Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2023 Filed Apr 4, 2023 22:50 UTC |
Hatcher Robert K.Director
|
GrantCommon Stock | 770 | $17.86 | $13,752.20 |
DisclosureSEC source: 0001062993-23-008695 · form4.xml · nonDerivative · entry 1 Hatcher Robert K. · CIK 0001911405 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,401 F1 · shares: Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for his services as a director, based on the $17.86 closing price of the common stock on March 31, 2023. The restricted shares vest on March 31, 2024, subject to the Reporting Person's continued service through such vesting date. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 22:48 UTC |
Dotter Laurie L.Director
|
GrantCommon Stock | 770 | $17.86 | $13,752.20 |
DisclosureSEC source: 0001062993-23-008694 · form4.xml · nonDerivative · entry 1 Dotter Laurie L. · CIK 0001490732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,410 F1 · shares: Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for her services as a director, based on the $17.86 closing price of the common stock on March 31, 2023. The restricted shares vest on March 31, 2024, subject to the Reporting Person's continued service through such vesting date. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 22:46 UTC |
Albright JerryDirector
|
GrantCommon Stock | 188 | $17.86 | $3,357.68 |
DisclosureSEC source: 0001062993-23-008693 · form4.xml · nonDerivative · entry 2 Albright Jerry · CIK 0001967323 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 451 F2 · shares: Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for his services as a director, based on the $17.86 closing price of the common stock on March 31, 2023. The restricted shares vest on March 31, 2024, subject to the Reporting Person's continued service through such vesting date. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 22:46 UTC |
Albright JerryDirector
|
GrantCommon Stock | 263 | $17.86 | $4,697.18 |
DisclosureSEC source: 0001062993-23-008693 · form4.xml · nonDerivative · entry 1 Albright Jerry · CIK 0001967323 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 263 F1 · shares: Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $17.86 closing price of the common stock on March 31, 2023. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 22:16 UTC |
Dotter Laurie L.Director
|
GrantCommon Stock | 779 | $17.64 | $13,741.56 |
DisclosureSEC source: 0001062993-23-000361 · form4.xml · nonDerivative · entry 1 Dotter Laurie L. · CIK 0001490732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,640 F1 · shares: Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for her services as a director, based on the $17.64 closing price of the common stock on December 30, 2022. The restricted shares vest on December 30, 2023, subject to the Reporting Person's continued service through such vesting date. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 22:15 UTC |
Pennington Marcus EdwardDirector
|
GrantCommon Stock | 779 | $17.64 | $13,741.56 |
DisclosureSEC source: 0001062993-23-000360 · form4.xml · nonDerivative · entry 2 Pennington Marcus Edward · CIK 0001864079 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,061 F2 · shares: Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for his services as a director, based on the $17.64 closing price of the common stock on December 30, 2022. The restricted shares vest on December 30, 2023, subject to the Reporting Person's continued service through such vesting date. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 22:15 UTC |
Pennington Marcus EdwardDirector
|
GrantCommon Stock | 779 | $17.64 | $13,741.56 |
DisclosureSEC source: 0001062993-23-000360 · form4.xml · nonDerivative · entry 1 Pennington Marcus Edward · CIK 0001864079 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,282 F1 · shares: Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $17.64 closing price of the common stock on December 30, 2022. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 22:15 UTC |
DICICCO WENDY FDirector
|
GrantCommon Stock | 779 | $17.64 | $13,741.56 |
DisclosureSEC source: 0001062993-23-000359 · form4.xml · nonDerivative · entry 2 DICICCO WENDY F · CIK 0001225165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,182 F2 · shares: Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for her services as a director, based on the $17.64 closing price of the common stock on December 30, 2022. The restricted shares vest on December 30, 2023, subject to the Reporting Person's continued service through such vesting date. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 22:15 UTC |
DICICCO WENDY FDirector
|
GrantCommon Stock | 1,120 | $17.64 | $19,756.80 |
DisclosureSEC source: 0001062993-23-000359 · form4.xml · nonDerivative · entry 1 DICICCO WENDY F · CIK 0001225165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,403 F1 · shares: Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for her services as a director, based on the $17.64 closing price of the common stock on December 30, 2022. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 22:14 UTC |
Hatcher Robert K.Director
|
GrantCommon Stock | 779 | $17.64 | $13,741.56 |
DisclosureSEC source: 0001062993-23-000358 · form4.xml · nonDerivative · entry 2 Hatcher Robert K. · CIK 0001911405 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,631 F2 · shares: Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for his services as a director, based on the $17.64 closing price of the common stock on December 30, 2022. The restricted shares vest on December 30, 2023, subject to the Reporting Person's continued service through such vesting date. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 22:14 UTC |
Hatcher Robert K.Director
|
GrantCommon Stock | 1,120 | $17.64 | $19,756.80 |
DisclosureSEC source: 0001062993-23-000358 · form4.xml · nonDerivative · entry 1 Hatcher Robert K. · CIK 0001911405 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,852 F1 · shares: Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $17.64 closing price of the common stock on December 30, 2022. Read SEC document |
| December 30, 2022 Filed Jul 6, 2023 00:23 UTC Amendment |
Hatcher Robert K.Director
|
GrantCommon Stock | 779 | $17.64 | $13,741.56 |
DisclosureSEC source: 0001062993-23-014529 · form4a.xml · nonDerivative · entry 1 Hatcher Robert K. · CIK 0001911405 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,511 F1 · shares: Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for his services as a director, based on the $17.64 closing price of the common stock on December 30, 2022. The restricted shares vest on December 30, 2023, subject to the Reporting Person's continued service through such vesting date. F2 · balance_after: Reflects securities beneficially owned following the reported transaction as of the applicable transaction date. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 07:00 UTC |
Heinrichson Yvette MChief Financial Officer
|
GrantCommon Stock | 8,621 | $17.40 | $150,005.40 |
DisclosureSEC source: 0001062993-22-020463 · form4.xml · nonDerivative · entry 1 Heinrichson Yvette M · CIK 0001949492 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,621 F1 · shares: Consists of restricted shares of common stock granted to the Reporting Person on October 3, 2022, pursuant to the Company's 2010 Equity Incentive Plan. The restricted shares vest in four equal annual installments beginning on October 3, 2023, subject to the Reporting Person's continued service through the applicable vesting dates. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 11:01 UTC |
Hatcher Robert K.Director
|
GrantCommon Stock | 809 | $17.00 | $13,753.00 |
DisclosureSEC source: 0001062993-22-020200 · form4.xml · nonDerivative · entry 2 Hatcher Robert K. · CIK 0001911405 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,732 F2 · shares: Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for his services as a director, based on the $17.00 closing price of the common stock on September 30, 2022. The restricted shares vest on September 30, 2023, subject to the Reporting Person's continued service through such vesting date. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 11:01 UTC |
Hatcher Robert K.Director
|
GrantCommon Stock | 1,162 | $17.00 | $19,754.00 |
DisclosureSEC source: 0001062993-22-020200 · form4.xml · nonDerivative · entry 1 Hatcher Robert K. · CIK 0001911405 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,923 F1 · shares: Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $17.00 closing price of the common stock on September 30, 2022. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 11:00 UTC |
Dotter Laurie L.Director
|
GrantCommon Stock | 809 | $17.00 | $13,753.00 |
DisclosureSEC source: 0001062993-22-020199 · form4.xml · nonDerivative · entry 2 Dotter Laurie L. · CIK 0001490732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,861 F2 · shares: Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for her services as a director, based on the $17.00 closing price of the common stock on September 30, 2022. The restricted shares vest on September 30, 2023, subject to the Reporting Person's continued service through such vesting date. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 11:00 UTC |
Dotter Laurie L.Director
|
GrantCommon Stock | 1,206 | $17.00 | $20,502.00 |
DisclosureSEC source: 0001062993-22-020199 · form4.xml · nonDerivative · entry 1 Dotter Laurie L. · CIK 0001490732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,052 F1 · shares: Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for her services as a director, based on the $17.00 closing price of the common stock on September 30, 2022. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 11:00 UTC |
Pennington Marcus EdwardDirector
|
GrantCommon Stock | 809 | $17.00 | $13,753.00 |
DisclosureSEC source: 0001062993-22-020198 · form4.xml · nonDerivative · entry 2 Pennington Marcus Edward · CIK 0001864079 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,503 F2 · shares: Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for his services as a director, based on the $17.00 closing price of the common stock on September 30, 2022. The restricted shares vest on September 30, 2023, subject to the Reporting Person's continued service through such vesting date. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 11:00 UTC |
Pennington Marcus EdwardDirector
|
GrantCommon Stock | 809 | $17.00 | $13,753.00 |
DisclosureSEC source: 0001062993-22-020198 · form4.xml · nonDerivative · entry 1 Pennington Marcus Edward · CIK 0001864079 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,694 F1 · shares: Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $17.00 closing price of the common stock on September 30, 2022. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 11:00 UTC |
DICICCO WENDY FDirector
|
GrantCommon Stock | 809 | $17.00 | $13,753.00 |
DisclosureSEC source: 0001062993-22-020197 · form4.xml · nonDerivative · entry 2 DICICCO WENDY F · CIK 0001225165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,283 F2 · shares: Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for her services as a director, based on the $17.00 closing price of the common stock on September 30, 2022. The restricted shares vest on September 30, 2023, subject to the Reporting Person's continued service through such vesting date. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 11:00 UTC |
DICICCO WENDY FDirector
|
GrantCommon Stock | 1,162 | $17.00 | $19,754.00 |
DisclosureSEC source: 0001062993-22-020197 · form4.xml · nonDerivative · entry 1 DICICCO WENDY F · CIK 0001225165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,474 F1 · shares: Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for her services as a director, based on the $17.00 closing price of the common stock on September 30, 2022. Read SEC document |
| September 19, 2022 Filed Sep 22, 2022 01:16 UTC |
Staggs Joe David JRPRESIDENT
|
GrantCommon Stock | 23,655 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-22-001010 · ownership.xml · nonDerivative · entry 1 Staggs Joe David JR · CIK 0001946414 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,292 F1 · shares: Represents restricted stock granted pursuant to the Issuer's 2010 Equity Incentive Plan. The restricted stock vests in equal installments on each of September 1, 2023, September 1, 2024, September 1, 2025 and September 1, 2026. Read SEC document |
| September 09, 2022 Filed Sep 13, 2022 21:26 UTC |
Staggs Joe David JRPRESIDENT
|
PurchaseCommon Stock | 2,745 | $16.53 | $45,374.85 |
DisclosureSEC source: 0000947871-22-000963 · ownership.xml · nonDerivative · entry 1 Staggs Joe David JR · CIK 0001946414 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,641 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.45 to $16.65, inclusive. The reporting person undertakes to provide to SWK Holdings Corporation, any security holder of SWK Holdings Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 09, 2022 Filed Sep 16, 2022 21:00 UTC Amendment |
Staggs Joe David JRPRESIDENT
|
PurchaseCommon Stock | 2,745 | $16.53 | $45,374.85 |
DisclosureSEC source: 0000947871-22-000977 · ownership.xml · nonDerivative · entry 1 Staggs Joe David JR · CIK 0001946414 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,637 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.45 to $16.65, inclusive. The reporting person undertakes to provide to SWK Holdings Corporation, any security holder of SWK Holdings Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: This Form 4 amends the Form 4 that was filed on September 13, 2022. Due to an administrative error, 2,996 shares were inadvertently omitted from the total amount of securities beneficially owned by the reporting person. Read SEC document |
| August 31, 2022 Filed Sep 7, 2022 21:25 UTC |
BLACK WINSTON L IIIChief Executive Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0001550168-22-000001 · primary_doc.xml · derivative · entry 5 BLACK WINSTON L III · CIK 0001550168 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2022-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2022 Filed Sep 7, 2022 21:25 UTC |
BLACK WINSTON L IIIChief Executive Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $13.70 | $0.00 |
DisclosureSEC source: 0001550168-22-000001 · primary_doc.xml · derivative · entry 4 BLACK WINSTON L III · CIK 0001550168 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2022-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2022 Filed Sep 7, 2022 21:25 UTC |
BLACK WINSTON L IIIChief Executive Officer
|
Tax withholdingCommon Stock | 101,926 | $17.48 | $1,781,666.48 |
DisclosureSEC source: 0001550168-22-000001 · primary_doc.xml · nonDerivative · entry 3 BLACK WINSTON L III · CIK 0001550168 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,737 F1 · shares: Shares withheld for exercise price and taxes upon the exercise of stock options. Read SEC document |
| August 31, 2022 Filed Sep 7, 2022 21:25 UTC |
BLACK WINSTON L IIIChief Executive Officer
|
Exercise / conversionCommon Stock | 75,000 | $12.50 | $937,500.00 |
DisclosureSEC source: 0001550168-22-000001 · primary_doc.xml · nonDerivative · entry 2 BLACK WINSTON L III · CIK 0001550168 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2022 Filed Sep 7, 2022 21:25 UTC |
BLACK WINSTON L IIIChief Executive Officer
|
Exercise / conversionCommon Stock | 50,000 | $13.70 | $685,000.00 |
DisclosureSEC source: 0001550168-22-000001 · primary_doc.xml · nonDerivative · entry 1 BLACK WINSTON L III · CIK 0001550168 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2022 Filed Sep 22, 2022 00:47 UTC Amendment |
BLACK WINSTON L IIIChief Executive Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0000947871-22-001009 · ownership.xml · derivative · entry 5 BLACK WINSTON L III · CIK 0001550168 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2022-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2022 Filed Sep 22, 2022 00:47 UTC Amendment |
BLACK WINSTON L IIIChief Executive Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $13.70 | $0.00 |
DisclosureSEC source: 0000947871-22-001009 · ownership.xml · derivative · entry 4 BLACK WINSTON L III · CIK 0001550168 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2022-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: This Form 4 amends the Form 4 that was filed on September 7, 2022. Due to an administrative error, 50,000 unvested stock options were inadvertently omitted from the total number of derivative securities beneficially owned by the reporting person. Read SEC document |
| August 31, 2022 Filed Sep 22, 2022 00:47 UTC Amendment |
BLACK WINSTON L IIIChief Executive Officer
|
Tax withholdingCommon Stock | 101,926 | $17.48 | $1,781,666.48 |
DisclosureSEC source: 0000947871-22-001009 · ownership.xml · nonDerivative · entry 3 BLACK WINSTON L III · CIK 0001550168 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,737 F1 · shares: Shares withheld for exercise price and taxes upon the exercise of stock options. Read SEC document |
| August 31, 2022 Filed Sep 22, 2022 00:47 UTC Amendment |
BLACK WINSTON L IIIChief Executive Officer
|
Exercise / conversionCommon Stock | 75,000 | $12.50 | $937,500.00 |
DisclosureSEC source: 0000947871-22-001009 · ownership.xml · nonDerivative · entry 2 BLACK WINSTON L III · CIK 0001550168 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2022 Filed Sep 22, 2022 00:47 UTC Amendment |
BLACK WINSTON L IIIChief Executive Officer
|
Exercise / conversionCommon Stock | 50,000 | $13.70 | $685,000.00 |
DisclosureSEC source: 0000947871-22-001009 · ownership.xml · nonDerivative · entry 1 BLACK WINSTON L III · CIK 0001550168 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 21:50 UTC |
Dotter Laurie L.Director
|
GrantCommon Stock | 1,137 | $17.47 | $19,863.39 |
DisclosureSEC source: 0000947871-22-000745 · ownership.xml · nonDerivative · entry 1 Dotter Laurie L. · CIK 0001490732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,846 F1 · shares: Includes the following compensation for the Reporting Person's services as a director: (1) 250 shares and (2) based on the $17.47 closing price of the common stock on June 30, 2022, 887 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 21:48 UTC |
DICICCO WENDY FDirector
|
GrantCommon Stock | 1,137 | $17.47 | $19,863.39 |
DisclosureSEC source: 0000947871-22-000744 · ownership.xml · nonDerivative · entry 1 DICICCO WENDY F · CIK 0001225165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,312 F1 · shares: Includes the following compensation for the Reporting Person's services as a director: (1) 250 shares and (2) based on the $17.47 closing price of the common stock on June 30, 2022, 887 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 21:45 UTC |
Hatcher Robert K.Director
|
GrantCommon Stock | 1,137 | $17.47 | $19,863.39 |
DisclosureSEC source: 0000947871-22-000743 · ownership.xml · nonDerivative · entry 1 Hatcher Robert K. · CIK 0001911405 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,761 F1 · shares: Includes the following compensation for the Reporting Person's services as a director: (1) 250 shares and (2) based on the $17.47 closing price of the common stock on June 30, 2022, 887 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 21:42 UTC |
Pennington Marcus EdwardDirector
|
GrantCommon Stock | 894 | $17.47 | $15,618.18 |
DisclosureSEC source: 0000947871-22-000742 · ownership.xml · nonDerivative · entry 1 Pennington Marcus Edward · CIK 0001864079 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,885 F1 · shares: Includes the following compensation for the Reporting Person's services as a director: (1) 250 shares and (2) based on the $17.47 closing price of the common stock on June 30, 2022, 644 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation. Read SEC document |
| March 31, 2022 Filed Apr 1, 2022 19:19 UTC |
Hatcher Robert K.Director
|
GrantRestricted Stock Units | 925 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001911405-22-000001 · primary_doc.xml · nonDerivative · entry 2 Hatcher Robert K. · CIK 0001911405 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,624 F2 · price: Consists of restricted shares granted to the Reporting Person as compensation for his services as a director, based on the $16.88 closing price of the common stock on March 31, 2022. The restricted shares vest on October 1,2022. Read SEC document |
| March 31, 2022 Filed Apr 1, 2022 19:19 UTC |
Hatcher Robert K.Director
|
GrantCommon Stock | 699 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001911405-22-000001 · primary_doc.xml · nonDerivative · entry 1 Hatcher Robert K. · CIK 0001911405 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 699 F1 · price: Includes 250 share to the Reporting Person as compensation for his services as a director. Also includes 449 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $16.88 closing price of the common stock on March 31, 2022. Read SEC document |
| March 31, 2022 Filed Apr 1, 2022 18:36 UTC |
Pennington Marcus EdwardDirector
|
GrantCommon Stock | 916 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001864079-22-000002 · primary_doc.xml · nonDerivative · entry 1 Pennington Marcus Edward · CIK 0001864079 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,991 F1 · price: (1) Includes 250 share to the Reporting Person as compensation for his services as a director. Also includes 666 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $16.88 closing price of the common stock on March 31, 2022. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 21:20 UTC |
DICICCO WENDY FDirector
|
GrantCommon Stock | 1,175 | $16.88 | $19,834.00 |
DisclosureSEC source: 0000947871-22-000437 · ownership.xml · nonDerivative · entry 1 DICICCO WENDY F · CIK 0001225165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,175 F1 · security: Includes the following compensation for Reporting Person's services as a director based on the $16.88 closing price of the common stock on March 31, 2022: (i) 250 shares and (ii) 925 restricted shares, which will fully vest on October 1, 2022. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 21:14 UTC |
Dotter Laurie L.Director
|
GrantCommon Stock | 1,709 | $16.88 | $28,847.92 |
DisclosureSEC source: 0000947871-22-000436 · ownership.xml · nonDerivative · entry 1 Dotter Laurie L. · CIK 0001490732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,709 F1 · security: Includes the following compensation for Reporting Person's services as a director based on the $16.88 closing price of the common stock on March 31, 2022: (i) 250 shares, (ii) 510 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation and (iii) 949 restricted shares, which will fully vest on October 1,2022. Read SEC document |
| January 07, 2022 Filed Jan 12, 2022 19:01 UTC |
Haga Christopher WDirector
|
Disposition to issuerCommon Stock | 1,363 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619039-22-000002 · primary_doc.xml · nonDerivative · entry 2 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,233 F2 · kind: Forfeiture of non-vested restricted stock award as a result of resignation as a director. F2 · price: Forfeiture of non-vested restricted stock award as a result of resignation as a director. Read SEC document |
| January 07, 2022 Filed Jan 12, 2022 19:01 UTC |
Haga Christopher WDirector
|
GrantCommon Stock | 19 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619039-22-000002 · primary_doc.xml · nonDerivative · entry 1 Haga Christopher W · CIK 0001619039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,596 F1 · price: Reflects compensation for services as a director from January 1, 2022 through January 7, 2022, based on the $19.87 closing price of the common stock on January 7, 2022. Read SEC document |
| January 07, 2022 Filed Jan 12, 2022 18:55 UTC |
Weinberg MichaelDirector
|
Disposition to issuerCommon Stock | 1,363 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001480140-22-000002 · primary_doc.xml · nonDerivative · entry 2 Weinberg Michael · CIK 0001480140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,602 F2 · kind: Forfeiture of non-vested restricted stock award as a result of resignation as a director. F2 · price: Forfeiture of non-vested restricted stock award as a result of resignation as a director. Read SEC document |
| January 07, 2022 Filed Jan 12, 2022 18:55 UTC |
Weinberg MichaelDirector
|
GrantCommon Stock | 19 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001480140-22-000002 · primary_doc.xml · nonDerivative · entry 1 Weinberg Michael · CIK 0001480140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,965 F1 · price: Reflects compensation for services as a director from January 1, 2022 through January 7, 2022, based on the $19.87 closing price of the common stock on January 7, 2022. Read SEC document |
| January 07, 2022 Filed Jan 12, 2022 18:46 UTC |
Baker Dana BlairDirector
|
Disposition to issuerCommon Stock | 1,363 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619685-22-000002 · primary_doc.xml · nonDerivative · entry 2 Baker Dana Blair · CIK 0001619685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,625 F2 · kind: Forfeiture of non-vested restricted stock award as a result of resignation as a director. F2 · price: Forfeiture of non-vested restricted stock award as a result of resignation as a director. Read SEC document |
| January 07, 2022 Filed Jan 12, 2022 18:46 UTC |
Baker Dana BlairDirector
|
GrantCommon Stock | 19 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619685-22-000002 · primary_doc.xml · nonDerivative · entry 1 Baker Dana Blair · CIK 0001619685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,988 F1 · price: Reflects compensation for services as a director from January 1, 2022 through January 7, 2022, based on the $19.87 closing price of the common stock on January 7, 2022. Read SEC document |
| January 05, 2022 Filed Jan 12, 2022 19:10 UTC |
Stead Edward BDirector
|
Disposition to issuerCommon Stock | 1,363 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001187788-22-000002 · primary_doc.xml · nonDerivative · entry 2 Stead Edward B · CIK 0001187788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,690 F2 · kind: Forfeiture of non-vested restricted stock award as a result of resignation as a director. F2 · price: Forfeiture of non-vested restricted stock award as a result of resignation as a director. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.