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NYSE · USD

STT

STATE STREET CORP

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Tapewire entity
242
SEC CIK
0000093751
Parsed reports
778

Last 12 months

Inside the activity.

1 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202603
Mar 202612
Apr 202602
May 202603
Jun 202602
Jul 202603
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2024 Filed Feb 20, 2024 23:44 UTC
O HANLEY RONALD PDirector · Chairman, CEO and President
Exercise / conversionCommon Stock 2,582 $0.00 $0.00
Disclosure

SEC source: 0000093751-24-000524 · wk-form4_1708472662.xml · nonDerivative · entry 1

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:44 UTC
Hung Yie-HsinEVP; President and CEO of SSGA
Tax withholdingCommon Stock 8,410 $73.03 $614,182.30
Disclosure

SEC source: 0000093751-24-000523 · wk-form4_1708472642.xml · nonDerivative · entry 1

Hung Yie-Hsin · CIK 0001549066 · EVP; President and CEO of SSGA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,819

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:43 UTC
Hu W. BradfordEVP and Chief Risk Officer
Tax withholdingCommon Stock 2,134 $73.03 $155,846.02
Disclosure

SEC source: 0000093751-24-000522 · wk-form4_1708472615.xml · nonDerivative · entry 1

Hu W. Bradford · CIK 0001629737 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,305

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:43 UTC
Horgan Kathryn MExecutive Vice President
Tax withholdingCommon Stock 4,888 $73.03 $356,970.64
Disclosure

SEC source: 0000093751-24-000521 · wk-form4_1708472602.xml · nonDerivative · entry 3

Horgan Kathryn M · CIK 0001698378 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,512

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:43 UTC
Horgan Kathryn MExecutive Vice President
Tax withholdingCommon Stock 3,747 $73.03 $273,643.41
Disclosure

SEC source: 0000093751-24-000521 · wk-form4_1708472602.xml · nonDerivative · entry 2

Horgan Kathryn M · CIK 0001698378 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,400

F2 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 26, 2021 as part of 2020 compensation.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:43 UTC
Horgan Kathryn MExecutive Vice President
GrantCommon Stock 12,557 $0.00 $0.00
Disclosure

SEC source: 0000093751-24-000521 · wk-form4_1708472602.xml · nonDerivative · entry 1

Horgan Kathryn M · CIK 0001698378 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,147

F1 · shares: Settlement of a performance award granted on February 26, 2021 as part of 2020 compensation.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:43 UTC
FRANZ BRIAN JExecutive Vice President
Tax withholdingCommon Stock 3,932 $73.03 $287,153.96
Disclosure

SEC source: 0000093751-24-000520 · wk-form4_1708472588.xml · nonDerivative · entry 3

FRANZ BRIAN J · CIK 0001798881 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,569

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:43 UTC
FRANZ BRIAN JExecutive Vice President
Tax withholdingCommon Stock 4,041 $73.03 $295,114.23
Disclosure

SEC source: 0000093751-24-000520 · wk-form4_1708472588.xml · nonDerivative · entry 2

FRANZ BRIAN J · CIK 0001798881 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,501

F2 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 26, 2021 as part of 2020 compensation.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:43 UTC
FRANZ BRIAN JExecutive Vice President
GrantCommon Stock 13,420 $0.00 $0.00
Disclosure

SEC source: 0000093751-24-000520 · wk-form4_1708472588.xml · nonDerivative · entry 1

FRANZ BRIAN J · CIK 0001798881 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,542

F1 · shares: Settlement of a performance award granted on February 26, 2021 as part of 2020 compensation.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:43 UTC
Fogarty AnnExecutive Vice President
Tax withholdingCommon Stock 1,445 $73.03 $105,528.35
Disclosure

SEC source: 0000093751-24-000519 · wk-form4_1708472571.xml · nonDerivative · entry 1

Fogarty Ann · CIK 0002005286 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,466

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:42 UTC
Bisegna AnthonyExecutive Vice President
Tax withholdingCommon Stock 966 $73.03 $70,546.98
Disclosure

SEC source: 0000093751-24-000518 · wk-form4_1708472543.xml · nonDerivative · entry 3

Bisegna Anthony · CIK 0002005081 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,343

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:42 UTC
Bisegna AnthonyExecutive Vice President
Tax withholdingCommon Stock 1,874 $73.03 $136,858.22
Disclosure

SEC source: 0000093751-24-000518 · wk-form4_1708472543.xml · nonDerivative · entry 2

Bisegna Anthony · CIK 0002005081 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,309

F2 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 26, 2021 as part of 2020 compensation.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:42 UTC
Bisegna AnthonyExecutive Vice President
GrantCommon Stock 6,132 $0.00 $0.00
Disclosure

SEC source: 0000093751-24-000518 · wk-form4_1708472543.xml · nonDerivative · entry 1

Bisegna Anthony · CIK 0002005081 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,183

F1 · shares: Settlement of a performance award granted on February 26, 2021 as part of 2020 compensation.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:42 UTC
Appleyard IanEVP, CAO and Global Controller
Tax withholdingCommon Stock 1,509 $73.03 $110,202.27
Disclosure

SEC source: 0000093751-24-000517 · wk-form4_1708472526.xml · nonDerivative · entry 3

Appleyard Ian · CIK 0001740298 · EVP, CAO and Global Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,018

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:42 UTC
Appleyard IanEVP, CAO and Global Controller
Tax withholdingCommon Stock 1,235 $73.03 $90,192.05
Disclosure

SEC source: 0000093751-24-000517 · wk-form4_1708472526.xml · nonDerivative · entry 2

Appleyard Ian · CIK 0001740298 · EVP, CAO and Global Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,527

F2 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 26, 2021 as part of 2020 compensation.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:42 UTC
Appleyard IanEVP, CAO and Global Controller
GrantCommon Stock 2,627 $0.00 $0.00
Disclosure

SEC source: 0000093751-24-000517 · wk-form4_1708472526.xml · nonDerivative · entry 1

Appleyard Ian · CIK 0001740298 · EVP, CAO and Global Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,762

F1 · shares: Settlement of a performance award granted on February 26, 2021 as part of 2020 compensation.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:42 UTC
AMBROSIUS JOERGExecutive Vice President
Tax withholdingCommon Stock 1,125 $73.03 $82,158.75
Disclosure

SEC source: 0000093751-24-000516 · wk-form4_1708472514.xml · nonDerivative · entry 3

AMBROSIUS JOERG · CIK 0001782535 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,922

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:42 UTC
AMBROSIUS JOERGExecutive Vice President
Tax withholdingCommon Stock 1,631 $73.03 $119,111.93
Disclosure

SEC source: 0000093751-24-000516 · wk-form4_1708472514.xml · nonDerivative · entry 2

AMBROSIUS JOERG · CIK 0001782535 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,047

F2 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of performance awards and deferred vestings.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:42 UTC
AMBROSIUS JOERGExecutive Vice President
GrantCommon Stock 5,852 $0.00 $0.00
Disclosure

SEC source: 0000093751-24-000516 · wk-form4_1708472514.xml · nonDerivative · entry 1

AMBROSIUS JOERG · CIK 0001782535 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,679

F1 · shares: Settlement of a performance award granted on February 26, 2021 as part of 2020 compensation.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:41 UTC
Aboaf Eric W.Vice Chairman and CFO
Tax withholdingCommon Stock 12,125 $73.03 $885,488.75
Disclosure

SEC source: 0000093751-24-000515 · wk-form4_1708472498.xml · nonDerivative · entry 3

Aboaf Eric W. · CIK 0001638861 · Vice Chairman and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,592

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:41 UTC
Aboaf Eric W.Vice Chairman and CFO
Tax withholdingCommon Stock 10,978 $73.03 $801,723.34
Disclosure

SEC source: 0000093751-24-000515 · wk-form4_1708472498.xml · nonDerivative · entry 2

Aboaf Eric W. · CIK 0001638861 · Vice Chairman and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,717

F2 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 26, 2021 as part of 2020 compensation.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:41 UTC
Aboaf Eric W.Vice Chairman and CFO
GrantCommon Stock 24,721 $0.00 $0.00
Disclosure

SEC source: 0000093751-24-000515 · wk-form4_1708472498.xml · nonDerivative · entry 1

Aboaf Eric W. · CIK 0001638861 · Vice Chairman and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,695

F1 · shares: Settlement of a performance award granted on February 26, 2021 as part of 2020 compensation.

Read SEC document
January 24, 2024 Filed Nov 19, 2024 21:23 UTC PurchaseCommon Stock 5 $74.62 $373.10
Disclosure

SEC source: 0000093751-24-000954 · wk-form4_1732051375.xml · nonDerivative · entry 10

Meaney William L · CIK 0001566391 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By GST Trust

Disclosed balance after: 5

F3 · balance_after: By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
January 24, 2024 Filed Nov 19, 2024 21:23 UTC PurchaseCommon Stock 5 $74.62 $373.10
Disclosure

SEC source: 0000093751-24-000954 · wk-form4_1732051375.xml · nonDerivative · entry 5

Meaney William L · CIK 0001566391 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spousal Trust

Disclosed balance after: 5

F3 · balance_after: By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
November 30, 2023 Filed Dec 4, 2023 21:03 UTC
PLANSKY JOHNExecutive Vice President
GrantCommon Stock 7,447 $0.00 $0.00
Disclosure

SEC source: 0000093751-23-000725 · wk-form4_1701723808.xml · nonDerivative · entry 1

PLANSKY JOHN · CIK 0001782452 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,689

F1 · shares: Restricted stock units granted pursuant to State Street Corporation Amended and Restated 2017 Stock Incentive Plan.

Read SEC document
November 20, 2023 Filed Nov 21, 2023 21:06 UTC
Maiuri Louis DPresident and COO
SaleCommon Stock 8,800 $70.00 $616,000.00
Disclosure

SEC source: 0000093751-23-000722 · wk-form4_1700600788.xml · nonDerivative · entry 1

Maiuri Louis D · CIK 0001676784 · President and COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 118,415

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2023.

Read SEC document
November 16, 2023 Filed Nov 17, 2023 20:58 UTC
RICHARDS MICHAEL LEVP and Chief Admin Officer
SaleCommon Stock 61 $69.59 $4,244.99
Disclosure

SEC source: 0000093751-23-000719 · wk-form4_1700254679.xml · nonDerivative · entry 2

RICHARDS MICHAEL L · CIK 0001807269 · EVP and Chief Admin Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,410

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2023.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 20:59 UTC
O HANLEY RONALD PDirector · Chairman and CEO
Exercise / conversion2023 Cash Settled Restricted Stock Units · Derivative 4,028 Not disclosed Not disclosed
Disclosure

SEC source: 0000093751-23-000720 · wk-form4_1700254734.xml · derivative · entry 10

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,082

Underlying: Common Stock · 4,028 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F8 · derivative.exercise_date: Quarterly installment of award granted on February 24, 2023 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2023 and remaining units vesting in nine equal quarterly installments commencing February 15, 2024.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 20:59 UTC
O HANLEY RONALD PDirector · Chairman and CEO
Exercise / conversion2022 Cash Settled Restricted Stock Units · Derivative 2,516 Not disclosed Not disclosed
Disclosure

SEC source: 0000093751-23-000720 · wk-form4_1700254734.xml · derivative · entry 9

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,580

Underlying: Common Stock · 2,516 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F7 · derivative.exercise_date: Quarterly installment of award granted on February 25, 2022 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2022 and remaining units vesting in nine equal quarterly installments commencing February 15, 2023.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 20:59 UTC
O HANLEY RONALD PDirector · Chairman and CEO
Exercise / conversion2021 Cash Settled Restricted Stock Units · Derivative 2,581 Not disclosed Not disclosed
Disclosure

SEC source: 0000093751-23-000720 · wk-form4_1700254734.xml · derivative · entry 8

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,582

Underlying: Common Stock · 2,581 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F6 · derivative.exercise_date: Quarterly installment of award granted on February 26, 2021 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2021 and remaining units vesting in nine equal quarterly installments commencing February 15, 2022.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 20:59 UTC
O HANLEY RONALD PDirector · Chairman and CEO
Disposition to issuerCommon Stock 4,028 $65.81 $265,082.68
Disclosure

SEC source: 0000093751-23-000720 · wk-form4_1700254734.xml · nonDerivative · entry 6

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,871

F4 · price: Pursuant to award granted on February 24, 2023 under the State Street Corporation 2017 Stock Incentive Plan, price is determined by multiplying the number of Restricted Stock Units by the average closing price of Common Stock on the New York Stock Exchange during the 30 trading days occurring on or immediately prior to the applicable vesting date.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 20:59 UTC
O HANLEY RONALD PDirector · Chairman and CEO
Exercise / conversionCommon Stock 4,028 $0.00 $0.00
Disclosure

SEC source: 0000093751-23-000720 · wk-form4_1700254734.xml · nonDerivative · entry 5

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 20:59 UTC
O HANLEY RONALD PDirector · Chairman and CEO
Disposition to issuerCommon Stock 2,516 $69.73 $175,440.68
Disclosure

SEC source: 0000093751-23-000720 · wk-form4_1700254734.xml · nonDerivative · entry 4

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,871

F3 · price: Pursuant to award granted on February 25, 2022 under the State Street Corporation 2017 Stock Incentive Plan, the price reflected is the closing price of Common Stock on the New York Stock Exchange occurring on the applicable vesting date.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 20:59 UTC
O HANLEY RONALD PDirector · Chairman and CEO
Exercise / conversionCommon Stock 2,516 $0.00 $0.00
Disclosure

SEC source: 0000093751-23-000720 · wk-form4_1700254734.xml · nonDerivative · entry 3

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 20:59 UTC
O HANLEY RONALD PDirector · Chairman and CEO
Disposition to issuerCommon Stock 2,581 $69.73 $179,973.13
Disclosure

SEC source: 0000093751-23-000720 · wk-form4_1700254734.xml · nonDerivative · entry 2

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,871

F2 · price: Pursuant to award granted on February 26, 2021 under the State Street Corporation 2017 Stock Incentive Plan, the price reflected is the closing price of Common Stock on the New York Stock Exchange occurring on the applicable vesting date.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 20:59 UTC
O HANLEY RONALD PDirector · Chairman and CEO
Exercise / conversionCommon Stock 2,581 $0.00 $0.00
Disclosure

SEC source: 0000093751-23-000720 · wk-form4_1700254734.xml · nonDerivative · entry 1

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 20:58 UTC
RICHARDS MICHAEL LEVP and Chief Admin Officer
Tax withholdingCommon Stock 173 $69.73 $12,063.29
Disclosure

SEC source: 0000093751-23-000719 · wk-form4_1700254679.xml · nonDerivative · entry 1

RICHARDS MICHAEL L · CIK 0001807269 · EVP and Chief Admin Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,471

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 20:57 UTC
PHELAN DAVID CEVP; Gen Counsel and Secretary
Tax withholdingCommon Stock 391 $69.73 $27,264.43
Disclosure

SEC source: 0000093751-23-000718 · wk-form4_1700254620.xml · nonDerivative · entry 1

PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,318

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 20:05 UTC
Aboaf Eric W.Vice Chairman and CFO
SaleCommon Stock 1,900 $65.50 $124,450.00
Disclosure

SEC source: 0000093751-23-000701 · wk-form4_1699041889.xml · nonDerivative · entry 2

Aboaf Eric W. · CIK 0001638861 · Vice Chairman and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 135,974

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.34 through $65.66, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 20:05 UTC
Aboaf Eric W.Vice Chairman and CFO
SaleCommon Stock 8,100 $64.81 $524,961.00
Disclosure

SEC source: 0000093751-23-000701 · wk-form4_1699041889.xml · nonDerivative · entry 1

Aboaf Eric W. · CIK 0001638861 · Vice Chairman and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 137,874

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.34 through $65.33, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 20:26 UTC
Aboaf Eric W.Vice Chairman and CFO
SaleCommon Stock 2,372 $67.63 $160,418.36
Disclosure

SEC source: 0000093751-23-000677 · wk-form4_1692822352.xml · nonDerivative · entry 2

Aboaf Eric W. · CIK 0001638861 · Vice Chairman and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 145,974

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.49 through $68.01, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

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August 21, 2023 Filed Aug 23, 2023 20:26 UTC
Aboaf Eric W.Vice Chairman and CFO
SaleCommon Stock 9,514 $67.01 $637,533.14
Disclosure

SEC source: 0000093751-23-000677 · wk-form4_1692822352.xml · nonDerivative · entry 1

Aboaf Eric W. · CIK 0001638861 · Vice Chairman and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 148,346

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.49 through $67.48, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

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August 16, 2023 Filed Aug 17, 2023 22:10 UTC
RICHARDS MICHAEL LEVP and Chief Admin Officer
SaleCommon Stock 61 $69.21 $4,221.81
Disclosure

SEC source: 0000093751-23-000672 · wk-form4_1692310239.xml · nonDerivative · entry 2

RICHARDS MICHAEL L · CIK 0001807269 · EVP and Chief Admin Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,644

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2023.

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August 15, 2023 Filed Aug 17, 2023 22:12 UTC
Appleyard IanEVP, CAO and Global Controller
Tax withholdingCommon Stock 358 $69.56 $24,902.48
Disclosure

SEC source: 0000093751-23-000674 · wk-form4_1692310325.xml · nonDerivative · entry 1

Appleyard Ian · CIK 0001740298 · EVP, CAO and Global Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,135

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

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August 15, 2023 Filed Aug 17, 2023 22:10 UTC
RICHARDS MICHAEL LEVP and Chief Admin Officer
Tax withholdingCommon Stock 173 $69.56 $12,033.88
Disclosure

SEC source: 0000093751-23-000672 · wk-form4_1692310239.xml · nonDerivative · entry 1

RICHARDS MICHAEL L · CIK 0001807269 · EVP and Chief Admin Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,705

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

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August 15, 2023 Filed Aug 17, 2023 22:09 UTC
PHELAN DAVID CEVP; Gen Counsel and Secretary
Tax withholdingCommon Stock 391 $69.56 $27,197.96
Disclosure

SEC source: 0000093751-23-000670 · wk-form4_1692310174.xml · nonDerivative · entry 1

PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,709

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

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August 15, 2023 Filed Aug 17, 2023 22:08 UTC
O HANLEY RONALD PDirector · Chairman and CEO
Exercise / conversion2023 Cash Settled Restricted Stock Units · Derivative 4,027 Not disclosed Not disclosed
Disclosure

SEC source: 0000093751-23-000668 · wk-form4_1692310112.xml · derivative · entry 10

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,110

Underlying: Common Stock · 4,027 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F8 · derivative.exercise_date: Quarterly installment of award granted on February 24, 2023 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2023 and remaining units vesting in nine equal quarterly installments commencing February 15, 2024.

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August 15, 2023 Filed Aug 17, 2023 22:08 UTC
O HANLEY RONALD PDirector · Chairman and CEO
Exercise / conversion2022 Cash Settled Restricted Stock Units · Derivative 2,516 Not disclosed Not disclosed
Disclosure

SEC source: 0000093751-23-000668 · wk-form4_1692310112.xml · derivative · entry 9

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,096

Underlying: Common Stock · 2,516 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F7 · derivative.exercise_date: Quarterly installment of award granted on February 25, 2022 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2022 and remaining units vesting in nine equal quarterly installments commencing February 15, 2023.

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August 15, 2023 Filed Aug 17, 2023 22:08 UTC
O HANLEY RONALD PDirector · Chairman and CEO
Exercise / conversion2021 Cash Settled Restricted Stock Units · Derivative 2,581 Not disclosed Not disclosed
Disclosure

SEC source: 0000093751-23-000668 · wk-form4_1692310112.xml · derivative · entry 8

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,163

Underlying: Common Stock · 2,581 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F6 · derivative.exercise_date: Quarterly installment of award granted on February 26, 2021 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2021 and remaining units vesting in nine equal quarterly installments commencing February 15, 2022.

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August 15, 2023 Filed Aug 17, 2023 22:08 UTC
O HANLEY RONALD PDirector · Chairman and CEO
Disposition to issuerCommon Stock 4,027 $72.06 $290,185.62
Disclosure

SEC source: 0000093751-23-000668 · wk-form4_1692310112.xml · nonDerivative · entry 6

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,871

F4 · price: Pursuant to award granted on February 24, 2023 under the State Street Corporation 2017 Stock Incentive Plan, price is determined by multiplying the number of Restricted Stock Units by the average closing price of Common Stock on the New York Stock Exchange during the 30 trading days occurring on or immediately prior to the applicable vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.