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SWKHL

SWK Holdings Corp

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9770
SEC CIK
0001089907
Parsed reports
194

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 05, 2022 Filed Jan 12, 2022 19:10 UTC GrantCommon Stock 14 Not disclosed Not disclosed
Disclosure

SEC source: 0001187788-22-000002 · primary_doc.xml · nonDerivative · entry 1

Stead Edward B · CIK 0001187788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,053

F1 · price: Reflects compensation for services as a director from January 1, 2022 through January 5, 2022, based on the $19.68 closing price of the common stock on January 5, 2022.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 00:38 UTC GrantCommon Stock 250 Not disclosed Not disclosed
Disclosure

SEC source: 0001789490-22-000001 · primary_doc.xml · nonDerivative · entry 1

Fletcher Aaron G.L. · CIK 0001789490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,236

F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 23:07 UTC GrantCommon Stock 250 Not disclosed Not disclosed
Disclosure

SEC source: 0001480140-22-000001 · primary_doc.xml · nonDerivative · entry 1

Weinberg Michael · CIK 0001480140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,946

F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 22:52 UTC GrantCommon Stock 250 Not disclosed Not disclosed
Disclosure

SEC source: 0001187788-22-000001 · primary_doc.xml · nonDerivative · entry 1

Stead Edward B · CIK 0001187788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,039

F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 22:39 UTC GrantCommon Stock 823 Not disclosed Not disclosed
Disclosure

SEC source: 0001864079-22-000001 · primary_doc.xml · nonDerivative · entry 1

Pennington Marcus Edward · CIK 0001864079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,075

F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director. Also includes 573 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $19.63 closing price of the common stock on December 31, 2021.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 22:30 UTC GrantCommon Stock 250 Not disclosed Not disclosed
Disclosure

SEC source: 0001619039-22-000001 · primary_doc.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,577

F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 22:15 UTC GrantCommon Stock 250 Not disclosed Not disclosed
Disclosure

SEC source: 0001619685-22-000001 · primary_doc.xml · nonDerivative · entry 1

Baker Dana Blair · CIK 0001619685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,969

F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 21:40 UTC
BLACK WINSTON L IIIChief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 75,000 $0.00 Strike: $8.30 $0.00
Disclosure

SEC source: 0000947871-22-000002 · ownership.xml · derivative · entry 3

BLACK WINSTON L III · CIK 0001550168 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 21:40 UTC
BLACK WINSTON L IIIChief Executive Officer
Tax withholdingCommon Stock 50,431 $19.63 $989,960.53
Disclosure

SEC source: 0000947871-22-000002 · ownership.xml · nonDerivative · entry 2

BLACK WINSTON L III · CIK 0001550168 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,663

F1 · shares: Shares withheld for exercise price and taxes upon the exercise of stock options and for taxes upon the vesting of restricted stock awarded to reporting person.

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December 31, 2021 Filed Jan 3, 2022 21:40 UTC
BLACK WINSTON L IIIChief Executive Officer
Exercise / conversionCommon Stock 75,000 $8.30 $622,500.00
Disclosure

SEC source: 0000947871-22-000002 · ownership.xml · nonDerivative · entry 1

BLACK WINSTON L III · CIK 0001550168 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Jan 12, 2022 19:20 UTC Disposition to issuerCommon Stock 1,363 Not disclosed Not disclosed
Disclosure

SEC source: 0001789490-22-000002 · primary_doc.xml · nonDerivative · entry 1

Fletcher Aaron G.L. · CIK 0001789490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,873

F1 · kind: Forfeiture of non-vested restricted stock award as a result of resignation as a director.

F1 · price: Forfeiture of non-vested restricted stock award as a result of resignation as a director.

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October 01, 2021 Filed Oct 1, 2021 22:42 UTC GrantCommon Stock 1,363 Not disclosed Not disclosed
Disclosure

SEC source: 0001619039-21-000004 · primary_doc.xml · nonDerivative · entry 2

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,327

F2 · price: Consists of restricted shares granted to the Reporting Person as compensation for his services as a director, based on the $18.35 closing price of the common stock on October 1, 2021. The restricted shares vest on October 1,2022.

Read SEC document
October 01, 2021 Filed Oct 1, 2021 22:54 UTC GrantCommon Stock 1,363 Not disclosed Not disclosed
Disclosure

SEC source: 0001619685-21-000004 · primary_doc.xml · nonDerivative · entry 2

Baker Dana Blair · CIK 0001619685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,719

F2 · price: Consists of restricted shares granted to the Reporting Person as compensation for his services as a director, based on the $18.35 closing price of the common stock on October 1, 2021. The restricted shares vest on October 1,2022.

Read SEC document
October 01, 2021 Filed Oct 1, 2021 22:31 UTC GrantCommon Stock 1,363 Not disclosed Not disclosed
Disclosure

SEC source: 0001480140-21-000004 · primary_doc.xml · nonDerivative · entry 2

Weinberg Michael · CIK 0001480140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,696

F2 · price: Consists of restricted shares granted to the Reporting Person as compensation for his services as a director, based on the $18.35 closing price of the common stock on October 1, 2021. The restricted shares vest on October 1,2022.

Read SEC document
October 01, 2021 Filed Oct 1, 2021 22:19 UTC GrantCommon Stock 1,363 Not disclosed Not disclosed
Disclosure

SEC source: 0001187788-21-000006 · primary_doc.xml · nonDerivative · entry 2

Stead Edward B · CIK 0001187788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,789

F2 · price: Consists of restricted shares granted to the Reporting Person as compensation for his services as a director, based on the $18.35 closing price of the common stock on October 1, 2021. The restricted shares vest on October 1,2022.

Read SEC document
October 01, 2021 Filed Oct 1, 2021 22:11 UTC GrantCommon Stock 1,363 Not disclosed Not disclosed
Disclosure

SEC source: 0001864079-21-000003 · primary_doc.xml · nonDerivative · entry 2

Pennington Marcus Edward · CIK 0001864079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,252

F2 · price: Consists of restricted shares granted to the Reporting Person as compensation for his services as a director, based on the $18.35 closing price of the common stock on October 1, 2021. The restricted shares vest on October 1,2022.

Read SEC document
October 01, 2021 Filed Oct 1, 2021 21:49 UTC GrantCommon Stock 1,363 Not disclosed Not disclosed
Disclosure

SEC source: 0001789490-21-000005 · primary_doc.xml · nonDerivative · entry 2

Fletcher Aaron G.L. · CIK 0001789490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,986

F2 · price: Consists of restricted shares granted to the Reporting Person as compensation for his services as a director, based on the $18.35 closing price of the common stock on October 1, 2021. The restricted shares vest on October 1,2022.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 22:42 UTC GrantCommon Stock 897 Not disclosed Not disclosed
Disclosure

SEC source: 0001619039-21-000004 · primary_doc.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,964

F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director. Also includes 647 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $18.17 closing price of the common stock on September 30, 2021.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 22:54 UTC GrantCommon Stock 250 Not disclosed Not disclosed
Disclosure

SEC source: 0001619685-21-000004 · primary_doc.xml · nonDerivative · entry 1

Baker Dana Blair · CIK 0001619685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,356

F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 22:31 UTC GrantCommon Stock 250 Not disclosed Not disclosed
Disclosure

SEC source: 0001480140-21-000004 · primary_doc.xml · nonDerivative · entry 1

Weinberg Michael · CIK 0001480140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,333

F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 22:19 UTC GrantCommon Stock 250 Not disclosed Not disclosed
Disclosure

SEC source: 0001187788-21-000006 · primary_doc.xml · nonDerivative · entry 1

Stead Edward B · CIK 0001187788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,426

F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 22:11 UTC GrantCommon Stock 869 Not disclosed Not disclosed
Disclosure

SEC source: 0001864079-21-000003 · primary_doc.xml · nonDerivative · entry 1

Pennington Marcus Edward · CIK 0001864079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,889

F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director. Also includes 619 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $18.17 closing price of the common stock on September 30, 2021.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 21:49 UTC GrantCommon Stock 250 Not disclosed Not disclosed
Disclosure

SEC source: 0001789490-21-000005 · primary_doc.xml · nonDerivative · entry 1

Fletcher Aaron G.L. · CIK 0001789490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,623

F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director.

Read SEC document
June 30, 2021 Filed Jun 30, 2021 22:48 UTC GrantCommon Stock 431 Not disclosed Not disclosed
Disclosure

SEC source: 0001864079-21-000002 · primary_doc.xml · nonDerivative · entry 1

Pennington Marcus Edward · CIK 0001864079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,020

F1 · price: Includes 121 share to the Reporting Person as compensation for his services as a director. Also includes 310 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $17.55 closing price of the common stock on June 30, 2021.

Read SEC document
June 30, 2021 Filed Jun 30, 2021 22:15 UTC GrantCommon Stock 250 Not disclosed Not disclosed
Disclosure

SEC source: 0001480140-21-000003 · primary_doc.xml · nonDerivative · entry 1

Weinberg Michael · CIK 0001480140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,083

F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director.

Read SEC document
June 30, 2021 Filed Jun 30, 2021 22:09 UTC GrantCommon Stock 250 Not disclosed Not disclosed
Disclosure

SEC source: 0001187788-21-000005 · primary_doc.xml · nonDerivative · entry 1

Stead Edward B · CIK 0001187788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,176

F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director.

Read SEC document
June 30, 2021 Filed Jun 30, 2021 22:01 UTC GrantCommon Stock 920 Not disclosed Not disclosed
Disclosure

SEC source: 0001619039-21-000003 · primary_doc.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,067

F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director. Also includes 670 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $17.55 closing price of the common stock on June 30, 2021.

Read SEC document
June 30, 2021 Filed Jun 30, 2021 21:54 UTC GrantCommon Stock 250 Not disclosed Not disclosed
Disclosure

SEC source: 0001789490-21-000003 · primary_doc.xml · nonDerivative · entry 1

Fletcher Aaron G.L. · CIK 0001789490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,373

F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director.

Read SEC document
June 30, 2021 Filed Jun 30, 2021 21:45 UTC GrantCommon Stock 250 Not disclosed Not disclosed
Disclosure

SEC source: 0001619685-21-000003 · primary_doc.xml · nonDerivative · entry 1

Baker Dana Blair · CIK 0001619685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,106

F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:33 UTC GrantCommon Stock 250 Not disclosed Not disclosed
Disclosure

SEC source: 0001187788-21-000002 · primary_doc.xml · nonDerivative · entry 1

STEAD EDWARD B · CIK 0001187788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,926

F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:38 UTC GrantCommon Stock 250 Not disclosed Not disclosed
Disclosure

SEC source: 0001480140-21-000002 · primary_doc.xml · nonDerivative · entry 1

Weinberg Michael · CIK 0001480140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,833

F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:21 UTC GrantCommon Stock 1,213 Not disclosed Not disclosed
Disclosure

SEC source: 0001619685-21-000002 · primary_doc.xml · nonDerivative · entry 1

Baker Dana Blair · CIK 0001619685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,856

F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director. Also includes 963 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $14.54 closing price of the common stock on March 31, 2021.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:05 UTC GrantCommon Stock 1,058 Not disclosed Not disclosed
Disclosure

SEC source: 0001619039-21-000002 · primary_doc.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,147

F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director. Also includes 808 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $14.54 closing price of the common stock on March 31, 2021.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 19:38 UTC GrantCommon Stock 250 Not disclosed Not disclosed
Disclosure

SEC source: 0001789490-21-000002 · primary_doc.xml · nonDerivative · entry 1

Fletcher Aaron G.L. · CIK 0001789490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,123

F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:24 UTC GrantCommon Stock 250 Not disclosed Not disclosed
Disclosure

SEC source: 0001480140-21-000001 · primary_doc.xml · nonDerivative · entry 1

Weinberg Michael · CIK 0001480140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,583

F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 20:55 UTC GrantCommon Stock 250 Not disclosed Not disclosed
Disclosure

SEC source: 0001187788-21-000001 · primary_doc.xml · nonDerivative · entry 1

STEAD EDWARD B · CIK 0001187788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,676

F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 20:50 UTC GrantCommon Stock 1,067 Not disclosed Not disclosed
Disclosure

SEC source: 0001619039-21-000001 · primary_doc.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,089

F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director. Also includes 817 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $14.39 closing price of the common stock on December 31, 2020.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 20:42 UTC GrantCommon Stock 250 Not disclosed Not disclosed
Disclosure

SEC source: 0001789490-21-000001 · primary_doc.xml · nonDerivative · entry 1

Fletcher Aaron G.L. · CIK 0001789490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,873

F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 20:30 UTC GrantCommon Stock 1,223 Not disclosed Not disclosed
Disclosure

SEC source: 0001619685-21-000001 · primary_doc.xml · nonDerivative · entry 1

Baker Dana Blair · CIK 0001619685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,643

F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director. Also includes 973 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $14.39 closing price of the common stock on December 31, 2020.

Read SEC document
October 01, 2020 Filed Oct 1, 2020 22:51 UTC GrantCommon Stock 1,661 Not disclosed Not disclosed
Disclosure

SEC source: 0001480140-20-000004 · primary_doc.xml · nonDerivative · entry 2

Weinberg Michael · CIK 0001480140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,333

F2 · price: Consists of restricted shares granted to the Reporting Person as compensation for his services as a director, based on the $15.05 closing price of the common stock on October 1, 2020. The restricted shares vest on October 1, 2021.

Read SEC document
October 01, 2020 Filed Oct 1, 2020 22:45 UTC GrantCommon Stock 1,661 Not disclosed Not disclosed
Disclosure

SEC source: 0001187788-20-000004 · primary_doc.xml · nonDerivative · entry 2

STEAD EDWARD B · CIK 0001187788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,426

F2 · price: Consists of restricted shares granted to the Reporting Person as compensation for his services as a director, based on the $15.05 closing price of the common stock on October 1, 2020. The restricted shares vest on October 1, 2021.

Read SEC document
October 01, 2020 Filed Oct 1, 2020 22:41 UTC GrantCommon Stock 1,661 Not disclosed Not disclosed
Disclosure

SEC source: 0001619039-20-000006 · primary_doc.xml · nonDerivative · entry 2

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,022

F2 · price: Consists of restricted shares granted to the Reporting Person as compensation for his services as a director, based on the $15.05 closing price of the common stock on October 1, 2020. The restricted shares vest on October 1, 2021.

Read SEC document
October 01, 2020 Filed Oct 1, 2020 22:22 UTC GrantCommon Stock 1,661 Not disclosed Not disclosed
Disclosure

SEC source: 0001619685-20-000004 · primary_doc.xml · nonDerivative · entry 2

Baker Dana Blair · CIK 0001619685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,420

F2 · price: Consists of restricted shares granted to the Reporting Person as compensation for his services as a director, based on the $15.05 closing price of the common stock on October 1, 2020. The restricted shares vest on October 1, 2021.

Read SEC document
October 01, 2020 Filed Oct 1, 2020 22:36 UTC GrantCommon Stock 1,661 Not disclosed Not disclosed
Disclosure

SEC source: 0001789490-20-000007 · primary_doc.xml · nonDerivative · entry 2

Fletcher Aaron G.L. · CIK 0001789490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,623

F2 · price: Consists of restricted shares granted to the Reporting Person as compensation for his services as a director, based on the $15.05 closing price of the common stock on October 1, 2020. The restricted shares vest on October 1, 2021.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 22:51 UTC GrantCommon Stock 250 Not disclosed Not disclosed
Disclosure

SEC source: 0001480140-20-000004 · primary_doc.xml · nonDerivative · entry 1

Weinberg Michael · CIK 0001480140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,672

F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 22:45 UTC GrantCommon Stock 250 Not disclosed Not disclosed
Disclosure

SEC source: 0001187788-20-000004 · primary_doc.xml · nonDerivative · entry 1

STEAD EDWARD B · CIK 0001187788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,765

F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 22:41 UTC GrantCommon Stock 1,089 Not disclosed Not disclosed
Disclosure

SEC source: 0001619039-20-000006 · primary_doc.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,361

F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director. Also includes 839 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $14.00 closing price of the common stock on September 30, 2020.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 22:22 UTC Grantcommon stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001619685-20-000004 · primary_doc.xml · nonDerivative · entry 1

Baker Dana Blair · CIK 0001619685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,759

F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director. Also includes 1,000 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $14.00 closing price of the common stock on September 30, 2020.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 22:36 UTC GrantCommon Stock 250 Not disclosed Not disclosed
Disclosure

SEC source: 0001789490-20-000007 · primary_doc.xml · nonDerivative · entry 1

Fletcher Aaron G.L. · CIK 0001789490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,962

F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 22:57 UTC GrantCommon Stock 250 Not disclosed Not disclosed
Disclosure

SEC source: 0001480140-20-000003 · primary_doc.xml · nonDerivative · entry 1

Weinberg Michael · CIK 0001480140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,422

F1 · price: Includes 250 shares to the Reporting Person as compensation for his services as a director.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.