SWBI

SEC source: 0001209191-22-026944 · doc4.xml · nonDerivative · entry 3

McPherson Deana L · CIK 0001505810 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,761

F3 · shares: One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date.

SEC source: 0001209191-22-026943 · doc4.xml · derivative · entry 6

Smith Mark Peter · CIK 0001537544 · Director · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,500

Underlying: Common Stock · 125,500 shares

Expires 2025-05-02

F5 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on June 30, 2025. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

F5 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on June 30, 2025. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

SEC source: 0001209191-22-026943 · doc4.xml · nonDerivative · entry 4

Smith Mark Peter · CIK 0001537544 · Director · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,620

F4 · shares: One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date.

SEC source: 0001209191-22-047771 · doc4a.xml · derivative · entry 4

Smith Mark Peter · CIK 0001537544 · Director · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,500

Underlying: Common Stock · 125,500 shares

Expires 2025-05-02

F4 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on June 30, 2025. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

F4 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on June 30, 2025. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

SEC source: 0001209191-22-047771 · doc4a.xml · nonDerivative · entry 3

Smith Mark Peter · CIK 0001537544 · Director · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,760

F3 · shares: One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date.

SEC source: 0001209191-22-026944 · doc4.xml · nonDerivative · entry 2

McPherson Deana L · CIK 0001505810 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,867

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-22-026944 · doc4.xml · nonDerivative · entry 1

McPherson Deana L · CIK 0001505810 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,978

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

F2 · balance_after: Includes 156 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2022.

SEC source: 0001209191-22-026943 · doc4.xml · derivative · entry 5

Smith Mark Peter · CIK 0001537544 · Director · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,860 shares

Expires 2022-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three-year performance period. The number of shares delivered is less than the maximum number of shares that may be delivered pursuant to the award.

F1 · price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three-year performance period. The number of shares delivered is less than the maximum number of shares that may be delivered pursuant to the award.

F1 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three-year performance period. The number of shares delivered is less than the maximum number of shares that may be delivered pursuant to the award.

SEC source: 0001209191-22-026943 · doc4.xml · nonDerivative · entry 3

Smith Mark Peter · CIK 0001537544 · Director · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,786

F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units and performance stock units.

SEC source: 0001209191-22-026943 · doc4.xml · nonDerivative · entry 2

Smith Mark Peter · CIK 0001537544 · Director · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,367

F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units and performance stock units.

SEC source: 0001209191-22-026943 · doc4.xml · nonDerivative · entry 1

Smith Mark Peter · CIK 0001537544 · Director · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three-year performance period. The number of shares delivered is less than the maximum number of shares that may be delivered pursuant to the award.

F2 · balance_after: Includes 910 shares and 823 shares acquired under the Issuer's Employee Stock Purchase Plan on September 30, 2021 and March 31, 2022, respectively.

SEC source: 0001209191-22-047771 · doc4a.xml · nonDerivative · entry 2

Smith Mark Peter · CIK 0001537544 · Director · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,926

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units and performance stock units.

SEC source: 0001209191-22-047771 · doc4a.xml · nonDerivative · entry 1

Smith Mark Peter · CIK 0001537544 · Director · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,507

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units and performance stock units.

F2 · balance_after: Includes 910 shares and 823 shares acquired under the Issuer's Employee Stock Purchase Plan on September 30, 2021 and March 31, 2022, respectively.

SEC source: 0001209191-22-019715 · doc4.xml · nonDerivative · entry 1

Cupero Susan Jean · CIK 0001816396 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,154

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-22-017354 · doc4.xml · nonDerivative · entry 2

McPherson Deana L · CIK 0001505810 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,869

SEC source: 0001209191-22-017354 · doc4.xml · nonDerivative · entry 1

McPherson Deana L · CIK 0001505810 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,534

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

F2 · balance_after: Includes 142 shares acquired under the Issuer's Employee Stock Purchase Plan on September 30, 2021.

SEC source: 0001209191-21-068194 · doc4.xml · nonDerivative · entry 1

Smith Mark Peter · CIK 0001537544 · Director · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,252

SEC source: 0001209191-21-068193 · doc4.xml · nonDerivative · entry 1

Diaz Fred M · CIK 0001712371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,226

SEC source: 0001209191-21-063932 · doc4.xml · nonDerivative · entry 1

Maxwell Kevin Alden · CIK 0001890822 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,241

F1 · kind: One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date.

F1 · shares: One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date.

SEC source: 0001209191-21-058101 · doc4.xml · nonDerivative · entry 1

Suggs Denis · CIK 0001401884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,926

F1 · kind: 1/12th of the restricted stock units shall vest on the 27th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

F1 · shares: 1/12th of the restricted stock units shall vest on the 27th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

SEC source: 0001209191-21-058100 · doc4.xml · nonDerivative · entry 1

SCOTT ROBERT L · CIK 0001112724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,502

F1 · kind: 1/12th of the restricted stock units shall vest on the 27th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

F1 · shares: 1/12th of the restricted stock units shall vest on the 27th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

SEC source: 0001209191-21-058096 · doc4.xml · nonDerivative · entry 1

Golden Michael F · CIK 0001309339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,571

F1 · kind: 1/12th of the restricted stock units shall vest on the 27th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

F1 · shares: 1/12th of the restricted stock units shall vest on the 27th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

SEC source: 0001209191-21-058097 · doc4.xml · nonDerivative · entry 1

MONHEIT BARRY M · CIK 0001283420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,139

F1 · kind: 1/12th of the restricted stock units shall vest on the 27th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

F1 · shares: 1/12th of the restricted stock units shall vest on the 27th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

SEC source: 0001209191-21-058095 · doc4.xml · nonDerivative · entry 1

FURMAN JOHN B · CIK 0001186677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,526

F1 · kind: 1/12th of the restricted stock units shall vest on the 27th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

F1 · shares: 1/12th of the restricted stock units shall vest on the 27th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

SEC source: 0001209191-21-058094 · doc4.xml · nonDerivative · entry 1

Diaz Fred M · CIK 0001712371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,926

F1 · kind: 1/12th of the restricted stock units shall vest on the 27th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

F1 · shares: 1/12th of the restricted stock units shall vest on the 27th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

SEC source: 0001209191-21-058093 · doc4.xml · nonDerivative · entry 1

BRITT ANITA D · CIK 0001199277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,640

F1 · kind: 1/12th of the restricted stock units shall vest on the 27th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

F1 · shares: 1/12th of the restricted stock units shall vest on the 27th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

SEC source: 0001209191-21-055469 · doc4.xml · nonDerivative · entry 2

Cupero Susan Jean · CIK 0001816396 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,830

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-21-055471 · doc4.xml · nonDerivative · entry 1

McPherson Deana L · CIK 0001505810 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,425

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-21-055469 · doc4.xml · nonDerivative · entry 1

Cupero Susan Jean · CIK 0001816396 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,370

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-21-053679 · doc4.xml · nonDerivative · entry 1

Smith Mark Peter · CIK 0001537544 · Director · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,176

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-21-045095 · doc4.xml · nonDerivative · entry 2

MONHEIT BARRY M · CIK 0001283420 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 54,663

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated June 23, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.64 to $33.03, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: The shares are held by Barry M. Monheit, Trustee, SEP PROP Monheit Family Trust U/A Dtd 7/16/2002.

SEC source: 0001209191-21-045095 · doc4.xml · nonDerivative · entry 1

MONHEIT BARRY M · CIK 0001283420 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 56,512

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated June 23, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.63 to $32.62, inclusive. The reporting person undertakes to provide to Smith & Wesson Brands, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: The shares are held by Barry M. Monheit, Trustee, SEP PROP Monheit Family Trust U/A Dtd 7/16/2002.

SEC source: 0001209191-21-043420 · doc4.xml · nonDerivative · entry 1

FURMAN JOHN B · CIK 0001186677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,956

SEC source: 0001209191-21-042534 · doc4.xml · nonDerivative · entry 1

MONHEIT BARRY M · CIK 0001283420 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 64,663

F1 · ownership.nature: The shares are held by Barry M. Monheit, Trustee, SEP PROP Monheit Family Trust U/A Dtd 7/16/2002.

SEC source: 0001209191-21-042530 · doc4.xml · nonDerivative · entry 1

McPherson Deana L · CIK 0001505810 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,360

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated September 29, 2020.

SEC source: 0001209191-21-042526 · doc4.xml · nonDerivative · entry 3

FURMAN JOHN B · CIK 0001186677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,490

SEC source: 0001209191-21-042526 · doc4.xml · nonDerivative · entry 2

FURMAN JOHN B · CIK 0001186677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,746

SEC source: 0001209191-21-042526 · doc4.xml · nonDerivative · entry 1

FURMAN JOHN B · CIK 0001186677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,002

SEC source: 0001209191-21-042514 · doc4.xml · nonDerivative · entry 1

Cicero Robert J. · CIK 0001548337 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,357

SEC source: 0001209191-21-041126 · doc4.xml · nonDerivative · entry 1

McPherson Deana L · CIK 0001505810 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,462

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-21-041123 · doc4.xml · nonDerivative · entry 1

Cupero Susan Jean · CIK 0001816396 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,593

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-21-034057 · doc4.xml · derivative · entry 3

Smith Mark Peter · CIK 0001537544 · Director · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,800 shares

Expires 2022-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on market cap performance over a three-year performance period. The number of shares to be delivered is the maximum number of shares that may be delivered pursuant to the award. The shares will be delivered on May 1, 2022.

F1 · price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on market cap performance over a three-year performance period. The number of shares to be delivered is the maximum number of shares that may be delivered pursuant to the award. The shares will be delivered on May 1, 2022.

F1 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on market cap performance over a three-year performance period. The number of shares to be delivered is the maximum number of shares that may be delivered pursuant to the award. The shares will be delivered on May 1, 2022.

SEC source: 0001209191-21-034057 · doc4.xml · nonDerivative · entry 2

Smith Mark Peter · CIK 0001537544 · Director · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,458

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the settlement of performance rights.

SEC source: 0001209191-21-034057 · doc4.xml · nonDerivative · entry 1

Smith Mark Peter · CIK 0001537544 · Director · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on market cap performance over a three-year performance period. The number of shares to be delivered is the maximum number of shares that may be delivered pursuant to the award. The shares will be delivered on May 1, 2022.

SEC source: 0001209191-21-034051 · doc4.xml · derivative · entry 3

Cicero Robert J. · CIK 0001548337 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,800 shares

Expires 2022-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on market cap performance over a three-year performance period. The number of shares to be delivered is the maximum number of shares that may be delivered pursuant to the award. The shares will be delivered on May 1, 2022.

F1 · price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on market cap performance over a three-year performance period. The number of shares to be delivered is the maximum number of shares that may be delivered pursuant to the award. The shares will be delivered on May 1, 2022.

F1 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on market cap performance over a three-year performance period. The number of shares to be delivered is the maximum number of shares that may be delivered pursuant to the award. The shares will be delivered on May 1, 2022.

SEC source: 0001209191-21-034051 · doc4.xml · nonDerivative · entry 2

Cicero Robert J. · CIK 0001548337 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,191

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the settlement of performance rights.

SEC source: 0001209191-21-034051 · doc4.xml · nonDerivative · entry 1

Cicero Robert J. · CIK 0001548337 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on market cap performance over a three-year performance period. The number of shares to be delivered is the maximum number of shares that may be delivered pursuant to the award. The shares will be delivered on May 1, 2022.

SEC source: 0001209191-21-030032 · doc4.xml · derivative · entry 2

Cupero Susan Jean · CIK 0001816396 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,674

Underlying: Common Stock · 17,674 shares

Expires 2024-05-03

F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on June 30, 2024. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

F2 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on June 30, 2024. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

SEC source: 0001209191-21-030032 · doc4.xml · nonDerivative · entry 1

Cupero Susan Jean · CIK 0001816396 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,202

F1 · shares: One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date.

SEC source: 0001209191-21-030030 · doc4.xml · derivative · entry 4

Cicero Robert J. · CIK 0001548337 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,888

Underlying: Common Stock · 20,888 shares

Expires 2024-05-03

F3 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on June 30, 2024. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

F3 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on June 30, 2024. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.