POLINSKY DOUGLAS MICHAEL

SEC source: 0001654954-25-008941 · section16.xml · derivative · entry 3

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,782

Underlying: Common Stock · 103,782 shares

Expires 2030-07-31

F1 · derivative.exercise_date: The warrants are exercisable for a period of five years. The warrants will vest over a period of 24 months starting six months from the issue date in four equal instalments (being 25% every six months), subject to Mr. Polinsky being employed by Mill City Ventures III, LP at each respective vesting date. Notwithstanding the foregoing, in the event that Mr. Polinsky is terminated other than for cause or resigns for good reason (as defined in the individual's employment agreement), the vesting of all of such warrants will immediately accelerate and be fully vested as of the date of such termination.

SEC source: 0001654954-25-008941 · section16.xml · derivative · entry 2

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,565

Underlying: Common Stock · 207,565 shares

Expires 2030-07-31

F1 · derivative.exercise_date: The warrants are exercisable for a period of five years. The warrants will vest over a period of 24 months starting six months from the issue date in four equal instalments (being 25% every six months), subject to Mr. Polinsky being employed by Mill City Ventures III, LP at each respective vesting date. Notwithstanding the foregoing, in the event that Mr. Polinsky is terminated other than for cause or resigns for good reason (as defined in the individual's employment agreement), the vesting of all of such warrants will immediately accelerate and be fully vested as of the date of such termination.

SEC source: 0001654954-25-008941 · section16.xml · derivative · entry 1

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 311,347

Underlying: Common Stock · 311,347 shares

Expires 2030-07-31

F1 · derivative.exercise_date: The warrants are exercisable for a period of five years. The warrants will vest over a period of 24 months starting six months from the issue date in four equal instalments (being 25% every six months), subject to Mr. Polinsky being employed by Mill City Ventures III, LP at each respective vesting date. Notwithstanding the foregoing, in the event that Mr. Polinsky is terminated other than for cause or resigns for good reason (as defined in the individual's employment agreement), the vesting of all of such warrants will immediately accelerate and be fully vested as of the date of such termination.

SEC source: 0001011438-26-000161 · form5.xml · nonDerivative · entry 2

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,382

F2 · ownership.direct: On July 7, 2025, Pacific Stock Transfer inadvertently transferred 2,830 shares of common stock of Sui Group Holdings Limited from Douglas Polinsky to Emily Polinsky.

SEC source: 0001011438-26-000161 · form5.xml · nonDerivative · entry 1

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,382

F1 · ownership.direct: On July 7, 2025, Pacific Stock Transfer inadvertently transferred 2,829 shares of common stock of Sui Group Holdings Limited from Douglas Polinsky to Paige Polinsky.

SEC source: 0001654954-25-002778 · section16.xml · nonDerivative · entry 4

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 317,247

SEC source: 0001654954-25-002778 · section16.xml · nonDerivative · entry 3

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 312,247

SEC source: 0001654954-25-002778 · section16.xml · nonDerivative · entry 2

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 312,147

SEC source: 0001654954-25-002778 · section16.xml · nonDerivative · entry 1

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 311,847

F1 · balance_after: Share figure includes 30,850 common shares previously reported as held indirectly, but which have been determined to be held directly by the reporting person.

SEC source: 0001654954-24-015406 · section16.xml · nonDerivative · entry 2

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 270,997

SEC source: 0001654954-24-015406 · section16.xml · nonDerivative · entry 1

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,497

SEC source: 0001654954-24-014938 · section16.xml · nonDerivative · entry 3

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 273,166

SEC source: 0001654954-24-014938 · section16.xml · nonDerivative · entry 2

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,763

SEC source: 0001654954-24-015156 · section16.xml · nonDerivative · entry 3

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,967

SEC source: 0001654954-24-015156 · section16.xml · nonDerivative · entry 2

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,564

SEC source: 0001654954-24-014938 · section16.xml · nonDerivative · entry 1

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,863

SEC source: 0001654954-24-015156 · section16.xml · nonDerivative · entry 1

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,863

SEC source: 0001104659-22-122171 · tm2231375-3_4seq1.xml · nonDerivative · entry 4

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,763

F4 · shares: Shares were issued to the reporting person pursuant to share award approved, without restrictions, by the Compensation Committee of the Board of Directors of the issuer on November 23, 2022. The reported price is the closing market price of the common stock on the date of the stock award.

F3 · balance_after: Of the reported amount, 10,000 common shares are held subject to forfeiture pursuant to a restricted stock agreement with the issuer under which all such shares are to vest, and forfeiture restrictions lapse, on January 24, 2023.

SEC source: 0001104659-22-123844 · tm2231375-3_4aseq1.xml · derivative · entry 4

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common stock · 250,000 shares

Expires 2032-11-22

F4 · security: Options were issued to the reporting person pursuant to an award approved, without restrictions, by the Compensation Committee of the Board of Directors of the issuer on November 23, 2022. The exercise price is the closing market price of the common stock on the date of the award.

F5 · derivative.exercise_date: The options are not exercisable by their terms unless and until the related equity compensation plan shall have been approved by the issuer's shareholders.

SEC source: 0001104659-22-102404 · tm2226490-1_4seq1.xml · nonDerivative · entry 4

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,189

F4 · price: Shares were acquired by the reporting person pursuant to a stock award made by the issuer, upon approval of the full Board of Directors and election of the reporting person, in lieu of cash compensation aggregating $25,000 for the fiscal quarter ended September 30, 2022. The reported price is the closing market price of the common stock on the date of the stock award.

F3 · balance_after: Of the reported amount, 10,000 common shares are held subject to forfeiture pursuant to a restricted stock agreement with the issuer under which all such shares are to vest, and forfeiture restrictions lapse, on January 24, 2023.

SEC source: 0001104659-22-102753 · tm2226582-4_4aseq1.xml · nonDerivative · entry 4

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,763

F4 · shares: Shares were acquired by the reporting person pursuant to a stock award made by the issuer, upon approval of the full Board of Directors and election of the reporting person, in lieu of regular cash compensation (net of taxes) for the fiscal quarter ended September 30, 2022. The reported price is the closing market price of the common stock on the date of the stock award.

F3 · balance_after: Of the reported amount, 10,000 common shares are held subject to forfeiture pursuant to a restricted stock agreement with the issuer under which all such shares are to vest, and forfeiture restrictions lapse, on January 24, 2023.

SEC source: 0001104659-22-100763 · tm2226063-1_4seq1.xml · nonDerivative · entry 8

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,979

F3 · balance_after: Of the reported amount, 10,000 common shares are held subject to forfeiture pursuant to a restricted stock agreement with the issuer under which all such shares are to vest, and forfeiture restrictions lapse, on January 24, 2023.

SEC source: 0001104659-22-100763 · tm2226063-1_4seq1.xml · nonDerivative · entry 7

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,894

F3 · balance_after: Of the reported amount, 10,000 common shares are held subject to forfeiture pursuant to a restricted stock agreement with the issuer under which all such shares are to vest, and forfeiture restrictions lapse, on January 24, 2023.

SEC source: 0001104659-22-100763 · tm2226063-1_4seq1.xml · nonDerivative · entry 6

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,694

F3 · balance_after: Of the reported amount, 10,000 common shares are held subject to forfeiture pursuant to a restricted stock agreement with the issuer under which all such shares are to vest, and forfeiture restrictions lapse, on January 24, 2023.

SEC source: 0001104659-22-100763 · tm2226063-1_4seq1.xml · nonDerivative · entry 5

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,165

F3 · balance_after: Of the reported amount, 10,000 common shares are held subject to forfeiture pursuant to a restricted stock agreement with the issuer under which all such shares are to vest, and forfeiture restrictions lapse, on January 24, 2023.

SEC source: 0001104659-22-100763 · tm2226063-1_4seq1.xml · nonDerivative · entry 4

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,346

F3 · balance_after: Of the reported amount, 10,000 common shares are held subject to forfeiture pursuant to a restricted stock agreement with the issuer under which all such shares are to vest, and forfeiture restrictions lapse, on January 24, 2023.

SEC source: 0001104659-22-093473 · tm2224327-1_4seq1.xml · nonDerivative · entry 7

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,165

F1 · balance_after: All shares reported on this Form reflect a reverse stock split effected on August 9, 2022, pursuant to which every 2.25 shares issued and outstanding at that time were combined into one whole share, with any resulting fraction of a share rounded up to the nearest whole share.

F4 · balance_after: Of the reported amount, 10,000 common shares are held, and subject to forfeiture, pursuant to a restricted stock agreement with the issuer under which all such shares are to vest, and forfeiture restrictions lapse, on January 24, 2023.

SEC source: 0001104659-22-093473 · tm2224327-1_4seq1.xml · nonDerivative · entry 6

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,138

F1 · balance_after: All shares reported on this Form reflect a reverse stock split effected on August 9, 2022, pursuant to which every 2.25 shares issued and outstanding at that time were combined into one whole share, with any resulting fraction of a share rounded up to the nearest whole share.

F4 · balance_after: Of the reported amount, 10,000 common shares are held, and subject to forfeiture, pursuant to a restricted stock agreement with the issuer under which all such shares are to vest, and forfeiture restrictions lapse, on January 24, 2023.

SEC source: 0001104659-22-093473 · tm2224327-1_4seq1.xml · nonDerivative · entry 5

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,978

F1 · balance_after: All shares reported on this Form reflect a reverse stock split effected on August 9, 2022, pursuant to which every 2.25 shares issued and outstanding at that time were combined into one whole share, with any resulting fraction of a share rounded up to the nearest whole share.

F4 · balance_after: Of the reported amount, 10,000 common shares are held, and subject to forfeiture, pursuant to a restricted stock agreement with the issuer under which all such shares are to vest, and forfeiture restrictions lapse, on January 24, 2023.

SEC source: 0001104659-22-093473 · tm2224327-1_4seq1.xml · nonDerivative · entry 4

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,636

F1 · balance_after: All shares reported on this Form reflect a reverse stock split effected on August 9, 2022, pursuant to which every 2.25 shares issued and outstanding at that time were combined into one whole share, with any resulting fraction of a share rounded up to the nearest whole share.

F4 · balance_after: Of the reported amount, 10,000 common shares are held, and subject to forfeiture, pursuant to a restricted stock agreement with the issuer under which all such shares are to vest, and forfeiture restrictions lapse, on January 24, 2023.

SEC source: 0001104659-22-063043 · tm2216047-4_4seq1.xml · nonDerivative · entry 4

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538,705

F3 · shares: All of these 10,000 common shares are held, and subject to forfeiture, pursuant to a restricted stock agreement with the issuer. Subject to the terms of the restricted stock grant agreement, those 10,000 shares are scheduled to vest on January 24, 2023.

F3 · price: All of these 10,000 common shares are held, and subject to forfeiture, pursuant to a restricted stock agreement with the issuer. Subject to the terms of the restricted stock grant agreement, those 10,000 shares are scheduled to vest on January 24, 2023.

F3 · balance_after: All of these 10,000 common shares are held, and subject to forfeiture, pursuant to a restricted stock agreement with the issuer. Subject to the terms of the restricted stock grant agreement, those 10,000 shares are scheduled to vest on January 24, 2023.

SEC source: 0001654954-22-000150 · section16.xml · nonDerivative · entry 1

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,241

SEC source: 0001654954-21-000074 · section16.xml · nonDerivative · entry 1

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,241

F1 · price: Shares awarded pursuant to an Unrestricted Stock Award Agreement, dated as of January 4, 2021, between Liberated Syndication Inc. and DouglasMichael Polinsky.

SEC source: 0001654954-20-013710 · section16.xml · nonDerivative · entry 2

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,241

F1 · price: Shares forfeited pursuant to the forfeiture clauses of the Stock Agreement, dated as of December 15, 2017 between Liberated Syndication Inc. and Douglas Polinsky.

SEC source: 0001654954-21-000076 · section16.xml · nonDerivative · entry 2

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,241

F1 · price: Shares forfeited pursuant to the forfeiture clauses of the Stock Agreement, dated as of December 15, 2017 between Liberated Syndication Inc. and Douglas Polinsky.

SEC source: 0001104659-20-106176 · tm2031186d2_4.xml · nonDerivative · entry 4

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,705

SEC source: 0001104659-20-101496 · tm2030002-1_4.xml · nonDerivative · entry 4

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,705

SEC source: 0001104659-20-092044 · tm2027027d2_4.xml · nonDerivative · entry 5

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,705

SEC source: 0001104659-20-092044 · tm2027027d2_4.xml · nonDerivative · entry 4

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,705

SEC source: 0001104659-20-073504 · tm2022689d1_4.xml · nonDerivative · entry 4

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,705

SEC source: 0001654954-20-013710 · section16.xml · nonDerivative · entry 1

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,241

F1 · price: Shares forfeited pursuant to the forfeiture clauses of the Stock Agreement, dated as of December 15, 2017 between Liberated Syndication Inc. and Douglas Polinsky.

SEC source: 0001654954-21-000076 · section16.xml · nonDerivative · entry 1

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,241

F1 · price: Shares forfeited pursuant to the forfeiture clauses of the Stock Agreement, dated as of December 15, 2017 between Liberated Syndication Inc. and Douglas Polinsky.

SEC source: 0001104659-20-073055 · tm2022553d2_4.xml · nonDerivative · entry 4

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,705

SEC source: 0001104659-20-071547 · tm2022231-1_4.xml · nonDerivative · entry 4

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,495

SEC source: 0001104659-20-067744 · tm2021391d1_4.xml · nonDerivative · entry 3

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,495

SEC source: 0001104659-19-073498 · tm1926419d3_form4.xml · nonDerivative · entry 4

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,395

SEC source: 0001104659-19-073498 · tm1926419d3_form4.xml · nonDerivative · entry 3

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,849

SEC source: 0001179110-19-011978 · edgar.xml · nonDerivative · entry 4

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,364

SEC source: 0001179110-19-011978 · edgar.xml · nonDerivative · entry 3

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,364

SEC source: 0001654954-20-011230 · section16.xml · nonDerivative · entry 1

POLINSKY DOUGLAS MICHAEL · CIK 0001394819 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,241

F1 · price: Reflects shares that were forfeited pursuant to the forfeiture clauses of the Stock Agreement, dated as of April 13, 2017, between Liberated Syndication, Inc. and Douglas Polinsky.