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Latham Group, Inc.

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5107
SEC CIK
0001833197
Parsed reports
223

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202620
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 11, 2022 Filed Jan 12, 2022 16:33 UTC
Wynnchurch Partners IV, L.P.Director · 10% owner · See Remarks
Wynnchurch Management, Ltd.Director · 10% owner · See Remarks
HATHERLY JOHNDirector · 10% owner · See Remarks
Disposition to issuerCommon Stock, par value $0.0001 per share 2,702,021 $18.67 $50,450,244.70
Disclosure

SEC source: 0000950142-22-000298 · es220216608_4-wpivlp.xml · nonDerivative · entry 1

Wynnchurch Partners IV, L.P. · CIK 0001843728 · Director · 10% owner · See Remarks

Wynnchurch Management, Ltd. · CIK 0001843727 · Director · 10% owner · See Remarks

HATHERLY JOHN · CIK 0001253362 · Director · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Wynnchurch Capital Partners IV, L.P.

Disclosed balance after: 14,545,703

F1 · shares: Represents 2,702,021 shares of common stock sold to the Issuer by Wynnchurch Capital Partners IV, L.P. and 81,376 shares of common stock sold to the Issuer by WC Partners Executive IV, L.P.

F2 · ownership.nature: Wynnchurch Capital Partners IV, L.P. directly owns 14,545,703 shares of common stock and WC Partners Executive IV, L.P. directly owns 438,068 shares of common stock. The general partner of Wynnchurch Capital Partners IV, L.P. and WC Partners Executive IV, L.P. is Wynnchurch Partners IV, L.P. (the "General Partner"). The general partner of the General Partner is Wynnchurch Management, Ltd. ("WML"). WML and a limited partner committee consisting of other senior partners manage the General Partner, provided that WML's consent is required for any action, decision, consent or other determination. The sole director of WML is John Hatherly.

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January 11, 2022 Filed Jan 12, 2022 16:35 UTC
Duva Jason AGen. Counsel & Chief Admin Off
Disposition to issuerCommon Stock, par value $0.0001 per share 2,500 $18.67 $46,678.25
Disclosure

SEC source: 0000950142-22-000302 · es220216962_4-duva.xml · nonDerivative · entry 1

Duva Jason A · CIK 0001534001 · Gen. Counsel & Chief Admin Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,816

F1 · shares: Represents 2,500 shares of common stock sold to the Issuer.

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January 11, 2022 Filed Jan 12, 2022 16:37 UTC
WC PARTNERS EXECUTIVE IV, L.P.Director · 10% owner
Disposition to issuerCommon Stock, par value $0.0001 per share 81,376 $18.67 $1,519,395.71
Disclosure

SEC source: 0000950142-22-000307 · es220216967_4-wcpeivlp.xml · nonDerivative · entry 1

WC PARTNERS EXECUTIVE IV, L.P. · CIK 0001627553 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,068

F1 · shares: Represents 81,376 shares of common stock sold to the Issuer.

Read SEC document
January 11, 2022 Filed Jan 12, 2022 21:36 UTC
O'Brien Christopher PatrickDirector · 10% owner
Disposition to issuerCommon Stock, par value $0.0001 per share 2,702,021 $18.67 $50,450,244.70
Disclosure

SEC source: 0000950142-22-000305 · es220216965_4-obrienc.xml · nonDerivative · entry 2

O'Brien Christopher Patrick · CIK 0001842649 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Wynnchurch Capital Partners IV, L.P.

Disclosed balance after: 14,545,703

F1 · shares: 2,702,021 shares of common stock were sold to the Issuer by Wynnchurch Capital Partners IV, L.P. and 81,376 shares of common stock were sold to the Issuer by WC Partners Executive IV, L.P.

F2 · ownership.nature: Wynnchurch Capital Partners IV, L.P. directly owns 14,545,703 shares of common stock and WC Partners Executive IV, L.P. directly owns 438,068 shares of common stock. The general partner of Wynnchurch Capital Partners IV, L.P. and WC Partners Executive IV, L.P. is Wynnchurch Partners IV, L.P. (the "General Partner"). The general partner of the General Partner is Wynnchurch Management, Ltd. ("WML"). WML and a limited partner committee consisting of other senior partners manage the General Partner, provided that WML's consent is required for any action, decision, consent or other determination. The sole director of WML is John Hatherly.

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January 11, 2022 Filed Jan 12, 2022 21:36 UTC
O'Brien Christopher PatrickDirector · 10% owner
Disposition to issuerCommon Stock, par value $0.0001 per share 81,376 $18.67 $1,519,395.71
Disclosure

SEC source: 0000950142-22-000305 · es220216965_4-obrienc.xml · nonDerivative · entry 1

O'Brien Christopher Patrick · CIK 0001842649 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By: WC Partners Executive IV, L.P.

Disclosed balance after: 438,068

F1 · shares: 2,702,021 shares of common stock were sold to the Issuer by Wynnchurch Capital Partners IV, L.P. and 81,376 shares of common stock were sold to the Issuer by WC Partners Executive IV, L.P.

F2 · ownership.nature: Wynnchurch Capital Partners IV, L.P. directly owns 14,545,703 shares of common stock and WC Partners Executive IV, L.P. directly owns 438,068 shares of common stock. The general partner of Wynnchurch Capital Partners IV, L.P. and WC Partners Executive IV, L.P. is Wynnchurch Partners IV, L.P. (the "General Partner"). The general partner of the General Partner is Wynnchurch Management, Ltd. ("WML"). WML and a limited partner committee consisting of other senior partners manage the General Partner, provided that WML's consent is required for any action, decision, consent or other determination. The sole director of WML is John Hatherly.

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January 11, 2022 Filed Jan 12, 2022 21:36 UTC
Rajeski Scott MichaelDirector · Chief Executive Officer
Disposition to issuerCommon Stock, par value $0.0001 per share 344,487 $18.67 $6,432,020.12
Disclosure

SEC source: 0000950142-22-000306 · es220216966_4-rajeski.xml · nonDerivative · entry 1

Rajeski Scott Michael · CIK 0001834472 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Scott Rajeski Family, LLC

Disclosed balance after: 1,919,467

F1 · shares: Represents 344,487 shares of common stock sold to the Issuer.

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January 11, 2022 Filed Jan 12, 2022 21:35 UTC
Feck Melissa ClaireChief Human Resources Officer
Disposition to issuerCommon Stock, par value $0.0001 per share 38,750 $18.67 $723,512.88
Disclosure

SEC source: 0000950142-22-000303 · es220216963_4-feck.xml · nonDerivative · entry 1

Feck Melissa Claire · CIK 0001834393 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,351

F1 · shares: Represents 38,750 shares of common stock sold to the Issuer.

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January 11, 2022 Filed Jan 12, 2022 21:35 UTC Disposition to issuerCommon Stock, par value $0.0001 per share 100,000 $18.67 $1,867,130.00
Disclosure

SEC source: 0000950142-22-000304 · es220216964_4-laven.xml · nonDerivative · entry 1

Laven Mark Phillip · CIK 0001834448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,157

F1 · shares: Represents 100,000 shares of common stock sold to the Issuer.

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January 11, 2022 Filed Jan 12, 2022 21:35 UTC
Dhruv Kaushal BhikheshDirector · Chief Information Officer
Disposition to issuerCommon Stock, par value $0.0001 per share 10,876 $18.67 $203,069.06
Disclosure

SEC source: 0000950142-22-000301 · es220216960_4-dhruv.xml · nonDerivative · entry 1

Dhruv Kaushal Bhikhesh · CIK 0001834379 · Director · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,601

F1 · shares: Represents 10,876 shares of common stock sold to the Issuer.

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December 16, 2021 Filed Dec 17, 2021 16:30 UTC
Duva Jason AGen. Counsel & Chief Admin Off
Exercise / conversionRestricted Stock Units · Derivative 51,316 $0.00 $0.00
Disclosure

SEC source: 0000950142-21-004090 · es210211660_4-duva.xml · derivative · entry 3

Duva Jason A · CIK 0001534001 · Gen. Counsel & Chief Admin Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 51,316 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted these restricted stock units on April 27, 2021, with the restricted stock units vesting on the nine-month anniversary of April 27, 2021. The vesting of the restricted stock units was accelerated to December 15, 2021.

F4 · derivative.expiration_date: The reporting person was granted these restricted stock units on April 27, 2021, with the restricted stock units vesting on the nine-month anniversary of April 27, 2021. The vesting of the restricted stock units was accelerated to December 15, 2021.

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December 16, 2021 Filed Dec 17, 2021 16:30 UTC
Duva Jason AGen. Counsel & Chief Admin Off
Tax withholdingCommon Stock, par value $0.0001 per share 25,968 $24.48 $635,566.80
Disclosure

SEC source: 0000950142-21-004090 · es210211660_4-duva.xml · nonDerivative · entry 2

Duva Jason A · CIK 0001534001 · Gen. Counsel & Chief Admin Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,348

F2 · kind: The reporting person is reporting the withholding by the Issuer of an aggregate of 26,187 shares of common stock (from the shares of common stock issued upon settlement upon vesting of restricted stock units) to satisfy payment of the reporting person's tax withholding obligations.

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December 16, 2021 Filed Dec 17, 2021 16:30 UTC
Duva Jason AGen. Counsel & Chief Admin Off
Exercise / conversionCommon Stock, par value $0.0001 per share 51,316 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-21-004090 · es210211660_4-duva.xml · nonDerivative · entry 1

Duva Jason A · CIK 0001534001 · Gen. Counsel & Chief Admin Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units.

F3 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
April 27, 2021 Filed Apr 27, 2021 16:56 UTC
Pamplona Capital Partners V, L.P.Director · 10% owner · See Remarks
Pamplona Equity Advisors V, LtdDirector · 10% owner · See Remarks
Pamplona PE Investments Malta LtdDirector · 10% owner · See Remarks
Pamplona Capital Management, LLPDirector · 10% owner · See Remarks
Pamplona Capital Management, LLCDirector · 10% owner · See Remarks
Pamplona Capital Management (PE) SLDirector · 10% owner · See Remarks
Pamplona Capital Management (Monaco) SAMDirector · 10% owner · See Remarks
Halsted John C.Director · 10% owner · See Remarks
Knaster Alexander MDirector · 10% owner · See Remarks
Disposition to issuerCommon Stock, par value $0.0001 per share 9,084,432 $19.00 $172,604,208.00
Disclosure

SEC source: 0000950142-21-001449 · es210146984_4-pcpvlp.xml · nonDerivative · entry 1

Pamplona Capital Partners V, L.P. · CIK 0001844374 · Director · 10% owner · See Remarks

Pamplona Equity Advisors V, Ltd · CIK 0001844360 · Director · 10% owner · See Remarks

Pamplona PE Investments Malta Ltd · CIK 0001650903 · Director · 10% owner · See Remarks

Pamplona Capital Management, LLP · CIK 0001554942 · Director · 10% owner · See Remarks

Pamplona Capital Management, LLC · CIK 0001554913 · Director · 10% owner · See Remarks

Pamplona Capital Management (PE) SL · CIK 0001844434 · Director · 10% owner · See Remarks

Pamplona Capital Management (Monaco) SAM · CIK 0001844368 · Director · 10% owner · See Remarks

Halsted John C. · CIK 0001844403 · Director · 10% owner · See Remarks

Knaster Alexander M · CIK 0001308574 · Director · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 61,476,581

F1 · shares: Represents 9,084,432 shares of common stock sold to the Issuer.

F2 · ownership.nature: Consists of shares directly held by Pamplona Capital Partners V, L.P. Pamplona Capital Partners V, L.P., is controlled by Pamplona Equity Advisors V Ltd, its general partner. John C. Halsted owns 100% of the shares of Pamplona Equity Advisors V, Ltd. Pamplona PE Investments Malta Limited, serves as an investment manager to Pamplona Capital Partners V, L.P. Pamplona Capital Management LLP, Pamplona Capital Management LLC, Pamplona Capital Management (PE) SL and Pamplona Capital Management (Monaco) SAM (together, the "Pamplona Manager Entities") serve as investment advisors to Pamplona PE Investments Malta Limited. Mr. John C. Halsted and Mr. Alexander Knaster are the principals of Pamplona Manager Entities. (cont'd on FN 3)

F3 · ownership.nature: (cont'd from FN 2) Each of Pamplona Equity Advisors V, Ltd, the Pamplona Manager Entities, John C. Halsted and Alexander Knaster may be deemed to have voting and dispositive power with respect to the common stock directly owned by Pamplona Capital Partners V, L. P. and therefore be deemed to be the beneficial owner of the common stock held by Pamplona Capital Partners V, L. P., but each disclaims beneficial ownership of such common stock except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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April 27, 2021 Filed Apr 27, 2021 16:57 UTC Disposition to issuerCommon Stock, par value $0.0001 per share 2,548,706 $19.00 $48,425,414.00
Disclosure

SEC source: 0000950142-21-001450 · es210146985_4-wcpivlp.xml · nonDerivative · entry 1

WYNNCHURCH CAPITAL PARTNERS IV, L.P. · CIK 0001620062 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,247,724

F1 · shares: Represents 2,548,706 shares of common stock sold to the Issuer.

Read SEC document
April 27, 2021 Filed Apr 27, 2021 16:58 UTC
Wynnchurch Partners IV, L.P.Director · 10% owner · See Remarks
Wynnchurch Management, Ltd.Director · 10% owner · See Remarks
HATHERLY JOHNDirector · 10% owner · See Remarks
Disposition to issuerCommon Stock, par value $0.0001 per share 76,759 $19.00 $1,458,421.00
Disclosure

SEC source: 0000950142-21-001451 · es210146986_4-wpivlp.xml · nonDerivative · entry 2

Wynnchurch Partners IV, L.P. · CIK 0001843728 · Director · 10% owner · See Remarks

Wynnchurch Management, Ltd. · CIK 0001843727 · Director · 10% owner · See Remarks

HATHERLY JOHN · CIK 0001253362 · Director · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: WC Partners Executive IV, L.P.

Disclosed balance after: 519,444

F1 · shares: Represents 2,548,706 shares of common stock sold to the Issuer by Wynnchurch Capital Partners IV, L.P. and 76,759 shares of common stock sold to the Issuer by WC Partners Executive IV, L.P.

F2 · ownership.nature: Wynnchurch Capital Partners IV, L.P. directly owns 17,247,724 shares of common stock and WC Partners Executive IV, L.P. directly owns 519,444 shares of common stock. The general partner of Wynnchurch Capital Partners IV, L.P. and WC Partners Executive IV, L.P. is Wynnchurch Partners IV, L.P. (the "General Partner"). The general partner of the General Partner is Wynnchurch Management, Ltd. ("WML"). WML and a limited partner committee consisting of other senior partners manage the General Partner, provided that WML's consent is required for any action, decision, consent or other determination. The sole director of WML is John Hatherly.

Read SEC document
April 27, 2021 Filed Apr 27, 2021 16:58 UTC
Wynnchurch Partners IV, L.P.Director · 10% owner · See Remarks
Wynnchurch Management, Ltd.Director · 10% owner · See Remarks
HATHERLY JOHNDirector · 10% owner · See Remarks
Disposition to issuerCommon Stock, par value $0.0001 per share 2,548,706 $19.00 $48,425,414.00
Disclosure

SEC source: 0000950142-21-001451 · es210146986_4-wpivlp.xml · nonDerivative · entry 1

Wynnchurch Partners IV, L.P. · CIK 0001843728 · Director · 10% owner · See Remarks

Wynnchurch Management, Ltd. · CIK 0001843727 · Director · 10% owner · See Remarks

HATHERLY JOHN · CIK 0001253362 · Director · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Wynnchurch Capital Partners IV, L.P.

Disclosed balance after: 17,247,724

F1 · shares: Represents 2,548,706 shares of common stock sold to the Issuer by Wynnchurch Capital Partners IV, L.P. and 76,759 shares of common stock sold to the Issuer by WC Partners Executive IV, L.P.

F2 · ownership.nature: Wynnchurch Capital Partners IV, L.P. directly owns 17,247,724 shares of common stock and WC Partners Executive IV, L.P. directly owns 519,444 shares of common stock. The general partner of Wynnchurch Capital Partners IV, L.P. and WC Partners Executive IV, L.P. is Wynnchurch Partners IV, L.P. (the "General Partner"). The general partner of the General Partner is Wynnchurch Management, Ltd. ("WML"). WML and a limited partner committee consisting of other senior partners manage the General Partner, provided that WML's consent is required for any action, decision, consent or other determination. The sole director of WML is John Hatherly.

Read SEC document
April 27, 2021 Filed Apr 27, 2021 16:58 UTC
WC PARTNERS EXECUTIVE IV, L.P.Director · 10% owner
Disposition to issuerCommon Stock, par value $0.0001 per share 76,759 $19.00 $1,458,421.00
Disclosure

SEC source: 0000950142-21-001452 · es210146987_4-wcpeivlp.xml · nonDerivative · entry 1

WC PARTNERS EXECUTIVE IV, L.P. · CIK 0001627553 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 519,444

F1 · shares: Represents 76,759 shares of common stock sold to the Issuer.

Read SEC document
April 27, 2021 Filed Apr 27, 2021 20:56 UTC
O'Brien Christopher PatrickDirector · 10% owner
Disposition to issuerCommon Stock, par value $0.0001 per share 2,548,706 $19.00 $48,425,414.00
Disclosure

SEC source: 0000950142-21-001448 · es210146982_4-obrienc.xml · nonDerivative · entry 2

O'Brien Christopher Patrick · CIK 0001842649 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Wynnchurch Capital Partners IV, L.P.

Disclosed balance after: 17,247,724

F1 · shares: 2,548,706 shares of common stock were sold to the Issuer by Wynnchurch Capital Partners IV, L.P. and 76,759 shares of common stock were sold to the Issuer by WC Partners Executive IV, L.P.

F2 · ownership.nature: Wynnchurch Capital Partners IV, L.P. directly owns 17,247,724 shares of common stock and WC Partners Executive IV, L.P. directly owns 519,444 shares of common stock. The general partner of Wynnchurch Capital Partners IV, L.P. and WC Partners Executive IV, L.P. is Wynnchurch Partners IV, L.P. (the "General Partner"). The general partner of the General Partner is Wynnchurch Management, Ltd. ("WML"). WML and a limited partner committee consisting of other senior partners manage the General Partner, provided that WML's consent is required for any action, decision, consent or other determination. The sole director of WML is John Hatherly.

Read SEC document
April 27, 2021 Filed Apr 27, 2021 20:56 UTC
O'Brien Christopher PatrickDirector · 10% owner
Disposition to issuerCommon Stock, par value $0.0001 per share 76,759 $19.00 $1,458,421.00
Disclosure

SEC source: 0000950142-21-001448 · es210146982_4-obrienc.xml · nonDerivative · entry 1

O'Brien Christopher Patrick · CIK 0001842649 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By: WC Partners Executive IV, L.P.

Disclosed balance after: 519,444

F1 · shares: 2,548,706 shares of common stock were sold to the Issuer by Wynnchurch Capital Partners IV, L.P. and 76,759 shares of common stock were sold to the Issuer by WC Partners Executive IV, L.P.

F2 · ownership.nature: Wynnchurch Capital Partners IV, L.P. directly owns 17,247,724 shares of common stock and WC Partners Executive IV, L.P. directly owns 519,444 shares of common stock. The general partner of Wynnchurch Capital Partners IV, L.P. and WC Partners Executive IV, L.P. is Wynnchurch Partners IV, L.P. (the "General Partner"). The general partner of the General Partner is Wynnchurch Management, Ltd. ("WML"). WML and a limited partner committee consisting of other senior partners manage the General Partner, provided that WML's consent is required for any action, decision, consent or other determination. The sole director of WML is John Hatherly.

Read SEC document
April 27, 2021 Filed Apr 28, 2021 16:32 UTC
Culp Joel RichardChief Marketing Officer
PurchaseCommon Stock, par value $0.0001 per share 12,000 $19.00 $228,000.00
Disclosure

SEC source: 0000950142-21-001471 · es210148086_4-culp.xml · nonDerivative · entry 1

Culp Joel Richard · CIK 0001835183 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,018

F1 · shares: Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering of common stock.

Read SEC document
April 27, 2021 Filed Apr 28, 2021 16:31 UTC
Cowley Joshua D.Chief Commercial Officer
PurchaseCommon Stock, par value $0.0001 per share 1,000 $19.00 $19,000.00
Disclosure

SEC source: 0000950142-21-001470 · es210148085_4-cowley.xml · nonDerivative · entry 1

Cowley Joshua D. · CIK 0001854167 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · shares: Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering of common stock.

Read SEC document
April 27, 2021 Filed Apr 28, 2021 20:31 UTC PurchaseCommon Stock, par value $0.0001 per share 50,000 $19.00 $950,000.00
Disclosure

SEC source: 0000950142-21-001469 · es210148084_4-cline.xml · nonDerivative · entry 1

Cline James E · CIK 0001430183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · shares: Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering of common stock.

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April 27, 2021 Filed Apr 28, 2021 16:30 UTC
BORSETH J MARKChief Financial Officer
PurchaseCommon Stock, par value $0.0001 per share 10,000 $19.00 $190,000.00
Disclosure

SEC source: 0000950142-21-001468 · es210148083_4-borseth.xml · nonDerivative · entry 1

BORSETH J MARK · CIK 0001214953 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,684

F1 · shares: Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering of common stock.

Read SEC document
April 27, 2021 Filed Apr 28, 2021 16:32 UTC
Duva Jason AGen. Counsel & Chief Admin Off
PurchaseCommon Stock, par value $0.0001 per share 5,000 $19.00 $95,000.00
Disclosure

SEC source: 0000950142-21-001472 · es210148087_4-duva.xml · nonDerivative · entry 1

Duva Jason A · CIK 0001534001 · Gen. Counsel & Chief Admin Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · shares: Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering of common stock.

Read SEC document
April 27, 2021 Filed Apr 28, 2021 16:32 UTC PurchaseCommon Stock, par value $0.0001 per share 25,000 $19.00 $475,000.00
Disclosure

SEC source: 0000950142-21-001473 · es210148089_4-evans.xml · nonDerivative · entry 1

Evans Robert Deaton · CIK 0001654077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,736

F1 · shares: Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering of common stock.

Read SEC document
April 27, 2021 Filed Apr 28, 2021 20:34 UTC PurchaseCommon Stock, par value $0.0001 per share 2,500 $19.00 $47,500.00
Disclosure

SEC source: 0000950142-21-001477 · es210148093_4-mwade.xml · nonDerivative · entry 1

Morno-Wade Suzan · CIK 0001761233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

F1 · shares: Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering of common stock.

Read SEC document
April 27, 2021 Filed Apr 28, 2021 20:34 UTC
Rajeski Scott MichaelDirector · Chief Executive Officer
PurchaseCommon Stock, par value $0.0001 per share 15,000 $19.00 $285,000.00
Disclosure

SEC source: 0000950142-21-001478 · es210148094_4-rajeski.xml · nonDerivative · entry 1

Rajeski Scott Michael · CIK 0001834472 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · shares: Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering of common stock.

Read SEC document
April 27, 2021 Filed Apr 28, 2021 20:33 UTC
Leake Jeff ArnoldChief Operating Officer
PurchaseCommon Stock, par value $0.0001 per share 1,000 $19.00 $19,000.00
Disclosure

SEC source: 0000950142-21-001476 · es210148092_4-leake.xml · nonDerivative · entry 1

Leake Jeff Arnold · CIK 0001834442 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,975

F1 · shares: Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering of common stock.

Read SEC document
April 27, 2021 Filed Apr 28, 2021 20:33 UTC PurchaseCommon Stock, par value $0.0001 per share 5,000 $19.00 $95,000.00
Disclosure

SEC source: 0000950142-21-001475 · es210148091_4-laven.xml · nonDerivative · entry 1

Laven Mark Phillip · CIK 0001834448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,255

F1 · shares: Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering of common stock.

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April 27, 2021 Filed Apr 28, 2021 20:33 UTC
Feck Melissa ClaireChief Human Resources Officer
PurchaseCommon Stock, par value $0.0001 per share 1,000 $19.00 $19,000.00
Disclosure

SEC source: 0000950142-21-001474 · es210148090_4-feck.xml · nonDerivative · entry 1

Feck Melissa Claire · CIK 0001834393 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,650

F1 · shares: Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering of common stock.

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April 22, 2021 Filed Apr 26, 2021 16:38 UTC
Culp Joel RichardChief Marketing Officer
GrantStock option (right to buy) · Derivative 65,464 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0000950142-21-001418 · es210146972_4-culp.xml · derivative · entry 1

Culp Joel Richard · CIK 0001835183 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,464

Underlying: Common stock · 65,464 shares

Expires 2031-04-22

F1 · security: The stock options will vest in four equal installments (rounded to the nearest whole number) on each anniversary of April 22, 2021.

F1 · derivative.exercise_date: The stock options will vest in four equal installments (rounded to the nearest whole number) on each anniversary of April 22, 2021.

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April 22, 2021 Filed Apr 26, 2021 16:37 UTC
Cowley Joshua D.Chief Commercial Officer
GrantRestricted Stock Units · Derivative 68,421 $0.00 $0.00
Disclosure

SEC source: 0000950142-21-001417 · es210146971_4-cowley.xml · derivative · entry 2

Cowley Joshua D. · CIK 0001854167 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,421

Underlying: Common stock · 68,421 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units will vest in three equal installments (rounded to the nearest whole number), on the nine month anniversary of April 27, 2021, the twelve month anniversary and the twenty-four month anniversary of April 22, 2021.

F3 · derivative.expiration_date: The restricted stock units will vest in three equal installments (rounded to the nearest whole number), on the nine month anniversary of April 27, 2021, the twelve month anniversary and the twenty-four month anniversary of April 22, 2021.

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April 22, 2021 Filed Apr 26, 2021 16:37 UTC
Cowley Joshua D.Chief Commercial Officer
GrantStock option (right to buy) · Derivative 96,984 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0000950142-21-001417 · es210146971_4-cowley.xml · derivative · entry 1

Cowley Joshua D. · CIK 0001854167 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,984

Underlying: Common stock · 96,984 shares

Expires 2031-04-22

F1 · security: The stock options will vest in four equal installments (rounded to the nearest whole number) on each anniversary of April 22, 2021.

F1 · derivative.exercise_date: The stock options will vest in four equal installments (rounded to the nearest whole number) on each anniversary of April 22, 2021.

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April 22, 2021 Filed Apr 26, 2021 20:41 UTC
Kunchala SurajVice President & Controller
GrantRestricted Stock Units · Derivative 12,368 $0.00 $0.00
Disclosure

SEC source: 0000950142-21-001424 · es210146978_4-kunchala.xml · derivative · entry 2

Kunchala Suraj · CIK 0001851763 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,368

Underlying: Common Stock · 12,368 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units will vest in three equal installments (rounded to the nearest whole number), on the nine month anniversary of April 27, 2021, the twelve month anniversary and the twenty-four month anniversary of April 22, 2021.

F3 · derivative.expiration_date: The restricted stock units will vest in three equal installments (rounded to the nearest whole number), on the nine month anniversary of April 27, 2021, the twelve month anniversary and the twenty-four month anniversary of April 22, 2021.

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April 22, 2021 Filed Apr 26, 2021 20:41 UTC
Kunchala SurajVice President & Controller
GrantStock option (right to buy) · Derivative 11,396 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0000950142-21-001424 · es210146978_4-kunchala.xml · derivative · entry 1

Kunchala Suraj · CIK 0001851763 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,396

Underlying: Common stock · 11,396 shares

Expires 2031-04-22

F1 · security: The stock options will vest in four equal installments (rounded to the nearest whole number) on each anniversary of April 22, 2021.

F1 · derivative.exercise_date: The stock options will vest in four equal installments (rounded to the nearest whole number) on each anniversary of April 22, 2021.

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April 22, 2021 Filed Apr 26, 2021 16:40 UTC GrantRestricted Stock Units · Derivative 3,947 $0.00 $0.00
Disclosure

SEC source: 0000950142-21-001423 · es210146977_4-hawkinson.xml · derivative · entry 1

Hawkinson Alex · CIK 0001491540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,947

Underlying: Common Stock · 3,947 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units will vest on the first anniversary of April 22, 2021.

F2 · derivative.expiration_date: The restricted stock units will vest on the first anniversary of April 22, 2021.

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April 22, 2021 Filed Apr 26, 2021 20:37 UTC GrantRestricted Stock Units · Derivative 6,579 $0.00 $0.00
Disclosure

SEC source: 0000950142-21-001416 · es210146970_4-cline.xml · derivative · entry 1

Cline James E · CIK 0001430183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,579

Underlying: Common Stock · 6,579 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units will vest on the first anniversary of April 22, 2021.

F2 · derivative.expiration_date: The restricted stock units will vest on the first anniversary of April 22, 2021.

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April 22, 2021 Filed Apr 26, 2021 16:36 UTC
BORSETH J MARKChief Financial Officer
GrantStock option (right to buy) · Derivative 72,738 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0000950142-21-001415 · es210146969_4-borseth.xml · derivative · entry 1

BORSETH J MARK · CIK 0001214953 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,738

Underlying: Common stock · 72,738 shares

Expires 2031-04-22

F1 · security: The stock options will vest in four equal installments (rounded to the nearest whole number) on each anniversary of April 22, 2021.

F1 · derivative.exercise_date: The stock options will vest in four equal installments (rounded to the nearest whole number) on each anniversary of April 22, 2021.

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April 22, 2021 Filed Apr 26, 2021 16:39 UTC
Duva Jason AGen. Counsel & Chief Admin Off
GrantRestricted Stock Units · Derivative 51,316 $0.00 $0.00
Disclosure

SEC source: 0000950142-21-001420 · es210146974_4-duva.xml · derivative · entry 2

Duva Jason A · CIK 0001534001 · Gen. Counsel & Chief Admin Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,316

Underlying: Common stock · 51,316 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units will vest on the nine-month anniversary of April 27, 2021.

F3 · derivative.expiration_date: The restricted stock units will vest on the nine-month anniversary of April 27, 2021.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 16:39 UTC
Duva Jason AGen. Counsel & Chief Admin Off
GrantStock option (right to buy) · Derivative 72,738 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0000950142-21-001420 · es210146974_4-duva.xml · derivative · entry 1

Duva Jason A · CIK 0001534001 · Gen. Counsel & Chief Admin Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,738

Underlying: Common stock · 72,738 shares

Expires 2031-04-22

F1 · security: The stock options will vest in four equal installments (rounded to the nearest whole number) on each anniversary of April 22, 2021.

F1 · derivative.exercise_date: The stock options will vest in four equal installments (rounded to the nearest whole number) on each anniversary of April 22, 2021.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 16:39 UTC GrantRestricted Stock Units · Derivative 3,947 $0.00 $0.00
Disclosure

SEC source: 0000950142-21-001421 · es210146975_4-evans.xml · derivative · entry 1

Evans Robert Deaton · CIK 0001654077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,947

Underlying: Common Stock · 3,947 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one shares of Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units will vest on the first anniversary of April 22, 2021.

F2 · derivative.expiration_date: The restricted stock units will vest on the first anniversary of April 22, 2021.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 20:42 UTC GrantRestricted Stock Units · Derivative 15,790 $0.00 $0.00
Disclosure

SEC source: 0000950142-21-001427 · es210146981_4-mwade.xml · derivative · entry 2

Morno-Wade Suzan · CIK 0001761233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,790

Underlying: Common Stock · 15,790 shares

Expires not disclosed

F2 · security: The restricted stock units will vest on the first anniversary of April 22, 2021.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units will vest in three equal installments on each anniversary of April 22, 2021.

F3 · derivative.expiration_date: The restricted stock units will vest in three equal installments on each anniversary of April 22, 2021.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 20:42 UTC GrantRestricted Stock Units · Derivative 3,947 $0.00 $0.00
Disclosure

SEC source: 0000950142-21-001427 · es210146981_4-mwade.xml · derivative · entry 1

Morno-Wade Suzan · CIK 0001761233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,947

Underlying: Common Stock · 3,947 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units will vest on the first anniversary of April 22, 2021.

F2 · derivative.expiration_date: The restricted stock units will vest on the first anniversary of April 22, 2021.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 20:42 UTC
Rajeski Scott MichaelDirector · Chief Executive Officer
GrantStock option (right to buy) · Derivative 138,549 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0000950142-21-001428 · es210146983_4-rajeski.xml · derivative · entry 1

Rajeski Scott Michael · CIK 0001834472 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,549

Underlying: Common stock · 138,549 shares

Expires 2031-04-22

F1 · security: The stock options will vest in four equal installments (rounded to the nearest whole number) on each anniversary of April 22, 2021.

F1 · derivative.exercise_date: The stock options will vest in four equal installments (rounded to the nearest whole number) on each anniversary of April 22, 2021.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 20:41 UTC
Leake Jeff ArnoldChief Operating Officer
GrantStock option (right to buy) · Derivative 65,464 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0000950142-21-001426 · es210146980_4-leake.xml · derivative · entry 1

Leake Jeff Arnold · CIK 0001834442 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,464

Underlying: Common stock · 65,464 shares

Expires 2031-04-22

F1 · security: The stock options will vest in four equal installments (rounded to the nearest whole number) on each anniversary of April 22, 2021.

F1 · derivative.exercise_date: The stock options will vest in four equal installments (rounded to the nearest whole number) on each anniversary of April 22, 2021.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 20:41 UTC GrantRestricted Stock Units · Derivative 3,947 $0.00 $0.00
Disclosure

SEC source: 0000950142-21-001425 · es210146979_4-laven.xml · derivative · entry 1

Laven Mark Phillip · CIK 0001834448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,947

Underlying: Common Stock · 3,947 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units will vest on the first anniversary of April 22, 2021.

F2 · derivative.expiration_date: The restricted stock units will vest on the first anniversary of April 22, 2021.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 20:40 UTC
Feck Melissa ClaireChief Human Resources Officer
GrantStock option (right to buy) · Derivative 31,173 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0000950142-21-001422 · es210146976_4-feck.xml · derivative · entry 1

Feck Melissa Claire · CIK 0001834393 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,173

Underlying: Common stock · 31,173 shares

Expires 2031-04-22

F1 · security: The stock options will vest in four equal installments (rounded to the nearest whole number) on each anniversary of April 22, 2021.

F1 · derivative.exercise_date: The stock options will vest in four equal installments (rounded to the nearest whole number) on each anniversary of April 22, 2021.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 20:38 UTC
Dhruv Kaushal BhikheshChief Information Officer
GrantStock option (right to buy) · Derivative 31,173 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0000950142-21-001419 · es210146973_4-dhruv.xml · derivative · entry 1

Dhruv Kaushal Bhikhesh · CIK 0001834379 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,173

Underlying: Common stock · 31,173 shares

Expires 2031-04-22

F1 · security: The stock options will vest in four equal installments (rounded to the nearest whole number) on each anniversary of April 22, 2021.

F1 · derivative.exercise_date: The stock options will vest in four equal installments (rounded to the nearest whole number) on each anniversary of April 22, 2021.

Read SEC document
April 22, 2021 Filed Dec 17, 2021 16:30 UTC
Duva Jason AGen. Counsel & Chief Admin Off
GrantStock option (right to buy) · Derivative 72,738 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0000950142-21-004090 · es210211660_4-duva.xml · derivative · entry 4

Duva Jason A · CIK 0001534001 · Gen. Counsel & Chief Admin Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,738

Underlying: Common Stock · 72,738 shares

Expires 2031-04-22

F3 · security: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The stock options were issued on 4/22/2021 and will vest in four equal installments (rounded to the nearest whole number) on each anniversary of April 22, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.