STT

SEC source: 0000093751-24-000696 · wk-form4_1724099472.xml · nonDerivative · entry 1

TAHIRI MOSTAPHA · CIK 0001818588 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,139

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

SEC source: 0000093751-24-000694 · wk-form4_1724099446.xml · nonDerivative · entry 1

Timby Sarah · CIK 0002005129 · EVP and Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,888

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

SEC source: 0000093751-24-000695 · wk-form4_1724099459.xml · derivative · entry 10

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,444

Underlying: Common Stock · 6,611 shares

Expires 2027-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F8 · derivative.exercise_date: Quarterly installment of award granted on February 23, 2024 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2024 and remaining units vesting in nine equal quarterly installments commencing February 15, 2025.

SEC source: 0000093751-24-000695 · wk-form4_1724099459.xml · derivative · entry 9

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,056

Underlying: Common Stock · 1,342 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F7 · derivative.exercise_date: Quarterly installment of award granted on February 24, 2023 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2023 and remaining units vesting in nine equal quarterly installments commencing February 15, 2024.

SEC source: 0000093751-24-000695 · wk-form4_1724099459.xml · derivative · entry 8

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,032

Underlying: Common Stock · 2,516 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F6 · derivative.exercise_date: Quarterly installment of award granted on February 25, 2022 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2022 and remaining units vesting in nine equal quarterly installments commencing February 15, 2023.

SEC source: 0000093751-24-000695 · wk-form4_1724099459.xml · nonDerivative · entry 6

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,028

F4 · price: Pursuant to award granted on February 23, 2024 under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan, price is determined by multiplying the number of Restricted Stock Units by the average closing price of Common Stock on the New York Stock Exchange during the 30 trading days occurring on or immediately prior to the applicable vesting date.

SEC source: 0000093751-24-000695 · wk-form4_1724099459.xml · nonDerivative · entry 5

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

SEC source: 0000093751-24-000695 · wk-form4_1724099459.xml · nonDerivative · entry 4

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,028

F3 · price: Pursuant to award granted on February 24, 2023 under the State Street Corporation 2017 Stock Incentive Plan, price is determined by multiplying the number of Restricted Stock Units by the average closing price of Common Stock on the New York Stock Exchange during the 30 trading days occurring on or immediately prior to the applicable vesting date.

SEC source: 0000093751-24-000695 · wk-form4_1724099459.xml · nonDerivative · entry 3

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

SEC source: 0000093751-24-000695 · wk-form4_1724099459.xml · nonDerivative · entry 2

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,028

F2 · price: Pursuant to award granted on February 25, 2022 under the State Street Corporation 2017 Stock Incentive Plan, the price reflected is the closing price of Common Stock on the New York Stock Exchange occurring on the applicable vesting date.

SEC source: 0000093751-24-000695 · wk-form4_1724099459.xml · nonDerivative · entry 1

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

SEC source: 0000093751-24-000685 · wk-form4_1723838796.xml · nonDerivative · entry 1

Aboaf Eric W. · CIK 0001638861 · Vice Chairman and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 130,063

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 29, 2024.

SEC source: 0000093751-24-000954 · wk-form4_1732051375.xml · nonDerivative · entry 15

Meaney William L · CIK 0001566391 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By GST Trust

Disclosed balance after: 20

F4 · kind: The reporting person has disgorged $68.00 to the Company, representing the full amount of the profit realized in connection with the short-swing transaction.

F3 · balance_after: By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

SEC source: 0000093751-24-000667 · wk-form4_1722629092.xml · nonDerivative · entry 1

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,028

SEC source: 0000093751-24-000954 · wk-form4_1732051375.xml · nonDerivative · entry 14

Meaney William L · CIK 0001566391 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By GST Trust

Disclosed balance after: 30

F3 · balance_after: By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

SEC source: 0000093751-24-000954 · wk-form4_1732051375.xml · nonDerivative · entry 9

Meaney William L · CIK 0001566391 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spousal Trust

Disclosed balance after: 30

F3 · balance_after: By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

SEC source: 0000093751-24-000954 · wk-form4_1732051375.xml · nonDerivative · entry 4

Meaney William L · CIK 0001566391 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,512

F2 · kind: The reporting person has disgorged $15.80 to the Company, representing the full amount of the profit realized in connection with the short-swing transaction.

F1 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

SEC source: 0000093751-24-000643 · wk-form4_1717445446.xml · nonDerivative · entry 1

Milrod Donna M · CIK 0001493239 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,008

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2024.

SEC source: 0000093751-24-000641 · wk-form4_1716408579.xml · nonDerivative · entry 1

Timby Sarah · CIK 0002005129 · EVP and Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,573

SEC source: 0000093751-24-000954 · wk-form4_1732051375.xml · nonDerivative · entry 13

Meaney William L · CIK 0001566391 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By GST Trust

Disclosed balance after: 20

F3 · balance_after: By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

SEC source: 0000093751-24-000954 · wk-form4_1732051375.xml · nonDerivative · entry 8

Meaney William L · CIK 0001566391 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spousal Trust

Disclosed balance after: 20

F3 · balance_after: By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

SEC source: 0000093751-24-000635 · wk-form4_1715976473.xml · nonDerivative · entry 2

Bisegna Anthony · CIK 0002005081 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,839

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2023.

SEC source: 0000093751-24-000637 · wk-form4_1715976514.xml · nonDerivative · entry 1

Freda William C · CIK 0001626695 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,636

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

SEC source: 0000093751-24-000636 · wk-form4_1715976495.xml · nonDerivative · entry 1

O'Sullivan Sean · CIK 0001704680 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,231

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

SEC source: 0000093751-24-000635 · wk-form4_1715976473.xml · nonDerivative · entry 1

Bisegna Anthony · CIK 0002005081 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,482

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

SEC source: 0000093751-24-000634 · wk-form4_1715976445.xml · nonDerivative · entry 1

Fawcett Amelia C. · CIK 0001383961 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,928

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

SEC source: 0000093751-24-000633 · wk-form4_1715976415.xml · nonDerivative · entry 1

de Saint-Aignan Patrick · CIK 0001444295 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,728

F1 · shares: Payment of Director's stock award.

SEC source: 0000093751-24-000632 · wk-form4_1715976367.xml · derivative · entry 10

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,055

Underlying: Common Stock · 6,610 shares

Expires 2027-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F8 · derivative.exercise_date: Quarterly installment of award granted on February 23, 2024 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2024 and remaining units vesting in nine equal quarterly installments commencing February 15, 2025.

SEC source: 0000093751-24-000632 · wk-form4_1715976367.xml · derivative · entry 9

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,398

Underlying: Common Stock · 1,342 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F7 · derivative.exercise_date: Quarterly installment of award granted on February 24, 2023 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2023 and remaining units vesting in nine equal quarterly installments commencing February 15, 2024.

SEC source: 0000093751-24-000632 · wk-form4_1715976367.xml · derivative · entry 8

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,548

Underlying: Common Stock · 2,516 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F6 · derivative.exercise_date: Quarterly installment of award granted on February 25, 2022 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2022 and remaining units vesting in nine equal quarterly installments commencing February 15, 2023.

SEC source: 0000093751-24-000632 · wk-form4_1715976367.xml · nonDerivative · entry 6

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,583

F4 · price: Pursuant to award granted on February 23, 2024 under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan, price is determined by multiplying the number of Restricted Stock Units by the average closing price of Common Stock on the New York Stock Exchange during the 30 trading days occurring on or immediately prior to the applicable vesting date.

SEC source: 0000093751-24-000632 · wk-form4_1715976367.xml · nonDerivative · entry 5

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 236,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

SEC source: 0000093751-24-000632 · wk-form4_1715976367.xml · nonDerivative · entry 4

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,583

F3 · price: Pursuant to award granted on February 24, 2023 under the State Street Corporation 2017 Stock Incentive Plan, price is determined by multiplying the number of Restricted Stock Units by the average closing price of Common Stock on the New York Stock Exchange during the 30 trading days occurring on or immediately prior to the applicable vesting date.

SEC source: 0000093751-24-000632 · wk-form4_1715976367.xml · nonDerivative · entry 3

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

SEC source: 0000093751-24-000632 · wk-form4_1715976367.xml · nonDerivative · entry 2

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,583

F2 · price: Pursuant to award granted on February 25, 2022 under the State Street Corporation 2017 Stock Incentive Plan, the price reflected is the closing price of Common Stock on the New York Stock Exchange occurring on the applicable vesting date.

SEC source: 0000093751-24-000632 · wk-form4_1715976367.xml · nonDerivative · entry 1

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

SEC source: 0000093751-24-000631 · wk-form4_1715976347.xml · nonDerivative · entry 1

DeMaio Donna · CIK 0001704321 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,794

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

SEC source: 0000093751-24-000630 · wk-form4_1715976317.xml · nonDerivative · entry 1

TAHIRI MOSTAPHA · CIK 0001818588 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,224

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

SEC source: 0000093751-24-000629 · wk-form4_1715976292.xml · nonDerivative · entry 1

Fogarty Ann · CIK 0002005286 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,950

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

SEC source: 0000093751-24-000628 · wk-form4_1715976275.xml · nonDerivative · entry 1

SUMME GREGORY L · CIK 0001143422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,328

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

SEC source: 0000093751-24-000626 · wk-form4_1715976226.xml · nonDerivative · entry 1

Rhea John B · CIK 0001694266 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,967

F1 · shares: Payment of Director's stock award and retainers.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

SEC source: 0000093751-24-000627 · wk-form4_1715976255.xml · nonDerivative · entry 1

Portalatin Julio A · CIK 0001541365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,282

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

SEC source: 0000093751-24-000625 · wk-form4_1715976201.xml · nonDerivative · entry 1

Meaney William L · CIK 0001566391 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,092

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

SEC source: 0000093751-24-000623 · wk-form4_1715976149.xml · nonDerivative · entry 1

Milrod Donna M · CIK 0001493239 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,109

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

SEC source: 0000093751-24-000624 · wk-form4_1715976182.xml · nonDerivative · entry 1

MATHEW SARA · CIK 0001192748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,146

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

SEC source: 0000093751-24-000622 · wk-form4_1715976119.xml · nonDerivative · entry 1

Chandoha Marie A · CIK 0001656828 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,620

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

SEC source: 0000093751-24-000605 · wk-form4_1715890834.xml · nonDerivative · entry 1

Aboaf Eric W. · CIK 0001638861 · Vice Chairman and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 137,063

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2023.

SEC source: 0000093751-24-000591 · wk-form4_1715716933.xml · nonDerivative · entry 1

AMBROSIUS JOERG · CIK 0001782535 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,397

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.73 through $76.76, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

SEC source: 0000093751-24-000954 · wk-form4_1732051375.xml · nonDerivative · entry 7

Meaney William L · CIK 0001566391 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spousal Trust

Disclosed balance after: 10

F3 · balance_after: By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

SEC source: 0000093751-24-000954 · wk-form4_1732051375.xml · nonDerivative · entry 12

Meaney William L · CIK 0001566391 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By GST Trust

Disclosed balance after: 10

F3 · balance_after: By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.