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SXC

SunCoke Energy, Inc.

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5055
SEC CIK
0001514705
Parsed reports
399

Last 12 months

Inside the activity.

9 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202500
Jan 202600
Feb 202650
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 18, 2019 Filed Dec 20, 2019 16:45 UTC
ROWE JOHN WDirector
GrantDeferred Share Units · Derivative 5,098 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035665 · form4.xml · derivative · entry 1

ROWE JOHN W · CIK 0001067838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,932.49

Underlying: Common Stock · 5,098 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · shares: Total of 5,098 Share Units deferred under SunCoke Energy, Inc. Directors' Deferred Compensation Plan in a transaction exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 16:39 UTC OtherDeferred Share Units · Derivative 292.21 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035663 · form4.xml · derivative · entry 2

Landahl Susan R. · CIK 0001715919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,965.21

Underlying: Common Stock · 292.21 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F4 · shares: Reflects quarterly crediting of dividend equivalents as additional deferred share units pursuant to the SunCoke Energy, Inc. Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 16:39 UTC GrantDeferred Share Units · Derivative 5,098 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035663 · form4.xml · derivative · entry 1

Landahl Susan R. · CIK 0001715919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,673

Underlying: Common Stock · 5,098 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · shares: Total of 5,098 Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan in a transaction exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 21:18 UTC GrantDeferred Share Units · Derivative 1,496 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035653 · form4.xml · derivative · entry 1

Carnes Martha Z. · CIK 0001678397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,496

Underlying: Common Stock · 1,496 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · shares: Total of 1,496 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 16:13 UTC GrantDeferred Share Units · Derivative 5,098 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035651 · form4.xml · derivative · entry 2

Bledsoe Alvin · CIK 0001408213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,719.49

Underlying: Common Stock · 5,098 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F4 · shares: Total of 5,098 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 16:13 UTC OtherDeferred Share Units · Derivative 922.97 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035651 · form4.xml · derivative · entry 1

Bledsoe Alvin · CIK 0001408213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,642.46

Underlying: Common Stock · 922.97 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · shares: Reflects quarterly crediting of dividend equivalents as additional deferred share units pursuant to the SunCoke Energy, Inc. Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 21:53 UTC OtherDeferred Share Units · Derivative 971.42 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035667 · form4.xml · derivative · entry 2

SWEETNAM JAMES E · CIK 0001188600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,765.91

Underlying: Common Stock · 971.42 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F4 · shares: Reflects quarterly crediting of dividend equivalents as additional deferred share units pursuant to the SunCoke Energy, Inc. Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 21:53 UTC GrantDeferred Share Units · Derivative 5,098 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035667 · form4.xml · derivative · entry 1

SWEETNAM JAMES E · CIK 0001188600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,794.49

Underlying: Common Stock · 5,098 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · shares: Total of 5,098 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 16:34 UTC GrantCommon Stock 5,098 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035659 · form4.xml · nonDerivative · entry 1

HAMILTON PETER B · CIK 0001193326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,643

F1 · shares: Shares granted pursuant to the SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors, in a transaction exempt under Rule 16b-3(d).

Read SEC document
November 19, 2019 Filed Nov 20, 2019 21:07 UTC PurchaseCommon Stock 5,300 $4.71 $24,963.00
Disclosure

SEC source: 0001127602-19-033353 · form4.xml · nonDerivative · entry 1

SWEETNAM JAMES E · CIK 0001188600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,417

Read SEC document
November 19, 2019 Filed Jan 24, 2020 00:19 UTC Amendment PurchaseCommon Stock 5,300 $4.71 $24,963.00
Disclosure

SEC source: 0001127602-20-002309 · form4a.xml · nonDerivative · entry 1

SWEETNAM JAMES E · CIK 0001188600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,694

F1 · balance_after: This amended Form 4 is being filed for the sole purpose of correcting the amount of securities beneficially owned as reported in the end-of-period holdings column (column 5) on Table I of the Form 4 originally filed on November 20, 2019.

Read SEC document
September 25, 2019 Filed Sep 26, 2019 17:02 UTC GrantDeferred Share Units · Derivative 4,198 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-029148 · form4.xml · derivative · entry 1

Landahl Susan R. · CIK 0001715919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,575

Underlying: Common Stock · 4,198 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · shares: Total of 4,198 Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan in a transaction exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
September 25, 2019 Filed Sep 26, 2019 17:04 UTC
ROWE JOHN WDirector
GrantDeferred Share Units · Derivative 4,198 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-029150 · form4.xml · derivative · entry 1

ROWE JOHN W · CIK 0001067838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,834.49

Underlying: Common Stock · 4,198 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · shares: Total of 4,198 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
September 25, 2019 Filed Sep 26, 2019 16:58 UTC GrantDeferred Share Units · Derivative 4,198 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-029142 · form4.xml · derivative · entry 1

Bledsoe Alvin · CIK 0001408213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,621.49

Underlying: Common Stock · 4,198 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · shares: Total of 4,198 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
September 25, 2019 Filed Sep 26, 2019 21:07 UTC GrantDeferred Share Units · Derivative 4,198 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-029152 · form4.xml · derivative · entry 1

SWEETNAM JAMES E · CIK 0001188600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,696.49

Underlying: Common Stock · 4,198 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · shares: Total of 4,198 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
September 25, 2019 Filed Sep 26, 2019 17:00 UTC GrantCommon Stock 4,198 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-029145 · form4.xml · nonDerivative · entry 1

HAMILTON PETER B · CIK 0001193326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,545

F1 · shares: Shares granted pursuant to the SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors, in a transaction exempt under Rule 16b-3(d).

Read SEC document
August 14, 2019 Filed Aug 15, 2019 18:44 UTC
ROWE JOHN WDirector
PurchaseCommon Stock 15,974 $5.91 $94,406.34
Disclosure

SEC source: 0001127602-19-026809 · form4.xml · nonDerivative · entry 1

ROWE JOHN W · CIK 0001067838 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 15,974

F1 · balance_after: Shares acquired by family trust of which reporting person is settlor.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:25 UTC GrantCommon Stock 1,435 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-023799 · form4.xml · nonDerivative · entry 1

Bledsoe Alvin · CIK 0001408213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,369

F1 · price: Shares of issuer common stock received in exchange for 1,000 common units representing limited partnership interests in SunCoke Energy Partners, L.P. [NYSE: SXCP] in connection with the previously announced stock-for-units exchange and merger transaction whereby SunCoke Energy, Inc. [NYSE: SXC] acquired all outstanding SXCP common units that it did not already own. The merger was effective at 9:00 am EDT on June 28, 2019 and SXCP common units were removed from listing and did not open for trading on that date. The last closing price for SXCP's common units, on June 27, 2019, was $12.41 per unit. On the effective date of the merger, the closing price of SunCoke Energy, Inc. common stock was $8.88 per share.

Read SEC document
June 28, 2019 Filed Jul 3, 2019 00:28 UTC GrantCommon Stock 23,117 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-023801 · form4.xml · nonDerivative · entry 1

SWEETNAM JAMES E · CIK 0001188600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,117

F1 · price: Shares of issuer common stock received in exchange for 16,100 common units representing limited partnership interests in SunCoke Energy Partners, L.P. [NYSE: SXCP] in connection with the previously announced stock-for-units exchange and merger transaction whereby SunCoke Energy, Inc. [NYSE: SXC] acquired all outstanding SXCP common units that it did not already own. The merger was effective at 9:00 am EDT on June 28, 2019 and SXCP common units were removed from listing and did not open for trading on that date. The last closing price for SXCP's common units, on June 27, 2019, was $12.41 per unit. On the effective date of the merger, the closing price of SunCoke Energy, Inc. common stock was $8.88 per share.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:34 UTC
Hardesty Phillip MichaelSenior Vice President
GrantCommon Stock 574 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-023805 · form4.xml · nonDerivative · entry 3

Hardesty Phillip Michael · CIK 0001329538 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 574

F3 · price: Shares of issuer common stock received in exchange for 400 common units representing limited partnership interests in SunCoke Energy Partners, L.P. [NYSE: SXCP] in connection with the previously announced stock-for-units exchange and merger transaction whereby SunCoke Enegy, Inc. [NYSE: SXC] acquired all of the outstanding SXCP common units that it did not already own. The merger was effective at 9:00 am EDT EDT on June 28, 2019 and SXCP common units were removed from listing and did not open for trading on that date. The last closing price for SXCP's common units, on June 27, 2019, was $12.41 per unit. On the effective date of the merger, the closing price of SunCoke Energy, Inc. common stock was $8.88 per share.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:34 UTC
Hardesty Phillip MichaelSenior Vice President
GrantCommon Stock 287 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-023805 · form4.xml · nonDerivative · entry 2

Hardesty Phillip Michael · CIK 0001329538 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 287

F2 · price: Shares of issuer common stock received in exchange for 200 common units representing limited partnership interests in SunCoke Energy Partners, L.P. [NYSE: SXCP] in connection with the previously announced stock-for-units exchange and merger transaction whereby SunCoke Enegy, Inc. [NYSE: SXC] acquired all of the outstanding SXCP common units that it did not already own. The merger was effective at 9:00 am EDT EDT on June 28, 2019 and SXCP common units were removed from listing and did not open for trading on that date. The last closing price for SXCP's common units, on June 27, 2019, was $12.41 per unit. On the effective date of the merger, the closing price of SunCoke Energy, Inc. common stock was $8.88 per share.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:34 UTC
Hardesty Phillip MichaelSenior Vice President
GrantCommon Stock 7,798 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-023805 · form4.xml · nonDerivative · entry 1

Hardesty Phillip Michael · CIK 0001329538 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,798

F1 · price: Shares of issuer common stock received in exchange for 5,431 common units representing limited partnership interests in SunCoke Energy Partners, L.P. [NYSE: SXCP] in connection with the previously announced stock-for-units exchange and merger transaction whereby SunCoke Enegy, Inc. [NYSE: SXC] acquired all of the outstanding SXCP common units that it did not already own. The merger was effective at 9:00 am EDT EDT on June 28, 2019 and SXCP common units were removed from listing and did not open for trading on that date. The last closing price for SXCP's common units, on June 27, 2019, was $12.41 per unit. On the effective date of the merger, the closing price of SunCoke Energy, Inc. common stock was $8.88 per share.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:30 UTC
Yeaw Gary PSenior Vice President
GrantCommon Stock 3,589 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-023803 · form4.xml · nonDerivative · entry 1

Yeaw Gary P · CIK 0001337118 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,959

F1 · price: Shares of issuer common stock received in exchange for 2,500 common units representing limited partnership interests in SunCoke Energy Partners, L.P. [NYSE: SXCP] in connection with the previously announced stock-for-units exchange and merger transaction whereby SunCoke Energy, Inc. [NYSE: SXC] acquired all outstanding SXCP common units that it did not already own. The merger was effective at 9:00 am EDT on June 28, 2019 and SXCP common units were removed from listing and did not open for trading on that date. The last closing price for SXCP's common units, on June 27, 2019, was $12.41 per unit. On the effective date of the merger, the closing price of SunCoke Energy, Inc. common stock was $8.88 per share.

Read SEC document
June 28, 2019 Filed Jul 3, 2019 00:21 UTC
Lausas Allison SVice President & Controller
GrantCommon Stock 430 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-023796 · form4.xml · nonDerivative · entry 1

Lausas Allison S · CIK 0001623870 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,635

F1 · price: Shares of issuer common stock received in exchange for 300 common units representing limited partnership interests in SunCoke Energy Partners, L.P. [NYSE: SXCP] in connection with the previously announced stock-for-units exchange and merger transaction whereby SunCoke Energy, Inc. [NYSE: SXC] acquired all outstanding SXCP common units that it did not already own. The merger was effective at 9:00 am EDT on June 28, 2019 and SXCP common units were removed from listing and did not open for trading on that date. The last closing price for SXCP's common units, on June 27, 2019, was $12.41 per unit. On the effective date of the merger, the closing price of SunCoke Energy, Inc. common stock was $8.88 per share.

Read SEC document
June 28, 2019 Filed Jan 24, 2020 00:20 UTC Amendment GrantCommon Stock 21,394 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-002311 · form4a.xml · nonDerivative · entry 1

SWEETNAM JAMES E · CIK 0001188600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,394

F1 · shares: This amended Form 4 is being filed for the sole purpose of correcting the previously reported number of shares of SunCoke Energy, Inc. common stock received in exchange for certain common units representing limited partnership interests in SunCoke Energy Partners, L.P.

F2 · price: Shares of issuer common stock received in exchange for 14,900 common units representing limited partnership interests in SunCoke Energy Partners, L.P. [NYSE: SXCP] in connection with the previously announced stock-for-units exchange and merger transaction whereby SunCoke Energy, Inc. [NYSE: SXC] acquired all outstanding SXCP common units that it did not already own. The merger was effective at 9:00 am EDT on June 28, 2019 and SXCP common units were removed from listing and did not open for trading on that date. The last closing price for SXCP's common units, on June 27, 2019, was $12.41 per unit. On the effective date of the merger, the closing price of SunCoke Energy, Inc. common stock was $8.88 per share.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 09:32 UTC
ROWE JOHN WDirector
GrantDeferred Share Units · Derivative 3,715 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-022328 · form4.xml · derivative · entry 1

ROWE JOHN W · CIK 0001067838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,636.49

Underlying: Common Stock · 3,715 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · shares: Total of 3,715 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 09:30 UTC GrantDeferred Share Units · Derivative 3,715 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-022326 · form4.xml · derivative · entry 1

Landahl Susan R. · CIK 0001715919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,377

Underlying: Common Stock · 3,715 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · shares: Total of 3,715 Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan in a transaction exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 13:35 UTC GrantDeferred Share Units · Derivative 3,715 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-022330 · form4.xml · derivative · entry 1

SWEETNAM JAMES E · CIK 0001188600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,498.49

Underlying: Common Stock · 3,715 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · shares: Total of 3,715 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 09:27 UTC GrantCommon Stock 3,715 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-022324 · form4.xml · nonDerivative · entry 1

HAMILTON PETER B · CIK 0001193326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,347

F1 · shares: Shares granted pursuant to the SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors, in a transaction exempt under Rule 16b-3(d).

Read SEC document
June 19, 2019 Filed Jun 20, 2019 09:25 UTC GrantDeferred Share Units · Derivative 2,972 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-022322 · form4.xml · derivative · entry 1

Bledsoe Alvin · CIK 0001408213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,423.49

Underlying: Common Stock · 2,972 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · shares: Total of 2,972 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2019 Filed Mar 21, 2019 18:12 UTC
ROWE JOHN WDirector
GrantDeferred Share Units · Derivative 3,181 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012723 · form4.xml · derivative · entry 1

ROWE JOHN W · CIK 0001067838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,921.49

Underlying: Common Stock · 3,181 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · shares: Total of 3,181 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2019 Filed Mar 21, 2019 18:06 UTC GrantDeferred Share Units · Derivative 3,181 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012716 · form4.xml · derivative · entry 1

Landahl Susan R. · CIK 0001715919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,662

Underlying: Common Stock · 3,181 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · shares: Total of 3,181 Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan in a transaction exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2019 Filed Mar 21, 2019 17:50 UTC GrantDeferred Share Units · Derivative 2,545 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012709 · form4.xml · derivative · entry 1

Bledsoe Alvin · CIK 0001408213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,451.49

Underlying: Common Stock · 2,545 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · shares: Total of 2,545 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2019 Filed Mar 21, 2019 17:54 UTC GrantCommon Stock 3,181 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012712 · form4.xml · nonDerivative · entry 1

HAMILTON PETER B · CIK 0001193326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,632

F1 · shares: Shares granted pursuant to the SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors, in a transaction exempt under Rule 16b-3(d).

Read SEC document
March 20, 2019 Filed Mar 21, 2019 22:10 UTC GrantDeferred Share Units · Derivative 3,181 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012721 · form4.xml · derivative · entry 1

SWEETNAM JAMES E · CIK 0001188600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,783.49

Underlying: Common Stock · 3,181 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · shares: Total of 3,181 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

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March 20, 2019 Filed Mar 21, 2019 18:09 UTC GrantCommon Stock 3,181 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012719 · form4.xml · nonDerivative · entry 1

PEISER ROBERT A · CIK 0001197331 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Robert A. Peiser Living Trust

Disclosed balance after: 37,132

F1 · shares: Shares granted pursuant to SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors in a transaction exempt under Rule 16b-3(d).

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February 17, 2019 Filed Feb 15, 2019 15:43 UTC
Gates Katherine TSr VP & General Counsel
OtherCommon Stock 31,865 $9.87 $314,507.55
Disclosure

SEC source: 0001127602-19-006252 · form4.xml · nonDerivative · entry 1

Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,781

F1 · security: Represent settlement of Performance Share Unit ("PSU") award granted February 17, 2016 pursuant to SunCoke Energy, Inc. ("SXC") Long Term Performance Plan in a transaction exempt under Rule 16b-3. PSU award settled, at the end of applicable three-year vesting period, in shares of SXC common stock, (net of shares withheld by Registrant to satisfy minimum statutory withholding requirements).

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February 17, 2019 Filed Feb 15, 2019 16:04 UTC
Yeaw Gary PSenior Vice President
OtherCommon Stock 35,139 $9.87 $346,821.93
Disclosure

SEC source: 0001127602-19-006280 · form4.xml · nonDerivative · entry 1

Yeaw Gary P · CIK 0001337118 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,209

F1 · security: Represents settlement of Performance Share Unit ("PSU") award granted February 17, 2016 pursuant to the SunCoke Energy, Inc. ("SXC") Long Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. PSU award settled, at the end of applicable three-year vesting period, in shares of SXC common stock, (net of shares withheld by Registrant to satisfy minimum statutory withholding requirements).

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February 17, 2019 Filed Feb 15, 2019 15:48 UTC
Hardesty Phillip MichaelSenior Vice President
OtherCommon Stock 42,871 $9.87 $423,136.77
Disclosure

SEC source: 0001127602-19-006258 · form4.xml · nonDerivative · entry 1

Hardesty Phillip Michael · CIK 0001329538 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,892

F1 · security: Represents settlement of Performance Share Unit ("PSU") award granted February 17, 2016 pursuant to the SunCoke Energy, Inc. ("SXC") Long Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. PSU award settled, at the end of applicable three-year vesting period, in shares of SXC common stock, (net of shares withheld by Registrant to satisfy minimum statutory withholding requirements).

Read SEC document
February 17, 2019 Filed Feb 15, 2019 20:57 UTC
West FayDirector · Senior Vice President & CFO
OtherCommon Stock 75,951 $9.87 $749,636.37
Disclosure

SEC source: 0001127602-19-006272 · form4.xml · nonDerivative · entry 1

West Fay · CIK 0001524598 · Director · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,367

F1 · security: Represents settlement of Performance Share Unit ("PSU") award granted February 17, 2016 pursuant to SunCoke Energy, Inc. ("SXC") Long Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. PSU award settled, at the end of applicable three-year vesting period, in shares of SXC common stock, (net of shares withheld by Registrant to satisfy minimum statutory withholding requirements).

Read SEC document
February 17, 2019 Filed Feb 19, 2019 17:11 UTC
Lausas Allison SVice President & Controller
Exercise / conversionRSU's (02.17.2016) · Derivative 1,644 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006562 · form4.xml · derivative · entry 9

Lausas Allison S · CIK 0001623870 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,644 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Reflects cash settlement of the third tranche of time vesting restricted stock units ("RSUs") granted February 17, 2016, pursuant to the SunCoke Energy, Inc. Long -Term Performance Enhancement Plan, in a transaction exempt under Rule 16b-3. These RSUs vest in three equal annual installments on the first, second and third anniversaries of the date of the grant.

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F1 · price: Conversion rate is 1 for 1.

F5 · derivative.exercise_date: Not applicable.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 17, 2019 Filed Feb 19, 2019 17:11 UTC
Lausas Allison SVice President & Controller
Disposition to issuerCommon Stock 1,644 $9.87 $16,226.28
Disclosure

SEC source: 0001127602-19-006562 · form4.xml · nonDerivative · entry 6

Lausas Allison S · CIK 0001623870 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,789

Read SEC document
February 17, 2019 Filed Feb 19, 2019 17:11 UTC
Lausas Allison SVice President & Controller
Exercise / conversionCommon Stock 1,644 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006562 · form4.xml · nonDerivative · entry 5

Lausas Allison S · CIK 0001623870 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 12:05 UTC
Gates Katherine TSr VP & General Counsel
Exercise / conversionRSU's (02.15.17) · Derivative 1,929 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006559 · form4.xml · derivative · entry 6

Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,928

Underlying: Common Stock · 1,929 shares

Expires 2020-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 12:05 UTC
Gates Katherine TSr VP & General Counsel
Tax withholdingCommon Stock 566 $9.87 $5,586.42
Disclosure

SEC source: 0001127602-19-006559 · form4.xml · nonDerivative · entry 4

Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,986

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted common stock units.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 12:05 UTC
Gates Katherine TSr VP & General Counsel
Exercise / conversionCommon Stock 1,929 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006559 · form4.xml · nonDerivative · entry 3

Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 12:03 UTC
Hardesty Phillip MichaelSenior Vice President
Exercise / conversionRSU's (02.15.17) · Derivative 1,543 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006556 · form4.xml · derivative · entry 6

Hardesty Phillip Michael · CIK 0001329538 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,543

Underlying: Common Stock · 1,543 shares

Expires 2020-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 12:03 UTC
Hardesty Phillip MichaelSenior Vice President
Tax withholdingCommon Stock 708 $9.61 $6,803.88
Disclosure

SEC source: 0001127602-19-006556 · form4.xml · nonDerivative · entry 4

Hardesty Phillip Michael · CIK 0001329538 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,818

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 12:03 UTC
Hardesty Phillip MichaelSenior Vice President
Tax withholdingCommon Stock 453 $9.87 $4,471.11
Disclosure

SEC source: 0001127602-19-006556 · form4.xml · nonDerivative · entry 3

Hardesty Phillip Michael · CIK 0001329538 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,526

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 12:03 UTC
Hardesty Phillip MichaelSenior Vice President
Exercise / conversionCommon Stock 1,543 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006556 · form4.xml · nonDerivative · entry 2

Hardesty Phillip Michael · CIK 0001329538 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion rate is 1 for 1.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.