Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Legato Merger Corp.LEGO · Entity 136256 | Director | January 19, 2021 | January 19, 2021 |
| Southland Holdings, Inc.LGTO · Entity 7398 | Director | November 22, 2021 | November 22, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Legato Merger Corp.
Report date January 19, 2021 · Filed January 19, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy White Star Partners, LP | 73,767 |
Reported balance
Holding disclosure · report date 2021-01-19 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 73,767 F1: Includes securities underlying 10,217 units of the Issuer, which units, prior to the effective date of the registration statement relating to the Issuer's initial public offering, the reporting person irrevocably committed to purchase. Each unit ("Unit") consists of one share of common stock and one redeemable warrant entitling the holder to purchase one share of common stock. The purchase of these Units is being made on a private placement basis and will be consummated simultaneously with the consummation of the Issuer's initial public offering. Does not include securities underlying an aggregate of 1,783 additional Units which the reporting person irrevocably committed to purchase in the event the underwriters in the Issuer's initial public offering exercise their overallotment option in full. F2: Includes up to 29,710 shares of common stock subject to forfeiture to the extent the underwriters of the Issuer's initial public offering do not exercise their overallotment option in full. F6: The reporting person has voting and dispositive control over the securities held by White Star Partners, LP. The reporting person disclaims beneficial ownership over such shares exept to the extent of his pecuniary interest therein. |
| Redeemable WarrantSEC Table II · derivative / convertible security | IndirectBy White Star Partners, LP | Not disclosed |
Reported balance
Holding disclosure · report date 2021-01-19 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F1: Includes securities underlying 10,217 units of the Issuer, which units, prior to the effective date of the registration statement relating to the Issuer's initial public offering, the reporting person irrevocably committed to purchase. Each unit ("Unit") consists of one share of common stock and one redeemable warrant entitling the holder to purchase one share of common stock. The purchase of these Units is being made on a private placement basis and will be consummated simultaneously with the consummation of the Issuer's initial public offering. Does not include securities underlying an aggregate of 1,783 additional Units which the reporting person irrevocably committed to purchase in the event the underwriters in the Issuer's initial public offering exercise their overallotment option in full. F5: Each Warrant entitles the holder to purchase one share of common stock at a price of $11.50 per share. F3: Each Warrant will become exercisable on the later of the 30 days after the completion of an initial business combination and one year after the completion of the Issuer's initial public offering. F4: Each Warrant will expire five years after the completion of an initial business combination, or earlier upon redemption. F6: The reporting person has voting and dispositive control over the securities held by White Star Partners, LP. The reporting person disclaims beneficial ownership over such shares exept to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes securities underlying 10,217 units of the Issuer, which units, prior to the effective date of the registration statement relating to the Issuer's initial public offering, the reporting person irrevocably committed to purchase. Each unit ("Unit") consists of one share of common stock and one redeemable warrant entitling the holder to purchase one share of common stock. The purchase of these Units is being made on a private placement basis and will be consummated simultaneously with the consummation of the Issuer's initial public offering. Does not include securities underlying an aggregate of 1,783 additional Units which the reporting person irrevocably committed to purchase in the event the underwriters in the Issuer's initial public offering exercise their overallotment option in full.
F2: Includes up to 29,710 shares of common stock subject to forfeiture to the extent the underwriters of the Issuer's initial public offering do not exercise their overallotment option in full.
F3: Each Warrant will become exercisable on the later of the 30 days after the completion of an initial business combination and one year after the completion of the Issuer's initial public offering.
F4: Each Warrant will expire five years after the completion of an initial business combination, or earlier upon redemption.
F5: Each Warrant entitles the holder to purchase one share of common stock at a price of $11.50 per share.
F6: The reporting person has voting and dispositive control over the securities held by White Star Partners, LP. The reporting person disclaims beneficial ownership over such shares exept to the extent of his pecuniary interest therein.
Southland Holdings, Inc.
Report date November 22, 2021 · Filed November 22, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | IndirectBy White Star Partners, LP | 57,000 |
Reported balance
Holding disclosure · report date 2021-11-22 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 57,000 F1: Includes securities within up to 19,000 Units the Reporting Person has irrevocably committed to purchase upon consummation of the Issuer's initial public offering. Each Unit consists of one share of common stock and one half of one warrant. F2: Includes up to 5,080 shares that may be forfeited, and up to 2,540 shares within Units for which the Reporting Person may not subscribe, to the extent that the underwriter in the Issuer's initial public offering does not fully exercise its overallotment option. F3: These securities are owned by White Star Partners, LP, of which the Reporting Person is the General Partner. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | IndirectBy White Star Partners, LP | Not disclosed |
Reported balance
Holding disclosure · report date 2021-11-22 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F1: Includes securities within up to 19,000 Units the Reporting Person has irrevocably committed to purchase upon consummation of the Issuer's initial public offering. Each Unit consists of one share of common stock and one half of one warrant. F4: Each warrant will become exercisable 30 days after the completion by the Issuer of an initial business combination. F5: Each warrant will expire five years after the completion by the Issuer of an initial business combination, or earlier upon redemption. F3: These securities are owned by White Star Partners, LP, of which the Reporting Person is the General Partner. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes securities within up to 19,000 Units the Reporting Person has irrevocably committed to purchase upon consummation of the Issuer's initial public offering. Each Unit consists of one share of common stock and one half of one warrant.
F2: Includes up to 5,080 shares that may be forfeited, and up to 2,540 shares within Units for which the Reporting Person may not subscribe, to the extent that the underwriter in the Issuer's initial public offering does not fully exercise its overallotment option.
F3: These securities are owned by White Star Partners, LP, of which the Reporting Person is the General Partner. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F4: Each warrant will become exercisable 30 days after the completion by the Issuer of an initial business combination.
F5: Each warrant will expire five years after the completion by the Issuer of an initial business combination, or earlier upon redemption.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
SWK Holdings Corp
Report date January 07, 2022 · Filed January 12, 2022
Section 16 reporting ended · disclosed 2022-01-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 41,625 |
Ending reported balance
After 2022-01-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-01-07 · Grant · Acquired 19 · Balance 42,988 F1: Reflects compensation for services as a director from January 1, 2022 through January 7, 2022, based on the $19.87 closing price of the common stock on January 7, 2022. Row 2 · 2022-01-07 · Disposition to issuer · Disposed 1,363 · Balance 41,625 F2: Forfeiture of non-vested restricted stock award as a result of resignation as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects compensation for services as a director from January 1, 2022 through January 7, 2022, based on the $19.87 closing price of the common stock on January 7, 2022.
F2: Forfeiture of non-vested restricted stock award as a result of resignation as a director.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 07, 2022 Filed Jan 12, 2022 18:46 UTC | SWK Holdings Corp SWKH · Entity 9770 | Disposition to issuerCommon Stock | 1,363 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619685-22-000002 · primary_doc.xml · nonDerivative · entry 2 Baker Dana Blair · CIK 0001619685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,625 F2 · kind: Forfeiture of non-vested restricted stock award as a result of resignation as a director. F2 · price: Forfeiture of non-vested restricted stock award as a result of resignation as a director. Read SEC document |
| January 07, 2022 Filed Jan 12, 2022 18:46 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 19 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619685-22-000002 · primary_doc.xml · nonDerivative · entry 1 Baker Dana Blair · CIK 0001619685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,988 F1 · price: Reflects compensation for services as a director from January 1, 2022 through January 7, 2022, based on the $19.87 closing price of the common stock on January 7, 2022. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 22:15 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619685-22-000001 · primary_doc.xml · nonDerivative · entry 1 Baker Dana Blair · CIK 0001619685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,969 F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director. Read SEC document |
| October 01, 2021 Filed Oct 1, 2021 22:54 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,363 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619685-21-000004 · primary_doc.xml · nonDerivative · entry 2 Baker Dana Blair · CIK 0001619685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,719 F2 · price: Consists of restricted shares granted to the Reporting Person as compensation for his services as a director, based on the $18.35 closing price of the common stock on October 1, 2021. The restricted shares vest on October 1,2022. Read SEC document |
| September 30, 2021 Filed Oct 1, 2021 22:54 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619685-21-000004 · primary_doc.xml · nonDerivative · entry 1 Baker Dana Blair · CIK 0001619685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,356 F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director. Read SEC document |
| June 30, 2021 Filed Jun 30, 2021 21:45 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619685-21-000003 · primary_doc.xml · nonDerivative · entry 1 Baker Dana Blair · CIK 0001619685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,106 F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 20:21 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,213 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619685-21-000002 · primary_doc.xml · nonDerivative · entry 1 Baker Dana Blair · CIK 0001619685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,856 F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director. Also includes 963 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $14.54 closing price of the common stock on March 31, 2021. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 20:30 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,223 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619685-21-000001 · primary_doc.xml · nonDerivative · entry 1 Baker Dana Blair · CIK 0001619685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,643 F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director. Also includes 973 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $14.39 closing price of the common stock on December 31, 2020. Read SEC document |
| October 01, 2020 Filed Oct 1, 2020 22:22 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,661 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619685-20-000004 · primary_doc.xml · nonDerivative · entry 2 Baker Dana Blair · CIK 0001619685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,420 F2 · price: Consists of restricted shares granted to the Reporting Person as compensation for his services as a director, based on the $15.05 closing price of the common stock on October 1, 2020. The restricted shares vest on October 1, 2021. Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 22:22 UTC | SWK Holdings Corp SWKH · Entity 9770 | Grantcommon stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619685-20-000004 · primary_doc.xml · nonDerivative · entry 1 Baker Dana Blair · CIK 0001619685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,759 F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director. Also includes 1,000 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $14.00 closing price of the common stock on September 30, 2020. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 22:28 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,419 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619685-20-000003 · primary_doc.xml · nonDerivative · entry 1 Baker Dana Blair · CIK 0001619685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,509 F1 · price: Includes 250 shares to the Reporting Person as compensation for his services as a director. Also includes 1,169 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $11.98 closing price of the common stock on June 30, 2020. Read SEC document |
| March 31, 2020 Filed Mar 31, 2020 22:58 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619685-20-000002 · primary_doc.xml · nonDerivative · entry 1 Baker Dana Blair · CIK 0001619685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,090 F1 · price: Includes 250 shares issued to the Reporting Person as compensation for his service as a director. Also includes 1,250 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his service as a director, based on the $11.20 closing price of the common stock on March 31, 2020. Read SEC document |
| December 31, 2019 Filed Jan 6, 2020 21:12 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,417 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619685-20-000001 · primary_doc.xml · nonDerivative · entry 1 Baker Dana Blair · CIK 0001619685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,590 F1 · price: Includes 250 shares to the Reporting Person as compensation for his services as a director. Also includes 1,167 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $12.00 closing price of the common stock on December 31, 2019. Read SEC document |
| October 01, 2019 Filed Oct 9, 2019 22:43 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,931 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619685-19-000005 · primary_doc.xml · nonDerivative · entry 1 Baker Dana Blair · CIK 0001619685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,173 F1 · price: Consists of restricted shares granted to the Reporting Person as compensation for his services as a director, based on the $12.95 closing price of the common stock on October 1, 2019. The restricted shares vest on October 1, 2020. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 20:00 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,320 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619685-19-000004 · primary_doc.xml · nonDerivative · entry 1 Baker Dana Blair · CIK 0001619685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,242 F1 · price: Includes 250 shares to the Reporting Person as compensation for his services as a director. Also includes 1,070 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $12.85 closing price of the common stock on September 30, 2019. Read SEC document |
| June 28, 2019 Filed Jul 1, 2019 19:42 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619685-19-000003 · primary_doc.xml · nonDerivative · entry 1 Baker Dana Blair · CIK 0001619685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,922 F1 · price: Includes 250 shares to the Reporting Person as compensation for his services as a director. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 01:03 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619685-19-000002 · primary_doc.xml · nonDerivative · entry 1 Baker Dana Blair · CIK 0001619685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,672 F1 · price: Includes 250 shares issued to the Reporting Person as compensation for his service as a director. Also includes 1,375 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his service as a director, based on the $10.00 closing price of the common stock on April 1, 2019. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 20:40 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,697 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619685-19-000001 · primary_doc.xml · nonDerivative · entry 1 Baker Dana Blair · CIK 0001619685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,047 F1 · price: Includes 250 shares to the Reporting Person as compensation for his services as a director. Also includes 1,447 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $9.50 closing price of the common stock on December 31, 2018. Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 19:53 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,691 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619685-18-000004 · primary_doc.xml · nonDerivative · entry 1 Baker Dana Blair · CIK 0001619685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,350 F1 · price: Includes 250 shares to the Reporting Person as compensation for his services as a director. Also includes 1,441 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $9.54 closing price of the common stock on September 28, 2018. Read SEC document |
| June 29, 2018 Filed Jul 5, 2018 18:03 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619685-18-000003 · primary_doc.xml · nonDerivative · entry 1 Baker Dana Blair · CIK 0001619685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,659 F1 · price: Includes 250 shares to the Reporting Person as compensation for his services as a director. Also includes 1,375 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $10.00 closing price of the common stock on June 29, 2018. Read SEC document |
| March 29, 2018 Filed Mar 29, 2018 22:07 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,523 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619685-18-000002 · primary_doc.xml · nonDerivative · entry 1 Baker Dana Blair · CIK 0001619685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,034 F1 · price: Includes 250 shares to the Reporting Person as compensation for his services as a director. Also includes 1,273 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $10.80 closing price of the common stock on March 29, 2018. Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 18:13 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,511 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619685-18-000001 · primary_doc.xml · nonDerivative · entry 1 Baker Dana Blair · CIK 0001619685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,511 F1 · price: Includes 250 shares to the Reporting Person as compensation for his services as a director. Also includes 1,261 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $10.90 closing price of the common stock on December 29, 2017. Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 20:01 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,474 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619685-17-000005 · primary_doc.xml · nonDerivative · entry 1 Baker Dana Blair · CIK 0001619685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 F1 · price: Includes 250 shares to the Reporting Person as compensation for his service as a director. Also includes 1,224 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his service as a director, based on the $11.23 closing price of the common stock on September 29, 2017. Read SEC document |
| June 30, 2017 Filed Jun 30, 2017 21:49 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,494 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619685-17-000004 · primary_doc.xml · nonDerivative · entry 1 Baker Dana Blair · CIK 0001619685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,525 F1 · price: Includes 250 shares issued to the Reporting Person as compensation for his service as a director. Also includes 1,244 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his service as a director, based on the $11.05 closing price of the common stock on June 30, 2017. Read SEC document |
| March 31, 2017 Filed Mar 31, 2017 21:57 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,566 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619685-17-000003 · primary_doc.xml · nonDerivative · entry 1 Baker Dana Blair · CIK 0001619685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,031 F1 · price: 1. Includes 250 shares issued to the Reporting Person as compensation for his service as a director. Also includes 1,316 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his service as a director, based on the $10.45 closing price of the common stock on March 31, 2017. Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 18:13 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,572 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619685-17-000001 · primary_doc.xml · nonDerivative · entry 1 Baker Dana Blair · CIK 0001619685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,465 F1 · price: Includes 250 shares issued to the Reporting Person as compensation for his service as a director. Also includes 1,322 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his service as a director, based on the $10.40 closing price of the common stock on December 30, 2016. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 14:44 UTC | SWK Holdings Corp SWKW · Entity 9770 | GrantCommon Stock | 1,659 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001552781-16-001965 · e00512_baker-form4.xml · nonDerivative · entry 1 Baker Dana Blair · CIK 0001619685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,893 F1 · price: Includes 250 shares issued to the Reporting Person as compensation for his service as a director. Also include 1,409 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his service as a director, based on the $9.76 closing price of the common stock on September 30, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.