Tapewire

Nasdaq · USD

SWBI

SMITH & WESSON BRANDS, INC.

Export transactions ↓
Tapewire entity
5379
SEC CIK
0001092796
Parsed reports
303

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 03, 2023 Filed May 5, 2023 00:38 UTC Tax withholdingCommon Stock 432 $11.82 $5,106.24
Disclosure

SEC source: 0001209191-23-027542 · doc4.xml · nonDerivative · entry 2

Cupero Susan Jean · CIK 0001816396 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,637

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 02, 2023 Filed May 5, 2023 00:42 UTC
Smith Mark PeterDirector · See remarks.
Tax withholdingCommon Stock 3,277 $12.02 $39,389.54
Disclosure

SEC source: 0001209191-23-027545 · doc4.xml · nonDerivative · entry 1

Smith Mark Peter · CIK 0001537544 · Director · See remarks.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 317,928

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 02, 2023 Filed May 5, 2023 00:41 UTC Tax withholdingCommon Stock 946 $12.02 $11,370.92
Disclosure

SEC source: 0001209191-23-027544 · doc4.xml · nonDerivative · entry 1

McPherson Deana L · CIK 0001505810 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,213

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 02, 2023 Filed May 5, 2023 00:39 UTC Tax withholdingCommon Stock 769 $12.02 $9,243.38
Disclosure

SEC source: 0001209191-23-027543 · doc4.xml · nonDerivative · entry 1

Maxwell Kevin Alden · CIK 0001890822 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,706

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 02, 2023 Filed May 5, 2023 00:38 UTC Tax withholdingCommon Stock 776 $12.02 $9,327.52
Disclosure

SEC source: 0001209191-23-027542 · doc4.xml · nonDerivative · entry 1

Cupero Susan Jean · CIK 0001816396 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,069

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 01, 2023 Filed May 3, 2023 23:31 UTC
Smith Mark PeterDirector · See remarks.
GrantPerformance Rights · Derivative 206,016 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-027183 · doc4.xml · derivative · entry 3

Smith Mark Peter · CIK 0001537544 · Director · See remarks.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,016

Underlying: Common Stock · 206,016 shares

Expires 2026-05-01

F4 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year performance period. The number represents the maximum number of shares that may be delivered pursuant to the award.

F4 · price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year performance period. The number represents the maximum number of shares that may be delivered pursuant to the award.

F4 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year performance period. The number represents the maximum number of shares that may be delivered pursuant to the award.

Read SEC document
May 01, 2023 Filed May 3, 2023 23:31 UTC
Smith Mark PeterDirector · See remarks.
GrantCommon Stock 68,672 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-027183 · doc4.xml · nonDerivative · entry 2

Smith Mark Peter · CIK 0001537544 · Director · See remarks.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 321,205

F3 · shares: One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date.

Read SEC document
May 01, 2023 Filed May 3, 2023 23:31 UTC
Smith Mark PeterDirector · See remarks.
Tax withholdingCommon Stock 5,447 $12.08 $65,799.76
Disclosure

SEC source: 0001209191-23-027183 · doc4.xml · nonDerivative · entry 1

Smith Mark Peter · CIK 0001537544 · Director · See remarks.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,533

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain withholding obligations associated with the vesting of restricted stock units.

F2 · balance_after: Includes 504 shares acquired under the Issuer's Employee Stock Purchase Plan on September 30, 2022 and 1,251 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2023.

Read SEC document
May 01, 2023 Filed May 3, 2023 23:29 UTC GrantPerformance Rights · Derivative 63,766 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-027182 · doc4.xml · derivative · entry 3

McPherson Deana L · CIK 0001505810 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,766

Underlying: Common Stock · 63,766 shares

Expires 2026-05-01

F4 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year performance period. The number of shares delivered is less than the maximum number of shares that may be delivered pursuant to the award.

F4 · price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year performance period. The number of shares delivered is less than the maximum number of shares that may be delivered pursuant to the award.

F4 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year performance period. The number of shares delivered is less than the maximum number of shares that may be delivered pursuant to the award.

Read SEC document
May 01, 2023 Filed May 3, 2023 23:29 UTC GrantCommon Stock 21,256 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-027182 · doc4.xml · nonDerivative · entry 2

McPherson Deana L · CIK 0001505810 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,150

F3 · shares: One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date.

Read SEC document
May 01, 2023 Filed May 3, 2023 23:29 UTC Tax withholdingCommon Stock 1,245 $12.08 $15,039.60
Disclosure

SEC source: 0001209191-23-027182 · doc4.xml · nonDerivative · entry 1

McPherson Deana L · CIK 0001505810 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,894

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

F2 · balance_after: Includes 500 shares acquired under the Issuer's Employee Stock Purchase Plan on September 30, 2022 and 477 shares acquired on March 31, 2023.

Read SEC document
May 01, 2023 Filed May 3, 2023 23:27 UTC GrantPerformance Rights · Derivative 41,692 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-027181 · doc4.xml · derivative · entry 2

Maxwell Kevin Alden · CIK 0001890822 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,692

Underlying: Common Stock · 41,692 shares

Expires 2026-05-01

F3 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three-year performance period. The number represents the maximum number of shares that may be delivered pursuant to the award.

F3 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three-year performance period. The number represents the maximum number of shares that may be delivered pursuant to the award.

Read SEC document
May 01, 2023 Filed May 3, 2023 23:27 UTC GrantCommon Stock 13,898 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-027181 · doc4.xml · nonDerivative · entry 1

Maxwell Kevin Alden · CIK 0001890822 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,475

F1 · shares: One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date.

F2 · balance_after: Includes 2,024 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2023.

Read SEC document
May 01, 2023 Filed May 3, 2023 23:25 UTC GrantPerformance Rights · Derivative 41,692 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-027180 · doc4.xml · derivative · entry 3

Cupero Susan Jean · CIK 0001816396 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,692

Underlying: Common Stock · 41,692 shares

Expires 2026-05-01

F3 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year performance period. The number represents the maximum number of shares that may be delivered pursuant to the award.

F3 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year performance period. The number represents the maximum number of shares that may be delivered pursuant to the award.

Read SEC document
May 01, 2023 Filed May 3, 2023 23:25 UTC GrantCommon Stock 13,898 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-027180 · doc4.xml · nonDerivative · entry 1

Cupero Susan Jean · CIK 0001816396 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,845

F1 · shares: One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date.

Read SEC document
May 01, 2023 Filed May 5, 2023 00:36 UTC Amendment Tax withholdingCommon Stock 1,236 $12.08 $14,930.88
Disclosure

SEC source: 0001209191-23-027541 · doc4a.xml · nonDerivative · entry 1

McPherson Deana L · CIK 0001505810 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,903

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

F2 · balance_after: Includes 500 shares acquired under the Issuer's Employee Stock Purchase Plan on September 30, 2022 and 477 shares acquired on March 31, 2023.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:53 UTC Tax withholdingCommon Stock 664 $11.00 $7,304.00
Disclosure

SEC source: 0001209191-23-019720 · doc4.xml · nonDerivative · entry 1

Cupero Susan Jean · CIK 0001816396 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,947

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain withholding obligations associated with the vesting of restricted stock units.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:46 UTC SaleCommon Stock 4,000 $10.88 $43,502.00
Disclosure

SEC source: 0001209191-23-010690 · doc4.xml · nonDerivative · entry 1

SCOTT ROBERT L · CIK 0001112724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,073

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated June 30, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.813 to $10.95, inclusive. The reporting person undertakes to provide to Smith & Wesson Brands, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 17, 2023 Filed Jan 18, 2023 21:56 UTC SaleCommon Stock 4,000 $10.22 $40,891.20
Disclosure

SEC source: 0001209191-23-003773 · doc4.xml · nonDerivative · entry 1

SCOTT ROBERT L · CIK 0001112724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,073

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated June 30, 2022.

Read SEC document
December 15, 2022 Filed Dec 16, 2022 21:52 UTC SaleCommon Stock 4,000 $8.87 $35,492.00
Disclosure

SEC source: 0001209191-22-061687 · doc4.xml · nonDerivative · entry 1

SCOTT ROBERT L · CIK 0001112724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,073

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated June 30, 2022.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 21:58 UTC SaleCommon Stock 3,500 $11.83 $41,405.00
Disclosure

SEC source: 0001209191-22-057329 · doc4.xml · nonDerivative · entry 1

SCOTT ROBERT L · CIK 0001112724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,073

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated June 30, 2022.

Read SEC document
November 08, 2022 Filed Nov 9, 2022 22:01 UTC Tax withholdingCommon Stock 1,191 $11.55 $13,756.05
Disclosure

SEC source: 0001209191-22-056244 · doc4.xml · nonDerivative · entry 1

Maxwell Kevin Alden · CIK 0001890822 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,553

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

F2 · balance_after: Includes 1,620 shares acquired under the Issuer's Employee Stock Purchase Plan on September 30, 2022.

Read SEC document
October 17, 2022 Filed Oct 18, 2022 21:11 UTC SaleCommon Stock 3,000 $10.49 $31,470.00
Disclosure

SEC source: 0001209191-22-053982 · doc4.xml · nonDerivative · entry 1

SCOTT ROBERT L · CIK 0001112724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,573

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated June 30, 2022.

Read SEC document
September 15, 2022 Filed Sep 16, 2022 21:07 UTC SaleCommon Stock 2,500 $11.95 $29,875.00
Disclosure

SEC source: 0001209191-22-050353 · doc4.xml · nonDerivative · entry 1

SCOTT ROBERT L · CIK 0001112724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,573

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated June 30, 2022.

Read SEC document
September 12, 2022 Filed Sep 14, 2022 21:16 UTC GrantCommon Stock 8,071 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049951 · doc4.xml · nonDerivative · entry 1

Suggs Denis · CIK 0001401884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,997

F1 · kind: 1/12th of the restricted stock units shall vest on the 12th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

F1 · shares: 1/12th of the restricted stock units shall vest on the 12th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

Read SEC document
September 12, 2022 Filed Sep 14, 2022 21:14 UTC GrantCommon Stock 8,071 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049949 · doc4.xml · nonDerivative · entry 1

SCOTT ROBERT L · CIK 0001112724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,073

F1 · kind: 1/12th of the restricted stock units shall vest on the 12th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

F1 · shares: 1/12th of the restricted stock units shall vest on the 12th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

Read SEC document
September 12, 2022 Filed Sep 14, 2022 21:12 UTC GrantCommon Stock 8,071 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049948 · doc4.xml · nonDerivative · entry 1

MONHEIT BARRY M · CIK 0001283420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,210

F1 · kind: 1/12th of the restricted stock units shall vest on the 12th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

F1 · shares: 1/12th of the restricted stock units shall vest on the 12th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

Read SEC document
September 12, 2022 Filed Sep 14, 2022 21:11 UTC GrantCommon Stock 8,071 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049946 · doc4.xml · nonDerivative · entry 1

Golden Michael F · CIK 0001309339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,642

F1 · kind: 1/12th of the restricted stock units shall vest on the 12th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

F1 · shares: 1/12th of the restricted stock units shall vest on the 12th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

Read SEC document
September 12, 2022 Filed Sep 14, 2022 21:05 UTC
Diaz Fred MDirector
GrantCommon Stock 8,071 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049944 · doc4.xml · nonDerivative · entry 1

Diaz Fred M · CIK 0001712371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,297

F1 · kind: 1/12th of the restricted stock units shall vest on the 12th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

F1 · shares: 1/12th of the restricted stock units shall vest on the 12th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

Read SEC document
September 12, 2022 Filed Sep 14, 2022 21:08 UTC GrantCommon Stock 8,071 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049945 · doc4.xml · nonDerivative · entry 1

FURMAN JOHN B · CIK 0001186677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,597

F1 · kind: 1/12th of the restricted stock units shall vest on the 12th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

F1 · shares: 1/12th of the restricted stock units shall vest on the 12th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

Read SEC document
September 12, 2022 Filed Sep 14, 2022 21:03 UTC GrantCommon Stock 8,071 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049943 · doc4.xml · nonDerivative · entry 1

BRITT ANITA D · CIK 0001199277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,711

F1 · kind: 1/12th of the restricted stock units shall vest on the 12th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

F1 · shares: 1/12th of the restricted stock units shall vest on the 12th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

Read SEC document
September 09, 2022 Filed Sep 12, 2022 21:29 UTC Tax withholdingCommon Stock 539 $12.58 $6,780.62
Disclosure

SEC source: 0001209191-22-049554 · doc4.xml · nonDerivative · entry 1

Cupero Susan Jean · CIK 0001816396 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,611

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain withholding obligations associated with the vesting of restricted stock units.

Read SEC document
August 25, 2022 Filed Aug 27, 2022 00:45 UTC
Smith Mark PeterDirector · See remarks.
Tax withholdingCommon Stock 3,282 $14.11 $46,309.02
Disclosure

SEC source: 0001209191-22-047776 · doc4.xml · nonDerivative · entry 1

Smith Mark Peter · CIK 0001537544 · Director · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,225

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain withholding obligations associated with the vesting of restricted stock units.

Read SEC document
August 15, 2022 Filed Aug 15, 2022 22:30 UTC SaleCommon Stock 2,000 $14.80 $29,600.00
Disclosure

SEC source: 0001209191-22-045846 · doc4.xml · nonDerivative · entry 1

SCOTT ROBERT L · CIK 0001112724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,002

F1 · shares: The shares were sold pursuant to a 10b5-1 Trading Plan dated June 30, 2022.

Read SEC document
July 15, 2022 Filed Jul 15, 2022 21:31 UTC SaleCommon Stock 1,500 $13.20 $19,800.00
Disclosure

SEC source: 0001209191-22-042282 · doc4.xml · nonDerivative · entry 1

SCOTT ROBERT L · CIK 0001112724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,002

F1 · shares: The shares were sold pursuant to a 10b5-1 Trading Plan dated June 30, 2022.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 21:25 UTC SaleCommon Stock 5,000 $15.64 $78,200.00
Disclosure

SEC source: 0001209191-22-039826 · doc4.xml · nonDerivative · entry 1

FURMAN JOHN B · CIK 0001186677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,526

Read SEC document
June 15, 2022 Filed Jun 17, 2022 23:46 UTC Tax withholdingCommon Stock 409 $14.53 $5,942.77
Disclosure

SEC source: 0001209191-22-038166 · doc4.xml · nonDerivative · entry 1

Cupero Susan Jean · CIK 0001816396 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,165

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain withholding obligations associated with the vesting of restricted stock units.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 22:11 UTC Tax withholdingCommon Stock 971 $14.53 $14,108.63
Disclosure

SEC source: 0001209191-22-038059 · doc4.xml · nonDerivative · entry 1

McPherson Deana L · CIK 0001505810 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,162

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 06, 2022 Filed May 10, 2022 21:17 UTC
Smith Mark PeterDirector · See remarks.
Tax withholdingCommon Stock 940 $13.94 $13,103.60
Disclosure

SEC source: 0001209191-22-028095 · doc4.xml · nonDerivative · entry 1

Smith Mark Peter · CIK 0001537544 · Director · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,567

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the settlement of performance rights.

Read SEC document
May 06, 2022 Filed Aug 27, 2022 00:43 UTC Amendment
Smith Mark PeterDirector · See remarks.
Exercise / conversionPerformance Rights · Derivative 28,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-047773 · doc4a.xml · derivative · entry 3

Smith Mark Peter · CIK 0001537544 · Director · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,800 shares

Expires 2023-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on market cap performance over a three-year performance period. The number of shares to be delivered is the maximum number of shares that may be delivered pursuant to the award. The shares will be delivered on May 1, 2023.

F1 · price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on market cap performance over a three-year performance period. The number of shares to be delivered is the maximum number of shares that may be delivered pursuant to the award. The shares will be delivered on May 1, 2023.

F1 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on market cap performance over a three-year performance period. The number of shares to be delivered is the maximum number of shares that may be delivered pursuant to the award. The shares will be delivered on May 1, 2023.

Read SEC document
May 06, 2022 Filed Aug 27, 2022 00:43 UTC Amendment
Smith Mark PeterDirector · See remarks.
Tax withholdingCommon Stock 940 $13.94 $13,103.60
Disclosure

SEC source: 0001209191-22-047773 · doc4a.xml · nonDerivative · entry 2

Smith Mark Peter · CIK 0001537544 · Director · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,507

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the settlement of performance rights.

Read SEC document
May 06, 2022 Filed Aug 27, 2022 00:43 UTC Amendment
Smith Mark PeterDirector · See remarks.
Exercise / conversionCommon Stock 28,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-047773 · doc4a.xml · nonDerivative · entry 1

Smith Mark Peter · CIK 0001537544 · Director · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on market cap performance over a three-year performance period. The number of shares to be delivered is the maximum number of shares that may be delivered pursuant to the award. The shares will be delivered on May 1, 2023.

Read SEC document
May 03, 2022 Filed May 5, 2022 21:26 UTC Tax withholdingCommon Stock 463 $14.46 $6,694.98
Disclosure

SEC source: 0001209191-22-027414 · doc4.xml · nonDerivative · entry 1

Cupero Susan Jean · CIK 0001816396 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,574

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 03, 2022 Filed May 5, 2022 21:19 UTC Tax withholdingCommon Stock 628 $14.46 $9,080.88
Disclosure

SEC source: 0001209191-22-027412 · doc4.xml · nonDerivative · entry 1

McPherson Deana L · CIK 0001505810 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,133

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 03, 2022 Filed May 5, 2022 21:14 UTC
Smith Mark PeterDirector · See remarks.
Tax withholdingCommon Stock 2,113 $14.46 $30,553.98
Disclosure

SEC source: 0001209191-22-027406 · doc4.xml · nonDerivative · entry 1

Smith Mark Peter · CIK 0001537544 · Director · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,507

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 02, 2022 Filed May 4, 2022 01:24 UTC GrantPerformance Rights · Derivative 26,646 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026946 · doc4.xml · derivative · entry 3

Cupero Susan Jean · CIK 0001816396 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,646

Underlying: Common Stock · 26,646 shares

Expires 2025-05-02

F3 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on June 30, 2025. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

F3 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on June 30, 2025. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

Read SEC document
May 02, 2022 Filed May 4, 2022 01:24 UTC GrantCommon Stock 8,883 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026946 · doc4.xml · nonDerivative · entry 1

Cupero Susan Jean · CIK 0001816396 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,037

F1 · shares: One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date.

Read SEC document
May 02, 2022 Filed May 4, 2022 01:23 UTC GrantPerformance Rights · Derivative 26,646 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026945 · doc4.xml · derivative · entry 2

Maxwell Kevin Alden · CIK 0001890822 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,646

Underlying: Common Stock · 26,646 shares

Expires 2025-05-02

F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on June 30, 2025. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

F2 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on June 30, 2025. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

Read SEC document
May 02, 2022 Filed May 4, 2022 01:23 UTC GrantCommon Stock 8,883 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026945 · doc4.xml · nonDerivative · entry 1

Maxwell Kevin Alden · CIK 0001890822 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,124

F1 · shares: One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date.

Read SEC document
May 02, 2022 Filed May 4, 2022 01:21 UTC GrantPerformance Rights · Derivative 38,680 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026944 · doc4.xml · derivative · entry 4

McPherson Deana L · CIK 0001505810 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,680

Underlying: Common Stock · 38,680 shares

Expires 2025-05-02

F4 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on June 30, 2025. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

F4 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on June 30, 2025. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.