person · Reporting owner
Pennington Marcus Edward
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SWK Holdings CorpSWKH · Entity 9770 | Director | June 27, 2024 | July 01, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SWK Holdings Corp
Report date June 27, 2024 · Filed July 01, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,227 |
Ending reported balance
After 2024-07-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-06-27 · Grant · Acquired 3,253 · Balance 21,176 F1: Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director. The restricted shares vest on June 27, 2025, subject to the Reporting Person's continued service through such vesting date. Row 2 · 2024-07-01 · Grant · Acquired 1,051 · Balance 22,227 F2: Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director. The restricted shares vest on June 27, 2025, subject to the Reporting Person's continued service through such vesting date.
F2: Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2024 Filed Jul 1, 2024 23:55 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,051 | $16.89 | $17,751.39 |
DisclosureSEC source: 0001062993-24-013244 · form4.xml · nonDerivative · entry 2 Pennington Marcus Edward · CIK 0001864079 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,227 F2 · shares: Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director. Read SEC document |
| June 27, 2024 Filed Jul 1, 2024 23:55 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 3,253 | $16.91 | $55,008.23 |
DisclosureSEC source: 0001062993-24-013244 · form4.xml · nonDerivative · entry 1 Pennington Marcus Edward · CIK 0001864079 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,176 F1 · shares: Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director. The restricted shares vest on June 27, 2025, subject to the Reporting Person's continued service through such vesting date. Read SEC document |
| April 01, 2024 Filed Apr 4, 2024 00:21 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 815 | $16.88 | $13,757.20 |
DisclosureSEC source: 0001062993-24-008013 · form4.xml · nonDerivative · entry 2 Pennington Marcus Edward · CIK 0001864079 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,923 F2 · shares: Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for his services as a director. The restricted shares vest on April 1, 2025, subject to the Reporting Person's continued service through such vesting date. Read SEC document |
| April 01, 2024 Filed Apr 4, 2024 00:21 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,051 | $16.88 | $17,740.88 |
DisclosureSEC source: 0001062993-24-008013 · form4.xml · nonDerivative · entry 1 Pennington Marcus Edward · CIK 0001864079 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,108 F1 · shares: Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 22:08 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 766 | $17.95 | $13,749.70 |
DisclosureSEC source: 0001062993-24-000479 · form4.xml · nonDerivative · entry 2 Pennington Marcus Edward · CIK 0001864079 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,057 F2 · shares: Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for his services as a director, based on the $17.95 closing price of the common stock on January 2, 2024. The restricted shares vest on January 2, 2025, subject to the Reporting Person's continued service through such vesting date. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 22:08 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 766 | $17.95 | $13,749.70 |
DisclosureSEC source: 0001062993-24-000479 · form4.xml · nonDerivative · entry 1 Pennington Marcus Edward · CIK 0001864079 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,291 F1 · shares: Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $17.95 closing price of the common stock on January 2, 2024. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 20:34 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 868 | $15.85 | $13,757.80 |
DisclosureSEC source: 0001062993-23-018813 · form4.xml · nonDerivative · entry 2 Pennington Marcus Edward · CIK 0001864079 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,525 F2 · shares: Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for his services as a director, based on the $15.85 closing price of the common stock on October 2, 2023. The restricted shares vest on October 2, 2024, subject to the Reporting Person's continued service through such vesting date. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 20:34 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,120 | $15.85 | $17,752.00 |
DisclosureSEC source: 0001062993-23-018813 · form4.xml · nonDerivative · entry 1 Pennington Marcus Edward · CIK 0001864079 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,657 F1 · shares: Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $15.85 closing price of the common stock on October 2, 2023. Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 00:25 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 821 | $16.74 | $13,743.54 |
DisclosureSEC source: 0001062993-23-014531 · form4.xml · nonDerivative · entry 2 Pennington Marcus Edward · CIK 0001864079 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,537 F3 · shares: Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for his services as a director, based on the $16.74 closing price of the common stock on June 30, 2023. The restricted shares vest on June 30, 2024, subject to the Reporting Person's continued service through such vesting date. F2 · balance_after: Due to an administrative error, on April 4, 2023, the Reporting Person mistakenly reported the acquisition of 818 shares of common stock in lieu of cash compensation for his services as a director. The amount of shares acquired should have been reported as 825. The amounts reported in column 5 of this Form 4 have been updated to reflect the Reporting Person's corrected ownership. Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 00:25 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,060 | $16.74 | $17,744.40 |
DisclosureSEC source: 0001062993-23-014531 · form4.xml · nonDerivative · entry 1 Pennington Marcus Edward · CIK 0001864079 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,716 F1 · shares: Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $16.74 closing price of the common stock on June 30, 2023. F2 · balance_after: Due to an administrative error, on April 4, 2023, the Reporting Person mistakenly reported the acquisition of 818 shares of common stock in lieu of cash compensation for his services as a director. The amount of shares acquired should have been reported as 825. The amounts reported in column 5 of this Form 4 have been updated to reflect the Reporting Person's corrected ownership. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 22:53 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 770 | $17.86 | $13,752.20 |
DisclosureSEC source: 0001062993-23-008696 · form4.xml · nonDerivative · entry 2 Pennington Marcus Edward · CIK 0001864079 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,649 F2 · shares: Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for his services as a director, based on the $17.86 closing price of the common stock on March 31, 2023. The restricted shares vest on March 31, 2024, subject to the Reporting Person's continued service through such vesting date. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 22:53 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 818 | $17.86 | $14,609.48 |
DisclosureSEC source: 0001062993-23-008696 · form4.xml · nonDerivative · entry 1 Pennington Marcus Edward · CIK 0001864079 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,879 F1 · shares: Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $17.86 closing price of the common stock on March 31, 2023. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 22:15 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 779 | $17.64 | $13,741.56 |
DisclosureSEC source: 0001062993-23-000360 · form4.xml · nonDerivative · entry 2 Pennington Marcus Edward · CIK 0001864079 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,061 F2 · shares: Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for his services as a director, based on the $17.64 closing price of the common stock on December 30, 2022. The restricted shares vest on December 30, 2023, subject to the Reporting Person's continued service through such vesting date. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 22:15 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 779 | $17.64 | $13,741.56 |
DisclosureSEC source: 0001062993-23-000360 · form4.xml · nonDerivative · entry 1 Pennington Marcus Edward · CIK 0001864079 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,282 F1 · shares: Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $17.64 closing price of the common stock on December 30, 2022. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 11:00 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 809 | $17.00 | $13,753.00 |
DisclosureSEC source: 0001062993-22-020198 · form4.xml · nonDerivative · entry 2 Pennington Marcus Edward · CIK 0001864079 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,503 F2 · shares: Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for his services as a director, based on the $17.00 closing price of the common stock on September 30, 2022. The restricted shares vest on September 30, 2023, subject to the Reporting Person's continued service through such vesting date. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 11:00 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 809 | $17.00 | $13,753.00 |
DisclosureSEC source: 0001062993-22-020198 · form4.xml · nonDerivative · entry 1 Pennington Marcus Edward · CIK 0001864079 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,694 F1 · shares: Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $17.00 closing price of the common stock on September 30, 2022. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 21:42 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 894 | $17.47 | $15,618.18 |
DisclosureSEC source: 0000947871-22-000742 · ownership.xml · nonDerivative · entry 1 Pennington Marcus Edward · CIK 0001864079 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,885 F1 · shares: Includes the following compensation for the Reporting Person's services as a director: (1) 250 shares and (2) based on the $17.47 closing price of the common stock on June 30, 2022, 644 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation. Read SEC document |
| March 31, 2022 Filed Apr 1, 2022 18:36 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 916 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001864079-22-000002 · primary_doc.xml · nonDerivative · entry 1 Pennington Marcus Edward · CIK 0001864079 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,991 F1 · price: (1) Includes 250 share to the Reporting Person as compensation for his services as a director. Also includes 666 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $16.88 closing price of the common stock on March 31, 2022. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 22:39 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 823 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001864079-22-000001 · primary_doc.xml · nonDerivative · entry 1 Pennington Marcus Edward · CIK 0001864079 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,075 F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director. Also includes 573 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $19.63 closing price of the common stock on December 31, 2021. Read SEC document |
| October 01, 2021 Filed Oct 1, 2021 22:11 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 1,363 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001864079-21-000003 · primary_doc.xml · nonDerivative · entry 2 Pennington Marcus Edward · CIK 0001864079 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,252 F2 · price: Consists of restricted shares granted to the Reporting Person as compensation for his services as a director, based on the $18.35 closing price of the common stock on October 1, 2021. The restricted shares vest on October 1,2022. Read SEC document |
| September 30, 2021 Filed Oct 1, 2021 22:11 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 869 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001864079-21-000003 · primary_doc.xml · nonDerivative · entry 1 Pennington Marcus Edward · CIK 0001864079 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,889 F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director. Also includes 619 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $18.17 closing price of the common stock on September 30, 2021. Read SEC document |
| June 30, 2021 Filed Jun 30, 2021 22:48 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 431 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001864079-21-000002 · primary_doc.xml · nonDerivative · entry 1 Pennington Marcus Edward · CIK 0001864079 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,020 F1 · price: Includes 121 share to the Reporting Person as compensation for his services as a director. Also includes 310 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $17.55 closing price of the common stock on June 30, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.