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Culp Joel Richard

Disclosed activity across 1 company

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113905
SEC CIK
0001835183

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Latham Group, Inc.SWIM · Entity 5107CHIEF MARKETING OFFICERMay 02, 2023May 04, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Latham Group, Inc.

Report date May 02, 2023 · Filed May 04, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $3.24 · Expires 2033-03-01Direct93,256 Reported balance After 2023-05-02 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-05-02 · Grant · Acquired 93,256 · Balance 93,256

F1: The stock appreciation right ("SAR") was granted and effective on March 1, 2023, subject to stockholder approval of an amendment to the Latham Group, Inc. 2021 Omnibus Equity Incentive Plan, which was received on May 2, 2023. The SAR will vest in four equal installments on each anniversary of March 1, 2023.

Filing footnotes · ownership attribution and instrument terms

F1: The stock appreciation right ("SAR") was granted and effective on March 1, 2023, subject to stockholder approval of an amendment to the Latham Group, Inc. 2021 Omnibus Equity Incentive Plan, which was received on May 2, 2023. The SAR will vest in four equal installments on each anniversary of March 1, 2023.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 02, 2023 Filed May 4, 2023 17:35 UTC Latham Group, Inc. SWIM · Entity 5107 GrantStock Appreciation Right · Derivative 93,256 $0.00 Strike: $3.24 $0.00
Disclosure

SEC source: 0001415889-23-007348 · form4-05042023_090534.xml · derivative · entry 1

Culp Joel Richard · CIK 0001835183 · CHIEF MARKETING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,256

Underlying: Common Stock, par value $0.0001 per share · 93,256 shares

Expires 2033-03-01

F1 · derivative.exercise_date: The stock appreciation right ("SAR") was granted and effective on March 1, 2023, subject to stockholder approval of an amendment to the Latham Group, Inc. 2021 Omnibus Equity Incentive Plan, which was received on May 2, 2023. The SAR will vest in four equal installments on each anniversary of March 1, 2023.

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March 01, 2023 Filed Mar 3, 2023 18:58 UTC Latham Group, Inc. SWIM · Entity 5107 GrantCommon Stock, par value $0.0001 per share 102,083 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-004215 · form4-03032023_110303.xml · nonDerivative · entry 1

Culp Joel Richard · CIK 0001835183 · CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 917,572

F1 · shares: Represents restricted stock units ("RSUs") granted on 03/01/2023. 25,520 shares will vest on each of March 1, 2024, 2025, and 2026 and 25,523 shares will vest on March 1, 2027.

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March 03, 2022 Filed Mar 7, 2022 18:04 UTC Latham Group, Inc. SWIM · Entity 5107 GrantStock Option (right to buy) · Derivative 72,434 $0.00 Strike: $15.69 $0.00
Disclosure

SEC source: 0000950142-22-000955 · es220232450_4-culp.xml · derivative · entry 3

Culp Joel Richard · CIK 0001835183 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,434

Underlying: Common stock · 72,434 shares

Expires 2032-03-03

F2 · security: The options vest in four equal installments (rounded down to the nearest whole number on each anniversary of March 3, 2022).

F2 · derivative.exercise_date: The options vest in four equal installments (rounded down to the nearest whole number on each anniversary of March 3, 2022).

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January 11, 2022 Filed Jan 12, 2022 16:34 UTC Latham Group, Inc. SWIM · Entity 5107 Disposition to issuerCommon Stock, par value $0.0001 per share 35,412 $18.67 $661,188.08
Disclosure

SEC source: 0000950142-22-000300 · es220216959_4-culp.xml · nonDerivative · entry 1

Culp Joel Richard · CIK 0001835183 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,783

F1 · shares: Represents 35,412 shares of common stock sold to the Issuer.

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April 27, 2021 Filed Apr 28, 2021 16:32 UTC Latham Group, Inc. SWIM · Entity 5107 PurchaseCommon Stock, par value $0.0001 per share 12,000 $19.00 $228,000.00
Disclosure

SEC source: 0000950142-21-001471 · es210148086_4-culp.xml · nonDerivative · entry 1

Culp Joel Richard · CIK 0001835183 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,018

F1 · shares: Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering of common stock.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 16:38 UTC Latham Group, Inc. SWIM · Entity 5107 GrantStock option (right to buy) · Derivative 65,464 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0000950142-21-001418 · es210146972_4-culp.xml · derivative · entry 1

Culp Joel Richard · CIK 0001835183 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,464

Underlying: Common stock · 65,464 shares

Expires 2031-04-22

F1 · security: The stock options will vest in four equal installments (rounded to the nearest whole number) on each anniversary of April 22, 2021.

F1 · derivative.exercise_date: The stock options will vest in four equal installments (rounded to the nearest whole number) on each anniversary of April 22, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.