Tapewire

Nasdaq · USD

SUNE

SUNation Energy, Inc.

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Tapewire entity
7787
SEC CIK
0000022701
Parsed reports
192

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202620
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 06, 2021 Filed May 13, 2021 21:14 UTC
Hlavka KristinController
Tax withholdingCommon Stock 467 $6.64 $3,100.88
Disclosure

SEC source: 0001615594-21-000052 · primary_doc.xml · nonDerivative · entry 2

Hlavka Kristin · CIK 0001523124 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,662

F2 · shares: Represents share withholding in connection with the vesting of 1,302 Restricted Stock Units.

Read SEC document
May 06, 2021 Filed May 13, 2021 21:14 UTC
Hlavka KristinController
GrantCommon Stock 1,302 $6.64 $8,645.28
Disclosure

SEC source: 0001615594-21-000052 · primary_doc.xml · nonDerivative · entry 1

Hlavka Kristin · CIK 0001523124 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,129

F1 · balance_after: Reflects all Employee Stock Purchase Plan issuances through May 6, 2021.

Read SEC document
May 06, 2021 Filed May 13, 2021 21:08 UTC Tax withholdingCommon Stock 690 $6.64 $4,581.60
Disclosure

SEC source: 0001615594-21-000051 · primary_doc.xml · nonDerivative · entry 2

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,894

F2 · shares: Represents share withholding in connection with the vesting of 2,889 Restricted Stock Units.

Read SEC document
May 06, 2021 Filed May 13, 2021 21:08 UTC GrantCommon Stock 2,889 $6.64 $19,182.96
Disclosure

SEC source: 0001615594-21-000051 · primary_doc.xml · nonDerivative · entry 1

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,584

F1 · balance_after: Reflects all Employee Stock Purchase Plan issuances through May 6, 2021.

Read SEC document
May 06, 2021 Filed May 13, 2021 20:56 UTC Tax withholdingCommon Stock 1,303 $6.64 $8,651.92
Disclosure

SEC source: 0001615594-21-000050 · primary_doc.xml · nonDerivative · entry 2

Fandrich Mark · CIK 0001683065 · VP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,669

F2 · shares: Represents share withholding in connection with the vesting of 4,261 Restricted Stock Units.

Read SEC document
May 06, 2021 Filed May 13, 2021 20:56 UTC GrantCommon Stock 4,261 $6.64 $28,293.04
Disclosure

SEC source: 0001615594-21-000050 · primary_doc.xml · nonDerivative · entry 1

Fandrich Mark · CIK 0001683065 · VP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,972

F1 · balance_after: Reflects all Employee Stock Purchase Plan issuances through May 6, 2021.

Read SEC document
March 29, 2021 Filed Mar 31, 2021 21:40 UTC Tax withholdingCommon Stock 1,708 $6.02 $10,282.16
Disclosure

SEC source: 0001615594-21-000041 · primary_doc.xml · nonDerivative · entry 2

Lacey Roger HD · CIK 0001469238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,839.579

F1 · shares: Represents share withholding in connection with the vesting of 4,578 Restricted Stock Units.

Read SEC document
March 29, 2021 Filed Mar 31, 2021 21:40 UTC GrantCommon Stock 4,578 $6.02 $27,559.56
Disclosure

SEC source: 0001615594-21-000041 · primary_doc.xml · nonDerivative · entry 1

Lacey Roger HD · CIK 0001469238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,547.579

Read SEC document
March 29, 2021 Filed Mar 31, 2021 21:34 UTC Tax withholdingCommon Stock 1,361 $6.02 $8,193.22
Disclosure

SEC source: 0001615594-21-000040 · primary_doc.xml · nonDerivative · entry 2

FLUEGGE SCOTT · CIK 0001550300 · GM/VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,636

F1 · shares: Represents share withholding in connection with the vesting of 5,343 Restricted Stock Units.

Read SEC document
March 29, 2021 Filed Mar 31, 2021 21:34 UTC GrantCommon Stock 5,343 $6.02 $32,164.86
Disclosure

SEC source: 0001615594-21-000040 · primary_doc.xml · nonDerivative · entry 1

FLUEGGE SCOTT · CIK 0001550300 · GM/VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,997

Read SEC document
March 29, 2021 Filed Mar 31, 2021 21:28 UTC
Hlavka KristinController
Tax withholdingCommon Stock 864 $6.02 $5,201.28
Disclosure

SEC source: 0001615594-21-000039 · primary_doc.xml · nonDerivative · entry 2

Hlavka Kristin · CIK 0001523124 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,709

F1 · shares: Represents share withholding in connection with the vesting of 2,408 Restricted Stock Units.

Read SEC document
March 29, 2021 Filed Mar 31, 2021 21:28 UTC
Hlavka KristinController
GrantCommon Stock 2,408 $6.02 $14,496.16
Disclosure

SEC source: 0001615594-21-000039 · primary_doc.xml · nonDerivative · entry 1

Hlavka Kristin · CIK 0001523124 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,573

Read SEC document
March 29, 2021 Filed Mar 31, 2021 21:11 UTC Tax withholdingCommon Stock 2,492 $6.02 $15,001.84
Disclosure

SEC source: 0001615594-21-000038 · primary_doc.xml · nonDerivative · entry 2

Fandrich Mark · CIK 0001683065 · VP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,356

F1 · shares: Represents share withholding in connection with the vesting of 7,729 Restricted Stock Units.

Read SEC document
March 29, 2021 Filed Mar 31, 2021 21:11 UTC GrantCommon Stock 7,729 $6.02 $46,528.58
Disclosure

SEC source: 0001615594-21-000038 · primary_doc.xml · nonDerivative · entry 1

Fandrich Mark · CIK 0001683065 · VP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,848

Read SEC document
March 29, 2021 Filed Mar 31, 2021 20:57 UTC
Kumar AnitaDirector · President/CEO
Tax withholdingCommon Stock 714 $6.02 $4,298.28
Disclosure

SEC source: 0001615594-21-000037 · primary_doc.xml · nonDerivative · entry 2

Kumar Anita · CIK 0001834663 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,092

F1 · shares: Represents share withholding in connection with the vesting of 1,991 Restricted Stock Units.

Read SEC document
March 29, 2021 Filed Mar 31, 2021 20:57 UTC
Kumar AnitaDirector · President/CEO
GrantCommon Stock 1,991 $6.02 $11,985.82
Disclosure

SEC source: 0001615594-21-000037 · primary_doc.xml · nonDerivative · entry 1

Kumar Anita · CIK 0001834663 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,806

Read SEC document
March 04, 2021 Filed Mar 8, 2021 23:04 UTC Tax withholdingCommon Stock 1,947 $5.96 $11,604.12
Disclosure

SEC source: 0001615594-21-000027 · primary_doc.xml · nonDerivative · entry 2

Fandrich Mark · CIK 0001683065 · VP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,119

Read SEC document
March 04, 2021 Filed Mar 8, 2021 23:04 UTC GrantCommon Stock 5,424 $5.96 $32,327.04
Disclosure

SEC source: 0001615594-21-000027 · primary_doc.xml · nonDerivative · entry 1

Fandrich Mark · CIK 0001683065 · VP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,066

F1 · balance_after: Reflects all Employee Stock Purchase Plan issuances through March 4, 2021.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 22:53 UTC Tax withholdingCommon Stock 1,207 $5.96 $7,193.72
Disclosure

SEC source: 0001615594-21-000026 · primary_doc.xml · nonDerivative · entry 2

FLUEGGE SCOTT · CIK 0001550300 · GM/VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,654

Read SEC document
March 04, 2021 Filed Mar 8, 2021 22:53 UTC GrantCommon Stock 4,071 $5.96 $24,263.16
Disclosure

SEC source: 0001615594-21-000026 · primary_doc.xml · nonDerivative · entry 1

FLUEGGE SCOTT · CIK 0001550300 · GM/VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,861

F1 · balance_after: Reflects all Employee Stock Purchase Plan issuances through March 4, 2021.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 22:45 UTC
Hlavka KristinController
Tax withholdingCommon Stock 658 $5.96 $3,921.68
Disclosure

SEC source: 0001615594-21-000025 · primary_doc.xml · nonDerivative · entry 2

Hlavka Kristin · CIK 0001523124 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,165

Read SEC document
March 04, 2021 Filed Mar 8, 2021 22:45 UTC
Hlavka KristinController
GrantCommon Stock 1,834 $5.96 $10,930.64
Disclosure

SEC source: 0001615594-21-000025 · primary_doc.xml · nonDerivative · entry 1

Hlavka Kristin · CIK 0001523124 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,823

F1 · balance_after: Reflects all Employee Stock Purchase Plan issuances through March 4, 2021.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 22:36 UTC
Kumar AnitaDirector · President/CEO
GrantCommon Stock 1,256 $5.96 $7,485.76
Disclosure

SEC source: 0001615594-21-000024 · primary_doc.xml · nonDerivative · entry 1

Kumar Anita · CIK 0001834663 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,815

Read SEC document
March 04, 2021 Filed Mar 8, 2021 22:26 UTC Tax withholdingCommon Stock 5,049 $5.96 $30,092.04
Disclosure

SEC source: 0001615594-21-000023 · primary_doc.xml · nonDerivative · entry 2

Lacey Roger HD · CIK 0001469238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,969.579

Read SEC document
March 04, 2021 Filed Mar 8, 2021 22:26 UTC GrantCommon Stock 11,512 $5.96 $68,611.52
Disclosure

SEC source: 0001615594-21-000023 · primary_doc.xml · nonDerivative · entry 1

Lacey Roger HD · CIK 0001469238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,018.579

F1 · balance_after: Reflects all Employee Stock Purchase Plan issuances through March 4, 2021.

Read SEC document
June 17, 2020 Filed Jun 18, 2020 20:06 UTC GrantStock Option (Right-to-Buy) · Derivative 10,000 $0.00 Strike: $4.94 $0.00
Disclosure

SEC source: 0001615594-20-000038 · primary_doc.xml · derivative · entry 2

Webster Steven · CIK 0001708044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2027-06-17

Read SEC document
June 17, 2020 Filed Jun 18, 2020 20:08 UTC GrantStock Option (Right-to-Buy) · Derivative 10,000 $0.00 Strike: $4.94 $0.00
Disclosure

SEC source: 0001615594-20-000039 · primary_doc.xml · derivative · entry 2

Zapata Michael R. · CIK 0001758042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2027-06-17

Read SEC document
June 17, 2020 Filed Jun 18, 2020 20:04 UTC GrantStock Option (Right-to-Buy) · Derivative 10,000 $0.00 Strike: $4.94 $0.00
Disclosure

SEC source: 0001615594-20-000037 · primary_doc.xml · derivative · entry 2

PRIMUTH RICHARD A · CIK 0001013832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2027-06-17

Read SEC document
June 17, 2020 Filed Jun 18, 2020 20:01 UTC GrantStock Option (Right-to-Buy) · Derivative 10,000 $0.00 Strike: $4.94 $0.00
Disclosure

SEC source: 0001615594-20-000036 · primary_doc.xml · derivative · entry 3

SAMPSON RANDALL D · CIK 0001042527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2027-06-17

Read SEC document
May 18, 2020 Filed May 20, 2020 15:36 UTC PurchaseCommon Stock 200 $5.05 $1,010.00
Disclosure

SEC source: 0001615594-20-000032 · primary_doc.xml · nonDerivative · entry 1

Fandrich Mark · CIK 0001683065 · VP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,061

Read SEC document
May 06, 2020 Filed May 8, 2020 20:55 UTC GrantRestricted Stock Units · Derivative 12,782 $0.00 $0.00
Disclosure

SEC source: 0001615594-20-000031 · primary_doc.xml · derivative · entry 4

Fandrich Mark · CIK 0001683065 · VP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,782

Underlying: Common Stock · 12,782 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of CSI Common Stock.

F5 · derivative.exercise_date: The Restricted Stock Units vest as to 1/3 of the shares on each of the first three anniversaries of the date of grant.

F5 · derivative.expiration_date: The Restricted Stock Units vest as to 1/3 of the shares on each of the first three anniversaries of the date of grant.

Read SEC document
May 06, 2020 Filed May 8, 2020 20:55 UTC GrantStock Option (Right-to-Buy) · Derivative 18,849 $0.00 Strike: $5.39 $0.00
Disclosure

SEC source: 0001615594-20-000031 · primary_doc.xml · derivative · entry 3

Fandrich Mark · CIK 0001683065 · VP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,849

Underlying: Common Stock · 18,849 shares

Expires 2027-05-06

F3 · derivative.exercise_date: Option vests as to 25% on each of the first four anniversaries of the date of grant.

Read SEC document
May 06, 2020 Filed May 8, 2020 20:43 UTC GrantRestricted Stock Units · Derivative 8,668 $0.00 $0.00
Disclosure

SEC source: 0001615594-20-000030 · primary_doc.xml · derivative · entry 4

FLUEGGE SCOTT · CIK 0001550300 · GM/VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,668

Underlying: Common Stock · 8,668 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of CSI Common Stock.

F5 · derivative.exercise_date: The Restricted Stock Units vest as to 1/3 of the shares on each of the first three anniversaries of the date of grant.

F5 · derivative.expiration_date: The Restricted Stock Units vest as to 1/3 of the shares on each of the first three anniversaries of the date of grant.

Read SEC document
May 06, 2020 Filed May 8, 2020 20:43 UTC GrantStock Option (Right-to-Buy) · Derivative 12,782 $0.00 Strike: $5.39 $0.00
Disclosure

SEC source: 0001615594-20-000030 · primary_doc.xml · derivative · entry 3

FLUEGGE SCOTT · CIK 0001550300 · GM/VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,782

Underlying: Common Stock · 12,782 shares

Expires 2027-05-06

F3 · derivative.exercise_date: Option vests as to 25% on each of the first four anniversaries of the date of grant.

Read SEC document
May 06, 2020 Filed May 8, 2020 20:26 UTC
Hlavka KristinController
GrantRestricted Stock Units · Derivative 3,905 $0.00 $0.00
Disclosure

SEC source: 0001615594-20-000029 · primary_doc.xml · derivative · entry 4

Hlavka Kristin · CIK 0001523124 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,905

Underlying: Common Stock · 3,905 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of CSI Common Stock.

F5 · derivative.exercise_date: The Restricted Stock Units vest as to 1/3 on each of the first three anniversaries of the date of grant.

F5 · derivative.expiration_date: The Restricted Stock Units vest as to 1/3 on each of the first three anniversaries of the date of grant.

Read SEC document
May 06, 2020 Filed May 8, 2020 20:26 UTC
Hlavka KristinController
GrantStock Option (Right-to-Buy) · Derivative 5,759 $0.00 Strike: $5.39 $0.00
Disclosure

SEC source: 0001615594-20-000029 · primary_doc.xml · derivative · entry 3

Hlavka Kristin · CIK 0001523124 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,759

Underlying: Common Stock · 5,759 shares

Expires 2027-05-06

F3 · derivative.exercise_date: Option vests as to 25% on each of the first four anniversaries of the date of grant.

Read SEC document
May 06, 2020 Filed May 8, 2020 20:14 UTC
Lacey Roger HDDirector · CEO
GrantRestricted Stock Units · Derivative 23,798 $0.00 $0.00
Disclosure

SEC source: 0001615594-20-000028 · primary_doc.xml · derivative · entry 4

Lacey Roger HD · CIK 0001469238 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,798

Underlying: Common Stock · 23,798 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of CSI Common Stock.

F5 · derivative.exercise_date: The Restricted Stock Units vest as to 1/3 of the shares on each of the first three anniversaries of the date of grant.

F5 · derivative.expiration_date: The Restricted Stock Units vest as to 1/3 of the shares on each of the first three anniversaries of the date of grant.

Read SEC document
May 06, 2020 Filed May 8, 2020 20:14 UTC
Lacey Roger HDDirector · CEO
GrantStock Option (Right-to-Buy) · Derivative 35,095 $0.00 Strike: $5.39 $0.00
Disclosure

SEC source: 0001615594-20-000028 · primary_doc.xml · derivative · entry 3

Lacey Roger HD · CIK 0001469238 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,095

Underlying: Common Stock · 35,095 shares

Expires 2027-05-06

F3 · derivative.exercise_date: Option vests as to 25% on each of the first four anniversaries of the date of grant.

Read SEC document
March 30, 2020 Filed Apr 2, 2020 21:23 UTC
Lacey Roger HDDirector · Chairman and CEO
Tax withholdingCommon Stock 1,750 $4.46 $7,805.00
Disclosure

SEC source: 0001615594-20-000025 · primary_doc.xml · nonDerivative · entry 2

Lacey Roger HD · CIK 0001469238 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,368.443

F1 · shares: Represents share withholding in connection with the vesting of 4,579 Restricted Stock Units.

F2 · balance_after: Reflects all Employee Stock Purchase Plan issuances through 3/30/2020.

Read SEC document
March 30, 2020 Filed Apr 2, 2020 21:23 UTC
Lacey Roger HDDirector · Chairman and CEO
GrantCommon Stock 4,579 $4.46 $20,422.34
Disclosure

SEC source: 0001615594-20-000025 · primary_doc.xml · nonDerivative · entry 1

Lacey Roger HD · CIK 0001469238 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,118.443

Read SEC document
March 30, 2020 Filed Apr 2, 2020 21:12 UTC Tax withholdingCommon Stock 1,584 $4.46 $7,064.64
Disclosure

SEC source: 0001615594-20-000023 · primary_doc.xml · nonDerivative · entry 2

FLUEGGE SCOTT · CIK 0001550300 · GM/VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,447

F1 · shares: Represents share withholding in connection with the vesting of 5,343 Restricted Stock Units.

F2 · balance_after: Reflects all Employee Stock Purchase Plan issuances through 3/30/2020.

Read SEC document
March 30, 2020 Filed Apr 2, 2020 21:12 UTC GrantCommon Stock 5,343 $4.46 $23,829.78
Disclosure

SEC source: 0001615594-20-000023 · primary_doc.xml · nonDerivative · entry 1

FLUEGGE SCOTT · CIK 0001550300 · GM/VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,031

Read SEC document
March 30, 2020 Filed Apr 2, 2020 21:18 UTC
Hlavka KristinController
Tax withholdingCommon Stock 864 $4.46 $3,853.44
Disclosure

SEC source: 0001615594-20-000024 · primary_doc.xml · nonDerivative · entry 2

Hlavka Kristin · CIK 0001523124 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,466

F1 · shares: Represents share withholding in connection with the vesting of 2,407 Restricted Stock Units.

F2 · balance_after: Reflects all Employee Stock Purchase Plan issuances through 3/30/2020.

Read SEC document
March 30, 2020 Filed Apr 2, 2020 21:18 UTC
Hlavka KristinController
GrantCommon Stock 2,407 $4.46 $10,735.22
Disclosure

SEC source: 0001615594-20-000024 · primary_doc.xml · nonDerivative · entry 1

Hlavka Kristin · CIK 0001523124 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,030

Read SEC document
March 30, 2020 Filed Apr 2, 2020 21:07 UTC GrantCommon Stock 7,729 $4.46 $34,471.34
Disclosure

SEC source: 0001615594-20-000022 · primary_doc.xml · nonDerivative · entry 1

Fandrich Mark · CIK 0001683065 · VP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,386

F1 · balance_after: Reflects all Employee Stock Purchase Plan issuances through 3/30/2020.

Read SEC document
December 20, 2019 Filed Feb 14, 2020 18:32 UTC GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001615594-20-000013 · primary_doc.xml · nonDerivative · entry 1

SAMPSON RANDALL D · CIK 0001042527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,168

Read SEC document
December 09, 2019 Filed Dec 11, 2019 21:52 UTC Exercise / conversionStock Option (Right-to-Buy) · Derivative 2,500 $0.00 Strike: $2.55 $0.00
Disclosure

SEC source: 0001615594-19-000050 · primary_doc.xml · derivative · entry 7

SAMPSON RANDALL D · CIK 0001042527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2025-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2019 Filed Dec 11, 2019 21:52 UTC Exercise / conversionStock Option (Right-to-Buy) · Derivative 10,000 $0.00 Strike: $3.95 $0.00
Disclosure

SEC source: 0001615594-19-000050 · primary_doc.xml · derivative · entry 6

SAMPSON RANDALL D · CIK 0001042527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2025-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2019 Filed Dec 11, 2019 21:52 UTC Tax withholdingCommon Stock 763 $8.35 $6,371.05
Disclosure

SEC source: 0001615594-19-000050 · primary_doc.xml · nonDerivative · entry 5

SAMPSON RANDALL D · CIK 0001042527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,168

Read SEC document
December 09, 2019 Filed Dec 11, 2019 21:52 UTC Exercise / conversionCommon Stock 2,500 $2.55 $6,375.00
Disclosure

SEC source: 0001615594-19-000050 · primary_doc.xml · nonDerivative · entry 4

SAMPSON RANDALL D · CIK 0001042527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.