Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SYNAPTICS IncSYNA · Entity 4089 | See Remarks | November 12, 2018 | November 14, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SYNAPTICS Inc
Report date November 12, 2018 · Filed November 14, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,064 |
Ending reported balance
After 2018-11-12 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2018-11-12 · Sale · Disposed 5,928 · Balance 14,001 F1: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 30, 2018. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.65 to $34.615, inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 2 · 2018-11-12 · Sale · Disposed 5,693 · Balance 8,308 F1: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 30, 2018. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.65 to $35.55, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 3 · 2018-11-12 · Sale · Disposed 1,244 · Balance 7,064 F1: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 30, 2018. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.75 to $36.25, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 30, 2018.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.65 to $34.615, inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.65 to $35.55, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.75 to $36.25, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
INTEVAC INC
Report date March 31, 2025 · Filed April 01, 2025
Section 16 reporting ended · disclosed 2025-04-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2025-03-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-03-31 · Other · Disposed 56,000 · Balance 12,000 F1: Pursuant to the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), by and among Seagate Technology Holdings plc, the Issuer and Irvine Acquisition Holdings, Inc., dated as of February 13, 2025, the reported securities were tendered prior to the Expiration Date (as defined in the Merger Agreement) and disposed of at the Offer Acceptance Time (as defined in the Merger Agreement) in exchange for $4.00 per share, payable in cash at closing, without interest and subject to reduction for any applicable withholding of taxes (the "Offer Consideration"). Row 2 · 2025-03-31 · Disposition to issuer · Disposed 12,000 · Balance 0 F2: At the Effective Time (as defined in the Merger Agreement), pursuant to the Merger Agreement, each restricted stock unit of the Issuer that vested based solely on the continued performance of services and performance metrics (each, a "Company RSU") then outstanding, whether or not vested, was cancelled in exchange for a cash payment equal to (x) the total numbers of shares subject to such Company RSU immediately prior to the Effective Time (without regard to vesting) multiplied by (y) the Offer Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), by and among Seagate Technology Holdings plc, the Issuer and Irvine Acquisition Holdings, Inc., dated as of February 13, 2025, the reported securities were tendered prior to the Expiration Date (as defined in the Merger Agreement) and disposed of at the Offer Acceptance Time (as defined in the Merger Agreement) in exchange for $4.00 per share, payable in cash at closing, without interest and subject to reduction for any applicable withholding of taxes (the "Offer Consideration").
F2: At the Effective Time (as defined in the Merger Agreement), pursuant to the Merger Agreement, each restricted stock unit of the Issuer that vested based solely on the continued performance of services and performance metrics (each, a "Company RSU") then outstanding, whether or not vested, was cancelled in exchange for a cash payment equal to (x) the total numbers of shares subject to such Company RSU immediately prior to the Effective Time (without regard to vesting) multiplied by (y) the Offer Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2025 Filed Apr 1, 2025 16:42 UTC | INTEVAC INC IVAC · Entity 81388 | Disposition to issuerCommon Stock | 12,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-048633 · ownership.xml · nonDerivative · entry 2 Barber Kevin D · CIK 0001215708 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · shares: At the Effective Time (as defined in the Merger Agreement), pursuant to the Merger Agreement, each restricted stock unit of the Issuer that vested based solely on the continued performance of services and performance metrics (each, a "Company RSU") then outstanding, whether or not vested, was cancelled in exchange for a cash payment equal to (x) the total numbers of shares subject to such Company RSU immediately prior to the Effective Time (without regard to vesting) multiplied by (y) the Offer Consideration. F2 · price: At the Effective Time (as defined in the Merger Agreement), pursuant to the Merger Agreement, each restricted stock unit of the Issuer that vested based solely on the continued performance of services and performance metrics (each, a "Company RSU") then outstanding, whether or not vested, was cancelled in exchange for a cash payment equal to (x) the total numbers of shares subject to such Company RSU immediately prior to the Effective Time (without regard to vesting) multiplied by (y) the Offer Consideration. Read SEC document |
| March 31, 2025 Filed Apr 1, 2025 16:42 UTC | INTEVAC INC IVAC · Entity 81388 | OtherCommon Stock | 56,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-048633 · ownership.xml · nonDerivative · entry 1 Barber Kevin D · CIK 0001215708 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,000 F1 · shares: Pursuant to the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), by and among Seagate Technology Holdings plc, the Issuer and Irvine Acquisition Holdings, Inc., dated as of February 13, 2025, the reported securities were tendered prior to the Expiration Date (as defined in the Merger Agreement) and disposed of at the Offer Acceptance Time (as defined in the Merger Agreement) in exchange for $4.00 per share, payable in cash at closing, without interest and subject to reduction for any applicable withholding of taxes (the "Offer Consideration"). F1 · price: Pursuant to the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), by and among Seagate Technology Holdings plc, the Issuer and Irvine Acquisition Holdings, Inc., dated as of February 13, 2025, the reported securities were tendered prior to the Expiration Date (as defined in the Merger Agreement) and disposed of at the Offer Acceptance Time (as defined in the Merger Agreement) in exchange for $4.00 per share, payable in cash at closing, without interest and subject to reduction for any applicable withholding of taxes (the "Offer Consideration"). Read SEC document |
| May 16, 2024 Filed May 17, 2024 09:26 UTC | INTEVAC INC IVAC · Entity 81388 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 10,300 | $4.00 Strike: $4.00 | $41,200.00 |
DisclosureSEC source: 0001806637-24-000011 · edgardoc.xml · derivative · entry 2 Barber Kevin D · CIK 0001215708 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,300 Underlying: Common Stock · 10,300 shares Expires 2031-05-16 F2 · derivative.exercise_date: This Option shall be exercisable, in whole or in part upon the Reporting Person's completion of one year of service measured from the vesting commencement date. Read SEC document |
| May 16, 2024 Filed May 17, 2024 09:26 UTC | INTEVAC INC IVAC · Entity 81388 | GrantCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001806637-24-000011 · edgardoc.xml · nonDerivative · entry 1 Barber Kevin D · CIK 0001215708 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,000 F1 · shares: Each share of IVAC common stock is represented by a restricted stock unit ("RSU"). The RSUs vest upon the Reporting Person's completion of one year of service measured from the vesting commencement date. Read SEC document |
| May 18, 2023 Filed May 19, 2023 12:34 UTC | INTEVAC INC IVAC · Entity 81388 | GrantCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001806637-23-000020 · edgardoc.xml · nonDerivative · entry 1 Barber Kevin D · CIK 0001215708 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,000 F1 · shares: Each share of IVAC common stock is represented by a restricted stock unit ("RSU"). The RSUs vest upon the Reporting Person's completion of one year of service measured from the vesting commencement date. Read SEC document |
| February 17, 2023 Filed Feb 17, 2023 19:28 UTC | INTEVAC INC IVAC · Entity 81388 | PurchaseCommon Stock | 5,000 | $7.43 | $37,150.00 |
DisclosureSEC source: 0001806637-23-000007 · edgardoc.xml · nonDerivative · entry 1 Barber Kevin D · CIK 0001215708 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,000 Read SEC document |
| May 18, 2022 Filed May 19, 2022 13:35 UTC | INTEVAC INC IVAC · Entity 81388 | GrantCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001806637-22-000015 · edgardoc.xml · nonDerivative · entry 1 Barber Kevin D · CIK 0001215708 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,000 F1 · shares: Each share of IVAC common stock is represented by a restricted stock unit ("RSU"). The RSUs vest upon the Reporting Person's completion of one year of service measured from the vesting commencement date. Read SEC document |
| May 20, 2021 Filed May 21, 2021 13:25 UTC | INTEVAC INC IVAC · Entity 81388 | GrantCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001806637-21-000012 · edgardoc.xml · nonDerivative · entry 1 Barber Kevin D · CIK 0001215708 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 F1 · shares: Each share of IVAC common stock is represented by a restricted stock unit ("RSU"). The RSUs vest upon the Reporting Person's completion of one year of service measured from the vesting commencement date. Read SEC document |
| May 15, 2020 Filed May 18, 2020 15:39 UTC | INTEVAC INC IVAC · Entity 81388 | GrantCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001806637-20-000009 · edgardoc.xml · nonDerivative · entry 1 Barber Kevin D · CIK 0001215708 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 F1 · shares: Each share of IVAC common stock is represented by a restricted stock unit ("RSU"). The RSUs vest upon the Reporting Person's completion of one year of service measured from the vesting commencement date. Read SEC document |
| May 15, 2019 Filed May 16, 2019 18:48 UTC | INTEVAC INC IVAC · Entity 81388 | GrantCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001503453-19-000018 · edgardoc.xml · nonDerivative · entry 1 Barber Kevin D · CIK 0001215708 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 F1 · shares: Each share of IVAC common stock is represented by a restricted stock unit ("RSU"). The RSUs vest upon the Reporting Person's completion of one year of service measured from the vesting commencement date. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 00:05 UTC | SYNAPTICS Inc SYNA · Entity 4089 | SaleCommon Stock | 1,244 | $36.10 | $44,910.02 |
DisclosureSEC source: 0001209191-18-058395 · doc4.xml · nonDerivative · entry 3 Barber Kevin D · CIK 0001215708 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,064 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 30, 2018. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.75 to $36.25, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 00:05 UTC | SYNAPTICS Inc SYNA · Entity 4089 | SaleCommon Stock | 5,693 | $35.00 | $199,232.23 |
DisclosureSEC source: 0001209191-18-058395 · doc4.xml · nonDerivative · entry 2 Barber Kevin D · CIK 0001215708 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,308 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 30, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.65 to $35.55, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 00:05 UTC | SYNAPTICS Inc SYNA · Entity 4089 | SaleCommon Stock | 5,928 | $34.10 | $202,119.31 |
DisclosureSEC source: 0001209191-18-058395 · doc4.xml · nonDerivative · entry 1 Barber Kevin D · CIK 0001215708 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,001 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 30, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.65 to $34.615, inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 22:37 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Tax withholdingCommon Stock | 4,632 | $37.54 | $173,885.28 |
DisclosureSEC source: 0001209191-18-057015 · doc4.xml · nonDerivative · entry 1 Barber Kevin D · CIK 0001215708 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,929 F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of deferred stock units. F2 · balance_after: Includes 398 shares acquired under the Issuer's employee stock purchase plan in November 2017 and 310 shares acquired under the Issuer's employee stock purchase plan in May 2018. Read SEC document |
| February 15, 2018 Filed Feb 27, 2018 08:54 UTC | INTEVAC INC IVAC · Entity 81388 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 25,000 | $6.30 Strike: $6.30 | $157,500.00 |
DisclosureSEC source: 0001503453-18-000019 · edgardoc.xml · derivative · entry 1 Barber Kevin D · CIK 0001215708 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2025-02-15 F1 · derivative.exercise_date: The option will vest and become exercisable in two successive equal installments upon the optionee's completion of each year of service over the two-year period measured from the grant date. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 21:57 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantCommon Stock | 12,996 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-058952 · doc4.xml · nonDerivative · entry 2 Barber Kevin D · CIK 0001215708 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,853 F3 · shares: One-third of the total number of deferred stock units shall vest on each anniversary following the vesting commencement date of 10/31/2017, until fully vested on 10/31/2020. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 21:57 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Tax withholdingCommon Stock | 1,778 | $37.12 | $65,999.36 |
DisclosureSEC source: 0001209191-17-058952 · doc4.xml · nonDerivative · entry 1 Barber Kevin D · CIK 0001215708 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,857 F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of deferred stock units. F2 · balance_after: Includes 258 shares acquired under the Issuer's employee stock purchase plan in November 2016 and 178 shares acquired under the Issuer's employee stock purchase plan in May 2017. Read SEC document |
| August 04, 2017 Filed Aug 7, 2017 23:13 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantEmployee Stock Option (Right to Buy) · Derivative | 5,150 | $0.00 Strike: $45.32 | $0.00 |
DisclosureSEC source: 0001209191-17-047982 · doc4.xml · derivative · entry 1 Barber Kevin D · CIK 0001215708 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,150 Underlying: Common Stock · 5,150 shares Expires 2024-08-04 F1 · derivative.exercise_date: 33% of the total number of shares subject to the option shall vest and become exercisable one year following the vesting commencement date of August 4, 2017, with the remaining 2/3rds vesting quarterly until fully vested on August 4, 2020. Read SEC document |
| April 28, 2017 Filed May 2, 2017 21:57 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantEmployee Stock Option (Right to Buy) · Derivative | 5,150 | $0.00 Strike: $54.77 | $0.00 |
DisclosureSEC source: 0001209191-17-029340 · doc4.xml · derivative · entry 1 Barber Kevin D · CIK 0001215708 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,150 Underlying: Common Stock · 5,150 shares Expires 2024-04-28 F1 · derivative.exercise_date: 33% of the total number of shares subject to the option shall vest and become exercisable one year following the vesting commencement date of April 28, 2017, with the remaining 2/3rds vesting quarterly until fully vested on April 28, 2020. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 00:35 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantEmployee Stock Option (Right to Buy) · Derivative | 5,150 | $0.00 Strike: $54.36 | $0.00 |
DisclosureSEC source: 0001209191-17-006244 · doc4.xml · derivative · entry 1 Barber Kevin D · CIK 0001215708 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,150 Underlying: Common Stock · 5,150 shares Expires 2024-01-27 F1 · derivative.exercise_date: 33% of the total number of shares subject to the option shall vest and become exercisable one year following the vesting commencement date of January 27, 2017, with the remaining 2/3rds vesting quarterly until fully vested on January 27, 2020. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 23:38 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,803 | $0.00 Strike: $46.50 | $0.00 |
DisclosureSEC source: 0001209191-16-150308 · doc4.xml · derivative · entry 13 Barber Kevin D · CIK 0001215708 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,803 shares Expires 2020-10-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: 1/12th of the total number of shares subject to the options vested and became exercisable each quarter following the October 28, 2013 grant date until fully vested on October 28, 2016. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 23:38 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,469 | $0.00 Strike: $42.57 | $0.00 |
DisclosureSEC source: 0001209191-16-150308 · doc4.xml · derivative · entry 12 Barber Kevin D · CIK 0001215708 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,469 shares Expires 2020-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 1/36th of the total number of shares subject to the option vested and became exercisable on the 29th day of each month following the April 29, 2013 date of grant until fully vested on April 29, 2016. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 23:38 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,320 | $0.00 Strike: $39.80 | $0.00 |
DisclosureSEC source: 0001209191-16-150308 · doc4.xml · derivative · entry 11 Barber Kevin D · CIK 0001215708 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,320 shares Expires 2020-08-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 1/36th of the total number of shares subject to the option vested and became exercisable on the 5th day of each month following the August 5, 2013 date of grant until fully vested on August 5, 2016. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 23:38 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 980 | $0.00 Strike: $35.76 | $0.00 |
DisclosureSEC source: 0001209191-16-150308 · doc4.xml · derivative · entry 10 Barber Kevin D · CIK 0001215708 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 980 shares Expires 2020-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 1/36th of the total number of shares subject to the option vested and became exercisable on the 28th day of each month following the January 28, 2013 date of grant until fully vested on January 28, 2016. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 23:38 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,425 | $0.00 Strike: $32.53 | $0.00 |
DisclosureSEC source: 0001209191-16-150308 · doc4.xml · derivative · entry 9 Barber Kevin D · CIK 0001215708 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,425 shares Expires 2018-10-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 1/48th of the total number of shares subject to the option vested and became exercisable on the 24th day of each month following the October 24, 2011 date of grant until fully vested on October 24, 2015. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 23:38 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,143 | $0.00 Strike: $23.16 | $0.00 |
DisclosureSEC source: 0001209191-16-150308 · doc4.xml · derivative · entry 8 Barber Kevin D · CIK 0001215708 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,143 shares Expires 2019-10-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 1/36th of the total number of shares subject to the option vested and became exercisable on the 29th day of each month following the October 31, 2012 date of grant until fully vested on October 29, 2015. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 23:38 UTC | SYNAPTICS Inc SYNA · Entity 4089 | SaleCommon Stock | 10,140 | $55.00 | $557,700.00 |
DisclosureSEC source: 0001209191-16-150308 · doc4.xml · nonDerivative · entry 7 Barber Kevin D · CIK 0001215708 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,199 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 18, 2016. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 23:38 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionCommon Stock | 2,803 | $46.50 | $130,339.50 |
DisclosureSEC source: 0001209191-16-150308 · doc4.xml · nonDerivative · entry 6 Barber Kevin D · CIK 0001215708 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,339 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 23:38 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionCommon Stock | 1,469 | $42.57 | $62,535.33 |
DisclosureSEC source: 0001209191-16-150308 · doc4.xml · nonDerivative · entry 5 Barber Kevin D · CIK 0001215708 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,536 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 23:38 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionCommon Stock | 2,320 | $39.80 | $92,336.00 |
DisclosureSEC source: 0001209191-16-150308 · doc4.xml · nonDerivative · entry 4 Barber Kevin D · CIK 0001215708 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 23:38 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionCommon Stock | 980 | $35.76 | $35,044.80 |
DisclosureSEC source: 0001209191-16-150308 · doc4.xml · nonDerivative · entry 3 Barber Kevin D · CIK 0001215708 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 23:38 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionCommon Stock | 1,425 | $32.53 | $46,355.25 |
DisclosureSEC source: 0001209191-16-150308 · doc4.xml · nonDerivative · entry 2 Barber Kevin D · CIK 0001215708 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,767 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 23:38 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionCommon Stock | 1,143 | $23.16 | $26,471.88 |
DisclosureSEC source: 0001209191-16-150308 · doc4.xml · nonDerivative · entry 1 Barber Kevin D · CIK 0001215708 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2016 Filed Nov 1, 2016 23:41 UTC | SYNAPTICS Inc SYNA · Entity 4089 | SaleCommon Stock | 5,701 | $52.31 | $298,219.31 |
DisclosureSEC source: 0001209191-16-147737 · doc4.xml · nonDerivative · entry 7 Barber Kevin D · CIK 0001215708 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,199 F6 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 18, 2016. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 23:41 UTC | SYNAPTICS Inc SYNA · Entity 4089 | SaleCommon Stock | 200 | $52.58 | $10,515.00 |
DisclosureSEC source: 0001209191-16-147737 · doc4.xml · nonDerivative · entry 6 Barber Kevin D · CIK 0001215708 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,900 F6 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 18, 2016. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.57 to $52.58, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 23:41 UTC | SYNAPTICS Inc SYNA · Entity 4089 | SaleCommon Stock | 7,693 | $52.12 | $400,976.85 |
DisclosureSEC source: 0001209191-16-147737 · doc4.xml · nonDerivative · entry 5 Barber Kevin D · CIK 0001215708 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,100 F6 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 18, 2016. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.49 to $52.47, inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 23:41 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Tax withholdingCommon Stock | 537 | $52.12 | $27,988.44 |
DisclosureSEC source: 0001209191-16-147737 · doc4.xml · nonDerivative · entry 4 Barber Kevin D · CIK 0001215708 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,793 F5 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of performance-based market stock units. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 23:41 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantCommon Stock | 1,429 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-147737 · doc4.xml · nonDerivative · entry 3 Barber Kevin D · CIK 0001215708 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,330 F4 · shares: Reflects shares released October 31, 2016 in connection with the vesting of performance-based market stock units granted on October 28, 2013. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 23:41 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Tax withholdingCommon Stock | 751 | $52.12 | $39,142.12 |
DisclosureSEC source: 0001209191-16-147737 · doc4.xml · nonDerivative · entry 2 Barber Kevin D · CIK 0001215708 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,901 F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of deferred stock units. Read SEC document |
| October 28, 2016 Filed Nov 1, 2016 23:41 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantEmployee Stock Option (Right to Buy) · Derivative | 5,150 | $0.00 Strike: $52.57 | $0.00 |
DisclosureSEC source: 0001209191-16-147737 · doc4.xml · derivative · entry 8 Barber Kevin D · CIK 0001215708 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,150 Underlying: Common Stock · 5,150 shares Expires 2023-10-28 F9 · derivative.exercise_date: 33% of the total number of shares subject to the option shall vest and become exercisable one year following the vesting commencement date of 10/28/2016, with the remaining 2/3rds vesting quarterly until fully vested on October 28, 2019. Read SEC document |
| October 28, 2016 Filed Nov 1, 2016 23:41 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantCommon Stock | 8,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-147737 · doc4.xml · nonDerivative · entry 1 Barber Kevin D · CIK 0001215708 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,652 F1 · shares: One-third of the total number of deferred stock units shall vest on each anniversary following the vesting commencement date of 10/31/2016, until fully vested on 10/31/2019. F2 · balance_after: Includes 248 shares acquired under the Issuer's employee stock purchase plan in November 2015 and 171 shares acquired under the Issuer's employee stock purchase plan in May 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.