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SXC

SunCoke Energy, Inc.

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5055
SEC CIK
0001514705
Parsed reports
399

Last 12 months

Inside the activity.

9 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202500
Jan 202600
Feb 202650
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2019 Filed Feb 19, 2019 11:59 UTC
Yeaw Gary PSenior Vice President
Exercise / conversionRSU's (02.15.17) · Derivative 1,269 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006553 · form4.xml · derivative · entry 6

Yeaw Gary P · CIK 0001337118 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,269

Underlying: Common Stock · 1,269 shares

Expires 2020-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F3 · derivative.exercise_price: Conversion rate is 1 for 1.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 11:59 UTC
Yeaw Gary PSenior Vice President
Tax withholdingCommon Stock 372 $9.87 $3,671.64
Disclosure

SEC source: 0001127602-19-006553 · form4.xml · nonDerivative · entry 4

Yeaw Gary P · CIK 0001337118 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,231

F1 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted common stock units.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 11:59 UTC
Yeaw Gary PSenior Vice President
Exercise / conversionCommon Stock 1,269 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006553 · form4.xml · nonDerivative · entry 3

Yeaw Gary P · CIK 0001337118 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 16:56 UTC
West FayDirector · Senior Vice President & CFO
Exercise / conversionRSU's (02.15.17) · Derivative 2,802 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006551 · form4.xml · derivative · entry 6

West Fay · CIK 0001524598 · Director · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,802

Underlying: Common Stock · 2,802 shares

Expires 2021-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 16:56 UTC
West FayDirector · Senior Vice President & CFO
Tax withholdingCommon Stock 1,242 $9.87 $12,258.54
Disclosure

SEC source: 0001127602-19-006551 · form4.xml · nonDerivative · entry 4

West Fay · CIK 0001524598 · Director · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,255

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted common stock units.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 16:56 UTC
West FayDirector · Senior Vice President & CFO
Exercise / conversionCommon Stock 2,802 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006551 · form4.xml · nonDerivative · entry 3

West Fay · CIK 0001524598 · Director · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 17:11 UTC
Lausas Allison SVice President & Controller
Exercise / conversionRSU's (02.15.17) · Derivative 634 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006562 · form4.xml · derivative · entry 8

Lausas Allison S · CIK 0001623870 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 634

Underlying: Common Stock · 634 shares

Expires 2020-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 17:11 UTC
Lausas Allison SVice President & Controller
Tax withholdingCommon Stock 220 $9.87 $2,171.40
Disclosure

SEC source: 0001127602-19-006562 · form4.xml · nonDerivative · entry 4

Lausas Allison S · CIK 0001623870 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,789

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirement on vesting of RSUs.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 17:11 UTC
Lausas Allison SVice President & Controller
Exercise / conversionCommon Stock 634 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006562 · form4.xml · nonDerivative · entry 3

Lausas Allison S · CIK 0001623870 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 12:05 UTC
Gates Katherine TSr VP & General Counsel
Exercise / conversionRSU's (02.14.18) · Derivative 2,415 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006559 · form4.xml · derivative · entry 5

Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,829

Underlying: Common Stock · 2,415 shares

Expires 2021-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 12:05 UTC
Gates Katherine TSr VP & General Counsel
Tax withholdingCommon Stock 708 $9.61 $6,803.88
Disclosure

SEC source: 0001127602-19-006559 · form4.xml · nonDerivative · entry 2

Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,623

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted common stock units.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 12:05 UTC
Gates Katherine TSr VP & General Counsel
Exercise / conversionCommon Stock 2,415 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006559 · form4.xml · nonDerivative · entry 1

Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 12:03 UTC
Hardesty Phillip MichaelSenior Vice President
Exercise / conversionRSU's (02.14.18) · Derivative 2,415 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006556 · form4.xml · derivative · entry 5

Hardesty Phillip Michael · CIK 0001329538 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,829

Underlying: Common Stock · 2,415 shares

Expires 2021-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 12:03 UTC
Hardesty Phillip MichaelSenior Vice President
Exercise / conversionCommon Stock 2,415 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006556 · form4.xml · nonDerivative · entry 1

Hardesty Phillip Michael · CIK 0001329538 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 11:59 UTC
Yeaw Gary PSenior Vice President
Exercise / conversionRSU's (02.14.18) · Derivative 1,788 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006553 · form4.xml · derivative · entry 5

Yeaw Gary P · CIK 0001337118 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,574

Underlying: Common Stock · 1,788 shares

Expires 2021-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F3 · derivative.exercise_price: Conversion rate is 1 for 1.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 11:59 UTC
Yeaw Gary PSenior Vice President
Tax withholdingCommon Stock 524 $9.61 $5,035.64
Disclosure

SEC source: 0001127602-19-006553 · form4.xml · nonDerivative · entry 2

Yeaw Gary P · CIK 0001337118 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,334

F1 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted common stock units.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 11:59 UTC
Yeaw Gary PSenior Vice President
Exercise / conversionCommon Stock 1,788 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006553 · form4.xml · nonDerivative · entry 1

Yeaw Gary P · CIK 0001337118 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 16:56 UTC
West FayDirector · Senior Vice President & CFO
Exercise / conversionRSU's (02.14.18) · Derivative 4,093 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006551 · form4.xml · derivative · entry 5

West Fay · CIK 0001524598 · Director · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,185

Underlying: Common Stock · 4,093 shares

Expires 2021-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 16:56 UTC
West FayDirector · Senior Vice President & CFO
Tax withholdingCommon Stock 1,814 $9.61 $17,432.54
Disclosure

SEC source: 0001127602-19-006551 · form4.xml · nonDerivative · entry 2

West Fay · CIK 0001524598 · Director · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,695

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted common stock units.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 16:56 UTC
West FayDirector · Senior Vice President & CFO
Exercise / conversionCommon Stock 4,093 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006551 · form4.xml · nonDerivative · entry 1

West Fay · CIK 0001524598 · Director · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 17:11 UTC
Lausas Allison SVice President & Controller
Exercise / conversionRSU's (02.14.18) · Derivative 1,201 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006562 · form4.xml · derivative · entry 7

Lausas Allison S · CIK 0001623870 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,402

Underlying: Common Stock · 1,201 shares

Expires 2021-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 17:11 UTC
Lausas Allison SVice President & Controller
Tax withholdingCommon Stock 416 $9.61 $3,997.76
Disclosure

SEC source: 0001127602-19-006562 · form4.xml · nonDerivative · entry 2

Lausas Allison S · CIK 0001623870 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,375

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirement on vesting of RSUs.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 17:11 UTC
Lausas Allison SVice President & Controller
Exercise / conversionCommon Stock 1,201 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006562 · form4.xml · nonDerivative · entry 1

Lausas Allison S · CIK 0001623870 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 15:43 UTC
Gates Katherine TSr VP & General Counsel
GrantStock Options (02.13.19) · Derivative 20,537 $9.87 Strike: $9.87 $202,700.19
Disclosure

SEC source: 0001127602-19-006252 · form4.xml · derivative · entry 3

Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,074

Underlying: Common Stock · 20,537 shares

Expires 2029-02-13

F4 · security: Grant of stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3 and exercisable in three equal annual installments commencing on February 13, 2020.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 15:43 UTC
Gates Katherine TSr VP & General Counsel
GrantRSU's (02.13.19) · Derivative 12,765 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006252 · form4.xml · derivative · entry 2

Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,530

Underlying: Common Stock · 12,765 shares

Expires 2022-02-13

F2 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 13, 2020.

F3 · derivative.exercise_price: Conversion rate is 1 for 1.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 15:51 UTC
Rippey Michael GDirector · President and CEO
GrantStock Options (02.13.19) · Derivative 131,112 $9.87 Strike: $9.87 $1,294,075.44
Disclosure

SEC source: 0001127602-19-006264 · form4.xml · derivative · entry 2

Rippey Michael G · CIK 0001640635 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,224

Underlying: Common Stock · 131,112 shares

Expires 2028-02-13

F3 · security: Grant of stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3 and exercisable in three equal annual installments commencing on February 13, 2020.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 15:51 UTC
Rippey Michael GDirector · President and CEO
GrantRSU's (02.13.19) · Derivative 81,496 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006264 · form4.xml · derivative · entry 1

Rippey Michael G · CIK 0001640635 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,992

Underlying: Common Stock · 81,496 shares

Expires 2022-02-13

F1 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 13, 2020.

F2 · derivative.exercise_price: Conversion rate is 1 for 1.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 16:04 UTC
Yeaw Gary PSenior Vice President
GrantStock Options (02.13.19) · Derivative 13,753 $9.87 Strike: $9.87 $135,742.11
Disclosure

SEC source: 0001127602-19-006280 · form4.xml · derivative · entry 3

Yeaw Gary P · CIK 0001337118 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,506

Underlying: Common Stock · 13,753 shares

Expires 2029-02-13

F4 · security: Grant of stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3 and exercisable in three equal annual installments commencing on February 13, 2020.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 16:04 UTC
Yeaw Gary PSenior Vice President
GrantRSU's (02.13.19) · Derivative 8,548 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006280 · form4.xml · derivative · entry 2

Yeaw Gary P · CIK 0001337118 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,096

Underlying: Common Stock · 8,548 shares

Expires 2022-02-13

F2 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 13, 2020.

F3 · derivative.exercise_price: Conversion rate is 1 for 1.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 15:48 UTC
Hardesty Phillip MichaelSenior Vice President
GrantStock Options (02.13.19) · Derivative 20,537 $9.87 Strike: $9.87 $202,700.19
Disclosure

SEC source: 0001127602-19-006258 · form4.xml · derivative · entry 3

Hardesty Phillip Michael · CIK 0001329538 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,074

Underlying: Common Stock · 20,537 shares

Expires 2029-02-13

F4 · security: Grant of stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3 and exercisable in three equal annual installments commencing on February 13, 2020.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 15:48 UTC
Hardesty Phillip MichaelSenior Vice President
GrantRSU's (02.13.19) · Derivative 12,765 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006258 · form4.xml · derivative · entry 2

Hardesty Phillip Michael · CIK 0001329538 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,530

Underlying: Common Stock · 12,765 shares

Expires 2022-02-13

F2 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 13, 2020.

F3 · derivative.exercise_price: Conversion rate is 1 for 1.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 20:57 UTC
West FayDirector · Senior Vice President & CFO
GrantStock Options (02.13.19) · Derivative 33,545 $9.87 Strike: $9.87 $331,089.15
Disclosure

SEC source: 0001127602-19-006272 · form4.xml · derivative · entry 3

West Fay · CIK 0001524598 · Director · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,090

Underlying: Common Stock · 33,545 shares

Expires 2029-02-13

F4 · security: Grant of stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3 and exercisable in three equal annual installments commencing on February 13, 2020.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 20:57 UTC
West FayDirector · Senior Vice President & CFO
GrantRSU's (02.13.19) · Derivative 20,851 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006272 · form4.xml · derivative · entry 2

West Fay · CIK 0001524598 · Director · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,702

Underlying: Common Stock · 20,851 shares

Expires 2022-02-13

F2 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 13, 2020.

F3 · derivative.exercise_price: Conversion rate is 1 for 1.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 20:36 UTC
Lausas Allison SVice President & Controller
GrantStock Options (02.13.19) · Derivative 4,959 $9.87 Strike: $9.87 $48,945.33
Disclosure

SEC source: 0001127602-19-006245 · form4.xml · derivative · entry 2

Lausas Allison S · CIK 0001623870 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,918

Underlying: Common Stock · 4,959 shares

Expires 2029-02-13

F3 · security: Grant of stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3 and exercisable in three equal annual installments commencing on February 13, 2020.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 20:36 UTC
Lausas Allison SVice President & Controller
GrantRSU's (02.13.19) · Derivative 6,165 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006245 · form4.xml · derivative · entry 1

Lausas Allison S · CIK 0001623870 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,165

Underlying: Common Stock · 6,165 shares

Expires 2022-02-13

F1 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 13, 2020.

F2 · derivative.exercise_price: Conversion rate is 1 for 1.

Read SEC document
December 19, 2018 Filed Dec 20, 2018 18:17 UTC
ROWE JOHN WDirector
GrantDeferred Share Units · Derivative 3,220 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-037006 · form4.xml · derivative · entry 1

ROWE JOHN W · CIK 0001067838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,740.49

Underlying: Common Stock · 3,220 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · shares: Total of 3,220 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
December 19, 2018 Filed Dec 20, 2018 18:12 UTC GrantDeferred Share Units · Derivative 3,220 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-037001 · form4.xml · derivative · entry 1

Landahl Susan R. · CIK 0001715919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,481

Underlying: Common Stock · 3,220 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · shares: Total of 3,220 Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan in a transaction exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
December 19, 2018 Filed Dec 20, 2018 18:08 UTC GrantDeferred Share Units · Derivative 2,576 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036997 · form4.xml · derivative · entry 1

Bledsoe Alvin · CIK 0001408213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,906.49

Underlying: Common Stock · 2,576 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · shares: Total of 2,576 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
December 19, 2018 Filed Dec 20, 2018 23:19 UTC GrantDeferred Share Units · Derivative 3,220 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-037009 · form4.xml · derivative · entry 1

SWEETNAM JAMES E · CIK 0001188600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,602.49

Underlying: Common Stock · 3,220 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · shares: Total of 3,220 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
December 19, 2018 Filed Dec 20, 2018 18:09 UTC GrantCommon Stock 3,220 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036999 · form4.xml · nonDerivative · entry 1

HAMILTON PETER B · CIK 0001193326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,451

F1 · shares: Shares granted pursuant to the SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors, in a transaction exempt under Rule 16b-3(d).

Read SEC document
December 19, 2018 Filed Dec 20, 2018 18:14 UTC GrantCommon Stock 3,220 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-037003 · form4.xml · nonDerivative · entry 1

PEISER ROBERT A · CIK 0001197331 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Robert A. Peiser Living Trust

Disclosed balance after: 33,951

F1 · shares: Shares granted pursuant to SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors in a transaction exempt under Rule 16b-3(d).

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October 01, 2018 Filed Oct 2, 2018 17:49 UTC
Hardesty Phillip MichaelSenior Vice President
Exercise / conversionRSU's (Oct 2015) · Derivative 9,956 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-029194 · form4.xml · derivative · entry 3

Hardesty Phillip Michael · CIK 0001329538 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,956 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Final tranche of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vested in three equal annual installments commencing on October 1, 2016.

F3 · derivative.exercise_price: Conversion rate is 1 for 1.

F4 · derivative.exercise_date: Not applicable.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 17:49 UTC
Hardesty Phillip MichaelSenior Vice President
Tax withholdingCommon Stock 2,918 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-029194 · form4.xml · nonDerivative · entry 2

Hardesty Phillip Michael · CIK 0001329538 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,065

F1 · shares: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 17:49 UTC
Hardesty Phillip MichaelSenior Vice President
Exercise / conversionCommon Stock 9,956 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-029194 · form4.xml · nonDerivative · entry 1

Hardesty Phillip Michael · CIK 0001329538 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 21:53 UTC
West FayDirector · Senior Vice President & CFO
Exercise / conversionRSU's (Oct 2015) · Derivative 2,986 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-029198 · form4.xml · derivative · entry 3

West Fay · CIK 0001524598 · Director · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,986 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Final tranche of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vested in three equal annual installments commencing on October 1, 2016.

F3 · derivative.exercise_price: Conversion rate is 1 for 1.

F4 · derivative.exercise_date: Not applicable.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 21:53 UTC
West FayDirector · Senior Vice President & CFO
Tax withholdingCommon Stock 875 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-029198 · form4.xml · nonDerivative · entry 2

West Fay · CIK 0001524598 · Director · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,416

F1 · shares: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted common stock units.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 21:53 UTC
West FayDirector · Senior Vice President & CFO
Exercise / conversionCommon Stock 2,986 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-029198 · form4.xml · nonDerivative · entry 1

West Fay · CIK 0001524598 · Director · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 26, 2018 Filed Sep 27, 2018 20:18 UTC
ROWE JOHN WDirector
GrantDeferred Share Units · Derivative 2,394 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-028483 · form4.xml · derivative · entry 1

ROWE JOHN W · CIK 0001067838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,520.49

Underlying: Common Stock · 2,394 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · shares: Total of 2,394 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
September 26, 2018 Filed Sep 27, 2018 20:13 UTC GrantDeferred Share Units · Derivative 2,394 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-028477 · form4.xml · derivative · entry 1

Landahl Susan R. · CIK 0001715919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,261

Underlying: Common Stock · 2,394 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · shares: Total of 2,394 Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan in a transaction exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
September 26, 2018 Filed Sep 27, 2018 20:09 UTC GrantDeferred Share Units · Derivative 1,915 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-028473 · form4.xml · derivative · entry 1

Bledsoe Alvin · CIK 0001408213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,330.49

Underlying: Common Stock · 1,915 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · shares: Total of 1,915 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.