Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Latham Group, Inc.SWIM · Entity 5107 | CHIEF HUMAN RESOURCES OFFICER | August 10, 2023 | August 12, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Latham Group, Inc.
Report date August 10, 2023 · Filed August 12, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | Direct | 446,167 |
Ending reported balance
After 2023-08-11 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-08-10 · Sale · Disposed 92,833 · Balance 453,334 F1: Weighted average price. These shares were sold in multiple transactions at prices ranging from $4.000 to $4.3250 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Row 2 · 2023-08-11 · Sale · Disposed 7,167 · Balance 446,167 F2: Weighted average price. These shares were sold in multiple transactions at prices ranging from $4.0500 to $4.2700 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
Filing footnotes · ownership attribution and instrument terms
F1: Weighted average price. These shares were sold in multiple transactions at prices ranging from $4.000 to $4.3250 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F2: Weighted average price. These shares were sold in multiple transactions at prices ranging from $4.0500 to $4.2700 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 11, 2023 Filed Aug 12, 2023 00:18 UTC | Latham Group, Inc. SWIM · Entity 5107 | SaleCommon Stock, par value $0.0001 per share | 7,167 | $4.19 | $30,058.40 |
DisclosureSEC source: 0001415889-23-012175 · form4-08122023_120824.xml · nonDerivative · entry 2 Feck Melissa Claire · CIK 0001834393 · CHIEF HUMAN RESOURCES OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 446,167 F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $4.0500 to $4.2700 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| August 10, 2023 Filed Aug 12, 2023 00:18 UTC | Latham Group, Inc. SWIM · Entity 5107 | SaleCommon Stock, par value $0.0001 per share | 92,833 | $4.05 | $376,224.30 |
DisclosureSEC source: 0001415889-23-012175 · form4-08122023_120824.xml · nonDerivative · entry 1 Feck Melissa Claire · CIK 0001834393 · CHIEF HUMAN RESOURCES OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 453,334 F1 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $4.000 to $4.3250 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| May 02, 2023 Filed May 4, 2023 21:32 UTC | Latham Group, Inc. SWIM · Entity 5107 | GrantStock Appreciation Right · Derivative | 49,342 | $0.00 Strike: $3.24 | $0.00 |
DisclosureSEC source: 0001415889-23-007340 · form4-05042023_090530.xml · derivative · entry 1 Feck Melissa Claire · CIK 0001834393 · CHIEF HUMAN RESOURCES OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,342 Underlying: Common Stock, par value $0.0001 per share · 49,342 shares Expires 2033-03-01 F1 · derivative.exercise_date: The stock appreciation right ("SAR") was granted and effective on March 1, 2023, subject to stockholder approval of an amendment to the Latham Group, Inc. 2021 Omnibus Equity Incentive Plan, which was received on May 2, 2023. The SAR will vest in four equal installments (rounded down to the nearest whole number) on each anniversary of March 1, 2023. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 23:53 UTC | Latham Group, Inc. SWIM · Entity 5107 | GrantCommon Stock, par value $0.0001 per share | 54,012 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-004211 · form4-03032023_110356.xml · nonDerivative · entry 1 Feck Melissa Claire · CIK 0001834393 · CHIEF HUMAN RESOURCES OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 546,167 F1 · shares: Represents restricted stock units ("RSUs") granted on 03/01/2023. 13,503 shares will vest on each of March 1, 2024, 2025, 2026 and 2027. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 23:06 UTC | Latham Group, Inc. SWIM · Entity 5107 | GrantStock Option (right to buy) · Derivative | 35,222 | $0.00 Strike: $15.69 | $0.00 |
DisclosureSEC source: 0000950142-22-000958 · es220232454_4-feck.xml · derivative · entry 3 Feck Melissa Claire · CIK 0001834393 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,222 Underlying: Common stock · 35,222 shares Expires 2032-03-03 F2 · security: The options vest in four equal installments (rounded down to the nearest whole number on each anniversary of March 3, 2022). F2 · derivative.exercise_date: The options vest in four equal installments (rounded down to the nearest whole number on each anniversary of March 3, 2022). Read SEC document |
| January 11, 2022 Filed Jan 12, 2022 21:35 UTC | Latham Group, Inc. SWIM · Entity 5107 | Disposition to issuerCommon Stock, par value $0.0001 per share | 38,750 | $18.67 | $723,512.88 |
DisclosureSEC source: 0000950142-22-000303 · es220216963_4-feck.xml · nonDerivative · entry 1 Feck Melissa Claire · CIK 0001834393 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,351 F1 · shares: Represents 38,750 shares of common stock sold to the Issuer. Read SEC document |
| April 27, 2021 Filed Apr 28, 2021 20:33 UTC | Latham Group, Inc. SWIM · Entity 5107 | PurchaseCommon Stock, par value $0.0001 per share | 1,000 | $19.00 | $19,000.00 |
DisclosureSEC source: 0000950142-21-001474 · es210148090_4-feck.xml · nonDerivative · entry 1 Feck Melissa Claire · CIK 0001834393 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,650 F1 · shares: Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering of common stock. Read SEC document |
| April 22, 2021 Filed Apr 26, 2021 20:40 UTC | Latham Group, Inc. SWIM · Entity 5107 | GrantStock option (right to buy) · Derivative | 31,173 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0000950142-21-001422 · es210146976_4-feck.xml · derivative · entry 1 Feck Melissa Claire · CIK 0001834393 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,173 Underlying: Common stock · 31,173 shares Expires 2031-04-22 F1 · security: The stock options will vest in four equal installments (rounded to the nearest whole number) on each anniversary of April 22, 2021. F1 · derivative.exercise_date: The stock options will vest in four equal installments (rounded to the nearest whole number) on each anniversary of April 22, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.