Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 2 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 24, 2023 Filed Apr 25, 2023 20:45 UTC |
Kunchala SurajVICE PRESIDENT & CONTROLLER
|
SaleCommon Stock, par value $0.0001 per share | 1,732 | $2.26 | $3,914.32 |
DisclosureSEC source: 0001415889-23-006837 · form4-04252023_080432.xml · nonDerivative · entry 1 Kunchala Suraj · CIK 0001851763 · VICE PRESIDENT & CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,065 F1 · shares: Represents an automatic sale to cover tax obligations upon the vesting of restricted stock units. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 18:58 UTC |
Culp Joel RichardCHIEF MARKETING OFFICER
|
GrantCommon Stock, par value $0.0001 per share | 102,083 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-004215 · form4-03032023_110303.xml · nonDerivative · entry 1 Culp Joel Richard · CIK 0001835183 · CHIEF MARKETING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 917,572 F1 · shares: Represents restricted stock units ("RSUs") granted on 03/01/2023. 25,520 shares will vest on each of March 1, 2024, 2025, and 2026 and 25,523 shares will vest on March 1, 2027. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 19:11 UTC |
Cowley Joshua D.CHIEF COMMERCIAL OFFICER
|
GrantCommon Stock, par value $0.0001 per share | 159,877 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-004237 · form4-03042023_120347.xml · nonDerivative · entry 1 Cowley Joshua D. · CIK 0001854167 · CHIEF COMMERCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,901 F1 · shares: Represents restricted stock units ("RSUs") granted on 3/01/2023. 39,969 shares will vest on each of March 1, 2024, 2025, and 2026 and 39,970 shares will vest on March 1, 2027. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 23:48 UTC |
Kunchala SurajVICE PRESIDENT & CONTROLLER
|
GrantCommon Stock, par value $0.0001 per share | 19,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-004209 · form4-03032023_110306.xml · nonDerivative · entry 1 Kunchala Suraj · CIK 0001851763 · VICE PRESIDENT & CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,797 F1 · shares: Represents restricted stock units ("RSUs") granted on 03/01/2023. 4,920 shares will vest on each of March 1, 2024, 2025, 2026 and 2027. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 19:16 UTC |
Sheller Patrick MGENERAL COUNSEL & SECRETARY
|
GrantCommon Stock, par value $0.0001 per share | 113,426 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-004241 · form4-03042023_120337.xml · nonDerivative · entry 1 Sheller Patrick M · CIK 0001539134 · GENERAL COUNSEL & SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,563 F1 · shares: Represents restricted stock units ("RSUs") granted on 03/01/2023. 28,356 shares will vest on each of March 1, 2024, 2025 and 2026 and 28,358 RSUs will vest on March 1, 2027. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 00:06 UTC |
Dhruv Kaushal BhikheshCHIEF INFORMATION OFFICER
|
GrantCommon Stock, par value $0.0001 per share | 59,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-004227 · form4-03042023_120353.xml · nonDerivative · entry 1 Dhruv Kaushal Bhikhesh · CIK 0001834379 · CHIEF INFORMATION OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,673 F1 · shares: Represents restricted stock units ("RSUs") granted on 03/01/2023. 14,853 shares will vest on each of March 1, 2024, 2025, and 2026 and 14,855 shares will vest on March 1, 2027. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 00:02 UTC |
Rajeski Scott MichaelDirector · CHIEF EXECUTIVE OFFICER
|
GrantCommon Stock, par value $0.0001 per share | 243,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-004218 · form4-03042023_120309.xml · nonDerivative · entry 1 Rajeski Scott Michael · CIK 0001834472 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,056 F1 · shares: Represents restricted stock units ("RSUs") granted on 03/01/2023. 60,764 shares will vest on each of March 1, 2024, 2025, 2026, and 2027. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 23:53 UTC |
Feck Melissa ClaireCHIEF HUMAN RESOURCES OFFICER
|
GrantCommon Stock, par value $0.0001 per share | 54,012 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-004211 · form4-03032023_110356.xml · nonDerivative · entry 1 Feck Melissa Claire · CIK 0001834393 · CHIEF HUMAN RESOURCES OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 546,167 F1 · shares: Represents restricted stock units ("RSUs") granted on 03/01/2023. 13,503 shares will vest on each of March 1, 2024, 2025, 2026 and 2027. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 23:44 UTC |
Bahl SanjeevCHIEF OPERATING OFFICER
|
GrantCommon Stock, par value $0.0001 per share | 113,426 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-004207 · form4-03032023_110351.xml · nonDerivative · entry 1 Bahl Sanjeev · CIK 0001907232 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,637 F1 · shares: Represents restricted stock units ("RSUs") granted on 03/01/2023. 28,356 shares will vest on each of March 1, 2024, 2025, and 2026 and 28,358 shares will vest on March 1, 2027. Read SEC document |
| January 24, 2023 Filed Jan 25, 2023 23:51 UTC |
Bahl SanjeevCOO LATHAM GROUP, INC.
|
SaleCommon Stock, par value $0.0001 per share | 3,653 | $3.58 | $13,077.74 |
DisclosureSEC source: 0001415889-23-001438 · form4-01252023_110120.xml · nonDerivative · entry 2 Bahl Sanjeev · CIK 0001907232 · COO LATHAM GROUP, INC. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,211 F4 · shares: Represents shares of common stock sold in an automatic "sell-to-cover" transaction to cover taxes due on the RSUs that vested on Janaury 24, 2023. F5 · balance_after: The reporting person has previously reported awards of RSUs in Table II of Form 4. The total reported in column 5 includes 20,576 RSUs previously reported in Table II and 6,635 shares of common stock. Read SEC document |
| January 24, 2023 Filed Jan 25, 2023 23:51 UTC |
Bahl SanjeevCOO LATHAM GROUP, INC.
|
Exercise / conversionCommon Stock, par value $0.0001 per share | 10,288 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-001438 · form4-01252023_110120.xml · nonDerivative · entry 1 Bahl Sanjeev · CIK 0001907232 · COO LATHAM GROUP, INC. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,864 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents restricted stock units ("RSUs") granted on 02/01/2022. The RSUs will vest in three equal installments on each anniversary of January 24, 2022. 10,288 RSUs vested on January 24, 2023. 10,288 RSUs will vest on January 24, 2024 and 10,288 RSUs will vest on January 24, 2025. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · balance_after: The reporting person has previously reported awards of RSUs in Table II of Form 4. The total reported in column 5 includes 20,576 RSUs previously reported in Table II and 10,288 shares of common stock. Read SEC document |
| November 21, 2022 Filed Nov 22, 2022 22:02 UTC |
Laven Mark PhillipDirector
|
PurchaseCommon Stock, par value $0.0001 per share | 7,500 | $2.98 | $22,385.25 |
DisclosureSEC source: 0000950142-22-003241 · es220307308_4-laven.xml · nonDerivative · entry 2 Laven Mark Phillip · CIK 0001834448 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,206 F1 · price: Weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.9699 to $2.99 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 22:02 UTC |
Laven Mark PhillipDirector
|
PurchaseCommon Stock, par value $0.0001 per share | 7,500 | $2.89 | $21,675.00 |
DisclosureSEC source: 0000950142-22-003241 · es220307308_4-laven.xml · nonDerivative · entry 1 Laven Mark Phillip · CIK 0001834448 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,706 Read SEC document |
| August 04, 2022 Filed Aug 8, 2022 20:31 UTC |
Masson Robert L. IIChief Financial Officer
|
GrantStock option (right to buy) · Derivative | 151,807 | $2.49 Strike: $5.77 | $377,999.43 |
DisclosureSEC source: 0000950142-22-002422 · es220277583_4-masson.xml · derivative · entry 2 Masson Robert L. II · CIK 0001934117 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,807 Underlying: Common stock · 151,807 shares Expires 2032-08-04 F2 · security: The stock options will vest in four equal installments (rounded down to the nearest whole number) on each anniversary of August 4, 2022. F2 · derivative.exercise_date: The stock options will vest in four equal installments (rounded down to the nearest whole number) on each anniversary of August 4, 2022. Read SEC document |
| August 04, 2022 Filed Aug 8, 2022 20:31 UTC |
Masson Robert L. IIChief Financial Officer
|
GrantCommon Stock, par value $0.0001 per share | 54,592 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-22-002422 · es220277583_4-masson.xml · nonDerivative · entry 1 Masson Robert L. II · CIK 0001934117 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,592 F1 · shares: Represents restricted stock units that will vest in three equal installments (rounded down to the nearest whole number), on each anniversary of August 4, 2022. Read SEC document |
| May 03, 2022 Filed Jun 17, 2022 16:40 UTC |
Hawkinson AlexDirector
|
GrantCommon Stock, par value $0.0001 per share | 6,102 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-22-001970 · es220260762_4-hawkinson.xml · nonDerivative · entry 2 Hawkinson Alex · CIK 0001491540 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,335 F2 · shares: Represents RSUs which vest on the first anniversary of May 3, 2022. Read SEC document |
| May 03, 2022 Filed Jun 17, 2022 20:37 UTC |
Cline James EDirector
|
GrantCommon Stock, par value $0.0001 per share | 10,170 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-22-001967 · es220260758_4-cline.xml · nonDerivative · entry 2 Cline James E · CIK 0001430183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,749 F2 · shares: Represents RSUs which vest on the first anniversary of May 3, 2022. Read SEC document |
| May 03, 2022 Filed Jun 17, 2022 16:39 UTC |
Evans Robert DeatonDirector
|
GrantCommon Stock, par value $0.0001 per share | 6,102 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-22-001969 · es220260761_4-evans.xml · nonDerivative · entry 2 Evans Robert Deaton · CIK 0001654077 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,785 F2 · shares: Represents RSUs which vest on the first anniversary of May 3, 2022. Read SEC document |
| May 03, 2022 Filed Jun 17, 2022 20:42 UTC |
Morno-Wade SuzanDirector
|
GrantCommon Stock, par value $0.0001 per share | 6,102 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-22-001973 · es220260768_4-mwade.xml · nonDerivative · entry 2 Morno-Wade Suzan · CIK 0001761233 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,339 F2 · shares: Represents RSUs which vest on the first anniversary of May 3, 2022. Read SEC document |
| May 03, 2022 Filed Jun 17, 2022 20:41 UTC |
Laven Mark PhillipDirector
|
GrantCommon Stock, par value $0.0001 per share | 6,102 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-22-001972 · es220260767_4-laven.xml · nonDerivative · entry 2 Laven Mark Phillip · CIK 0001834448 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,206 F2 · shares: Represents RSUs which vest on the first anniversary of May 3, 2022. Read SEC document |
| May 02, 2022 Filed May 4, 2022 20:44 UTC |
Pamplona Capital Management, LLCDirector · 10% owner · See Remarks
Pamplona Equity Advisors V, LtdDirector · 10% owner
Pamplona Equity Carryco Advisors V, Ltd.Director · 10% owner
Pamplona PE Investments II, Ltd.Director · 10% owner
Pamplona PE Investments Malta LtdDirector · 10% owner
Pamplona Capital Management, LLPDirector · 10% owner
Pamplona Capital Management (PE) SLDirector · 10% owner
Knaster Alexander MDirector · 10% owner
Halsted John C.Director · 10% owner
|
OtherCommon Stock | 12,961,421 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-22-012146 · ownership.xml · nonDerivative · entry 2 Pamplona Capital Management, LLC · CIK 0001554913 · Director · 10% owner · See Remarks Pamplona Equity Advisors V, Ltd · CIK 0001844360 · Director · 10% owner Pamplona Equity Carryco Advisors V, Ltd. · CIK 0001915348 · Director · 10% owner Pamplona PE Investments II, Ltd. · CIK 0001915345 · Director · 10% owner Pamplona PE Investments Malta Ltd · CIK 0001650903 · Director · 10% owner Pamplona Capital Management, LLP · CIK 0001554942 · Director · 10% owner Pamplona Capital Management (PE) SL · CIK 0001844434 · Director · 10% owner Knaster Alexander M · CIK 0001308574 · Director · 10% owner Halsted John C. · CIK 0001844403 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 51,845,685 F2 · kind: Represents a cross-trade, pursuant to which Pamplona Capital Partners V, L.P. ("PCP V") transferred 12,961,421 shares of common stock, par value $0.0001 per share (the "Common Stock") of Latham Group, Inc. (the "Issuer") to Pamplona Private Equity Carryco V, L.P. ("PPEC V") for no monetary consideration. F2 · price: Represents a cross-trade, pursuant to which Pamplona Capital Partners V, L.P. ("PCP V") transferred 12,961,421 shares of common stock, par value $0.0001 per share (the "Common Stock") of Latham Group, Inc. (the "Issuer") to Pamplona Private Equity Carryco V, L.P. ("PPEC V") for no monetary consideration. F1 · ownership.nature: This statement is being filed by (i) Pamplona Equity Advisors V Ltd. ("PEA V"), (ii) Pamplona Equity Carryco Advisors V, Ltd. ("PECA V"), (iii) Pamplona PE Investments II, Ltd. ("PPEI"), (iv) Pamplona PE Investments Malta Limited ("PE Malta"), (v) Pamplona Capital Management LLP ("PCM LLP"), (vi) Pamplona Capital Management LLC ("PCM LLC"), (vii) Pamplona Capital Management (PE) SL ("PCM SL"), (viii) John C. Halsted and (ix) Alexander M. Knaster (the foregoing, collectively, the "Reporting Persons"). F3 · ownership.nature: The shares of Common Stock are held by PCP V and PPEC V. PCP V is controlled by PEA V, its general partner. Mr. John C. Halsted owns 100% of the shares of PEA V. PE Malta serves as an investment manager to PCP V. PCM LLP, PCM LLC and PCM SL ("collectively, the "Pamplona Manager Entities") serve as investment advisors to PE Malta. Mr. John C. Halsted and Mr. Alexander M. Knaster are the principals of the Pamplona Manager Entities. PPEC V is controlled by PECA V, its general partner. PPEI owns 100% of the shares of PECA V. Mr. Alexander M. Knaster owns 100% of the shares of PPEI. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 02, 2022 Filed May 4, 2022 20:44 UTC |
Pamplona Capital Management, LLCDirector · 10% owner · See Remarks
Pamplona Equity Advisors V, LtdDirector · 10% owner
Pamplona Equity Carryco Advisors V, Ltd.Director · 10% owner
Pamplona PE Investments II, Ltd.Director · 10% owner
Pamplona PE Investments Malta LtdDirector · 10% owner
Pamplona Capital Management, LLPDirector · 10% owner
Pamplona Capital Management (PE) SLDirector · 10% owner
Knaster Alexander MDirector · 10% owner
Halsted John C.Director · 10% owner
|
OtherCommon Stock | 12,961,421 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-22-012146 · ownership.xml · nonDerivative · entry 1 Pamplona Capital Management, LLC · CIK 0001554913 · Director · 10% owner · See Remarks Pamplona Equity Advisors V, Ltd · CIK 0001844360 · Director · 10% owner Pamplona Equity Carryco Advisors V, Ltd. · CIK 0001915348 · Director · 10% owner Pamplona PE Investments II, Ltd. · CIK 0001915345 · Director · 10% owner Pamplona PE Investments Malta Ltd · CIK 0001650903 · Director · 10% owner Pamplona Capital Management, LLP · CIK 0001554942 · Director · 10% owner Pamplona Capital Management (PE) SL · CIK 0001844434 · Director · 10% owner Knaster Alexander M · CIK 0001308574 · Director · 10% owner Halsted John C. · CIK 0001844403 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 38,884,264 F2 · kind: Represents a cross-trade, pursuant to which Pamplona Capital Partners V, L.P. ("PCP V") transferred 12,961,421 shares of common stock, par value $0.0001 per share (the "Common Stock") of Latham Group, Inc. (the "Issuer") to Pamplona Private Equity Carryco V, L.P. ("PPEC V") for no monetary consideration. F2 · price: Represents a cross-trade, pursuant to which Pamplona Capital Partners V, L.P. ("PCP V") transferred 12,961,421 shares of common stock, par value $0.0001 per share (the "Common Stock") of Latham Group, Inc. (the "Issuer") to Pamplona Private Equity Carryco V, L.P. ("PPEC V") for no monetary consideration. F1 · ownership.nature: This statement is being filed by (i) Pamplona Equity Advisors V Ltd. ("PEA V"), (ii) Pamplona Equity Carryco Advisors V, Ltd. ("PECA V"), (iii) Pamplona PE Investments II, Ltd. ("PPEI"), (iv) Pamplona PE Investments Malta Limited ("PE Malta"), (v) Pamplona Capital Management LLP ("PCM LLP"), (vi) Pamplona Capital Management LLC ("PCM LLC"), (vii) Pamplona Capital Management (PE) SL ("PCM SL"), (viii) John C. Halsted and (ix) Alexander M. Knaster (the foregoing, collectively, the "Reporting Persons"). F3 · ownership.nature: The shares of Common Stock are held by PCP V and PPEC V. PCP V is controlled by PEA V, its general partner. Mr. John C. Halsted owns 100% of the shares of PEA V. PE Malta serves as an investment manager to PCP V. PCM LLP, PCM LLC and PCM SL ("collectively, the "Pamplona Manager Entities") serve as investment advisors to PE Malta. Mr. John C. Halsted and Mr. Alexander M. Knaster are the principals of the Pamplona Manager Entities. PPEC V is controlled by PECA V, its general partner. PPEI owns 100% of the shares of PECA V. Mr. Alexander M. Knaster owns 100% of the shares of PPEI. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 02, 2022 Filed May 4, 2022 20:39 UTC |
Pamplona Capital Partners V, L.P.Director · 10% owner · See Remarks
Pamplona Private Equity Carryco V, L.P.Director · 10% owner
|
OtherCommon Stock | 12,961,421 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-22-012144 · ownership.xml · nonDerivative · entry 2 Pamplona Capital Partners V, L.P. · CIK 0001844374 · Director · 10% owner · See Remarks Pamplona Private Equity Carryco V, L.P. · CIK 0001915346 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 51,845,685 F2 · kind: Represents a cross-trade, pursuant to which PCP V transferred 12,961,421 shares of common stock, par value $0.0001 per share (the "Common Stock") of Latham Group, Inc. (the "Issuer") to PPEC V for no monetary consideration. F2 · price: Represents a cross-trade, pursuant to which PCP V transferred 12,961,421 shares of common stock, par value $0.0001 per share (the "Common Stock") of Latham Group, Inc. (the "Issuer") to PPEC V for no monetary consideration. F1 · ownership.nature: This statement is being filed by Pamplona Capital Partners V, L.P. ("PCP V") and Pamplona Private Equity Carryco V, L.P. ("PPEC V", and together with PCP V, the "Reporting Persons"). F3 · ownership.nature: The shares of Common Stock are held by PCP V and PPEC V. PCP V is controlled by Pamplona Equity Advisors V Ltd.("PEA V"), its general partner. Mr. John C. Halsted owns 100% of the shares of PEA V. Pamplona PE Investments Malta Limited ("PE Malta") serves as an investment manager to PCP V. Pamplona Capital Management LLP ("PCM LLP"), Pamplona Capital Management LLC ("PCM LLC") and Pamplona Capital Management (PE) SL ("PCM SL", and collectively with PCM LLP and PCM LLC, the "Pamplona Manager Entities") serve as investment advisors to PE Malta. Mr. John C. Halsted and Mr. Alexander M. Knaster are the principals of the Pamplona Manager Entities. PPEC V is controlled by Pamplona Equity Carryco Advisors V, Ltd. ("PECA V"), its general partner. Pamplona PE Investments II, Ltd. ("PPEI") owns 100% of the shares of PECA V. Mr. Alexander M. Knaster owns 100% of the shares of PPEI. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 02, 2022 Filed May 4, 2022 20:39 UTC |
Pamplona Capital Partners V, L.P.Director · 10% owner · See Remarks
Pamplona Private Equity Carryco V, L.P.Director · 10% owner
|
OtherCommon Stock | 12,961,421 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-22-012144 · ownership.xml · nonDerivative · entry 1 Pamplona Capital Partners V, L.P. · CIK 0001844374 · Director · 10% owner · See Remarks Pamplona Private Equity Carryco V, L.P. · CIK 0001915346 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 38,884,264 F2 · kind: Represents a cross-trade, pursuant to which PCP V transferred 12,961,421 shares of common stock, par value $0.0001 per share (the "Common Stock") of Latham Group, Inc. (the "Issuer") to PPEC V for no monetary consideration. F2 · price: Represents a cross-trade, pursuant to which PCP V transferred 12,961,421 shares of common stock, par value $0.0001 per share (the "Common Stock") of Latham Group, Inc. (the "Issuer") to PPEC V for no monetary consideration. F1 · ownership.nature: This statement is being filed by Pamplona Capital Partners V, L.P. ("PCP V") and Pamplona Private Equity Carryco V, L.P. ("PPEC V", and together with PCP V, the "Reporting Persons"). F3 · ownership.nature: The shares of Common Stock are held by PCP V and PPEC V. PCP V is controlled by Pamplona Equity Advisors V Ltd.("PEA V"), its general partner. Mr. John C. Halsted owns 100% of the shares of PEA V. Pamplona PE Investments Malta Limited ("PE Malta") serves as an investment manager to PCP V. Pamplona Capital Management LLP ("PCM LLP"), Pamplona Capital Management LLC ("PCM LLC") and Pamplona Capital Management (PE) SL ("PCM SL", and collectively with PCM LLP and PCM LLC, the "Pamplona Manager Entities") serve as investment advisors to PE Malta. Mr. John C. Halsted and Mr. Alexander M. Knaster are the principals of the Pamplona Manager Entities. PPEC V is controlled by Pamplona Equity Carryco Advisors V, Ltd. ("PECA V"), its general partner. Pamplona PE Investments II, Ltd. ("PPEI") owns 100% of the shares of PECA V. Mr. Alexander M. Knaster owns 100% of the shares of PPEI. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 22, 2022 Filed Jun 17, 2022 16:39 UTC |
Cowley Joshua D.Chief Commercial Officer
|
GrantCommon Stock, par value $0.0001 per share | 6,957 | $11.85 | $82,440.45 |
DisclosureSEC source: 0000950142-22-001968 · es220260760_4-cowley.xml · nonDerivative · entry 3 Cowley Joshua D. · CIK 0001854167 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,024 F2 · shares: Represents a sale to cover tax obligations on the vesting of RSUs. Read SEC document |
| April 22, 2022 Filed Jun 17, 2022 20:41 UTC |
Kunchala SurajVice President & Controller
|
GrantCommon Stock, par value $0.0001 per share | 1,507 | $11.85 | $17,857.95 |
DisclosureSEC source: 0000950142-22-001971 · es220260764_4-kunchala.xml · nonDerivative · entry 3 Kunchala Suraj · CIK 0001851763 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,117 F2 · shares: Represents a sale to cover tax obligations on the vesting of RSUs. Read SEC document |
| April 22, 2022 Filed Jun 17, 2022 16:40 UTC |
Hawkinson AlexDirector
|
GrantCommon Stock, par value $0.0001 per share | 3,947 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-22-001970 · es220260762_4-hawkinson.xml · nonDerivative · entry 1 Hawkinson Alex · CIK 0001491540 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,233 F1 · shares: Represents restricted stock units ("RSUs") that vested on April 22, 2022. Read SEC document |
| April 22, 2022 Filed Jun 17, 2022 20:37 UTC |
Cline James EDirector
|
GrantCommon Stock, par value $0.0001 per share | 6,579 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-22-001967 · es220260758_4-cline.xml · nonDerivative · entry 1 Cline James E · CIK 0001430183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,579 F1 · shares: Represents restricted stock units ("RSUs") that vested on April 22, 2022. Read SEC document |
| April 22, 2022 Filed Jun 17, 2022 16:39 UTC |
Evans Robert DeatonDirector
|
GrantCommon Stock, par value $0.0001 per share | 3,947 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-22-001969 · es220260761_4-evans.xml · nonDerivative · entry 1 Evans Robert Deaton · CIK 0001654077 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,683 F1 · shares: Represents restricted stock units ("RSUs") that vested on April 22, 2022. Read SEC document |
| April 22, 2022 Filed Jun 17, 2022 20:42 UTC |
Morno-Wade SuzanDirector
|
GrantCommon Stock, par value $0.0001 per share | 19,737 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-22-001973 · es220260768_4-mwade.xml · nonDerivative · entry 1 Morno-Wade Suzan · CIK 0001761233 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,237 F1 · shares: Represents RSUs that vest in three installments (rounded to the nearest whole number), on each anniversary of April 22, 2021. 9,210 RSUs vested on April 22, 2022. 5,263 RSUs will vest on April 22, 2023 and 5,264 RSUs will vest on April 22, 2024. Read SEC document |
| April 22, 2022 Filed Jun 17, 2022 20:41 UTC |
Laven Mark PhillipDirector
|
GrantCommon Stock, par value $0.0001 per share | 3,947 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-22-001972 · es220260767_4-laven.xml · nonDerivative · entry 1 Laven Mark Phillip · CIK 0001834448 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,104 F1 · shares: Represents restricted stock units ("RSUs") that vested on April 22, 2022. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 18:04 UTC |
Culp Joel RichardChief Marketing Officer
|
GrantStock Option (right to buy) · Derivative | 72,434 | $0.00 Strike: $15.69 | $0.00 |
DisclosureSEC source: 0000950142-22-000955 · es220232450_4-culp.xml · derivative · entry 3 Culp Joel Richard · CIK 0001835183 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,434 Underlying: Common stock · 72,434 shares Expires 2032-03-03 F2 · security: The options vest in four equal installments (rounded down to the nearest whole number on each anniversary of March 3, 2022). F2 · derivative.exercise_date: The options vest in four equal installments (rounded down to the nearest whole number on each anniversary of March 3, 2022). Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 18:03 UTC |
Cowley Joshua D.Chief Commercial Officer
|
GrantStock Option (right to buy) · Derivative | 107,197 | $0.00 Strike: $15.69 | $0.00 |
DisclosureSEC source: 0000950142-22-000954 · es220232449_4-cowley.xml · derivative · entry 2 Cowley Joshua D. · CIK 0001854167 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,197 Underlying: Common stock · 107,197 shares Expires 2032-03-03 F1 · security: The options vest in four equal installments (rounded down to the nearest whole number on each anniversary of March 3, 2022). F1 · derivative.exercise_date: The options vest in four equal installments (rounded down to the nearest whole number on each anniversary of March 3, 2022). Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 23:07 UTC |
Kunchala SurajVice President & Controller
|
GrantStock Option (right to buy) · Derivative | 12,879 | $0.00 Strike: $15.69 | $0.00 |
DisclosureSEC source: 0000950142-22-000959 · es220232455_4-kunchala.xml · derivative · entry 2 Kunchala Suraj · CIK 0001851763 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,879 Underlying: Common stock · 12,879 shares Expires 2032-03-03 F1 · security: The options vest in four equal installments (rounded down to the nearest whole number on each anniversary of March 3, 2022). F1 · derivative.exercise_date: The options vest in four equal installments (rounded down to the nearest whole number on each anniversary of March 3, 2022). Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 18:03 UTC |
BORSETH J MARKChief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 84,992 | $0.00 Strike: $15.69 | $0.00 |
DisclosureSEC source: 0000950142-22-000953 · es220232448_4-borseth.xml · derivative · entry 3 BORSETH J MARK · CIK 0001214953 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,992 Underlying: Common stock · 84,992 shares Expires 2032-03-03 F2 · security: The options vest in four equal installments (rounded down to the nearest whole number on each anniversary of March 3, 2022). F2 · derivative.exercise_date: The options vest in four equal installments (rounded down to the nearest whole number on each anniversary of March 3, 2022). Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 18:05 UTC |
Duva Jason AGen. Counsel & Chief Admin Off
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GrantStock Option (right to buy) · Derivative | 84,992 | $0.00 Strike: $15.69 | $0.00 |
DisclosureSEC source: 0000950142-22-000957 · es220232453_4-duva.xml · derivative · entry 2 Duva Jason A · CIK 0001534001 · Gen. Counsel & Chief Admin Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,992 Underlying: Common stock · 84,992 shares Expires 2032-03-03 F2 · security: The options vest in four equal installments (rounded down to the nearest whole number on each anniversary of March 3, 2022). F2 · derivative.exercise_date: The options vest in four equal installments (rounded down to the nearest whole number on each anniversary of March 3, 2022). Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 23:07 UTC |
Rajeski Scott MichaelDirector · Chief Executive Officer
|
GrantStock Option (right to buy) · Derivative | 172,281 | $0.00 Strike: $15.69 | $0.00 |
DisclosureSEC source: 0000950142-22-000960 · es220232456_4-rajeski.xml · derivative · entry 4 Rajeski Scott Michael · CIK 0001834472 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,281 Underlying: Common stock · 172,281 shares Expires 2032-03-03 F2 · security: The options vest in four equal installments (rounded down to the nearest whole number on each anniversary of March 3, 2022). F2 · derivative.exercise_date: The options vest in four equal installments (rounded down to the nearest whole number on each anniversary of March 3, 2022). Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 23:06 UTC |
Feck Melissa ClaireChief Human Resources Officer
|
GrantStock Option (right to buy) · Derivative | 35,222 | $0.00 Strike: $15.69 | $0.00 |
DisclosureSEC source: 0000950142-22-000958 · es220232454_4-feck.xml · derivative · entry 3 Feck Melissa Claire · CIK 0001834393 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,222 Underlying: Common stock · 35,222 shares Expires 2032-03-03 F2 · security: The options vest in four equal installments (rounded down to the nearest whole number on each anniversary of March 3, 2022). F2 · derivative.exercise_date: The options vest in four equal installments (rounded down to the nearest whole number on each anniversary of March 3, 2022). Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 23:04 UTC |
Dhruv Kaushal BhikheshDirector · Chief Information Officer
|
GrantStock Option (right to buy) · Derivative | 40,581 | $0.00 Strike: $15.69 | $0.00 |
DisclosureSEC source: 0000950142-22-000956 · es220232451_4-dhruv.xml · derivative · entry 3 Dhruv Kaushal Bhikhesh · CIK 0001834379 · Director · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,581 Underlying: Common stock · 40,581 shares Expires 2032-03-03 F2 · security: The options vest in four equal installments (rounded down to the nearest whole number on each anniversary of March 3, 2022). F2 · derivative.exercise_date: The options vest in four equal installments (rounded down to the nearest whole number on each anniversary of March 3, 2022). Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 23:02 UTC |
Bahl SanjeevCOO Latham Pool Products, Inc.
|
GrantStock Option (right to buy) · Derivative | 80,398 | $0.00 Strike: $15.69 | $0.00 |
DisclosureSEC source: 0000950142-22-000952 · es220232447_4-bahl.xml · derivative · entry 1 Bahl Sanjeev · CIK 0001907232 · COO Latham Pool Products, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,398 Underlying: Common stock · 80,398 shares Expires 2032-03-03 F1 · security: The options vest in four equal installments (rounded down to the nearest whole number on each anniversary of March 3, 2022). F1 · derivative.exercise_date: The options vest in four equal installments (rounded down to the nearest whole number on each anniversary of March 3, 2022). Read SEC document |
| February 01, 2022 Filed Feb 2, 2022 23:26 UTC |
Bahl SanjeevCOO Latham Pool Products, Inc.
|
GrantRestricted Stock Units · Derivative | 30,864 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-22-000486 · es220222196_4-bahl.xml · derivative · entry 1 Bahl Sanjeev · CIK 0001907232 · COO Latham Pool Products, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,864 Underlying: Common Stock · 30,864 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units will vest in three equal installments on each anniversary of January 24, 2022. F2 · derivative.expiration_date: The restricted stock units will vest in three equal installments on each anniversary of January 24, 2022. Read SEC document |
| January 27, 2022 Filed Jun 17, 2022 16:39 UTC |
Cowley Joshua D.Chief Commercial Officer
|
GrantCommon Stock, par value $0.0001 per share | 7,440 | $14.09 | $104,829.60 |
DisclosureSEC source: 0000950142-22-001968 · es220260760_4-cowley.xml · nonDerivative · entry 2 Cowley Joshua D. · CIK 0001854167 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,981 F2 · shares: Represents a sale to cover tax obligations on the vesting of RSUs. Read SEC document |
| January 27, 2022 Filed Jun 17, 2022 20:41 UTC |
Kunchala SurajVice President & Controller
|
GrantCommon Stock, par value $0.0001 per share | 1,744 | $14.09 | $24,572.96 |
DisclosureSEC source: 0000950142-22-001971 · es220260764_4-kunchala.xml · nonDerivative · entry 2 Kunchala Suraj · CIK 0001851763 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,624 F2 · shares: Represents a sale to cover tax obligations on the vesting of RSUs. Read SEC document |
| January 22, 2022 Filed Jun 17, 2022 16:39 UTC |
Cowley Joshua D.Chief Commercial Officer
|
GrantCommon Stock, par value $0.0001 per share | 68,421 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-22-001968 · es220260760_4-cowley.xml · nonDerivative · entry 1 Cowley Joshua D. · CIK 0001854167 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,421 F1 · shares: The restricted stock units (the "RSUs") will vest in three equal installments (rounded to the nearest whole number), on the nine month anniversary of April 22, 2021, the twelve month anniversary and the twenty-four month anniversary of April 22, 2021. 22,807 RSUs vested on January 22, 2022 and 22,807 RSUs vested on April 22, 2022. 22,807 RSUs will vest on April 22, 2023. Read SEC document |
| January 22, 2022 Filed Jun 17, 2022 20:41 UTC |
Kunchala SurajVice President & Controller
|
GrantCommon Stock, par value $0.0001 per share | 12,368 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-22-001971 · es220260764_4-kunchala.xml · nonDerivative · entry 1 Kunchala Suraj · CIK 0001851763 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,368 F1 · shares: The restricted stock units ("RSUs") will vest in three equal installments (rounded to the nearest whole number), on the nine month anniversary of April 22, 2021, the twelve month anniversary and the twenty-four month anniversary of April 22, 2021. 4,123 RSUs vested on January 22, 2022 and 4,123 RSUs vested on April 22, 2022. 4,122 RSUs will vest on April 22, 2023. Read SEC document |
| January 11, 2022 Filed Jan 12, 2022 16:34 UTC |
Culp Joel RichardChief Marketing Officer
|
Disposition to issuerCommon Stock, par value $0.0001 per share | 35,412 | $18.67 | $661,188.08 |
DisclosureSEC source: 0000950142-22-000300 · es220216959_4-culp.xml · nonDerivative · entry 1 Culp Joel Richard · CIK 0001835183 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,783 F1 · shares: Represents 35,412 shares of common stock sold to the Issuer. Read SEC document |
| January 11, 2022 Filed Jan 12, 2022 16:31 UTC |
Pamplona Capital Partners V, L.P.Director · 10% owner · See Remarks
Pamplona Equity Advisors V, LtdDirector · 10% owner · See Remarks
Pamplona PE Investments Malta LtdDirector · 10% owner · See Remarks
Pamplona Capital Management, LLPDirector · 10% owner · See Remarks
Pamplona Capital Management, LLCDirector · 10% owner · See Remarks
Pamplona Capital Management (PE) SLDirector · 10% owner · See Remarks
Halsted John C.Director · 10% owner · See Remarks
Knaster Alexander MDirector · 10% owner · See Remarks
|
Disposition to issuerCommon Stock, par value $0.0001 per share | 9,630,896 | $18.67 | $179,821,348.48 |
DisclosureSEC source: 0000950142-22-000296 · es220216606_4-pcpvlp.xml · nonDerivative · entry 1 Pamplona Capital Partners V, L.P. · CIK 0001844374 · Director · 10% owner · See Remarks Pamplona Equity Advisors V, Ltd · CIK 0001844360 · Director · 10% owner · See Remarks Pamplona PE Investments Malta Ltd · CIK 0001650903 · Director · 10% owner · See Remarks Pamplona Capital Management, LLP · CIK 0001554942 · Director · 10% owner · See Remarks Pamplona Capital Management, LLC · CIK 0001554913 · Director · 10% owner · See Remarks Pamplona Capital Management (PE) SL · CIK 0001844434 · Director · 10% owner · See Remarks Halsted John C. · CIK 0001844403 · Director · 10% owner · See Remarks Knaster Alexander M · CIK 0001308574 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 51,845,685 F1 · shares: Represents 9,630,896 shares of common stock sold to the Issuer. F2 · ownership.nature: Consists of shares directly held by Pamplona Capital Partners V, L.P. Pamplona Capital Partners V, L.P., is controlled by Pamplona Equity Advisors V Ltd, its general partner. John C. Halsted owns 100% of the shares of Pamplona Equity Advisors V, Ltd. Pamplona PE Investments Malta Limited, serves as an investment manager to Pamplona Capital Partners V, L.P. Pamplona Capital Management LLP, Pamplona Capital Management LLC and Pamplona Capital Management (PE) SL (together, the "Pamplona Manager Entities") serve as investment advisors to Pamplona PE Investments Malta Limited. Mr. John C. Halsted and Mr. Alexander Knaster are the principals of Pamplona Manager Entities. (cont'd on FN 3) F3 · ownership.nature: (cont'd from FN 2) Each of Pamplona Equity Advisors V, Ltd, the Pamplona Manager Entities, John C. Halsted and Alexander Knaster may be deemed to have voting and dispositive power with respect to the common stock directly owned by Pamplona Capital Partners V, L. P. and therefore be deemed to be the beneficial owner of the common stock held by Pamplona Capital Partners V, L. P., but each disclaims beneficial ownership of such common stock except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 11, 2022 Filed Jan 12, 2022 16:32 UTC |
WYNNCHURCH CAPITAL PARTNERS IV, L.P.Director · 10% owner
|
Disposition to issuerCommon Stock, par value $0.0001 per share | 2,702,021 | $18.67 | $50,450,244.70 |
DisclosureSEC source: 0000950142-22-000297 · es220216607_4-wcpivlp.xml · nonDerivative · entry 1 WYNNCHURCH CAPITAL PARTNERS IV, L.P. · CIK 0001620062 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,545,703 F1 · shares: Represents 2,702,021 shares of common stock sold to the Issuer. Read SEC document |
| January 11, 2022 Filed Jan 12, 2022 16:34 UTC |
BORSETH J MARKChief Financial Officer
|
Disposition to issuerCommon Stock, par value $0.0001 per share | 77,599 | $18.67 | $1,448,874.21 |
DisclosureSEC source: 0000950142-22-000299 · es220216958_4-borseth.xml · nonDerivative · entry 1 BORSETH J MARK · CIK 0001214953 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,378 F1 · shares: Represents 77,599 shares of common stock sold to the Issuer. Read SEC document |
| January 11, 2022 Filed Jan 12, 2022 16:33 UTC |
Wynnchurch Partners IV, L.P.Director · 10% owner · See Remarks
Wynnchurch Management, Ltd.Director · 10% owner · See Remarks
HATHERLY JOHNDirector · 10% owner · See Remarks
|
Disposition to issuerCommon Stock, par value $0.0001 per share | 81,376 | $18.67 | $1,519,395.71 |
DisclosureSEC source: 0000950142-22-000298 · es220216608_4-wpivlp.xml · nonDerivative · entry 2 Wynnchurch Partners IV, L.P. · CIK 0001843728 · Director · 10% owner · See Remarks Wynnchurch Management, Ltd. · CIK 0001843727 · Director · 10% owner · See Remarks HATHERLY JOHN · CIK 0001253362 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: WC Partners Executive IV, L.P. Disclosed balance after: 438,068 F1 · shares: Represents 2,702,021 shares of common stock sold to the Issuer by Wynnchurch Capital Partners IV, L.P. and 81,376 shares of common stock sold to the Issuer by WC Partners Executive IV, L.P. F2 · ownership.nature: Wynnchurch Capital Partners IV, L.P. directly owns 14,545,703 shares of common stock and WC Partners Executive IV, L.P. directly owns 438,068 shares of common stock. The general partner of Wynnchurch Capital Partners IV, L.P. and WC Partners Executive IV, L.P. is Wynnchurch Partners IV, L.P. (the "General Partner"). The general partner of the General Partner is Wynnchurch Management, Ltd. ("WML"). WML and a limited partner committee consisting of other senior partners manage the General Partner, provided that WML's consent is required for any action, decision, consent or other determination. The sole director of WML is John Hatherly. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.