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Nasdaq · USD

SYNA

SYNAPTICS Inc

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Tapewire entity
4089
SEC CIK
0000817720
Parsed reports
568

Last 12 months

Inside the activity.

0 purchase rows · 58 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202508
Jan 202605
Feb 202603
Mar 202601
Apr 202606
May 202609
Jun 202602
Jul 202608
Aug 2026012
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 13, 2018 Filed Nov 15, 2018 23:31 UTC
Bergman RickDirector · President and CEO
GrantCommon Stock 46,561 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058804 · doc4.xml · nonDerivative · entry 1

Bergman Rick · CIK 0001321224 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,932

F1 · shares: One-third of the total number of deferred stock units shall vest on each anniversary following the vesting commencement date of 10/31/18, until fully vested on 10/31/2021.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 23:32 UTC GrantCommon Stock 5,218 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058805 · doc4.xml · nonDerivative · entry 1

BUCHANAN JEFFREY D · CIK 0001247555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,887

F1 · shares: 25% of the total number of deferred stock units shall vest and be delivered on January 31, 2019, April 30, 2019, July 31, 2019, and October 31, 2019.

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November 13, 2018 Filed Nov 15, 2018 23:29 UTC
Ali WajidSenior VP and CFO
GrantCommon Stock 14,784 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058802 · doc4.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,364

F1 · shares: One-third of the total number of deferred stock units shall vest on each anniversary following the vesting commencement date of 10/31/18, until fully vested on 10/31/2021.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 00:05 UTC
Barber Kevin DSee Remarks
SaleCommon Stock 1,244 $36.10 $44,910.02
Disclosure

SEC source: 0001209191-18-058395 · doc4.xml · nonDerivative · entry 3

Barber Kevin D · CIK 0001215708 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,064

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 30, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.75 to $36.25, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 00:05 UTC
Barber Kevin DSee Remarks
SaleCommon Stock 5,693 $35.00 $199,232.23
Disclosure

SEC source: 0001209191-18-058395 · doc4.xml · nonDerivative · entry 2

Barber Kevin D · CIK 0001215708 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,308

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 30, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.65 to $35.55, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 00:05 UTC
Barber Kevin DSee Remarks
SaleCommon Stock 5,928 $34.10 $202,119.31
Disclosure

SEC source: 0001209191-18-058395 · doc4.xml · nonDerivative · entry 1

Barber Kevin D · CIK 0001215708 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,001

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 30, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.65 to $34.615, inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 09, 2018 Filed Nov 14, 2018 00:43 UTC GrantCommon Stock 491 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-058406 · doc4.xml · nonDerivative · entry 1

SANQUINI RICHARD L · CIK 0001228342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,738

F1 · price: The shares were issued to the reporting person representing a portion of the director's annual retainer fee.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 22:44 UTC Tax withholdingCommon Stock 4,217 $37.54 $158,306.18
Disclosure

SEC source: 0001209191-18-057020 · doc4.xml · nonDerivative · entry 1

Verhoeven Huibert J. · CIK 0001617917 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,759

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of deferred stock units.

F2 · balance_after: Includes 407 shares acquired under the Issuer's employee stock purchase plan in November 2017 and 291 shares acquired under the Issuer's employee stock purchase plan in May 2018.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 22:46 UTC
Wong Hing ChungSVP of Worldwide Operations
Tax withholdingCommon Stock 4,322 $37.54 $162,247.88
Disclosure

SEC source: 0001209191-18-057021 · doc4.xml · nonDerivative · entry 1

Wong Hing Chung · CIK 0001378687 · SVP of Worldwide Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,350

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of deferred stock units.

F2 · balance_after: Includes 531 shares acquired under the Issuer's employee stock purchase plan in May 2018.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 22:43 UTC
McFarland JohnSVP, General Counsel & Sec.
Tax withholdingCommon Stock 3,286 $37.54 $123,356.44
Disclosure

SEC source: 0001209191-18-057019 · doc4.xml · nonDerivative · entry 1

McFarland John · CIK 0001486742 · SVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,305

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of deferred stock units.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 22:41 UTC Tax withholdingCommon Stock 2,030 $37.54 $76,206.20
Disclosure

SEC source: 0001209191-18-057018 · doc4.xml · nonDerivative · entry 1

Liu Shawn Tsai-Shyang · CIK 0001713547 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,775

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of deferred stock units.

F2 · balance_after: Includes 302 shares acquired under the Issuer's employee stock purchase plan in May 2018.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 22:39 UTC
Bergman RickDirector · President and CEO
Tax withholdingCommon Stock 24,589 $37.54 $923,071.06
Disclosure

SEC source: 0001209191-18-057016 · doc4.xml · nonDerivative · entry 1

Bergman Rick · CIK 0001321224 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,371

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of deferred stock units.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 22:37 UTC
Barber Kevin DSee Remarks
Tax withholdingCommon Stock 4,632 $37.54 $173,885.28
Disclosure

SEC source: 0001209191-18-057015 · doc4.xml · nonDerivative · entry 1

Barber Kevin D · CIK 0001215708 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,929

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of deferred stock units.

F2 · balance_after: Includes 398 shares acquired under the Issuer's employee stock purchase plan in November 2017 and 310 shares acquired under the Issuer's employee stock purchase plan in May 2018.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 22:35 UTC
Ali WajidSenior VP and CFO
Tax withholdingCommon Stock 7,578 $37.54 $284,478.12
Disclosure

SEC source: 0001209191-18-057014 · doc4.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,580

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of deferred stock units.

F2 · balance_after: Includes 650 shares acquired under the Issuer's employee stock purchase plan in May 2018.

Read SEC document
October 31, 2018 Filed Jul 27, 2022 22:42 UTC Amendment
McFarland JohnSVP, General Counsel & Sec.
Tax withholdingCommon Stock 3,286 $37.54 $123,356.44
Disclosure

SEC source: 0001209191-22-043294 · doc4a.xml · nonDerivative · entry 2

McFarland John · CIK 0001486742 · SVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,442

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of performance-based market stock units and deferred stock units.

Read SEC document
October 31, 2018 Filed Jul 27, 2022 22:42 UTC Amendment
McFarland JohnSVP, General Counsel & Sec.
GrantCommon Stock 3,137 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-043294 · doc4a.xml · nonDerivative · entry 1

McFarland John · CIK 0001486742 · SVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,728

F1 · shares: Reflects shares released on October 31, 2018 in connection with the vesting of performance-based market stock units granted on October 31, 2017.

Read SEC document
October 03, 2018 Filed Oct 5, 2018 21:41 UTC
Whims JamesDirector
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $32.53 $0.00
Disclosure

SEC source: 0001209191-18-054432 · doc4.xml · derivative · entry 2

WHIMS JAMES L · CIK 0001216815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2018-10-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 1/12th of the total number of shares subject to the option vested and became exercisable on the 24th day of each month following the 10/24/2011 date of grant, until fully vested on October 24, 2012.

Read SEC document
October 03, 2018 Filed Oct 5, 2018 21:41 UTC
Whims JamesDirector
Exercise / conversionCommon Stock 6,000 $32.53 $195,180.00
Disclosure

SEC source: 0001209191-18-054432 · doc4.xml · nonDerivative · entry 1

WHIMS JAMES L · CIK 0001216815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 21:57 UTC
Chan NelsonDirector
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $32.53 $0.00
Disclosure

SEC source: 0001209191-18-052484 · doc4.xml · derivative · entry 2

CHAN NELSON C · CIK 0001242653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2018-10-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 1/12th of the total number of shares subject to the option vested and became exercisable on the 24th day of each month following the 10/24/2011 date of grant, until fully vested on October 24, 2012.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 21:57 UTC
Chan NelsonDirector
Exercise / conversionCommon Stock 6,000 $32.53 $195,180.00
Disclosure

SEC source: 0001209191-18-052484 · doc4.xml · nonDerivative · entry 1

CHAN NELSON C · CIK 0001242653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2018 Filed Aug 14, 2018 22:36 UTC GrantCommon Stock 425 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-046683 · doc4.xml · nonDerivative · entry 1

SANQUINI RICHARD L · CIK 0001228342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,247

F1 · price: The shares were issued to the reporting person representing a portion of the director's annual retainer fee.

F2 · balance_after: Includes 14,126 shares previously reported as being held indirectly by the reporting person as Trustee of the Sanquini 2002 Living Trust, dated January 22, 2002.

Read SEC document
August 06, 2018 Filed Aug 8, 2018 22:25 UTC
Bergman RickDirector · President and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $23.25 $0.00
Disclosure

SEC source: 0001209191-18-045910 · doc4.xml · derivative · entry 4

Bergman Rick · CIK 0001321224 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2018-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the September 28, 2011 grant date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 28th day of each month thereafter, until fully vested on September 28, 2015.

Read SEC document
August 06, 2018 Filed Aug 8, 2018 22:25 UTC
Bergman RickDirector · President and CEO
SaleCommon Stock 1,700 $48.70 $82,788.98
Disclosure

SEC source: 0001209191-18-045910 · doc4.xml · nonDerivative · entry 3

Bergman Rick · CIK 0001321224 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,960

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 23, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.67 to $48.75 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
August 06, 2018 Filed Aug 8, 2018 22:25 UTC
Bergman RickDirector · President and CEO
SaleCommon Stock 18,300 $48.32 $884,307.24
Disclosure

SEC source: 0001209191-18-045910 · doc4.xml · nonDerivative · entry 2

Bergman Rick · CIK 0001321224 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,660

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 23, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.67 to $48.65, inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
August 06, 2018 Filed Aug 8, 2018 22:25 UTC
Bergman RickDirector · President and CEO
Exercise / conversionCommon Stock 20,000 $23.25 $465,000.00
Disclosure

SEC source: 0001209191-18-045910 · doc4.xml · nonDerivative · entry 1

Bergman Rick · CIK 0001321224 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 23:00 UTC
McFarland JohnSVP, General Counsel & Sec.
SaleCommon Stock 2,853 $55.00 $156,915.00
Disclosure

SEC source: 0001209191-18-039313 · doc4.xml · nonDerivative · entry 1

McFarland John · CIK 0001486742 · SVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,591

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated November 22, 2017.

F2 · balance_after: Includes 53 shares acquired under the Issuer's employee stock purchase plan in May 2018.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 22:52 UTC
Bergman RickDirector · President and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $23.25 $0.00
Disclosure

SEC source: 0001209191-18-039308 · doc4.xml · derivative · entry 3

Bergman Rick · CIK 0001321224 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 17,500 shares

Expires 2018-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the September 28, 2011 grant date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 28th day of each month thereafter, until fully vested on September 28, 2015.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 22:52 UTC
Bergman RickDirector · President and CEO
SaleCommon Stock 17,500 $53.35 $933,625.00
Disclosure

SEC source: 0001209191-18-039308 · doc4.xml · nonDerivative · entry 2

Bergman Rick · CIK 0001321224 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,960

F2 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 23, 2017.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 22:52 UTC
Bergman RickDirector · President and CEO
Exercise / conversionCommon Stock 17,500 $23.25 $406,875.00
Disclosure

SEC source: 0001209191-18-039308 · doc4.xml · nonDerivative · entry 1

Bergman Rick · CIK 0001321224 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 437 shares acquired under the Issuer's employee stock purchase plan in May 2018.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 22:55 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 28,125 $0.00 Strike: $24.20 $0.00
Disclosure

SEC source: 0001209191-18-039310 · doc4.xml · derivative · entry 7

LEE FRANCIS F · CIK 0001225992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,125 shares

Expires 2019-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 25% of the total number of shares subject to the option vested and became exercisable on August 1, 2010, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 1st day of each month thereafter until fully vested on August 1, 2013.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 22:55 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 63,141 $0.00 Strike: $24.33 $0.00
Disclosure

SEC source: 0001209191-18-039310 · doc4.xml · derivative · entry 6

LEE FRANCIS F · CIK 0001225992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 63,141 shares

Expires 2019-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 26, 2009 vesting commencement date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 26th day of each month thereafter until fully vested on January 26, 2013.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 22:55 UTC SaleCommon Stock 32,323 $54.54 $1,762,799.45
Disclosure

SEC source: 0001209191-18-039310 · doc4.xml · nonDerivative · entry 4

LEE FRANCIS F · CIK 0001225992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,175

F2 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated February 26, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.40 to $54.99, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 22:55 UTC SaleCommon Stock 158,943 $54.05 $8,591,457.24
Disclosure

SEC source: 0001209191-18-039310 · doc4.xml · nonDerivative · entry 3

LEE FRANCIS F · CIK 0001225992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,498

F2 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated February 26, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.40 to $54.38, inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 22:55 UTC Exercise / conversionCommon Stock 28,125 $24.20 $680,625.00
Disclosure

SEC source: 0001209191-18-039310 · doc4.xml · nonDerivative · entry 2

LEE FRANCIS F · CIK 0001225992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 22:55 UTC Exercise / conversionCommon Stock 63,141 $24.33 $1,536,220.53
Disclosure

SEC source: 0001209191-18-039310 · doc4.xml · nonDerivative · entry 1

LEE FRANCIS F · CIK 0001225992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 69,106 shares previously reported as being held by EF Lee Family 2012 Irr Trust.

Read SEC document
June 08, 2018 Filed Jun 11, 2018 22:47 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 63,141 $0.00 Strike: $24.33 $0.00
Disclosure

SEC source: 0001209191-18-037094 · doc4.xml · derivative · entry 4

LEE FRANCIS F · CIK 0001225992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,141

Underlying: Common Stock · 63,141 shares

Expires 2019-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 26, 2009 vesting commencement date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 26th day of each month thereafter until fully vested on January 26, 2013.

Read SEC document
June 08, 2018 Filed Jun 11, 2018 22:47 UTC SaleCommon Stock 89,275 $45.00 $4,017,375.00
Disclosure

SEC source: 0001209191-18-037094 · doc4.xml · nonDerivative · entry 3

LEE FRANCIS F · CIK 0001225992 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 95,380

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated February 26, 2018.

F2 · ownership.nature: The shares are held by EF Lee Family 2012 Irr Trust.

Read SEC document
June 08, 2018 Filed Jun 11, 2018 22:47 UTC SaleCommon Stock 63,141 $46.00 $2,904,486.00
Disclosure

SEC source: 0001209191-18-037094 · doc4.xml · nonDerivative · entry 2

LEE FRANCIS F · CIK 0001225992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,069

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated February 26, 2018.

Read SEC document
June 08, 2018 Filed Jun 11, 2018 22:47 UTC Exercise / conversionCommon Stock 63,141 $24.33 $1,536,220.53
Disclosure

SEC source: 0001209191-18-037094 · doc4.xml · nonDerivative · entry 1

LEE FRANCIS F · CIK 0001225992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2018 Filed May 21, 2018 21:51 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $24.33 $0.00
Disclosure

SEC source: 0001209191-18-032015 · doc4.xml · derivative · entry 4

LEE FRANCIS F · CIK 0001225992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,282

Underlying: Common Stock · 20,000 shares

Expires 2019-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 26, 2009 vesting commencement date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 26th day of each month thereafter until fully vested on January 26, 2013.

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May 17, 2018 Filed May 21, 2018 21:51 UTC SaleCommon Stock 20,000 $43.00 $860,000.00
Disclosure

SEC source: 0001209191-18-032015 · doc4.xml · nonDerivative · entry 2

LEE FRANCIS F · CIK 0001225992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,069

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated February 26, 2018.

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May 17, 2018 Filed May 21, 2018 21:51 UTC Exercise / conversionCommon Stock 20,000 $24.33 $486,600.00
Disclosure

SEC source: 0001209191-18-032015 · doc4.xml · nonDerivative · entry 1

LEE FRANCIS F · CIK 0001225992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 14, 2018 Filed May 15, 2018 22:57 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,385 $0.00 Strike: $24.33 $0.00
Disclosure

SEC source: 0001209191-18-030329 · doc4.xml · derivative · entry 4

LEE FRANCIS F · CIK 0001225992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,282

Underlying: Common Stock · 7,385 shares

Expires 2019-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 26, 2009 vesting commencement date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 26th day of each month thereafter until fully vested on January 26, 2013.

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May 14, 2018 Filed May 15, 2018 22:57 UTC SaleCommon Stock 7,385 $43.03 $317,760.30
Disclosure

SEC source: 0001209191-18-030329 · doc4.xml · nonDerivative · entry 2

LEE FRANCIS F · CIK 0001225992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,069

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated February 26, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.00 to $43.10, inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 14, 2018 Filed May 15, 2018 22:57 UTC Exercise / conversionCommon Stock 7,385 $24.33 $179,677.05
Disclosure

SEC source: 0001209191-18-030329 · doc4.xml · nonDerivative · entry 1

LEE FRANCIS F · CIK 0001225992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 11, 2018 Filed May 15, 2018 00:01 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $32.53 $0.00
Disclosure

SEC source: 0001209191-18-030065 · doc4.xml · derivative · entry 8

LEE FRANCIS F · CIK 0001225992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2018-10-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 1/12th of the total number of shares subject to the option vested and became exercisable on the 24th day of each month after the October 24, 2011 date of grant until fully vested on October 24, 2012.

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May 11, 2018 Filed May 15, 2018 00:01 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 41,333 $0.00 Strike: $24.33 $0.00
Disclosure

SEC source: 0001209191-18-030065 · doc4.xml · derivative · entry 7

LEE FRANCIS F · CIK 0001225992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,667

Underlying: Common Stock · 41,333 shares

Expires 2019-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 26, 2009 vesting commencement date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 26th day of each month thereafter until fully vested on January 26, 2013.

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May 11, 2018 Filed May 15, 2018 00:01 UTC SaleCommon Stock 200 $45.12 $9,024.00
Disclosure

SEC source: 0001209191-18-030065 · doc4.xml · nonDerivative · entry 5

LEE FRANCIS F · CIK 0001225992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,069

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated February 26, 2018.

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May 11, 2018 Filed May 15, 2018 00:01 UTC SaleCommon Stock 6,200 $44.23 $274,238.40
Disclosure

SEC source: 0001209191-18-030065 · doc4.xml · nonDerivative · entry 4

LEE FRANCIS F · CIK 0001225992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,269

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated February 26, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.07 to $44.56, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 11, 2018 Filed May 15, 2018 00:01 UTC SaleCommon Stock 40,933 $43.20 $1,768,170.52
Disclosure

SEC source: 0001209191-18-030065 · doc4.xml · nonDerivative · entry 3

LEE FRANCIS F · CIK 0001225992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,469

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated February 26, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.00 to $43.94, inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.