase 96 shares of Tesla Common Stock with an exercise price of $278.24 per share.
F8: Option vested in full on May 20, 2018. In connection with the consummation of the merger, the option was cancelled, subject to a 90 day exercise window. The option was assumed by Tesla in the merger and replaced with an option to purchase 96 shares of Tesla Common Stock with an exercise price of $286.53 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 09, 2023 Filed Feb 13, 2023 21:14 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | SaleCommon Stock | 3,000 | $85.88 | $257,640.00 |
DisclosureSEC source: 0000002488-23-000022 · wf-form4_167632283242640.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,232 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2022. Read SEC document |
| November 14, 2022 Filed Nov 16, 2022 21:07 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | SaleCommon Stock | 3,000 | $75.22 | $225,660.00 |
DisclosureSEC source: 0000002488-22-000175 · wf-form4_166863284931507.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,232 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2022. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 20:11 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | SaleCommon Stock | 3,000 | $92.39 | $277,170.00 |
DisclosureSEC source: 0000002488-22-000159 · wf-form4_166145824073614.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,232 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2022. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 22:14 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionPerformance Stock Units · Derivative | 96,897 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-22-000151 · wf-form4_166086084427698.xml · derivative · entry 3 Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 96,897 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PRSU") represents a contingent right to receive one share of AMD's common stock. F2 · derivative.exercise_date: Reflects shares issued in settlement of PRSUs earned and vested under PRSU award granted on August 9, 2019. F2 · derivative.expiration_date: Reflects shares issued in settlement of PRSUs earned and vested under PRSU award granted on August 9, 2019. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 22:14 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Tax withholdingCommon Stock | 48,042 | $100.20 | $4,813,808.40 |
DisclosureSEC source: 0000002488-22-000151 · wf-form4_166086084427698.xml · nonDerivative · entry 2 Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,232 Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 22:14 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 96,897 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-22-000151 · wf-form4_166086084427698.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,274 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 22:11 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantStock Option Grant · Derivative | 26,207 | $0.00 Strike: $95.54 | $0.00 |
DisclosureSEC source: 0000002488-22-000143 · wf-form4_166025587806429.xml · derivative · entry 9 Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,207 Underlying: Common Stock · 26,207 shares Expires 2029-08-09 F9 · derivative.exercise_date: The options vest 1/4 on each of August 9, 2023, 2024, 2025 and 2026. Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 22:11 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantRSU Award · Derivative | 12,165 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-22-000143 · wf-form4_166025587806429.xml · derivative · entry 8 Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,165 Underlying: Common Stock · 12,165 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of AMD's common stock. F8 · derivative.exercise_date: The RSUs vest 1/4 on each of August 9, 2023, 2024, 2025 and 2026. F8 · derivative.expiration_date: The RSUs vest 1/4 on each of August 9, 2023, 2024, 2025 and 2026. Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 22:11 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantPRSU Award · Derivative | 24,330 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-22-000143 · wf-form4_166025587806429.xml · derivative · entry 7 Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,330 Underlying: Common Stock · 24,330 shares Expires not disclosed F6 · derivative.exercise_price: Between 0% and 250% of the target number of performance stock units ("PRSU") may be earned depending on (a) the return on AMD's stock price relative to the return on the S&P 500 Index over the performance period that begins August 9, 2022 and ends on August 9, 2025, (b) the absolute return on AMD's stock price over the performance period, and (c) the percentage (if any) by which AMD's 2024 fiscal year non-GAAP earnings per share exceeds AMDs 2022 fiscal year target non-GAAP earnings per share. Vesting of any earned PRSUs is generally subject to the Reporting Person's continued employment and/or service with AMD through August 9, 2025 (or the one-year anniversary of a change in control, if earlier). F7 · derivative.exercise_date: The actual number of PRSUs that may be earned, if at all, will be determined by the Compensation and Leadership Resources Committee ("Compensation Committee") based on AMD's actual performance with respect to the performance vesting conditions described in footnote 6, above. Earned and vested PRSUs will generally be settled on the later of August 15, 2025 or the date following the Compensation Committee's determination of performance. F7 · derivative.expiration_date: The actual number of PRSUs that may be earned, if at all, will be determined by the Compensation and Leadership Resources Committee ("Compensation Committee") based on AMD's actual performance with respect to the performance vesting conditions described in footnote 6, above. Earned and vested PRSUs will generally be settled on the later of August 15, 2025 or the date following the Compensation Committee's determination of performance. Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 22:11 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 2,957 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-22-000143 · wf-form4_166025587806429.xml · derivative · entry 6 Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,917 Underlying: Common Stock · 2,957 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of AMD's common stock. F5 · derivative.exercise_date: The RSUs vest 1/3 on each of August 9, 2022, 2023 and 2024. F5 · derivative.expiration_date: The RSUs vest 1/3 on each of August 9, 2022, 2023 and 2024. Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 22:11 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 3,557 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-22-000143 · wf-form4_166025587806429.xml · derivative · entry 5 Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,558 Underlying: Common Stock · 3,557 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of AMD's common stock. F4 · derivative.exercise_date: The RSUs vest 1/3 on each of August 9, 2021, 2022 and 2023. F4 · derivative.expiration_date: The RSUs vest 1/3 on each of August 9, 2021, 2022 and 2023. Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 22:11 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 41,352 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-22-000143 · wf-form4_166025587806429.xml · derivative · entry 4 Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 41,352 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of AMD's common stock. F3 · derivative.exercise_date: The RSUs vest 1/3 on each of August 9, 2020, 2021 and 2022. F3 · derivative.expiration_date: The RSUs vest 1/3 on each of August 9, 2020, 2021 and 2022. Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 22:11 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 6,461 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-22-000143 · wf-form4_166025587806429.xml · derivative · entry 3 Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,461 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of AMD's common stock. F3 · derivative.exercise_date: The RSUs vest 1/3 on each of August 9, 2020, 2021 and 2022. F3 · derivative.expiration_date: The RSUs vest 1/3 on each of August 9, 2020, 2021 and 2022. Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 22:11 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Tax withholdingCommon Stock | 26,938 | $95.54 | $2,573,656.52 |
DisclosureSEC source: 0000002488-22-000143 · wf-form4_166025587806429.xml · nonDerivative · entry 2 Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,377 F1 · shares: The shares are withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the release of restricted stock units ("RSU"). Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 22:11 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 54,327 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-22-000143 · wf-form4_166025587806429.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,315 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2022 Filed May 19, 2022 20:13 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | SaleCommon Stock | 2,000 | $97.94 | $195,880.00 |
DisclosureSEC source: 0000002488-22-000083 · wf-form4_165299116645295.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,988 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2021. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:41 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | SaleCommon Stock | 2,000 | $117.12 | $234,240.00 |
DisclosureSEC source: 0000002488-22-000048 · wf-form4_164513405107909.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,988 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2020. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 21:16 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | SaleCommon Stock | 2,000 | $154.00 | $308,000.00 |
DisclosureSEC source: 0000002488-21-000187 · wf-form4_163675177160629.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,988 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2020. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:13 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | SaleCommon Stock | 2,000 | $109.43 | $218,860.00 |
DisclosureSEC source: 0000002488-21-000156 · wf-form4_163000881058284.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,988 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2020. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 20:18 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantStock Option Grant · Derivative | 20,720 | $0.00 Strike: $107.58 | $0.00 |
DisclosureSEC source: 0000002488-21-000128 · wf-form4_162871310111306.xml · derivative · entry 8 Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,720 Underlying: Common Stock · 20,720 shares Expires 2028-08-09 F7 · derivative.exercise_date: The options vest 1/3 on each of August 9, 2022, 2023 and 2024. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 20:18 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantRSU Award · Derivative | 8,874 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-21-000128 · wf-form4_162871310111306.xml · derivative · entry 7 Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,874 Underlying: Common Stock · 8,874 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMD's common stock. F6 · derivative.exercise_date: The RSUs vest 1/3 on each of August 9, 2022, 2023 and 2024. F6 · derivative.expiration_date: The RSUs vest 1/3 on each of August 9, 2022, 2023 and 2024. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 20:18 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantPRSU Award · Derivative | 17,749 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-21-000128 · wf-form4_162871310111306.xml · derivative · entry 6 Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,749 Underlying: Common Stock · 17,749 shares Expires not disclosed F4 · derivative.exercise_price: Between 0% and 250% of the target number of PRSUs may be earned depending on (a) the return on AMD's stock price relative to the return on the S&P 500 Index over the performance period that begins August 9, 2021 and ends on August 9, 2024, (b) the absolute return on AMD's stock price over the performance period, and (c) the percentage (if any) by which AMD's 2023 fiscal year non-GAAP earnings per share exceeds AMDs 2021 fiscal year non-GAAP earnings per share. Vesting of any earned PRSUs is generally subject to the Reporting Person's continued employment and/or service with AMD through August 9, 2024 (or the one-year anniversary of a change in control, if earlier). F5 · derivative.exercise_date: The actual number of PRSUs that may be earned, if at all, will be determined by the Compensation and Leadership Resources Committee ("Compensation Committee") based on AMD's actual performance with respect to the performance vesting conditions described in footnote 4, above. Earned and vested PRSUs will generally be settled on the later of August 15, 2024 or the date following the Compensation Committee's determination of performance. F5 · derivative.expiration_date: The actual number of PRSUs that may be earned, if at all, will be determined by the Compensation and Leadership Resources Committee ("Compensation Committee") based on AMD's actual performance with respect to the performance vesting conditions described in footnote 4, above. Earned and vested PRSUs will generally be settled on the later of August 15, 2024 or the date following the Compensation Committee's determination of performance. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 20:18 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 3,556 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-21-000128 · wf-form4_162871310111306.xml · derivative · entry 5 Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,115 Underlying: Common Stock · 3,556 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMD's common stock. F3 · derivative.exercise_date: The RSUs vest 1/3 on each of August 9, 2021, 2022 and 2023. F3 · derivative.expiration_date: The RSUs vest 1/3 on each of August 9, 2021, 2022 and 2023. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 20:18 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 41,340 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-21-000128 · wf-form4_162871310111306.xml · derivative · entry 4 Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,352 Underlying: Common Stock · 41,340 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMD's common stock. F2 · derivative.exercise_date: The RSUs vest 1/3 on each of August 9, 2020, 2021 and 2022. F2 · derivative.expiration_date: The RSUs vest 1/3 on each of August 9, 2020, 2021 and 2022. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 20:18 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 6,459 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-21-000128 · wf-form4_162871310111306.xml · derivative · entry 3 Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,461 Underlying: Common Stock · 6,459 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMD's common stock. F2 · derivative.exercise_date: The RSUs vest 1/3 on each of August 9, 2020, 2021 and 2022. F2 · derivative.expiration_date: The RSUs vest 1/3 on each of August 9, 2020, 2021 and 2022. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 20:18 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Tax withholdingCommon Stock | 25,258 | $107.58 | $2,717,255.64 |
DisclosureSEC source: 0000002488-21-000128 · wf-form4_162871310111306.xml · nonDerivative · entry 2 Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,988 Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 20:18 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 51,355 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-21-000128 · wf-form4_162871310111306.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,246 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:19 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | SaleCommon Stock | 2,000 | $81.97 | $163,940.00 |
DisclosureSEC source: 0000002488-21-000060 · wf-form4_162024595481779.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,891 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2020. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 21:12 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | SaleCommon Stock | 2,000 | $88.29 | $176,580.00 |
DisclosureSEC source: 0000002488-21-000023 · wf-form4_161281874807546.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,891 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2020. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 21:16 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | SaleCommon Stock | 2,000 | $74.88 | $149,760.00 |
DisclosureSEC source: 0000002488-20-000166 · wf-form4_160461083129390.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,891 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2020. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 20:16 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | SaleCommon Stock | 2,000 | $83.34 | $166,680.00 |
DisclosureSEC source: 0000002488-20-000144 · wf-form4_159855934525799.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,891 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2020. Read SEC document |
| August 09, 2020 Filed Aug 11, 2020 20:46 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantStock Option Grant · Derivative | 23,527 | $0.00 Strike: $84.85 | $0.00 |
DisclosureSEC source: 0000002488-20-000126 · wf-form4_159717875252607.xml · derivative · entry 7 Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,527 Underlying: Common Stock · 23,527 shares Expires 2027-08-09 F7 · derivative.exercise_date: The options vest 1/3 on each of August 9, 2021, 2022 and 2023. Read SEC document |
| August 09, 2020 Filed Aug 11, 2020 20:46 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantRSU Award · Derivative | 10,671 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-20-000126 · wf-form4_159717875252607.xml · derivative · entry 6 Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,671 Underlying: Common Stock · 10,671 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of AMD's common stock. F6 · derivative.exercise_date: The RSUs vest 1/3 on each of August 9, 2021, 2022 and 2023. F6 · derivative.expiration_date: The RSUs vest 1/3 on each of August 9, 2021, 2022 and 2023. Read SEC document |
| August 09, 2020 Filed Aug 11, 2020 20:46 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantPRSU Award · Derivative | 21,343 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-20-000126 · wf-form4_159717875252607.xml · derivative · entry 5 Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,343 Underlying: Common Stock · 21,343 shares Expires not disclosed F4 · derivative.exercise_price: Between 0% and 250% of the target number of PRSUs may be earned depending on (a) the return on AMD's stock price relative to the return on the S&P 500 Index over the performance period that begins August 9, 2020 and ends on August 9, 2023, (b) the absolute return on AMD's stock price over the performance period, and (c) AMD's non-GAAP earnings per share growth from its 2020 to 2022 fiscal years. Vesting of any earned PRSUs is generally subject to the Reporting Person's continued employment and/or service with AMD through August 9, 2023 (or the one-year anniversary of a change in control, if earlier). F5 · derivative.exercise_date: The actual number of PRSUs that may be earned, if at all, will be determined by the Compensation and Leadership Resources Committee ("Compensation Committee") based on AMD's actual performance with respect to the performance vesting conditions described in footnote 4, above. Earned and vested PRSUs will generally be settled on the later of August 16, 2023 or the date following the Compensation Committee's determination of performance. F5 · derivative.expiration_date: The actual number of PRSUs that may be earned, if at all, will be determined by the Compensation and Leadership Resources Committee ("Compensation Committee") based on AMD's actual performance with respect to the performance vesting conditions described in footnote 4, above. Earned and vested PRSUs will generally be settled on the later of August 16, 2023 or the date following the Compensation Committee's determination of performance. Read SEC document |
| August 09, 2020 Filed Aug 11, 2020 20:46 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 41,339 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-20-000126 · wf-form4_159717875252607.xml · derivative · entry 4 Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,692 Underlying: Common Stock · 41,339 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of AMD's common stock. F3 · derivative.exercise_date: The RSUs vest 1/3 on each of August 9, 2020, 2021 and 2022. F3 · derivative.expiration_date: The RSUs vest 1/3 on each of August 9, 2020, 2021 and 2022. Read SEC document |
| August 09, 2020 Filed Aug 11, 2020 20:46 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 6,459 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-20-000126 · wf-form4_159717875252607.xml · derivative · entry 3 Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,920 Underlying: Common Stock · 6,459 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of AMD's common stock. F3 · derivative.exercise_date: The RSUs vest 1/3 on each of August 9, 2020, 2021 and 2022. F3 · derivative.expiration_date: The RSUs vest 1/3 on each of August 9, 2020, 2021 and 2022. Read SEC document |
| August 09, 2020 Filed Aug 11, 2020 20:46 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Tax withholdingCommon Stock | 22,252 | $84.85 | $1,888,082.20 |
DisclosureSEC source: 0000002488-20-000126 · wf-form4_159717875252607.xml · nonDerivative · entry 2 Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,891 F1 · shares: The shares are withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the release of restricted stock units ("RSU"). Read SEC document |
| August 09, 2020 Filed Aug 11, 2020 20:46 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 47,798 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-20-000126 · wf-form4_159717875252607.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,143 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2019 Filed Aug 13, 2019 20:53 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantStock Option Grant · Derivative | 48,220 | $0.00 Strike: $34.19 | $0.00 |
DisclosureSEC source: 0000002488-19-000134 · wf-form4_156572960649933.xml · derivative · entry 4 Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,220 Underlying: Common Stock · 48,220 shares Expires 2026-08-09 F5 · derivative.exercise_date: The options vest 1/3 on each of August 9, 2020, 2021 and 2022. Read SEC document |
| August 09, 2019 Filed Aug 13, 2019 20:53 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantRSU Award · Derivative | 124,031 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-19-000134 · wf-form4_156572960649933.xml · derivative · entry 3 Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,031 Underlying: Common Stock · 124,031 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMD's common stock. F4 · derivative.exercise_date: The RSUs vest 1/3 on each of August 9, 2020, 2021 and 2022. F4 · derivative.expiration_date: The RSUs vest 1/3 on each of August 9, 2020, 2021 and 2022. Read SEC document |
| August 09, 2019 Filed Aug 13, 2019 20:53 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantRSU Award · Derivative | 19,379 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-19-000134 · wf-form4_156572960649933.xml · derivative · entry 2 Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,379 Underlying: Common Stock · 19,379 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMD's common stock. F4 · derivative.exercise_date: The RSUs vest 1/3 on each of August 9, 2020, 2021 and 2022. F4 · derivative.expiration_date: The RSUs vest 1/3 on each of August 9, 2020, 2021 and 2022. Read SEC document |
| August 09, 2019 Filed Aug 13, 2019 20:53 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantPRSU Award · Derivative | 38,759 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-19-000134 · wf-form4_156572960649933.xml · derivative · entry 1 Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,759 Underlying: Common Stock · 38,759 shares Expires not disclosed F1 · derivative.exercise_price: Between 0% and 250% of the target number of PRSUs may be earned depending on (a) the return on AMD's stock price relative to the return on the S&P 500 Index over the performance period that begins August 9, 2019 and ends on August 9, 2022, (b) the absolute return on AMD's stock price over the performance period, and (c) AMD's non-GAAP earnings per share growth from its 2019 to 2021 fiscal years. Notwithstanding, the maximum number of PRSUs that may be earned is limited to (x) twelve times the target value of the PRSU award, divided by (y) the closing price of AMD's stock on the last day of the performance period. Vesting of any earned PRSUs is generally subject to the Reporting Person's continued employment and/or service with AMD through August 9, 2022 (or the one-year anniversary of a change in control, if earlier). F2 · derivative.exercise_date: The actual number of PRSUs that may be earned, if at all, will be determined by the Compensation and Leadership Resources Committee ("Compensation Committee") based on AMD's actual performance with respect to the performance vesting conditions described in footnote 1, above. Earned and vested PRSUs will generally be settled on the later of August 16, 2022 or the date following the Compensation Committee's determination of performance. F2 · derivative.expiration_date: The actual number of PRSUs that may be earned, if at all, will be determined by the Compensation and Leadership Resources Committee ("Compensation Committee") based on AMD's actual performance with respect to the performance vesting conditions described in footnote 1, above. Earned and vested PRSUs will generally be settled on the later of August 16, 2022 or the date following the Compensation Committee's determination of performance. Read SEC document |
| May 16, 2019 Filed May 16, 2019 16:48 UTC | MAXWELL TECHNOLOGIES INC MXWL · Entity 157477 | Disposition to issuerStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $5.53 | $0.00 |
DisclosureSEC source: 0001209191-19-030426 · doc4.xml · derivative · entry 15 Bergman Rick · CIK 0001321224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2027-05-22 F8 · derivative.exercise_date: Option vested in full on May 20, 2018. In connection with the consummation of the merger, the option was cancelled, subject to a 90 day exercise window. The option was assumed by Tesla in the merger and replaced with an option to purchase 96 shares of Tesla Common Stock with an exercise price of $286.53 per share. Read SEC document |
| May 16, 2019 Filed May 16, 2019 16:48 UTC | MAXWELL TECHNOLOGIES INC MXWL · Entity 157477 | Disposition to issuerStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $5.37 | $0.00 |
DisclosureSEC source: 0001209191-19-030426 · doc4.xml · derivative · entry 14 Bergman Rick · CIK 0001321224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2028-05-15 F7 · derivative.exercise_date: Option becomes exercisable on the earlier of: (1) May 20, 2019 or (2) the Company's 2019 annual meeting date; as long as the holder remains in service to the Company. In connection with the consummation of the merger, the option was fully vested and cancelled, subject to a 90 day exercise window. The option was assumed by Tesla in the merger and replaced with an option to purchase 96 shares of Tesla Common Stock with an exercise price of $278.24 per share. Read SEC document |
| May 16, 2019 Filed May 16, 2019 16:48 UTC | MAXWELL TECHNOLOGIES INC MXWL · Entity 157477 | Exercise / conversionRestricted Stock Units · Derivative | 1,770 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030426 · doc4.xml · derivative · entry 13 Bergman Rick · CIK 0001321224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,770 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F6 · derivative.exercise_date: These RSUs are fully vested upon grant and have been awarded in lieu of cash consideration for non-employee director fees, per the reporting person's election. Shares are being delivered to the reporting in connection with a change of control, which is triggered by the execution of the Merger Agreement. F5 · derivative.expiration_date: These units do not expire. Read SEC document |
| May 16, 2019 Filed May 16, 2019 16:48 UTC | MAXWELL TECHNOLOGIES INC MXWL · Entity 157477 | Exercise / conversionRestricted Stock Units · Derivative | 2,866 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030426 · doc4.xml · derivative · entry 12 Bergman Rick · CIK 0001321224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,866 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F6 · derivative.exercise_date: These RSUs are fully vested upon grant and have been awarded in lieu of cash consideration for non-employee director fees, per the reporting person's election. Shares are being delivered to the reporting in connection with a change of control, which is triggered by the execution of the Merger Agreement. F5 · derivative.expiration_date: These units do not expire. Read SEC document |
| May 16, 2019 Filed May 16, 2019 16:48 UTC | MAXWELL TECHNOLOGIES INC MXWL · Entity 157477 | Exercise / conversionRestricted Stock Units · Derivative | 2,886 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030426 · doc4.xml · derivative · entry 11 Bergman Rick · CIK 0001321224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,886 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F6 · derivative.exercise_date: These RSUs are fully vested upon grant and have been awarded in lieu of cash consideration for non-employee director fees, per the reporting person's election. Shares are being delivered to the reporting in connection with a change of control, which is triggered by the execution of the Merger Agreement. F5 · derivative.expiration_date: These units do not expire. Read SEC document |
| May 16, 2019 Filed May 16, 2019 16:48 UTC | MAXWELL TECHNOLOGIES INC MXWL · Entity 157477 | Exercise / conversionRestricted Stock Units · Derivative | 2,882 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030426 · doc4.xml · derivative · entry 10 Bergman Rick · CIK 0001321224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,882 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F6 · derivative.exercise_date: These RSUs are fully vested upon grant and have been awarded in lieu of cash consideration for non-employee director fees, per the reporting person's election. Shares are being delivered to the reporting in connection with a change of control, which is triggered by the execution of the Merger Agreement. F5 · derivative.expiration_date: These units do not expire. Read SEC document |
| May 16, 2019 Filed May 16, 2019 16:48 UTC | MAXWELL TECHNOLOGIES INC MXWL · Entity 157477 | Exercise / conversionRestricted Stock Units · Derivative | 2,797 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030426 · doc4.xml · derivative · entry 9 Bergman Rick · CIK 0001321224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,797 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F6 · derivative.exercise_date: These RSUs are fully vested upon grant and have been awarded in lieu of cash consideration for non-employee director fees, per the reporting person's election. Shares are being delivered to the reporting in connection with a change of control, which is triggered by the execution of the Merger Agreement. F5 · derivative.expiration_date: These units do not expire. Read SEC document |
| May 16, 2019 Filed May 16, 2019 16:48 UTC | MAXWELL TECHNOLOGIES INC MXWL · Entity 157477 | Exercise / conversionRestricted Stock Units · Derivative | 19,785 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030426 · doc4.xml · derivative · entry 8 Bergman Rick · CIK 0001321224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,785 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: This RSU represents the holder's annual non-employee director award, which vests in full in connection with a change of control, which is triggered by the execution of the Merger Agreement. F5 · derivative.expiration_date: These units do not expire. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.