Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CTO Realty Growth, Inc.CTO · Entity 5116 | Director | October 01, 2026 | October 03, 2026 |
| Fortress Value Acquisition Corp. IIIFVT · Entity 121963 | Director | December 28, 2021 | December 28, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CTO Realty Growth, Inc.
Report date October 01, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,056 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 1,007 · Balance 33,056 F1: These shares were issued to the Reporting Person in lieu of his 3rd quarter 2026 board retainer fee of $12,500 and committee retainer fees of $8,437.50 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last business day of the calendar quarter, or $20.78050. |
| Common StockSEC Table I · non-derivative | IndirectBy The Elizabeth Bennett Haga Irrevocable Trust | 28,520 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 28,520 F2: The Reporting Person's spouse is both a beneficiary and a trustee of the above-named trust. The Reporting Person disclaims beneficial ownership of the shares of the Issuer's common stock held by said trust, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares of the Issuer's common stock held by said trust for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were issued to the Reporting Person in lieu of his 3rd quarter 2026 board retainer fee of $12,500 and committee retainer fees of $8,437.50 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last business day of the calendar quarter, or $20.78050.
F2: The Reporting Person's spouse is both a beneficiary and a trustee of the above-named trust. The Reporting Person disclaims beneficial ownership of the shares of the Issuer's common stock held by said trust, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares of the Issuer's common stock held by said trust for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Fortress Value Acquisition Corp. III
Report date December 28, 2021 · Filed December 28, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class F Common Stock, par value $0.0001SEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-12-28 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The reporting person owns 25,000 shares of Class F Common Stock which are convertible into shares of Class A Common Stock as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-250817). The shares of Class F Common Stock have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person owns 25,000 shares of Class F Common Stock which are convertible into shares of Class A Common Stock as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-250817). The shares of Class F Common Stock have no expiration date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
SWK Holdings Corp
Report date January 07, 2022 · Filed January 12, 2022
Section 16 reporting ended · disclosed 2022-01-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,233 |
Ending reported balance
After 2022-01-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-01-07 · Grant · Acquired 19 · Balance 38,596 F1: Reflects compensation for services as a director from January 1, 2022 through January 7, 2022, based on the $19.87 closing price of the common stock on January 7, 2022. Row 2 · 2022-01-07 · Disposition to issuer · Disposed 1,363 · Balance 37,233 F2: Forfeiture of non-vested restricted stock award as a result of resignation as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects compensation for services as a director from January 1, 2022 through January 7, 2022, based on the $19.87 closing price of the common stock on January 7, 2022.
F2: Forfeiture of non-vested restricted stock award as a result of resignation as a director.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 3, 2026 00:15 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 1,007 | $20.78 | $20,925.96 |
DisclosureSEC source: 0001619039-26-000010 · form4-10022026_041006.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,056 F1 · price: These shares were issued to the Reporting Person in lieu of his 3rd quarter 2026 board retainer fee of $12,500 and committee retainer fees of $8,437.50 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last business day of the calendar quarter, or $20.78050. Read SEC document |
| July 01, 2026 Filed Jul 1, 2026 20:30 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 1,004 | $20.83 | $20,917.84 |
DisclosureSEC source: 0001619039-26-000008 · form4-07012026_040709.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,049 F1 · price: These shares were issued to the Reporting Person in lieu of his 2nd quarter 2026 board retainer fee of $12,500 and committee retainer fees of $8,437.50 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last business day of the calendar quarter, or $20.83450. Read SEC document |
| April 01, 2026 Filed Apr 2, 2026 21:45 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 1,108 | $18.88 | $20,922.92 |
DisclosureSEC source: 0001619039-26-000006 · form4-04022026_050403.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,045 F1 · price: These shares were issued to the Reporting Person in lieu of his 1st quarter 2026 board retainer fee of $12,500 and committee retainer fees of $8,437.50 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last business day of the calendar quarter, or $18.88350. Read SEC document |
| February 11, 2026 Filed Feb 13, 2026 22:45 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 3,462 | $18.05 | $62,489.10 |
DisclosureSEC source: 0001619039-26-000004 · form4-02132026_050208.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,937 F1 · price: These shares were issued to the Reporting Person as his $62,500 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 5, 2026, or $18.05000. Read SEC document |
| January 02, 2026 Filed Jan 3, 2026 02:45 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 1,162 | $18.02 | $20,936.34 |
DisclosureSEC source: 0001619039-26-000002 · form4-01022026_090103.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,475 F1 · price: These shares were issued to the Reporting Person in lieu of his 4th quarter 2025 board retainer fee of $12,500 and committee retainer fees of $8,437.50 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last business day of the calendar quarter, or $18.01750. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 20:20 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 1,265 | $16.54 | $20,928.79 |
DisclosureSEC source: 0001619039-25-000003 · form4-10032025_041003.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,313 F1 · price: These shares were issued to the Reporting Person in lieu of his 3rd quarter 2025 board retainer fee of $12,500 and committee retainer fees of $8,437.50 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last business day of the calendar quarter, or $16.54450. Read SEC document |
| July 01, 2025 Filed Jul 3, 2025 20:30 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 1,155 | $18.13 | $20,936.11 |
DisclosureSEC source: 0001415889-25-019325 · form4-07032025_040701.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,048 F1 · price: These shares were issued to the Reporting Person in lieu of his 2nd quarter 2025 board retainer fee of $12,500 and committee retainer fees of $8,437.50 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last business day of the calendar quarter, or $18.126500. Read SEC document |
| April 01, 2025 Filed Apr 1, 2025 22:30 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 1,104 | $18.95 | $20,919.70 |
DisclosureSEC source: 0001415889-25-009435 · form4-04012025_060401.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,413 F1 · price: These shares were issued to the Reporting Person in lieu of his 1st quarter 2025 board retainer fee of $12,500 and committee retainer fees of $8,437.50 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last business day of the calendar quarter, or $18.94900. Read SEC document |
| February 12, 2025 Filed Feb 14, 2025 22:45 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 3,185 | $19.62 | $62,483.33 |
DisclosureSEC source: 0001415889-25-004208 · form4-02142025_050207.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,309 F1 · price: These shares were issued to the Reporting Person as his $62,500 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 6, 2025, or $19.61800. Read SEC document |
| January 02, 2025 Filed Jan 4, 2025 00:00 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 1,047 | $19.98 | $20,919.58 |
DisclosureSEC source: 0001415889-25-000653 · form4-01032025_070104.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,124 F1 · price: These shares were issued to the Reporting Person in lieu of his 4th quarter 2024 board retainer fee of $12,500 and committee retainer fees of $8,437.50 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $19.98050. Read SEC document |
| December 27, 2024 Filed Apr 25, 2025 22:00 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GiftCommon Stock | 28,520 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-011383 · form4-04252025_060403.xml · nonDerivative · entry 2 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By The Elizabeth Bennett Haga Irrevocable Trust Disclosed balance after: 28,528 F1 · kind: This transaction involved the Reporting Person's gift of 28,520 shares of the Issuer's common stock to a trust with respect to which the Reporting Person's spouse is both a beneficiary and a trustee. The Reporting Person disclaims beneficial ownership of the shares of the Issuer's common stock held by said trust, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares of the Issuer's common stock held by said trust for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · ownership.nature: This transaction involved the Reporting Person's gift of 28,520 shares of the Issuer's common stock to a trust with respect to which the Reporting Person's spouse is both a beneficiary and a trustee. The Reporting Person disclaims beneficial ownership of the shares of the Issuer's common stock held by said trust, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares of the Issuer's common stock held by said trust for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| December 27, 2024 Filed Apr 25, 2025 22:00 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GiftCommon Stock | 28,520 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-011383 · form4-04252025_060403.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,893 F1 · kind: This transaction involved the Reporting Person's gift of 28,520 shares of the Issuer's common stock to a trust with respect to which the Reporting Person's spouse is both a beneficiary and a trustee. The Reporting Person disclaims beneficial ownership of the shares of the Issuer's common stock held by said trust, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares of the Issuer's common stock held by said trust for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 22:00 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 1,089 | $19.22 | $20,934.39 |
DisclosureSEC source: 0001415889-24-024484 · form4-10022024_061006.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,077 F1 · price: These shares were issued to the Reporting Person in lieu of his 3rd quarter 2024 board retainer fee of $12,500 and committee retainer fees of $8,437.50 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $19.22350. Read SEC document |
| September 09, 2024 Filed Sep 11, 2024 22:00 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | SaleCommon Stock | 750 | $19.45 | $14,587.50 |
DisclosureSEC source: 0001415889-24-023244 · form4-09112024_060901.xml · nonDerivative · entry 2 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Reporting Person as UGTMA custodian for son Disclosed balance after: 0 Read SEC document |
| September 09, 2024 Filed Sep 11, 2024 22:00 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | SaleCommon Stock | 2,250 | $19.46 | $43,773.75 |
DisclosureSEC source: 0001415889-24-023244 · form4-09112024_060901.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Reporting Person as UGTMA custodian for son Disclosed balance after: 750 Read SEC document |
| August 29, 2024 Filed Aug 30, 2024 21:30 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | SaleCommon Stock | 1,500 | $19.19 | $28,785.00 |
DisclosureSEC source: 0001415889-24-022642 · form4-08302024_050801.xml · nonDerivative · entry 3 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Reporting Person as UGTMA custodian for daughter Disclosed balance after: 0 Read SEC document |
| August 29, 2024 Filed Aug 30, 2024 21:30 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | SaleCommon Stock | 500 | $19.19 | $9,592.50 |
DisclosureSEC source: 0001415889-24-022642 · form4-08302024_050801.xml · nonDerivative · entry 2 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Reporting Person as UGTMA custodian for daughter Disclosed balance after: 1,500 Read SEC document |
| August 29, 2024 Filed Aug 30, 2024 21:30 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | SaleCommon Stock | 1,000 | $19.20 | $19,195.00 |
DisclosureSEC source: 0001415889-24-022642 · form4-08302024_050801.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Reporting Person as UGTMA custodian for daughter Disclosed balance after: 2,000 Read SEC document |
| July 01, 2024 Filed Jul 2, 2024 21:30 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 1,192 | $17.56 | $20,926.16 |
DisclosureSEC source: 0001415889-24-018973 · form4-07022024_050716.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,988 F1 · price: These shares were issued to the Reporting Person in lieu of his 2nd quarter 2024 board retainer fee of $12,500 and committee retainer fees of $8,437.50 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $17.55550. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:30 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 1,241 | $16.86 | $20,926.36 |
DisclosureSEC source: 0001415889-24-010094 · form4-04032024_050401.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,796 F1 · price: These shares were issued to the Reporting Person in lieu of his 1st quarter 2024 board retainer fee of $12,500 and committee retainer fees of $8,437.50 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $16.8625. Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 22:30 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 3,740 | $16.71 | $62,491.66 |
DisclosureSEC source: 0001415889-24-004176 · form4-02162024_050203.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,555 F1 · price: These shares were issued to the Reporting Person as his $62,500 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 9, 2024, or $16.709000. Read SEC document |
| January 02, 2024 Filed Jan 12, 2024 21:05 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 903 | $17.30 | $15,621.90 |
DisclosureSEC source: 0001415889-24-001026 · form4-01122024_040102.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,815 F1 · price: These shares were issued to the Reporting Person in lieu of his 4th quarter 2023 board retainer fee of $10,000 and committee retainer fees of $5,625 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $17.30000. Read SEC document |
| October 02, 2023 Filed Oct 2, 2023 22:30 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 936 | $16.69 | $15,617.16 |
DisclosureSEC source: 0001415889-23-013767 · form4-10022023_061001.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,912 F1 · price: These shares were issued to the Reporting Person in lieu of his 3rd quarter 2023 board retainer fee of $10,000 and committee retainer fees of $5,625 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $16.68500. Read SEC document |
| July 03, 2023 Filed Jul 3, 2023 22:00 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 932 | $16.76 | $15,620.79 |
DisclosureSEC source: 0001415889-23-010601 · form4-07032023_060713.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,976 F1 · price: These shares were issued to the Reporting Person in lieu of his 2nd quarter 2023 board retainer fee of $10,000 and committee retainer fees of $5,625 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $16.7605. Read SEC document |
| April 03, 2023 Filed Apr 4, 2023 22:15 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 937 | $16.66 | $15,611.83 |
DisclosureSEC source: 0001415889-23-006115 · form4-04042023_060403.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,044 F1 · price: These shares were issued to the Reporting Person in lieu of his 1st quarter 2023 board retainer fee of $10,000 and committee retainer fees of $5,625 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $16.66150. Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 22:00 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 1,826 | $19.17 | $35,001.68 |
DisclosureSEC source: 0001415889-23-002781 · form4-02172023_050206.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,107 F1 · price: These shares were issued to the Reporting Person as his $35,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 10, 2023, or or $19.1685. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 21:16 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 841 | $18.56 | $15,608.96 |
DisclosureSEC source: 0001415889-23-000296 · form4-01042023_040129.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,281 F1 · price: These shares were issued to the Reporting Person in lieu of his 4th quarter 2022 board retainer fee of $10,000 and committee retainer fees of $5,625 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $18.56000. Read SEC document |
| October 01, 2022 Filed Oct 4, 2022 21:01 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 787 | $19.84 | $15,617.62 |
DisclosureSEC source: 0001415889-22-010236 · form4-10042022_051016.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,440 F1 · price: These shares were issued to the Reporting Person in lieu of his 3rd quarter 2022 board retainer fee of $10,000 and committee retainer fees of $5,625 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $19.8445. F2 · balance_after: The Form 4 filed by the Reporting Person on July 5, 2022 (the "Prior Form 4") did not correctly reflect the number of shares owned directly by the Reporting Person resulting from the Issuer's 3-for-1 stock split, which was effected in the form of a stock dividend that was paid on June 30, 2022 to stockholders of record at the close of business on June 27, 2022. Box 5 of the Prior Form 4 should have reflected 31,653 shares owned directly by the Reporting Person. Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 23:00 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 765 | $20.41 | $15,616.94 |
DisclosureSEC source: 0001415889-22-007404 · form4-07052022_070706.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,061 F1 · shares: Share amounts reported in this Form 4 reflect the Company's 3-for-1 stock split, which was effected in the form of a stock dividend that was paid on June 30, 2022 to stockholders of record at the close of business on June 27, 2022. The Company's stock began trading at the post-split price on July 1, 2022. F2 · price: These shares were issued to the Reporting Person in lieu of his 2nd quarter 2022 board retainer fee of $10,000 and committee retainer fees of $5,625 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $61.243 ($20.414333 factoring in the aforementioned 3-for-1 stock split). F1 · balance_after: Share amounts reported in this Form 4 reflect the Company's 3-for-1 stock split, which was effected in the form of a stock dividend that was paid on June 30, 2022 to stockholders of record at the close of business on June 27, 2022. The Company's stock began trading at the post-split price on July 1, 2022. Read SEC document |
| April 01, 2022 Filed Apr 1, 2022 22:00 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 242 | $64.37 | $15,576.81 |
DisclosureSEC source: 0001415889-22-003624 · form4-04012022_060426.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,296 F1 · price: These shares were issued to the Reporting Person in lieu of his 1st quarter 2022 board retainer fee of $10,000 and committee retainer fees of $5,625 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $64.367. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 21:05 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 582 | $60.04 | $34,942.12 |
DisclosureSEC source: 0001415889-22-001555 · form4-02182022_040226.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,054 F1 · price: These shares were issued to the Reporting Person as his $35,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy adopted by the Issuer's board of directors on February 27, 2019, as amended. The share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 9, 2022, or $60.0380. Read SEC document |
| January 07, 2022 Filed Jan 12, 2022 19:01 UTC | SWK Holdings Corp SWKH · Entity 9770 | Disposition to issuerCommon Stock | 1,363 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619039-22-000002 · primary_doc.xml · nonDerivative · entry 2 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,233 F2 · kind: Forfeiture of non-vested restricted stock award as a result of resignation as a director. F2 · price: Forfeiture of non-vested restricted stock award as a result of resignation as a director. Read SEC document |
| January 07, 2022 Filed Jan 12, 2022 19:01 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 19 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619039-22-000002 · primary_doc.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,596 F1 · price: Reflects compensation for services as a director from January 1, 2022 through January 7, 2022, based on the $19.87 closing price of the common stock on January 7, 2022. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:05 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 273 | $57.17 | $15,606.59 |
DisclosureSEC source: 0001415889-22-000358 · form4-01052022_040117.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,472 F1 · price: These shares were issued to the Reporting Person in lieu of his 4th quarter 2021 board retainer fee of $10,000 and committee retainer fees of $5,625 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $57.1670. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 22:30 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619039-22-000001 · primary_doc.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,577 F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 21:36 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | PurchaseCommon Stock | 1,800 | $54.82 | $98,676.00 |
DisclosureSEC source: 0001415889-21-005876 · form4-12142021_011230.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,199 F1 · price: The price reported is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $54.74 to $54.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| October 01, 2021 Filed Oct 1, 2021 21:55 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 287 | $54.41 | $15,616.53 |
DisclosureSEC source: 0001415889-21-004668 · form4-10012021_021039.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,399 F1 · price: These shares were issued to the Reporting Person in lieu of his 3rd quarter 2021 board retainer fee of $10,000 and committee retainer fees of $5,625 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $54.4130. Read SEC document |
| October 01, 2021 Filed Oct 1, 2021 22:42 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,363 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619039-21-000004 · primary_doc.xml · nonDerivative · entry 2 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,327 F2 · price: Consists of restricted shares granted to the Reporting Person as compensation for his services as a director, based on the $18.35 closing price of the common stock on October 1, 2021. The restricted shares vest on October 1,2022. Read SEC document |
| September 30, 2021 Filed Oct 1, 2021 22:42 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 897 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619039-21-000004 · primary_doc.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,964 F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director. Also includes 647 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $18.17 closing price of the common stock on September 30, 2021. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 10:55 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | PurchaseCommon Stock | 1,000 | $54.38 | $54,383.70 |
DisclosureSEC source: 0001415889-21-003927 · form4-08162021_060807.xml · nonDerivative · entry 2 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the Reporting Person as UGTMA custodian for daughter Disclosed balance after: 1,000 Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 10:55 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | PurchaseCommon Stock | 1,000 | $53.86 | $53,860.00 |
DisclosureSEC source: 0001415889-21-003927 · form4-08162021_060807.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the Reporting Person as UGTMA custodian for son Disclosed balance after: 1,000 Read SEC document |
| July 01, 2021 Filed Jul 7, 2021 17:10 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 287 | $54.40 | $15,612.37 |
DisclosureSEC source: 0001415889-21-003536 · form4-07072021_010701.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,112 F1 · price: These shares were issued to the Reporting Person in lieu of his 2nd quarter 2021 board retainer fee of $10,000 and committee retainer fees of $5,625 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $54.3985. Read SEC document |
| June 30, 2021 Filed Jun 30, 2021 22:01 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 920 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619039-21-000003 · primary_doc.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,067 F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director. Also includes 670 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $17.55 closing price of the common stock on June 30, 2021. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 22:00 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 293 | $53.29 | $15,613.97 |
DisclosureSEC source: 0001415889-21-001836 · form4-04022021_060407.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,825 F1 · price: These shares were issued to the Reporting Person in lieu of his 1st quarter 2021 board retainer fee of $10,000 and committee retainer fees of $5,625 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $53.29. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 20:05 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,058 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619039-21-000002 · primary_doc.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,147 F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director. Also includes 808 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $14.54 closing price of the common stock on March 31, 2021. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 22:31 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 788 | $44.38 | $34,970.26 |
DisclosureSEC source: 0001415889-21-000673 · form4-02122021_050224.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,532 F1 · price: These shares were issued to the Reporting Person as his $35,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy adopted by the Issuer's board of directors on February 27, 2019, as amended. The share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 4, 2021, or $44.3785. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 23:30 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 390 | $40.96 | $15,973.62 |
DisclosureSEC source: 0001415889-21-000242 · form4-01062021_060123.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,744 F1 · price: These shares were issued to the Reporting Person in lieu of his 4th quarter 2020 retainer fee of $10,000 and meeting fees of $6,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $40.9580. F2 · balance_after: On November 10, 2020, the Issuer's Board of Directors declared a special distribution on its shares of common stock in an aggregate amount of $55.8 million (the "Special Distribution"). The Special Distribution was paid on December 21, 2020 (in a combination of cash and shares of the Issuer's common stock), to shareholders of record as of the close of business on November 19, 2020. As a result of the Special Distribution, the Reporting Person received approximately 1,191 shares (direct holdings) of the Issuer's common stock. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 20:50 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,067 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619039-21-000001 · primary_doc.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,089 F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director. Also includes 817 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $14.39 closing price of the common stock on December 31, 2020. Read SEC document |
| October 01, 2020 Filed Oct 1, 2020 22:41 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,661 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619039-20-000006 · primary_doc.xml · nonDerivative · entry 2 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,022 F2 · price: Consists of restricted shares granted to the Reporting Person as compensation for his services as a director, based on the $15.05 closing price of the common stock on October 1, 2020. The restricted shares vest on October 1, 2021. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 22:30 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 360 | $44.10 | $15,876.00 |
DisclosureSEC source: 0001415889-20-002404 · form4-10022020_061001.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,163 F1 · price: These shares were issued to the Reporting Person in lieu of his 3rd quarter 2020 retainer fee of $10,000 and meeting fees of $5,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $43.0310. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.