SYNA

SEC source: 0001209191-17-007217 · doc4.xml · nonDerivative · entry 1

Verhoeven Huibert J. · CIK 0001617917 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,448

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of deferred stock units.

F2 · balance_after: Includes 259 shares acquired under the Issuer's employee stock purchase plan in November 2016.

SEC source: 0001209191-17-007214 · doc4.xml · nonDerivative · entry 1

McFarland John · CIK 0001486742 · SVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,829

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of deferred stock units.

F2 · balance_after: Includes 33 shares acquired under the Issuer's employee stock purchase plan in November 2016.

SEC source: 0001209191-17-007206 · doc4.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,627

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of deferred stock units.

SEC source: 0001209191-17-006248 · doc4.xml · nonDerivative · entry 1

SANQUINI RICHARD L · CIK 0001228342 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 7,889

F1 · price: The shares were issued to the reporting person representing a portion of the director's annual retainer fee.

F2 · ownership.nature: The shares are held by the reporting person as Trustee of the Sanquini 2002 Living Trust, dated January 22, 2002.

SEC source: 0001209191-17-006249 · doc4.xml · derivative · entry 1

Verhoeven Huibert J. · CIK 0001617917 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,575

Underlying: Common Stock · 4,575 shares

Expires 2024-01-27

F1 · derivative.exercise_date: 33% of the total number of shares subject to the option shall vest and become exercisable one year following the vesting commencement date of January 27, 2017, with the remaining 2/3rds vesting quarterly until fully vested on January 27, 2020.

SEC source: 0001209191-17-006250 · doc4.xml · derivative · entry 1

Wong Hing Chung · CIK 0001378687 · SVP of Worldwide Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,150

Underlying: Common Stock · 5,150 shares

Expires 2024-01-27

F1 · derivative.exercise_date: 33% of the total number of shares subject to the option shall vest and become exercisable one year following the vesting commencement date of January 27, 2017, with the remaining 2/3rds vesting quarterly until fully vested on January 27, 2020.

SEC source: 0001209191-17-006247 · doc4.xml · derivative · entry 1

McFarland John · CIK 0001486742 · SVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,575

Underlying: Common Stock · 3,575 shares

Expires 2024-01-27

F1 · derivative.exercise_date: 33% of the total number of shares subject to the option shall vest and become exercisable one year following the vesting commencement date of January 27, 2017, with the remaining 2/3rds vesting quarterly until fully vested on January 27, 2020.

SEC source: 0001209191-17-006246 · doc4.xml · derivative · entry 1

Bergman Rick · CIK 0001321224 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,925

Underlying: Common Stock · 17,925 shares

Expires 2024-01-27

F1 · derivative.exercise_date: 33% of the total number of shares subject to the option shall vest and become exercisable one year following the vesting commencement date of January 27, 2017, with the remaining 2/3rds vesting quarterly until fully vested on January 27, 2020.

SEC source: 0001209191-17-006244 · doc4.xml · derivative · entry 1

Barber Kevin D · CIK 0001215708 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,150

Underlying: Common Stock · 5,150 shares

Expires 2024-01-27

F1 · derivative.exercise_date: 33% of the total number of shares subject to the option shall vest and become exercisable one year following the vesting commencement date of January 27, 2017, with the remaining 2/3rds vesting quarterly until fully vested on January 27, 2020.

SEC source: 0001209191-17-006241 · doc4.xml · derivative · entry 1

Ali Wajid · CIK 0001561100 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,875

Underlying: Common Stock · 6,875 shares

Expires 2024-01-27

F1 · derivative.exercise_date: 33% of the total number of shares subject to the option shall vest and become exercisable one year following the vesting commencement date of January 27, 2017, with the remaining 2/3rds vesting quarterly until fully vested on January 27, 2020.

SEC source: 0001209191-17-003974 · doc4.xml · derivative · entry 3

LEE FRANCIS F · CIK 0001225992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44,375 shares

Expires 2017-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 23, 2007 grant date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 23rd day of each month thereafter until fully vested on January 23, 2011.

SEC source: 0001209191-17-003974 · doc4.xml · nonDerivative · entry 1

LEE FRANCIS F · CIK 0001225992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-16-155246 · doc4.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,400

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 25, 2016.

SEC source: 0001209191-16-154241 · doc4.xml · derivative · entry 9

Bergman Rick · CIK 0001321224 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,500

Underlying: Common Stock · 4,011 shares

Expires 2018-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the September 28, 2011 grant date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 28th day of each month thereafter, until fully vested on September 28, 2015.

SEC source: 0001209191-16-154241 · doc4.xml · nonDerivative · entry 6

Bergman Rick · CIK 0001321224 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,488

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 22, 2016.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.16 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

SEC source: 0001209191-16-154241 · doc4.xml · nonDerivative · entry 5

Bergman Rick · CIK 0001321224 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-16-154241 · doc4.xml · derivative · entry 8

Bergman Rick · CIK 0001321224 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,511

Underlying: Common Stock · 4,889 shares

Expires 2018-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the September 28, 2011 grant date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 28th day of each month thereafter, until fully vested on September 28, 2015.

SEC source: 0001209191-16-154241 · doc4.xml · nonDerivative · entry 4

Bergman Rick · CIK 0001321224 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,488

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 22, 2016.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.16, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

SEC source: 0001209191-16-154241 · doc4.xml · nonDerivative · entry 3

Bergman Rick · CIK 0001321224 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,377

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-16-154241 · doc4.xml · derivative · entry 7

Bergman Rick · CIK 0001321224 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,400

Underlying: Common Stock · 1,100 shares

Expires 2018-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the September 28, 2011 grant date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 28th day of each month thereafter, until fully vested on September 28, 2015.

SEC source: 0001209191-16-154241 · doc4.xml · nonDerivative · entry 2

Bergman Rick · CIK 0001321224 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,488

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 22, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.20, inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

SEC source: 0001209191-16-154241 · doc4.xml · nonDerivative · entry 1

Bergman Rick · CIK 0001321224 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-16-152196 · doc4.xml · nonDerivative · entry 2

Bergman Rick · CIK 0001321224 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,488

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 22, 2016.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.10, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

SEC source: 0001209191-16-152196 · doc4.xml · nonDerivative · entry 1

Bergman Rick · CIK 0001321224 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,498

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 22, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.19, inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

SEC source: 0001209191-16-151803 · doc4.xml · nonDerivative · entry 1

Bergman Rick · CIK 0001321224 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,388

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 22, 2016.

F2 · balance_after: Includes 142 shares acquired under the Issuer's employee stock purchase plan in November 2016.

SEC source: 0001209191-16-150312 · doc4.xml · derivative · entry 3

Deutsch Scott · CIK 0001548131 · SVP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 983 shares

Expires 2020-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/12th of the total number of shares subject to the options vested and became exercisable each quarter following the October 28, 2013 grant date, until fully vested on October 28, 2016.

SEC source: 0001209191-16-150312 · doc4.xml · nonDerivative · entry 2

Deutsch Scott · CIK 0001548131 · SVP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,358

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 1, 2016.

SEC source: 0001209191-16-150312 · doc4.xml · nonDerivative · entry 1

Deutsch Scott · CIK 0001548131 · SVP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-16-150309 · doc4.xml · derivative · entry 6

Bergman Rick · CIK 0001321224 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,500

Underlying: Common Stock · 1,588 shares

Expires 2018-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the September 28, 2011 grant date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 28th day of each month thereafter, until fully vested on September 28, 2015.

SEC source: 0001209191-16-150309 · doc4.xml · nonDerivative · entry 4

Bergman Rick · CIK 0001321224 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,346

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 22, 2016.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.205, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

SEC source: 0001209191-16-150309 · doc4.xml · nonDerivative · entry 3

Bergman Rick · CIK 0001321224 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-16-150307 · doc4.xml · nonDerivative · entry 2

Ali Wajid · CIK 0001561100 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,633

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 25, 2016.

SEC source: 0001209191-16-150309 · doc4.xml · derivative · entry 5

Bergman Rick · CIK 0001321224 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,088

Underlying: Common Stock · 8,412 shares

Expires 2018-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the September 28, 2011 grant date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 28th day of each month thereafter, until fully vested on September 28, 2015.

SEC source: 0001209191-16-150309 · doc4.xml · nonDerivative · entry 2

Bergman Rick · CIK 0001321224 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,346

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 22, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.13, inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

SEC source: 0001209191-16-150309 · doc4.xml · nonDerivative · entry 1

Bergman Rick · CIK 0001321224 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-16-150308 · doc4.xml · derivative · entry 13

Barber Kevin D · CIK 0001215708 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,803 shares

Expires 2020-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 1/12th of the total number of shares subject to the options vested and became exercisable each quarter following the October 28, 2013 grant date until fully vested on October 28, 2016.

SEC source: 0001209191-16-150308 · doc4.xml · derivative · entry 12

Barber Kevin D · CIK 0001215708 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,469 shares

Expires 2020-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 1/36th of the total number of shares subject to the option vested and became exercisable on the 29th day of each month following the April 29, 2013 date of grant until fully vested on April 29, 2016.

SEC source: 0001209191-16-150308 · doc4.xml · derivative · entry 11

Barber Kevin D · CIK 0001215708 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,320 shares

Expires 2020-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 1/36th of the total number of shares subject to the option vested and became exercisable on the 5th day of each month following the August 5, 2013 date of grant until fully vested on August 5, 2016.

SEC source: 0001209191-16-150308 · doc4.xml · derivative · entry 10

Barber Kevin D · CIK 0001215708 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 980 shares

Expires 2020-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/36th of the total number of shares subject to the option vested and became exercisable on the 28th day of each month following the January 28, 2013 date of grant until fully vested on January 28, 2016.

SEC source: 0001209191-16-150308 · doc4.xml · derivative · entry 9

Barber Kevin D · CIK 0001215708 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,425 shares

Expires 2018-10-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/48th of the total number of shares subject to the option vested and became exercisable on the 24th day of each month following the October 24, 2011 date of grant until fully vested on October 24, 2015.

SEC source: 0001209191-16-150308 · doc4.xml · derivative · entry 8

Barber Kevin D · CIK 0001215708 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,143 shares

Expires 2019-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/36th of the total number of shares subject to the option vested and became exercisable on the 29th day of each month following the October 31, 2012 date of grant until fully vested on October 29, 2015.

SEC source: 0001209191-16-150308 · doc4.xml · nonDerivative · entry 7

Barber Kevin D · CIK 0001215708 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,199

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 18, 2016.

SEC source: 0001209191-16-150308 · doc4.xml · nonDerivative · entry 6

Barber Kevin D · CIK 0001215708 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-16-150308 · doc4.xml · nonDerivative · entry 5

Barber Kevin D · CIK 0001215708 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-16-150308 · doc4.xml · nonDerivative · entry 4

Barber Kevin D · CIK 0001215708 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-16-150308 · doc4.xml · nonDerivative · entry 3

Barber Kevin D · CIK 0001215708 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-16-150308 · doc4.xml · nonDerivative · entry 2

Barber Kevin D · CIK 0001215708 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-16-150308 · doc4.xml · nonDerivative · entry 1

Barber Kevin D · CIK 0001215708 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-16-150307 · doc4.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,188

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 25, 2016.

SEC source: 0001209191-16-147737 · doc4.xml · nonDerivative · entry 7

Barber Kevin D · CIK 0001215708 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,199

F6 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 18, 2016.