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Maxwell Kevin Alden

Disclosed activity across 1 company

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49748
SEC CIK
0001890822

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SMITH & WESSON BRANDS, INC.SWBI · Entity 5379See RemarksMay 01, 2026May 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SMITH & WESSON BRANDS, INC.

Report date May 01, 2026 · Filed May 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect129,142 Reported balance After 2026-05-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-01 · Grant · Acquired 27,612 · Balance 129,142

F1: 1/4th of the RSUs shall vest on each of the first, second, third, and fourth annual anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date.

F2: Includes 2,616 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2026.

Common StockSEC Table I · non-derivativeDirect122,288 Reported balance After 2026-05-01 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-05-01 · Tax withholding · Disposed 6,854 · Balance 122,288

F3: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Common StockSEC Table I · non-derivativeDirect121,635 Reported balance After 2026-05-02 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2026-05-02 · Tax withholding · Disposed 653 · Balance 121,635

F3: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Performance RightsSEC Table II · derivative / convertible security · Expires 2029-05-01Direct55,222 Reported balance After 2026-05-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-05-01 · Grant · Acquired 55,222 · Balance 55,222

F4: Each performance right represents a contingent right to recieve one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year period. The number represents the maximum number of shares that may be delivered pursuant to the award.

Filing footnotes · ownership attribution and instrument terms

F1: 1/4th of the RSUs shall vest on each of the first, second, third, and fourth annual anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date.

F2: Includes 2,616 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2026.

F3: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

F4: Each performance right represents a contingent right to recieve one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year period. The number represents the maximum number of shares that may be delivered pursuant to the award.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 02, 2026 Filed May 5, 2026 20:48 UTC SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 Tax withholdingCommon Stock 653 $14.97 $9,775.41
Disclosure

SEC source: 0001193125-26-206652 · ownership.xml · nonDerivative · entry 3

Maxwell Kevin Alden · CIK 0001890822 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,635

F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 01, 2026 Filed May 5, 2026 20:48 UTC SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 GrantPerformance Rights · Derivative 55,222 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-206652 · ownership.xml · derivative · entry 4

Maxwell Kevin Alden · CIK 0001890822 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,222

Underlying: Common Stock · 55,222 shares

Expires 2029-05-01

F4 · derivative.exercise_price: Each performance right represents a contingent right to recieve one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year period. The number represents the maximum number of shares that may be delivered pursuant to the award.

F4 · derivative.exercise_date: Each performance right represents a contingent right to recieve one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year period. The number represents the maximum number of shares that may be delivered pursuant to the award.

Read SEC document
May 01, 2026 Filed May 5, 2026 20:48 UTC SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 Tax withholdingCommon Stock 6,854 $15.57 $106,716.78
Disclosure

SEC source: 0001193125-26-206652 · ownership.xml · nonDerivative · entry 2

Maxwell Kevin Alden · CIK 0001890822 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,288

F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 01, 2026 Filed May 5, 2026 20:48 UTC SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 GrantCommon Stock 27,612 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-206652 · ownership.xml · nonDerivative · entry 1

Maxwell Kevin Alden · CIK 0001890822 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,142

F1 · shares: 1/4th of the RSUs shall vest on each of the first, second, third, and fourth annual anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date.

F2 · balance_after: Includes 2,616 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2026.

Read SEC document
November 10, 2025 Filed Nov 12, 2025 22:05 UTC SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 Tax withholdingCommon Stock 1,211 $8.61 $10,426.71
Disclosure

SEC source: 0001193125-25-277906 · ownership.xml · nonDerivative · entry 1

Maxwell Kevin Alden · CIK 0001890822 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,914

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 02, 2025 Filed May 6, 2025 01:26 UTC SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 Tax withholdingCommon Stock 662 $9.41 $6,229.42
Disclosure

SEC source: 0000950170-25-063883 · ownership.xml · nonDerivative · entry 3

Maxwell Kevin Alden · CIK 0001890822 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,125

F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 01, 2025 Filed May 6, 2025 01:26 UTC SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 GrantPerformance Rights · Derivative 89,794 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-063883 · ownership.xml · derivative · entry 4

Maxwell Kevin Alden · CIK 0001890822 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,794

Underlying: Common Stock · 89,794 shares

Expires 2028-05-01

F4 · derivative.exercise_price: Each performance right represents a contingent right to recieve one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year period. The number represents the maximum number of shares that may be delivered pursuant to the award.

F4 · derivative.exercise_date: Each performance right represents a contingent right to recieve one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year period. The number represents the maximum number of shares that may be delivered pursuant to the award.

Read SEC document
May 01, 2025 Filed May 6, 2025 01:26 UTC SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 Tax withholdingCommon Stock 2,512 $9.22 $23,160.64
Disclosure

SEC source: 0000950170-25-063883 · ownership.xml · nonDerivative · entry 2

Maxwell Kevin Alden · CIK 0001890822 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,787

F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 01, 2025 Filed May 6, 2025 01:26 UTC SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 GrantCommon Stock 44,898 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-063883 · ownership.xml · nonDerivative · entry 1

Maxwell Kevin Alden · CIK 0001890822 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,299

F1 · shares: One quarter of the restricted stock units shall vest on each of the first, second, third and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date.

F2 · balance_after: Includes 1,941 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2025.

Read SEC document
November 08, 2024 Filed Nov 12, 2024 21:58 UTC SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 Tax withholdingCommon Stock 1,211 $13.36 $16,178.96
Disclosure

SEC source: 0000950170-24-125609 · ownership.xml · nonDerivative · entry 1

Maxwell Kevin Alden · CIK 0001890822 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,460

F1 · kind: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

F2 · balance_after: Includes 412 shares acquired under the Issuer's Employee Stock Purchase Plan on September 30, 2024.

Read SEC document
May 02, 2024 Filed May 3, 2024 23:44 UTC SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 Tax withholdingCommon Stock 654 $17.08 $11,170.32
Disclosure

SEC source: 0000950170-24-053144 · ownership.xml · nonDerivative · entry 3

Maxwell Kevin Alden · CIK 0001890822 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,259

F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 01, 2024 Filed May 3, 2024 23:44 UTC SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 GrantPerformance Rights · Derivative 35,350 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-053144 · ownership.xml · derivative · entry 4

Maxwell Kevin Alden · CIK 0001890822 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,350

Underlying: Common Stock · 35,350 shares

Expires 2027-05-01

F4 · derivative.exercise_price: Each performance right represents a contingent right to recieve one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three-year performance period. The number represents the maximum number of shares that may be delivered pursuant to the award.

F4 · derivative.exercise_date: Each performance right represents a contingent right to recieve one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three-year performance period. The number represents the maximum number of shares that may be delivered pursuant to the award.

Read SEC document
May 01, 2024 Filed May 3, 2024 23:44 UTC SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 Tax withholdingCommon Stock 1,163 $16.80 $19,538.40
Disclosure

SEC source: 0000950170-24-053144 · ownership.xml · nonDerivative · entry 2

Maxwell Kevin Alden · CIK 0001890822 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,913

F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 01, 2024 Filed May 3, 2024 23:44 UTC SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 GrantCommon Stock 17,676 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-053144 · ownership.xml · nonDerivative · entry 1

Maxwell Kevin Alden · CIK 0001890822 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,076

F1 · shares: One-quarter of the restricted stock units shall vest on each of the first, second, third and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date.

F2 · balance_after: Includes 1,491 shares acquired under the Issuer's Employee Stock Purchase Plan on March 28, 2024.

Read SEC document
November 08, 2023 Filed Nov 13, 2023 21:41 UTC SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 Tax withholdingCommon Stock 1,191 $13.74 $16,364.34
Disclosure

SEC source: 0001209191-23-055028 · doc4.xml · nonDerivative · entry 1

Maxwell Kevin Alden · CIK 0001890822 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,909

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

F2 · balance_after: Includes 394 shares acquired under the Issuer's Employee Stock Purchase Plan on September 30, 2023.

Read SEC document
May 02, 2023 Filed May 5, 2023 00:39 UTC SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 Tax withholdingCommon Stock 769 $12.02 $9,243.38
Disclosure

SEC source: 0001209191-23-027543 · doc4.xml · nonDerivative · entry 1

Maxwell Kevin Alden · CIK 0001890822 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,706

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 01, 2023 Filed May 3, 2023 23:27 UTC SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 GrantPerformance Rights · Derivative 41,692 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-027181 · doc4.xml · derivative · entry 2

Maxwell Kevin Alden · CIK 0001890822 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,692

Underlying: Common Stock · 41,692 shares

Expires 2026-05-01

F3 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three-year performance period. The number represents the maximum number of shares that may be delivered pursuant to the award.

F3 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three-year performance period. The number represents the maximum number of shares that may be delivered pursuant to the award.

Read SEC document
May 01, 2023 Filed May 3, 2023 23:27 UTC SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 GrantCommon Stock 13,898 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-027181 · doc4.xml · nonDerivative · entry 1

Maxwell Kevin Alden · CIK 0001890822 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,475

F1 · shares: One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date.

F2 · balance_after: Includes 2,024 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2023.

Read SEC document
November 08, 2022 Filed Nov 9, 2022 22:01 UTC SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 Tax withholdingCommon Stock 1,191 $11.55 $13,756.05
Disclosure

SEC source: 0001209191-22-056244 · doc4.xml · nonDerivative · entry 1

Maxwell Kevin Alden · CIK 0001890822 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,553

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

F2 · balance_after: Includes 1,620 shares acquired under the Issuer's Employee Stock Purchase Plan on September 30, 2022.

Read SEC document
May 02, 2022 Filed May 4, 2022 01:23 UTC SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 GrantPerformance Rights · Derivative 26,646 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026945 · doc4.xml · derivative · entry 2

Maxwell Kevin Alden · CIK 0001890822 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,646

Underlying: Common Stock · 26,646 shares

Expires 2025-05-02

F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on June 30, 2025. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

F2 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on June 30, 2025. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

Read SEC document
May 02, 2022 Filed May 4, 2022 01:23 UTC SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 GrantCommon Stock 8,883 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026945 · doc4.xml · nonDerivative · entry 1

Maxwell Kevin Alden · CIK 0001890822 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,124

F1 · shares: One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 23:03 UTC SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 GrantCommon Stock 16,241 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-063932 · doc4.xml · nonDerivative · entry 1

Maxwell Kevin Alden · CIK 0001890822 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,241

F1 · kind: One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date.

F1 · shares: One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.