SUIG

SEC source: 0001654954-23-011683 · section16.xml · derivative · entry 3

BERMAN LYLE · CIK 0000903291 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2032-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001654954-23-011683 · section16.xml · nonDerivative · entry 1

BERMAN LYLE · CIK 0000903291 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 315,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001654954-23-011477 · section16.xml · derivative · entry 3

ZIPKIN LAURENCE S · CIK 0001166727 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2032-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001654954-23-011477 · section16.xml · nonDerivative · entry 1

ZIPKIN LAURENCE S · CIK 0001166727 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-22-122166 · tm2231375-1_4seq1.xml · nonDerivative · entry 2

BERMAN LYLE · CIK 0000903291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,556

F2 · shares: Shares were issued to the reporting person pursuant to share award approved, without restrictions, by the Board of Directors of the issuer on November 23, 2022. The reported price is the closing market price of the common stock on the date of the stock award.

F1 · balance_after: Of the reported amount, 6,667 common shares are subject to forfeiture pursuant to a restricted stock agreement with the issuer. Forfeiture restrictions on those 6,667 common shares lapse on January 24, 2023.

SEC source: 0001104659-22-122175 · tm2231375-5_4seq1.xml · nonDerivative · entry 2

ZIPKIN LAURENCE S · CIK 0001166727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,737

F2 · shares: Shares were issued to the reporting person pursuant to share award approved, without restrictions, by the Board of Directors of the issuer on November 23, 2022. The reported price is the closing market price of the common stock on the date of the stock award.

F1 · balance_after: Of the reported amount, 6,667 common shares are subject to forfeiture pursuant to a restricted stock agreement with the issuer. Forfeiture restrictions on those 6,667 common shares lapse on January 24, 2023.

SEC source: 0001104659-22-122173 · tm2231375-4_4seq1.xml · nonDerivative · entry 4

GERACI JOSEPH ANTHONY II · CIK 0001394647 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575,687

F3 · shares: Shares were issued to the reporting person pursuant to share award approved, without restrictions, by the Compensation Committee of the Board of Directors of the issuer on November 23, 2022. The reported price is the closing market price of the common stock on the date of the stock award.

F2 · balance_after: Of the reported amount, 10,000 common shares are subject to forfeiture pursuant to a restricted stock agreement with the issuer. Subject to the terms of the restricted stock grant agreement, those 10,000 shares are scheduled to vest on January 24, 2023.

SEC source: 0001104659-22-122168 · tm2231375-2_4seq1.xml · nonDerivative · entry 2

LISZT HOWARD P · CIK 0001197974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,434

F2 · shares: Shares were issued to the reporting person pursuant to share award approved, without restrictions, by the Board of Directors of the issuer on November 23, 2022. The reported price is the closing market price of the common stock on the date of the stock award.

F1 · balance_after: Of the reported amount, 6,667 common shares are subject to forfeiture pursuant to a restricted stock agreement with the issuer. Forfeiture restrictions on those 6,667 common shares lapse on January 24, 2023.

SEC source: 0001104659-22-122171 · tm2231375-3_4seq1.xml · nonDerivative · entry 4

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,763

F4 · shares: Shares were issued to the reporting person pursuant to share award approved, without restrictions, by the Compensation Committee of the Board of Directors of the issuer on November 23, 2022. The reported price is the closing market price of the common stock on the date of the stock award.

F3 · balance_after: Of the reported amount, 10,000 common shares are held subject to forfeiture pursuant to a restricted stock agreement with the issuer under which all such shares are to vest, and forfeiture restrictions lapse, on January 24, 2023.

SEC source: 0001104659-22-123842 · tm2231689-1_4aseq1.xml · derivative · entry 2

BERMAN LYLE · CIK 0000903291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common stock · 100,000 shares

Expires 2032-11-22

F2 · security: Options were issued to the reporting person pursuant to an award approved, without restrictions, by the Compensation Committee of the Board of Directors of the issuer on November 23, 2022. The exercise price is the closing market price of the common stock on the date of the award.

F3 · derivative.exercise_date: The options are not exercisable by their terms unless and until the related equity compensation plan shall have been approved by the issuer's shareholders.

SEC source: 0001104659-22-123846 · tm2231689-5_4aseq1.xml · derivative · entry 2

ZIPKIN LAURENCE S · CIK 0001166727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common stock · 100,000 shares

Expires 2032-11-22

F2 · security: Options were issued to the reporting person pursuant to an award approved, without restrictions, by the Compensation Committee of the Board of Directors of the issuer on November 23, 2022. The exercise price is the closing market price of the common stock on the date of the award.

F3 · derivative.exercise_date: The options are not exercisable by their terms unless and until the related equity compensation plan shall have been approved by the issuer's shareholders.

SEC source: 0001104659-22-123845 · tm2231689-4_4aseq1.xml · derivative · entry 5

GERACI JOSEPH ANTHONY II · CIK 0001394647 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common stock · 250,000 shares

Expires 2032-11-22

F4 · security: Options were issued to the reporting person pursuant to an award approved, without restrictions, by the Compensation Committee of the Board of Directors of the issuer on November 23, 2022. The exercise price is the closing market price of the common stock on the date of the award.

F5 · derivative.exercise_date: The options are not exercisable by their terms unless and until the related equity compensation plan shall have been approved by the issuer's shareholders.

SEC source: 0001104659-22-123844 · tm2231375-3_4aseq1.xml · derivative · entry 4

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common stock · 250,000 shares

Expires 2032-11-22

F4 · security: Options were issued to the reporting person pursuant to an award approved, without restrictions, by the Compensation Committee of the Board of Directors of the issuer on November 23, 2022. The exercise price is the closing market price of the common stock on the date of the award.

F5 · derivative.exercise_date: The options are not exercisable by their terms unless and until the related equity compensation plan shall have been approved by the issuer's shareholders.

SEC source: 0001104659-22-102755 · tm2226582-1_4seq1.xml · nonDerivative · entry 2

ZIPKIN LAURENCE S · CIK 0001166727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,737

F2 · shares: Shares were acquired by the reporting person pursuant to a stock award made by the issuer, upon approval of the full Board of Directors and election of the reporting person, in lieu of regular cash compensation aggregating $10,000 payable for services as a director for the fiscal quarter ended September 30, 2022. The reported price is the closing market price of the common stock on the date of the stock award.

F1 · balance_after: Of the reported amount, 6,667 common shares are subject to forfeiture pursuant to a restricted stock agreement with the issuer. Forfeiture restrictions on those 6,667 common shares lapse on January 24, 2023.

SEC source: 0001104659-22-102756 · tm2226582-2_4seq1.xml · nonDerivative · entry 2

LISZT HOWARD P · CIK 0001197974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,434

F2 · shares: Shares were acquired by the reporting person pursuant to a stock award made by the issuer, upon approval of the full Board of Directors and election of the reporting person, in lieu of regular cash compensation aggregating $10,000 payable for services as a director for the fiscal quarter ended September 30, 2022. The reported price is the closing market price of the common stock on the date of the stock award.

F1 · balance_after: Of the reported amount, 6,667 common shares are subject to forfeiture pursuant to a restricted stock agreement with the issuer. Forfeiture restrictions on those 6,667 common shares lapse on January 24, 2023.

SEC source: 0001104659-22-102757 · tm2226582-3_4seq1.xml · nonDerivative · entry 4

GERACI JOSEPH ANTHONY II · CIK 0001394647 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,687

F3 · shares: Shares were acquired by the reporting person pursuant to a stock award made by the issuer, upon approval of the full Board of Directors and election of the reporting person, in lieu of regular cash compensation (net of taxes) payable for the fiscal quarter ended September 30, 2022. The reported price is the closing market price of the common stock on the date of the stock award.

F2 · balance_after: Of the reported amount, 10,000 common shares are subject to forfeiture pursuant to a restricted stock agreement with the issuer. Subject to the terms of the restricted stock grant agreement, those 10,000 shares are scheduled to vest on January 24, 2023.

SEC source: 0001104659-22-102404 · tm2226490-1_4seq1.xml · nonDerivative · entry 4

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,189

F4 · price: Shares were acquired by the reporting person pursuant to a stock award made by the issuer, upon approval of the full Board of Directors and election of the reporting person, in lieu of cash compensation aggregating $25,000 for the fiscal quarter ended September 30, 2022. The reported price is the closing market price of the common stock on the date of the stock award.

F3 · balance_after: Of the reported amount, 10,000 common shares are held subject to forfeiture pursuant to a restricted stock agreement with the issuer under which all such shares are to vest, and forfeiture restrictions lapse, on January 24, 2023.

SEC source: 0001104659-22-102753 · tm2226582-4_4aseq1.xml · nonDerivative · entry 4

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,763

F4 · shares: Shares were acquired by the reporting person pursuant to a stock award made by the issuer, upon approval of the full Board of Directors and election of the reporting person, in lieu of regular cash compensation (net of taxes) for the fiscal quarter ended September 30, 2022. The reported price is the closing market price of the common stock on the date of the stock award.

F3 · balance_after: Of the reported amount, 10,000 common shares are held subject to forfeiture pursuant to a restricted stock agreement with the issuer under which all such shares are to vest, and forfeiture restrictions lapse, on January 24, 2023.

SEC source: 0001104659-22-100763 · tm2226063-1_4seq1.xml · nonDerivative · entry 8

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,979

F3 · balance_after: Of the reported amount, 10,000 common shares are held subject to forfeiture pursuant to a restricted stock agreement with the issuer under which all such shares are to vest, and forfeiture restrictions lapse, on January 24, 2023.

SEC source: 0001104659-22-100763 · tm2226063-1_4seq1.xml · nonDerivative · entry 7

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,894

F3 · balance_after: Of the reported amount, 10,000 common shares are held subject to forfeiture pursuant to a restricted stock agreement with the issuer under which all such shares are to vest, and forfeiture restrictions lapse, on January 24, 2023.

SEC source: 0001104659-22-100763 · tm2226063-1_4seq1.xml · nonDerivative · entry 6

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,694

F3 · balance_after: Of the reported amount, 10,000 common shares are held subject to forfeiture pursuant to a restricted stock agreement with the issuer under which all such shares are to vest, and forfeiture restrictions lapse, on January 24, 2023.

SEC source: 0001104659-22-100763 · tm2226063-1_4seq1.xml · nonDerivative · entry 5

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,165

F3 · balance_after: Of the reported amount, 10,000 common shares are held subject to forfeiture pursuant to a restricted stock agreement with the issuer under which all such shares are to vest, and forfeiture restrictions lapse, on January 24, 2023.

SEC source: 0001104659-22-100763 · tm2226063-1_4seq1.xml · nonDerivative · entry 4

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,346

F3 · balance_after: Of the reported amount, 10,000 common shares are held subject to forfeiture pursuant to a restricted stock agreement with the issuer under which all such shares are to vest, and forfeiture restrictions lapse, on January 24, 2023.

SEC source: 0001104659-22-093473 · tm2224327-1_4seq1.xml · nonDerivative · entry 7

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,165

F1 · balance_after: All shares reported on this Form reflect a reverse stock split effected on August 9, 2022, pursuant to which every 2.25 shares issued and outstanding at that time were combined into one whole share, with any resulting fraction of a share rounded up to the nearest whole share.

F4 · balance_after: Of the reported amount, 10,000 common shares are held, and subject to forfeiture, pursuant to a restricted stock agreement with the issuer under which all such shares are to vest, and forfeiture restrictions lapse, on January 24, 2023.

SEC source: 0001104659-22-093473 · tm2224327-1_4seq1.xml · nonDerivative · entry 6

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,138

F1 · balance_after: All shares reported on this Form reflect a reverse stock split effected on August 9, 2022, pursuant to which every 2.25 shares issued and outstanding at that time were combined into one whole share, with any resulting fraction of a share rounded up to the nearest whole share.

F4 · balance_after: Of the reported amount, 10,000 common shares are held, and subject to forfeiture, pursuant to a restricted stock agreement with the issuer under which all such shares are to vest, and forfeiture restrictions lapse, on January 24, 2023.

SEC source: 0001104659-22-093473 · tm2224327-1_4seq1.xml · nonDerivative · entry 5

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,978

F1 · balance_after: All shares reported on this Form reflect a reverse stock split effected on August 9, 2022, pursuant to which every 2.25 shares issued and outstanding at that time were combined into one whole share, with any resulting fraction of a share rounded up to the nearest whole share.

F4 · balance_after: Of the reported amount, 10,000 common shares are held, and subject to forfeiture, pursuant to a restricted stock agreement with the issuer under which all such shares are to vest, and forfeiture restrictions lapse, on January 24, 2023.

SEC source: 0001104659-22-093473 · tm2224327-1_4seq1.xml · nonDerivative · entry 4

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,636

F1 · balance_after: All shares reported on this Form reflect a reverse stock split effected on August 9, 2022, pursuant to which every 2.25 shares issued and outstanding at that time were combined into one whole share, with any resulting fraction of a share rounded up to the nearest whole share.

F4 · balance_after: Of the reported amount, 10,000 common shares are held, and subject to forfeiture, pursuant to a restricted stock agreement with the issuer under which all such shares are to vest, and forfeiture restrictions lapse, on January 24, 2023.

SEC source: 0001104659-22-090263 · tm2223394-1_4seq1.xml · nonDerivative · entry 2

BERMAN LYLE · CIK 0000903291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,556

F1 · balance_after: All shares reported on this Form reflect a reverse stock split effected on August 9, 2022, pursuant to which every 2.25 shares issued and outstanding at that time were combined into one whole share, with any resulting fraction of a share rounded up to the nearest whole share.

SEC source: 0001104659-22-090311 · tm2223424d1_4.xml · nonDerivative · entry 2

ZIPKIN LAURENCE S · CIK 0001166727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,859

F1 · balance_after: All shares reported on this Form reflect a reverse stock split effected on August 9, 2022, pursuant to which every 2.25 shares issued and outstanding at that time were combined into one whole share, with any resulting fraction of a share rounded up to the nearest whole share.

SEC source: 0001104659-22-090291 · tm2223394-2_4seq1.xml · nonDerivative · entry 2

LISZT HOWARD P · CIK 0001197974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,556

F1 · balance_after: All shares reported on this Form reflect a reverse stock split effected on August 9, 2022, pursuant to which every 2.25 shares issued and outstanding at that time were combined into one whole share, with any resulting fraction of a share rounded up to the nearest whole share.

SEC source: 0001104659-22-090713 · tm2223428-2_4aseq1.xml · nonDerivative · entry 2

BERMAN LYLE · CIK 0000903291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,556

F1 · balance_after: All shares reported on this Form reflect a reverse stock split effected on August 9, 2022, pursuant to which every 2.25 shares issued and outstanding at that time were combined into one whole share, with any resulting fraction of a share rounded up to the nearest whole share.

SEC source: 0001104659-22-090709 · tm2223428-1_4aseq1.xml · nonDerivative · entry 2

LISZT HOWARD P · CIK 0001197974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,556

F1 · balance_after: All shares reported on this Form reflect a reverse stock split effected on August 9, 2022, pursuant to which every 2.25 shares issued and outstanding at that time were combined into one whole share, with any resulting fraction of a share rounded up to the nearest whole share.

SEC source: 0001104659-22-063058 · tm2216047-1_4seq1.xml · nonDerivative · entry 2

BERMAN LYLE · CIK 0000903291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

F1 · shares: All of these 15,000 common shares are subject to forfeiture pursuant to a restricted stock agreement with the issuer. Subject to the terms of the restricted stock grant agreement, these 15,000 shares are scheduled to vest on January 24, 2023.

F1 · price: All of these 15,000 common shares are subject to forfeiture pursuant to a restricted stock agreement with the issuer. Subject to the terms of the restricted stock grant agreement, these 15,000 shares are scheduled to vest on January 24, 2023.

F1 · balance_after: All of these 15,000 common shares are subject to forfeiture pursuant to a restricted stock agreement with the issuer. Subject to the terms of the restricted stock grant agreement, these 15,000 shares are scheduled to vest on January 24, 2023.

SEC source: 0001104659-22-063044 · tm2216047-5_4seq1.xml · nonDerivative · entry 2

ZIPKIN LAURENCE S · CIK 0001166727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,931

F1 · shares: All of these 15,000 common shares are subject to forfeiture pursuant to a restricted stock agreement with the issuer. Subject to the terms of the restricted stock grant agreement, these 15,000 shares are scheduled to vest on January 24, 2023.

F1 · price: All of these 15,000 common shares are subject to forfeiture pursuant to a restricted stock agreement with the issuer. Subject to the terms of the restricted stock grant agreement, these 15,000 shares are scheduled to vest on January 24, 2023.

F1 · balance_after: All of these 15,000 common shares are subject to forfeiture pursuant to a restricted stock agreement with the issuer. Subject to the terms of the restricted stock grant agreement, these 15,000 shares are scheduled to vest on January 24, 2023.

SEC source: 0001104659-22-063043 · tm2216047-4_4seq1.xml · nonDerivative · entry 4

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538,705

F3 · shares: All of these 10,000 common shares are held, and subject to forfeiture, pursuant to a restricted stock agreement with the issuer. Subject to the terms of the restricted stock grant agreement, those 10,000 shares are scheduled to vest on January 24, 2023.

F3 · price: All of these 10,000 common shares are held, and subject to forfeiture, pursuant to a restricted stock agreement with the issuer. Subject to the terms of the restricted stock grant agreement, those 10,000 shares are scheduled to vest on January 24, 2023.

F3 · balance_after: All of these 10,000 common shares are held, and subject to forfeiture, pursuant to a restricted stock agreement with the issuer. Subject to the terms of the restricted stock grant agreement, those 10,000 shares are scheduled to vest on January 24, 2023.

SEC source: 0001104659-22-063192 · tm2216047-2_4seq1.xml · nonDerivative · entry 4

GERACI JOSEPH ANTHONY II · CIK 0001394647 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 710,500

F2 · shares: All of these 10,000 common shares are subject to forfeiture pursuant to a restricted stock agreement with the issuer. Subject to the terms of the restricted stock grant agreement, those 10,000 shares are scheduled to vest on January 24, 2023.

F2 · price: All of these 10,000 common shares are subject to forfeiture pursuant to a restricted stock agreement with the issuer. Subject to the terms of the restricted stock grant agreement, those 10,000 shares are scheduled to vest on January 24, 2023.

F2 · balance_after: All of these 10,000 common shares are subject to forfeiture pursuant to a restricted stock agreement with the issuer. Subject to the terms of the restricted stock grant agreement, those 10,000 shares are scheduled to vest on January 24, 2023.

SEC source: 0001104659-22-063086 · tm2216047-3_4seq1.xml · nonDerivative · entry 2

LISZT HOWARD P · CIK 0001197974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

F1 · shares: All of these 15,000 common shares are subject to forfeiture pursuant to a restricted stock agreement with the issuer. Subject to the terms of the restricted stock grant agreement, those 15,000 shares are scheduled to vest on January 24, 2023.

F1 · price: All of these 15,000 common shares are subject to forfeiture pursuant to a restricted stock agreement with the issuer. Subject to the terms of the restricted stock grant agreement, those 15,000 shares are scheduled to vest on January 24, 2023.

F1 · balance_after: All of these 15,000 common shares are subject to forfeiture pursuant to a restricted stock agreement with the issuer. Subject to the terms of the restricted stock grant agreement, those 15,000 shares are scheduled to vest on January 24, 2023.

SEC source: 0001104659-21-149010 · tm2135296d1_4.xml · nonDerivative · entry 11

ZIPKIN LAURENCE S · CIK 0001166727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,931

SEC source: 0001104659-21-149010 · tm2135296d1_4.xml · nonDerivative · entry 10

ZIPKIN LAURENCE S · CIK 0001166727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,740

SEC source: 0001104659-21-149010 · tm2135296d1_4.xml · nonDerivative · entry 9

ZIPKIN LAURENCE S · CIK 0001166727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,740

SEC source: 0001104659-21-149010 · tm2135296d1_4.xml · nonDerivative · entry 8

ZIPKIN LAURENCE S · CIK 0001166727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,825

SEC source: 0001104659-21-149010 · tm2135296d1_4.xml · nonDerivative · entry 7

ZIPKIN LAURENCE S · CIK 0001166727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,025

SEC source: 0001104659-21-149010 · tm2135296d1_4.xml · nonDerivative · entry 6

ZIPKIN LAURENCE S · CIK 0001166727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,325

SEC source: 0001104659-21-149010 · tm2135296d1_4.xml · nonDerivative · entry 5

ZIPKIN LAURENCE S · CIK 0001166727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,025

SEC source: 0001104659-21-149010 · tm2135296d1_4.xml · nonDerivative · entry 4

ZIPKIN LAURENCE S · CIK 0001166727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,025

SEC source: 0001104659-21-149010 · tm2135296d1_4.xml · nonDerivative · entry 3

ZIPKIN LAURENCE S · CIK 0001166727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,429

SEC source: 0001104659-21-149010 · tm2135296d1_4.xml · nonDerivative · entry 2

ZIPKIN LAURENCE S · CIK 0001166727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,344

SEC source: 0001104659-21-049032 · tm2112621d1_4.xml · nonDerivative · entry 4

GERACI JOSEPH ANTHONY II · CIK 0001394647 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,500

F2 · balance_after: Of this amount, 50,000 common shares are subject to forfeiture pursuant to a restricted stock grant agreement with the issuer. Subject to the terms of the restricted stock grant agreement, those 50,000 shares are scheduled to vest on August 25, 2021.

SEC source: 0001104659-20-133576 · tm2038131d1_4.xml · nonDerivative · entry 2

ZIPKIN LAURENCE S · CIK 0001166727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,650

SEC source: 0001104659-20-132813 · tm2037855d1_4.xml · nonDerivative · entry 2

ZIPKIN LAURENCE S · CIK 0001166727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,525