SXC

SEC source: 0001127602-17-007534 · form4.xml · nonDerivative · entry 1

Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-17-007520 · form4.xml · derivative · entry 3

Henderson Frederick A. · CIK 0001181685 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,423

Underlying: Common Stock · 14,423 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 18, 2016.

F3 · derivative.exercise_price: Conversion rate is 1 for 1.

F4 · derivative.exercise_date: Not applicable.

F4 · derivative.expiration_date: Not applicable.

SEC source: 0001127602-17-007520 · form4.xml · nonDerivative · entry 2

Henderson Frederick A. · CIK 0001181685 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,447

F1 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted common stock units.

SEC source: 0001127602-17-007520 · form4.xml · nonDerivative · entry 1

Henderson Frederick A. · CIK 0001181685 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-17-007532 · form4.xml · derivative · entry 3

Hardesty Phillip Michael · CIK 0001329538 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Underlying: Common Stock · 1,850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 18, 2016.

F3 · derivative.exercise_price: Conversion rate is 1 for 1.

F4 · derivative.exercise_date: Not applicable.

F4 · derivative.expiration_date: Not applicable.

SEC source: 0001127602-17-007532 · form4.xml · nonDerivative · entry 2

Hardesty Phillip Michael · CIK 0001329538 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,125

F1 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.

SEC source: 0001127602-17-007532 · form4.xml · nonDerivative · entry 1

Hardesty Phillip Michael · CIK 0001329538 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-17-007522 · form4.xml · derivative · entry 2

Yeaw Gary P · CIK 0001337118 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,468

Underlying: Common Stock · 3,469 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 18, 2016.

F2 · derivative.exercise_price: Conversion rate is 1 for 1.

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0001127602-17-007522 · form4.xml · nonDerivative · entry 1

Yeaw Gary P · CIK 0001337118 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-17-007526 · form4.xml · derivative · entry 3

West Fay · CIK 0001524598 · Director · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,037

Underlying: Common Stock · 3,037 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 18, 2016.

F3 · derivative.exercise_price: Conversion rate is 1 for 1.

F4 · derivative.exercise_date: Not applicable.

F4 · derivative.expiration_date: Not applicable.

SEC source: 0001127602-17-007526 · form4.xml · nonDerivative · entry 2

West Fay · CIK 0001524598 · Director · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,088

F1 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted common stock units.

SEC source: 0001127602-17-007526 · form4.xml · nonDerivative · entry 1

West Fay · CIK 0001524598 · Director · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-17-007524 · form4.xml · derivative · entry 3

Lausas Allison S · CIK 0001623870 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,014

Underlying: Common Stock · 1,015 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 18, 2016.

F3 · derivative.exercise_price: Conversion rate is 1 for 1.

F4 · derivative.exercise_date: Not applicable.

F4 · derivative.expiration_date: Not applicable.

SEC source: 0001127602-17-007524 · form4.xml · nonDerivative · entry 2

Lausas Allison S · CIK 0001623870 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,678

F1 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirement on vesting of RSUs.

SEC source: 0001127602-17-007524 · form4.xml · nonDerivative · entry 1

Lausas Allison S · CIK 0001623870 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001214659-17-001267 · marketforms-37999.xml · nonDerivative · entry 2

Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner

Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner

Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner

MANGROVE CAPITAL · CIK 0001535391 · 10% owner

AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner

MANGROVE PARTNERS · CIK 0001535392 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,704,213

F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons."

F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital.

SEC source: 0001214659-17-001267 · marketforms-37999.xml · nonDerivative · entry 1

Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner

Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner

Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner

MANGROVE CAPITAL · CIK 0001535391 · 10% owner

AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner

MANGROVE PARTNERS · CIK 0001535392 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,755,380

F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons."

F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital.

SEC source: 0001127602-17-007172 · form4.xml · derivative · entry 4

Lausas Allison S · CIK 0001623870 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,289

Underlying: Common Stock · 1,645 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: On February 17, 2016, reporting person was awarded 4,934 RSUs, pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan, in a transaction exempt under Rule 16b-3. These RSUs vest in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: Not applicable.

F5 · derivative.expiration_date: Not applicable.

SEC source: 0001127602-17-007172 · form4.xml · nonDerivative · entry 3

Lausas Allison S · CIK 0001623870 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,033

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirement on vesting of RSUs.

SEC source: 0001127602-17-007172 · form4.xml · nonDerivative · entry 2

Lausas Allison S · CIK 0001623870 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,632

F1 · security: Settlement of restricted common stock units (RSUs) for cash, net of shares withheld to satisfy tax withholding obligations incurred in connection with vesting of RSUs.

SEC source: 0001127602-17-007172 · form4.xml · nonDerivative · entry 1

Lausas Allison S · CIK 0001623870 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Settlement of restricted common stock units (RSUs) for cash, net of shares withheld to satisfy tax withholding obligations incurred in connection with vesting of RSUs.

SEC source: 0001214659-17-001217 · marketforms-37983.xml · nonDerivative · entry 3

Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner

Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner

Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner

MANGROVE CAPITAL · CIK 0001535391 · 10% owner

AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner

MANGROVE PARTNERS · CIK 0001535392 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,763,880

F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons."

F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital.

SEC source: 0001127602-17-007073 · form4.xml · derivative · entry 3

Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,536

Underlying: Common Stock · 6,268 shares

Expires 2027-02-16

F4 · security: Performance stock options (right to buy SunCoke Energy, Inc. common stock), granted February 15, 2017, pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. These options vest, subject to reporting person's continued employment, in equal installments on the first, second and third anniversaries of the date of grant, and the vested portion of such options will become exercisable beginning on the first trading day following that on which the closing price of the common stock equals or exceeds $14.78/share

SEC source: 0001127602-17-007073 · form4.xml · derivative · entry 2

Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,024

Underlying: Common Stock · 5,512 shares

Expires 2027-02-15

F3 · security: Grant of stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3 and exercisable in three equal annual installments commencing on February 15, 2018.

SEC source: 0001127602-17-007073 · form4.xml · derivative · entry 1

Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,572

Underlying: Common Stock · 5,786 shares

Expires 2021-02-15

F1 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 15, 2018.

F2 · derivative.exercise_price: Conversion rate is 1 for 1.

SEC source: 0001127602-17-007047 · form4.xml · derivative · entry 2

Henderson Frederick A. · CIK 0001181685 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,170

Underlying: Common Stock · 56,085 shares

Expires 2027-02-15

F2 · security: Performance stock options (right to buy SunCoke Energy, Inc. common stock), granted February 15, 2017, pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. These options vest, subject to reporting person's continued employment, in equal installments on the first, second and third anniversaries of the date of grant, and the vested portion of such options will become exercisable beginning on the first trading day following that on which the closing price of the common stock equals or exceeds $14.78/share.

SEC source: 0001127602-17-007047 · form4.xml · derivative · entry 1

Henderson Frederick A. · CIK 0001181685 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,646

Underlying: Common Stock · 49,323 shares

Expires 2027-02-15

F1 · security: Grant of stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3 and exercisable in three equal annual installments commencing on February 15, 2018.

SEC source: 0001127602-17-007044 · form4.xml · nonDerivative · entry 1

Henderson Frederick A. · CIK 0001181685 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,510

F1 · security: Represents settlement of Performance Share Unit ("PSU") award granted February 26, 2014 pursuant to the SunCoke Energy, Inc. ("SXC") Long Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. PSU award settled, at the end of applicable three-year vesting period, in shares of SXC common stock, (net of shares withheld by Registrant to satisfy minimum statutory withholding requirements).

SEC source: 0001214659-17-001217 · marketforms-37983.xml · nonDerivative · entry 2

Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner

Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner

Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner

MANGROVE CAPITAL · CIK 0001535391 · 10% owner

AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner

MANGROVE PARTNERS · CIK 0001535392 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,781,246

F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons."

F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital.

SEC source: 0001214659-17-001217 · marketforms-37983.xml · nonDerivative · entry 1

Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner

Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner

Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner

MANGROVE CAPITAL · CIK 0001535391 · 10% owner

AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner

MANGROVE PARTNERS · CIK 0001535392 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,792,711

F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons."

F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital.

SEC source: 0001127602-17-007054 · form4.xml · nonDerivative · entry 1

Hardesty Phillip Michael · CIK 0001329538 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,949

F1 · security: Represents settlement of Performance Share Unit ("PSU") award granted February 26, 2014 pursuant to the SunCoke Energy, Inc. ("SXC") Long Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. PSU award settled, at the end of applicable three-year vesting period, in shares of SXC common stock, (net of shares withheld by Registrant to satisfy minimum statutory withholding requirements).

SEC source: 0001127602-17-007061 · form4.xml · derivative · entry 3

Hardesty Phillip Michael · CIK 0001329538 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,028

Underlying: Common Stock · 5,014 shares

Expires 2027-02-15

F4 · security: Performance stock options (right to buy SunCoke Energy, Inc. common stock), granted February 15, 2017, pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. These options vest, subject to reporting person's continued employment, in equal installments on the first, second and third anniversaries of the date of grant, and the vested portion of such options will become exercisable beginning on the first trading day following that on which the closing price of the common stock equals or exceeds $14.78/share.

SEC source: 0001127602-17-007061 · form4.xml · derivative · entry 2

Hardesty Phillip Michael · CIK 0001329538 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,820

Underlying: Common Stock · 4,410 shares

Expires 2027-02-15

F3 · security: Grant of stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3 and exercisable in three equal annual installments commencing on February 15, 2018.

SEC source: 0001127602-17-007061 · form4.xml · derivative · entry 1

Hardesty Phillip Michael · CIK 0001329538 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,258

Underlying: Common Stock · 4,629 shares

Expires 2021-02-15

F1 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 15, 2018.

F2 · derivative.exercise_price: Conversion rate is 1 for 1.

SEC source: 0001127602-17-007077 · form4.xml · derivative · entry 3

Yeaw Gary P · CIK 0001337118 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,246

Underlying: Common Stock · 4,123 shares

Expires 2027-02-15

F4 · security: Performance stock options (right to buy SunCoke Energy, Inc. common stock), granted February 15, 2017, pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. These options vest, subject to reporting person's continued employment, in equal installments on the first, second and third anniversaries of the date of grant, and the vested portion of such options will become exercisable beginning on the first trading day following that on which the closing price of the common stock equals or exceeds $14.78/share.

SEC source: 0001127602-17-007077 · form4.xml · derivative · entry 2

Yeaw Gary P · CIK 0001337118 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,252

Underlying: Common Stock · 3,626 shares

Expires 2027-02-15

F3 · security: Grant of stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3 and exercisable in three equal annual installments commencing on February 15, 2018.

SEC source: 0001127602-17-007077 · form4.xml · derivative · entry 1

Yeaw Gary P · CIK 0001337118 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,614

Underlying: Common Stock · 3,807 shares

Expires 2021-02-15

F1 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 15, 2018.

F2 · derivative.exercise_price: Conversion rate is 1 for 1.

SEC source: 0001127602-17-007039 · form4.xml · derivative · entry 3

West Fay · CIK 0001524598 · Director · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,210

Underlying: Common Stock · 9,105 shares

Expires 2027-02-15

F4 · security: Performance stock options (right to buy SunCoke Energy, Inc. common stock), granted February 15, 2017, pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. These options vest, subject to reporting person's continued employment, in equal installments on the first, second and third anniversaries of the date of grant, and the vested portion of such options will become exercisable beginning on the first trading day following that on which the closing price of the common stock equals or exceeds $14.78/share.

SEC source: 0001127602-17-007039 · form4.xml · derivative · entry 2

West Fay · CIK 0001524598 · Director · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,014

Underlying: Common Stock · 8,007 shares

Expires 2027-02-15

F3 · security: Grant of stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3 and exercisable in three equal annual installments commencing on February 15, 2018.

SEC source: 0001127602-17-007039 · form4.xml · derivative · entry 1

West Fay · CIK 0001524598 · Director · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,812

Underlying: Common Stock · 8,406 shares

Expires 2021-02-15

F1 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 15, 2018.

F2 · derivative.exercise_price: Conversion rate is 1 for 1.

SEC source: 0001127602-17-007085 · form4.xml · derivative · entry 2

Lausas Allison S · CIK 0001623870 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,806

Underlying: Common Stock · 1,903 shares

Expires 2021-02-15

F2 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 15, 2018.

F3 · derivative.exercise_price: Conversion rate is 1 for 1.

SEC source: 0001127602-17-007085 · form4.xml · derivative · entry 1

Lausas Allison S · CIK 0001623870 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,416

Underlying: Common Stock · 1,208 shares

Expires 2027-02-15

F1 · security: Grant of stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3 and exercisable in three equal annual installments commencing on February 15, 2018.

SEC source: 0001214659-17-001185 · marketforms-37971.xml · nonDerivative · entry 4

Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner

Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner

Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner

MANGROVE CAPITAL · CIK 0001535391 · 10% owner

AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner

MANGROVE PARTNERS · CIK 0001535392 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,816,318

F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons."

F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital.

SEC source: 0001214659-17-001185 · marketforms-37971.xml · nonDerivative · entry 3

Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner

Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner

Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner

MANGROVE CAPITAL · CIK 0001535391 · 10% owner

AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner

MANGROVE PARTNERS · CIK 0001535392 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,916,468

F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons."

F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital.

SEC source: 0001214659-17-001185 · marketforms-37971.xml · nonDerivative · entry 2

Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner

Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner

Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner

MANGROVE CAPITAL · CIK 0001535391 · 10% owner

AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner

MANGROVE PARTNERS · CIK 0001535392 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,043,862

F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons."

F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital.

SEC source: 0001214659-17-001185 · marketforms-37971.xml · nonDerivative · entry 1

Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner

Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner

Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner

MANGROVE CAPITAL · CIK 0001535391 · 10% owner

AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner

MANGROVE PARTNERS · CIK 0001535392 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,110,427

F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons."

F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital.

SEC source: 0001127602-16-070792 · form4.xml · derivative · entry 1

ROWE JOHN W · CIK 0001067838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,154.49

Underlying: Common Stock · 2,273 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · shares: Total of 2,273 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0001127602-16-070781 · form4.xml · nonDerivative · entry 1

DARNALL ROBERT J · CIK 0001178443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,461

F1 · shares: Shares granted pursuant to the SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors, in a transaction exempt under Rule 16b-3(d).

SEC source: 0001127602-16-070772 · form4.xml · derivative · entry 1

Bledsoe Alvin · CIK 0001408213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,016.49

Underlying: Common Stock · 2,273 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · shares: Total of 2,273 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0001127602-16-070794 · form4.xml · derivative · entry 1

SWEETNAM JAMES E · CIK 0001188600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,016.49

Underlying: Common Stock · 2,273 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · shares: Total of 2,273 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.