Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SYNAPTICS IncSYNA · Entity 4089 | Director | October 31, 2019 | November 05, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SYNAPTICS Inc
Report date October 31, 2019 · Filed November 05, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 31,687 |
Reported balance
After 2019-10-31 transaction · row 1
1 source rowRow 1 · 2019-10-31 · Grant · Acquired 4,294 · Balance 31,687 F1: 25% of the total number of deferred stock units shall vest each quarter until fully vested on October 31, 2020, or for a Director not standing for re-election, the date of the Issuer's 2020 Annual Meeting of Stockholders. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 26,274 |
Reported balance
Holding disclosure · report date 2019-10-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 26,274 |
Filing footnotes · ownership attribution and instrument terms
F1: 25% of the total number of deferred stock units shall vest each quarter until fully vested on October 31, 2020, or for a Director not standing for re-election, the date of the Issuer's 2020 Annual Meeting of Stockholders.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ADESTO TECHNOLOGIES Corp
Report date June 29, 2020 · Filed July 01, 2020
Section 16 reporting ended · disclosed 2020-07-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-06-29 transaction · row 1
1 source rowRow 1 · 2020-06-29 · Other · Disposed 27,848 · Balance 0 F1: On February 20, 2020, Adesto Technologies Corporation (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Dialog Semiconductor plc ("Dialog") and Azara Acquisition Corp., a wholly-owned direct or indirect subsidiary of Dialog ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned direct or indirect subsidiary of Dialog. Pursuant to the Merger Agreement all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $12.55 in cash. |
| Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2025-09-28 | Direct | 0 |
Reported balance
After 2020-06-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-06-29 · Disposition to issuer · Disposed 3,030 · Balance 0 F2: Pursuant to the Merger Agreement, at the Effective Time, each Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 20, 2020, Adesto Technologies Corporation (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Dialog Semiconductor plc ("Dialog") and Azara Acquisition Corp., a wholly-owned direct or indirect subsidiary of Dialog ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned direct or indirect subsidiary of Dialog. Pursuant to the Merger Agreement all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $12.55 in cash.
F2: Pursuant to the Merger Agreement, at the Effective Time, each Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 29, 2020 Filed Jul 1, 2020 21:11 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Disposition to issuerDirector Stock Option (right to buy) · Derivative | 3,030 | Not disclosed Strike: $10.00 | Not disclosed |
DisclosureSEC source: 0001209191-20-039971 · doc4.xml · derivative · entry 2 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,030 shares Expires 2025-09-28 F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F2 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. Read SEC document |
| June 29, 2020 Filed Jul 1, 2020 21:11 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | OtherCommon Stock | 27,848 | $12.55 | $349,492.40 |
DisclosureSEC source: 0001209191-20-039971 · doc4.xml · nonDerivative · entry 1 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On February 20, 2020, Adesto Technologies Corporation (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Dialog Semiconductor plc ("Dialog") and Azara Acquisition Corp., a wholly-owned direct or indirect subsidiary of Dialog ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned direct or indirect subsidiary of Dialog. Pursuant to the Merger Agreement all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $12.55 in cash. Read SEC document |
| October 31, 2019 Filed Nov 5, 2019 15:08 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantCommon Stock | 4,294 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-055083 · doc4.xml · nonDerivative · entry 1 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,687 F1 · shares: 25% of the total number of deferred stock units shall vest each quarter until fully vested on October 31, 2020, or for a Director not standing for re-election, the date of the Issuer's 2020 Annual Meeting of Stockholders. Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 18:33 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | GrantCommon Stock | 7,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012984 · doc1.xml · nonDerivative · entry 1 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,848 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. 100% of the RSUs will vest on June 4, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| January 16, 2019 Filed Jan 18, 2019 01:05 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $23.16 | $0.00 |
DisclosureSEC source: 0001209191-19-004427 · doc4.xml · derivative · entry 3 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2019-10-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 1/12th of the total number of shares subject to the option vested and became exercisable on the last day of each month until fully vested on October 31, 2013. Read SEC document |
| January 16, 2019 Filed Jan 18, 2019 01:05 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionCommon Stock | 6,000 | $23.16 | $138,960.00 |
DisclosureSEC source: 0001209191-19-004427 · doc4.xml · nonDerivative · entry 1 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,393 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 23:38 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantCommon Stock | 5,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-058811 · doc4.xml · nonDerivative · entry 1 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,393 F1 · shares: 25% of the total number of deferred stock units shall vest and be delivered on January 31, 2019, April 30, 2019, July 31, 2019, and October 31, 2019. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 22:55 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 28,125 | $0.00 Strike: $24.20 | $0.00 |
DisclosureSEC source: 0001209191-18-039310 · doc4.xml · derivative · entry 7 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,125 shares Expires 2019-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: 25% of the total number of shares subject to the option vested and became exercisable on August 1, 2010, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 1st day of each month thereafter until fully vested on August 1, 2013. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 22:55 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 63,141 | $0.00 Strike: $24.33 | $0.00 |
DisclosureSEC source: 0001209191-18-039310 · doc4.xml · derivative · entry 6 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 63,141 shares Expires 2019-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 26, 2009 vesting commencement date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 26th day of each month thereafter until fully vested on January 26, 2013. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 22:55 UTC | SYNAPTICS Inc SYNA · Entity 4089 | SaleCommon Stock | 32,323 | $54.54 | $1,762,799.45 |
DisclosureSEC source: 0001209191-18-039310 · doc4.xml · nonDerivative · entry 4 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,175 F2 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated February 26, 2018. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.40 to $54.99, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 22:55 UTC | SYNAPTICS Inc SYNA · Entity 4089 | SaleCommon Stock | 158,943 | $54.05 | $8,591,457.24 |
DisclosureSEC source: 0001209191-18-039310 · doc4.xml · nonDerivative · entry 3 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,498 F2 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated February 26, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.40 to $54.38, inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 22:55 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionCommon Stock | 28,125 | $24.20 | $680,625.00 |
DisclosureSEC source: 0001209191-18-039310 · doc4.xml · nonDerivative · entry 2 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 22:55 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionCommon Stock | 63,141 | $24.33 | $1,536,220.53 |
DisclosureSEC source: 0001209191-18-039310 · doc4.xml · nonDerivative · entry 1 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,316 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 69,106 shares previously reported as being held by EF Lee Family 2012 Irr Trust. Read SEC document |
| June 19, 2018 Filed Jul 31, 2018 13:57 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | GrantCommon Stock | 3,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-034495 · form4.xml · nonDerivative · entry 1 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,186 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no considerations. 100% of the RSUs will vest on June 19, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| June 08, 2018 Filed Jun 11, 2018 22:47 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 63,141 | $0.00 Strike: $24.33 | $0.00 |
DisclosureSEC source: 0001209191-18-037094 · doc4.xml · derivative · entry 4 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,141 Underlying: Common Stock · 63,141 shares Expires 2019-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 26, 2009 vesting commencement date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 26th day of each month thereafter until fully vested on January 26, 2013. Read SEC document |
| June 08, 2018 Filed Jun 11, 2018 22:47 UTC | SYNAPTICS Inc SYNA · Entity 4089 | SaleCommon Stock | 89,275 | $45.00 | $4,017,375.00 |
DisclosureSEC source: 0001209191-18-037094 · doc4.xml · nonDerivative · entry 3 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 95,380 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated February 26, 2018. F2 · ownership.nature: The shares are held by EF Lee Family 2012 Irr Trust. Read SEC document |
| June 08, 2018 Filed Jun 11, 2018 22:47 UTC | SYNAPTICS Inc SYNA · Entity 4089 | SaleCommon Stock | 63,141 | $46.00 | $2,904,486.00 |
DisclosureSEC source: 0001209191-18-037094 · doc4.xml · nonDerivative · entry 2 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,069 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated February 26, 2018. Read SEC document |
| June 08, 2018 Filed Jun 11, 2018 22:47 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionCommon Stock | 63,141 | $24.33 | $1,536,220.53 |
DisclosureSEC source: 0001209191-18-037094 · doc4.xml · nonDerivative · entry 1 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,210 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2018 Filed May 21, 2018 21:51 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $24.33 | $0.00 |
DisclosureSEC source: 0001209191-18-032015 · doc4.xml · derivative · entry 4 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,282 Underlying: Common Stock · 20,000 shares Expires 2019-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 26, 2009 vesting commencement date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 26th day of each month thereafter until fully vested on January 26, 2013. Read SEC document |
| May 17, 2018 Filed May 21, 2018 21:51 UTC | SYNAPTICS Inc SYNA · Entity 4089 | SaleCommon Stock | 20,000 | $43.00 | $860,000.00 |
DisclosureSEC source: 0001209191-18-032015 · doc4.xml · nonDerivative · entry 2 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,069 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated February 26, 2018. Read SEC document |
| May 17, 2018 Filed May 21, 2018 21:51 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionCommon Stock | 20,000 | $24.33 | $486,600.00 |
DisclosureSEC source: 0001209191-18-032015 · doc4.xml · nonDerivative · entry 1 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,069 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2018 Filed May 15, 2018 22:57 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,385 | $0.00 Strike: $24.33 | $0.00 |
DisclosureSEC source: 0001209191-18-030329 · doc4.xml · derivative · entry 4 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,282 Underlying: Common Stock · 7,385 shares Expires 2019-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 26, 2009 vesting commencement date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 26th day of each month thereafter until fully vested on January 26, 2013. Read SEC document |
| May 14, 2018 Filed May 15, 2018 22:57 UTC | SYNAPTICS Inc SYNA · Entity 4089 | SaleCommon Stock | 7,385 | $43.03 | $317,760.30 |
DisclosureSEC source: 0001209191-18-030329 · doc4.xml · nonDerivative · entry 2 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,069 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated February 26, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.00 to $43.10, inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 14, 2018 Filed May 15, 2018 22:57 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionCommon Stock | 7,385 | $24.33 | $179,677.05 |
DisclosureSEC source: 0001209191-18-030329 · doc4.xml · nonDerivative · entry 1 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2018 Filed May 15, 2018 00:01 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $32.53 | $0.00 |
DisclosureSEC source: 0001209191-18-030065 · doc4.xml · derivative · entry 8 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2018-10-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: 1/12th of the total number of shares subject to the option vested and became exercisable on the 24th day of each month after the October 24, 2011 date of grant until fully vested on October 24, 2012. Read SEC document |
| May 11, 2018 Filed May 15, 2018 00:01 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 41,333 | $0.00 Strike: $24.33 | $0.00 |
DisclosureSEC source: 0001209191-18-030065 · doc4.xml · derivative · entry 7 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,667 Underlying: Common Stock · 41,333 shares Expires 2019-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 26, 2009 vesting commencement date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 26th day of each month thereafter until fully vested on January 26, 2013. Read SEC document |
| May 11, 2018 Filed May 15, 2018 00:01 UTC | SYNAPTICS Inc SYNA · Entity 4089 | SaleCommon Stock | 200 | $45.12 | $9,024.00 |
DisclosureSEC source: 0001209191-18-030065 · doc4.xml · nonDerivative · entry 5 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,069 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated February 26, 2018. Read SEC document |
| May 11, 2018 Filed May 15, 2018 00:01 UTC | SYNAPTICS Inc SYNA · Entity 4089 | SaleCommon Stock | 6,200 | $44.23 | $274,238.40 |
DisclosureSEC source: 0001209191-18-030065 · doc4.xml · nonDerivative · entry 4 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,269 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated February 26, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.07 to $44.56, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 11, 2018 Filed May 15, 2018 00:01 UTC | SYNAPTICS Inc SYNA · Entity 4089 | SaleCommon Stock | 40,933 | $43.20 | $1,768,170.52 |
DisclosureSEC source: 0001209191-18-030065 · doc4.xml · nonDerivative · entry 3 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,469 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated February 26, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.00 to $43.94, inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 11, 2018 Filed May 15, 2018 00:01 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionCommon Stock | 6,000 | $32.53 | $195,180.00 |
DisclosureSEC source: 0001209191-18-030065 · doc4.xml · nonDerivative · entry 2 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,402 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2018 Filed May 15, 2018 00:01 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionCommon Stock | 41,333 | $24.33 | $1,005,631.89 |
DisclosureSEC source: 0001209191-18-030065 · doc4.xml · nonDerivative · entry 1 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,402 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2018 Filed Jan 24, 2018 22:30 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 144,900 | $0.00 Strike: $15.55 | $0.00 |
DisclosureSEC source: 0001209191-18-005202 · doc4.xml · derivative · entry 3 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 144,900 shares Expires 2018-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 28, 2008 vesting commencement date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 28th day of each month thereafter until fully vested on January 28, 2012. Read SEC document |
| January 23, 2018 Filed Jan 24, 2018 22:30 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionCommon Stock | 144,900 | $15.55 | $2,253,195.00 |
DisclosureSEC source: 0001209191-18-005202 · doc4.xml · nonDerivative · entry 1 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 181,965 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held by EF Lee Family 2012 Irr Trust. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 22:48 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 100 | $0.00 Strike: $15.55 | $0.00 |
DisclosureSEC source: 0001209191-18-004351 · doc4.xml · derivative · entry 4 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,900 Underlying: Common Stock · 100 shares Expires 2018-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 28, 2008 vesting commencement date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 28th day of each month thereafter until fully vested on January 28, 2012. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 22:48 UTC | SYNAPTICS Inc SYNA · Entity 4089 | SaleCommon Stock | 100 | $50.00 | $5,000.00 |
DisclosureSEC source: 0001209191-18-004351 · doc4.xml · nonDerivative · entry 2 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,759 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated February 1, 2017. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 22:48 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionCommon Stock | 100 | $15.55 | $1,555.00 |
DisclosureSEC source: 0001209191-18-004351 · doc4.xml · nonDerivative · entry 1 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 22:10 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantCommon Stock | 5,378 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-058962 · doc4.xml · nonDerivative · entry 1 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,759 F1 · shares: 25% of the total number of deferred stock units shall vest and be delivered on January 31, 2018, April 30, 2018, July 31, 2018, and October 31, 2018. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 21:52 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $26.74 | $0.00 |
DisclosureSEC source: 0001209191-17-038962 · doc4.xml · derivative · entry 6 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2017-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 1/12th of the total number of shares subject to the option vested and became exercisable on the 25th day of each month until fully vested on October 25, 2011. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 21:52 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $15.55 | $0.00 |
DisclosureSEC source: 0001209191-17-038962 · doc4.xml · derivative · entry 5 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,000 Underlying: Common Stock · 50,000 shares Expires 2018-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 28, 2008 vesting commencement date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 28th day of each month thereafter until fully vested on January 28, 2012. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 21:52 UTC | SYNAPTICS Inc SYNA · Entity 4089 | SaleCommon Stock | 56,000 | $60.00 | $3,360,156.80 |
DisclosureSEC source: 0001209191-17-038962 · doc4.xml · nonDerivative · entry 3 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,533 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated February 1, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.071, inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 21:52 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionCommon Stock | 6,000 | $26.74 | $160,440.00 |
DisclosureSEC source: 0001209191-17-038962 · doc4.xml · nonDerivative · entry 2 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 21:52 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionCommon Stock | 50,000 | $15.55 | $777,500.00 |
DisclosureSEC source: 0001209191-17-038962 · doc4.xml · nonDerivative · entry 1 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 21:49 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Exercise / conversionRestricted Stock Units · Derivative | 8,241 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-024522 · doc1.xml · derivative · entry 3 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,241 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents an RSU. Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F1 · kind: Vesting and release of restricted stock units ("RSUs") granted to the Reporting Person on June 6, 2016 (the "June 2016 RSUs"). F4 · derivative.exercise_date: 100% of the June 2016 RSUs vested and became exercisable on June 6, 2017. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F4 · derivative.expiration_date: 100% of the June 2016 RSUs vested and became exercisable on June 6, 2017. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 21:49 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | GrantCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-024522 · doc1.xml · nonDerivative · entry 2 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,943 F2 · shares: 100% of the RSUs will vest on June 6, 2018. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F3 · shares: Represents an RSU. Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 21:49 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Exercise / conversionCommon Stock | 8,241 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-024522 · doc1.xml · nonDerivative · entry 1 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,693 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting and release of restricted stock units ("RSUs") granted to the Reporting Person on June 6, 2016 (the "June 2016 RSUs"). Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 00:10 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 44,375 | $0.00 Strike: $19.63 | $0.00 |
DisclosureSEC source: 0001209191-17-003974 · doc4.xml · derivative · entry 3 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,375 shares Expires 2017-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 23, 2007 grant date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 23rd day of each month thereafter until fully vested on January 23, 2011. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 00:10 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionCommon Stock | 44,375 | $19.63 | $871,081.25 |
DisclosureSEC source: 0001209191-17-003974 · doc4.xml · nonDerivative · entry 1 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,685 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 30, 2016 Filed Nov 10, 2016 17:32 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Exercise / conversionRestricted Stock Units · Derivative | 2,452 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-085890 · doc1.xml · derivative · entry 2 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,452 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F1 · shares: Vesting and release of restricted stock units ("RSUs") granted to the Reporting Person on October 30, 2015 (the "October 2015 RSUs"). F2 · shares: Includes the remaining 1,226 shares underlying the October 2015 RSUs, the grant of which was previously reported in Table II of a Form 4 filed by the Reporting Person on November 3, 2015. The October 2015 RSUs vested as to 50% of the RSUs on October 30, 2016, and thereafter will vest quarterly as to 12.5% of the total RSUs in equal installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F4 · derivative.exercise_date: 50% of the RSUs vested on October 30, 2016, and thereafter will vest quarterly as to 12.5% of the total RSUs in equal installments. F4 · derivative.expiration_date: 50% of the RSUs vested on October 30, 2016, and thereafter will vest quarterly as to 12.5% of the total RSUs in equal installments. Read SEC document |
| October 30, 2016 Filed Nov 10, 2016 17:32 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Exercise / conversionCommon Stock | 1,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-085890 · doc1.xml · nonDerivative · entry 1 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,452 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting and release of restricted stock units ("RSUs") granted to the Reporting Person on October 30, 2015 (the "October 2015 RSUs"). F2 · balance_after: Includes the remaining 1,226 shares underlying the October 2015 RSUs, the grant of which was previously reported in Table II of a Form 4 filed by the Reporting Person on November 3, 2015. The October 2015 RSUs vested as to 50% of the RSUs on October 30, 2016, and thereafter will vest quarterly as to 12.5% of the total RSUs in equal installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| October 28, 2016 Filed Nov 1, 2016 22:06 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantDirector Stock Option (Right to Buy) · Derivative | 2,900 | $0.00 Strike: $52.57 | $0.00 |
DisclosureSEC source: 0001209191-16-147708 · doc4.xml · derivative · entry 3 LEE FRANCIS F · CIK 0001225992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,900 Underlying: Common Stock · 2,900 shares Expires 2023-10-28 F4 · derivative.exercise_date: 1/12th of the total number of shares subject to the option shall vest and become exercisable on the 28th day of each month until fully vested on October 28, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.