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STT

STATE STREET CORP

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242
SEC CIK
0000093751
Parsed reports
778

Last 12 months

Inside the activity.

1 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202603
Mar 202612
Apr 202602
May 202603
Jun 202602
Jul 202603
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 15, 2021 Filed Aug 17, 2021 20:07 UTC
Appleyard IanEVP, CAO and Global Controller
Tax withholdingCommon Stock 357 $90.79 $32,412.03
Disclosure

SEC source: 0000093751-21-000659 · wf-form4_162923081453267.xml · nonDerivative · entry 1

Appleyard Ian · CIK 0001740298 · EVP, CAO and Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,101

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 20:03 UTC
Taraporevala CyrusEVP; President and CEO of SSGA
SaleCommon Stock 4,487 $89.40 $401,137.80
Disclosure

SEC source: 0000093751-21-000639 · wf-form4_162871220833607.xml · nonDerivative · entry 1

Taraporevala Cyrus · CIK 0001454920 · EVP; President and CEO of SSGA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,118

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2021.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 20:14 UTC
Taraporevala CyrusEVP; President and CEO of SSGA
SaleCommon Stock 4,488 $85.02 $381,569.76
Disclosure

SEC source: 0000093751-21-000637 · wf-form4_162750322865264.xml · nonDerivative · entry 1

Taraporevala Cyrus · CIK 0001454920 · EVP; President and CEO of SSGA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,605

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2021.

Read SEC document
May 28, 2021 Filed Aug 17, 2021 20:06 UTC
Maiuri Louis DEVP & Chief Operating Officer
GiftCommon Stock 29,320 $0.00 $0.00
Disclosure

SEC source: 0000093751-21-000658 · wf-form4_162923077566157.xml · nonDerivative · entry 1

Maiuri Louis D · CIK 0001676784 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,750

F1 · balance_after: On May 28, 2021, the reporting person contributed 29,320 shares of State Street Corporation common stock to a spousal trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:47 UTC
PHELAN DAVID CEVP; Gen Counsel and Secretary
SaleCommon Stock 50,000 $84.30 $4,215,000.00
Disclosure

SEC source: 0000093751-21-000597 · wf-form4_162163000867556.xml · nonDerivative · entry 1

PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,553

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.00 through $84.67, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:46 UTC
Appleyard IanEVP, CAO and Global Controller
SaleCommon Stock 3,800 $84.59 $321,442.00
Disclosure

SEC source: 0000093751-21-000596 · wf-form4_162162998852407.xml · nonDerivative · entry 1

Appleyard Ian · CIK 0001740298 · EVP, CAO and Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,458

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.57 through $84.60, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
May 19, 2021 Filed May 21, 2021 20:46 UTC GrantCommon Stock 2,319 $0.00 $0.00
Disclosure

SEC source: 0000093751-21-000595 · wf-form4_162162996412790.xml · nonDerivative · entry 1

SUMME GREGORY L · CIK 0001143422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,565

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

Read SEC document
May 19, 2021 Filed May 21, 2021 20:45 UTC GrantCommon Stock 2,319 $0.00 $0.00
Disclosure

SEC source: 0000093751-21-000594 · wf-form4_162162993044954.xml · nonDerivative · entry 1

SERGEL RICHARD P · CIK 0001095170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,916

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

Read SEC document
May 19, 2021 Filed May 21, 2021 20:45 UTC
Rhea John BDirector
GrantCommon Stock 3,390 $0.00 $0.00
Disclosure

SEC source: 0000093751-21-000593 · wf-form4_162162990900321.xml · nonDerivative · entry 1

Rhea John B · CIK 0001694266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,992

F1 · shares: Payment of Director's stock award and retainer.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

Read SEC document
May 19, 2021 Filed May 21, 2021 20:45 UTC GrantCommon Stock 2,319 $0.00 $0.00
Disclosure

SEC source: 0000093751-21-000592 · wf-form4_162162988242994.xml · nonDerivative · entry 1

Portalatin Julio A · CIK 0001541365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,731

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

Read SEC document
May 19, 2021 Filed May 21, 2021 20:44 UTC GrantCommon Stock 2,319 $0.00 $0.00
Disclosure

SEC source: 0000093751-21-000591 · wf-form4_162162985656369.xml · nonDerivative · entry 1

O'Sullivan Sean · CIK 0001704680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,289

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

Read SEC document
May 19, 2021 Filed May 21, 2021 20:44 UTC GrantCommon Stock 2,319 $0.00 $0.00
Disclosure

SEC source: 0000093751-21-000590 · wf-form4_162162983767721.xml · nonDerivative · entry 1

Meaney William L · CIK 0001566391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,346

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

Read SEC document
May 19, 2021 Filed May 21, 2021 20:43 UTC
MATHEW SARADirector
GrantCommon Stock 2,319 $0.00 $0.00
Disclosure

SEC source: 0000093751-21-000589 · wf-form4_162162979348066.xml · nonDerivative · entry 1

MATHEW SARA · CIK 0001192748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,966

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

Read SEC document
May 19, 2021 Filed May 21, 2021 20:43 UTC GrantCommon Stock 2,319 $0.00 $0.00
Disclosure

SEC source: 0000093751-21-000588 · wf-form4_162162975477246.xml · nonDerivative · entry 1

Freda William C · CIK 0001626695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,106

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

Read SEC document
May 19, 2021 Filed May 21, 2021 20:42 UTC GrantCommon Stock 2,319 $0.00 $0.00
Disclosure

SEC source: 0000093751-21-000587 · wf-form4_162162972553357.xml · nonDerivative · entry 1

Fawcett Amelia C. · CIK 0001383961 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,236

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

Read SEC document
May 19, 2021 Filed May 21, 2021 20:42 UTC GrantCommon Stock 2,319 $0.00 $0.00
Disclosure

SEC source: 0000093751-21-000586 · wf-form4_162162970310727.xml · nonDerivative · entry 1

de Saint-Aignan Patrick · CIK 0001444295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,453

F1 · shares: Payment of Director's stock award.

Read SEC document
May 19, 2021 Filed May 21, 2021 20:41 UTC GrantCommon Stock 2,319 $0.00 $0.00
Disclosure

SEC source: 0000093751-21-000585 · wf-form4_162162968574162.xml · nonDerivative · entry 1

Chandoha Marie A · CIK 0001656828 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,788

F1 · shares: Payment of Director's stock award.

Read SEC document
May 17, 2021 Filed May 18, 2021 20:29 UTC
RICHARDS MICHAEL LEVP and Chief Admin Officer
SaleCommon Stock 331 $86.11 $28,502.41
Disclosure

SEC source: 0000093751-21-000566 · wf-form4_162136972968035.xml · nonDerivative · entry 2

RICHARDS MICHAEL L · CIK 0001807269 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,329

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 23, 2020.

Read SEC document
May 15, 2021 Filed May 18, 2021 20:29 UTC
RICHARDS MICHAEL LEVP and Chief Admin Officer
Tax withholdingCommon Stock 307 $86.75 $26,632.25
Disclosure

SEC source: 0000093751-21-000566 · wf-form4_162136972968035.xml · nonDerivative · entry 1

RICHARDS MICHAEL L · CIK 0001807269 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,660

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
May 15, 2021 Filed May 18, 2021 20:28 UTC
PHELAN DAVID CEVP; Gen Counsel and Secretary
Tax withholdingCommon Stock 741 $86.75 $64,281.75
Disclosure

SEC source: 0000093751-21-000565 · wf-form4_162136970563828.xml · nonDerivative · entry 1

PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,553

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
May 15, 2021 Filed May 18, 2021 20:28 UTC
O HANLEY RONALD PDirector · Chairman, President and CEO
Exercise / conversion2021 Cash Settled Restricted Stock Units · Derivative 7,744 Not disclosed Not disclosed
Disclosure

SEC source: 0000093751-21-000564 · wf-form4_162136959385799.xml · derivative · entry 3

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,717

Underlying: Common Stock · 7,744 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit is the economic equivalent of one share of State Street Corporation common stock.

F1 · price: Each unit is the economic equivalent of one share of State Street Corporation common stock.

F2 · derivative.exercise_date: Quarterly installment of award granted on February 26, 2021 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2021 and the remaining units vesting in nine equal quarterly installments commencing February 15, 2022.

Read SEC document
May 15, 2021 Filed May 18, 2021 20:28 UTC
O HANLEY RONALD PDirector · Chairman, President and CEO
Disposition to issuerCommon Stock 3,434 $86.75 $297,899.50
Disclosure

SEC source: 0000093751-21-000564 · wf-form4_162136959385799.xml · nonDerivative · entry 2

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,659

Read SEC document
May 15, 2021 Filed May 18, 2021 20:28 UTC
O HANLEY RONALD PDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 7,744 Not disclosed Not disclosed
Disclosure

SEC source: 0000093751-21-000564 · wf-form4_162136959385799.xml · nonDerivative · entry 1

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit is the economic equivalent of one share of State Street Corporation common stock.

Read SEC document
May 15, 2021 Filed May 21, 2021 20:41 UTC Amendment
O HANLEY RONALD PDirector · Chairman, President and CEO
Disposition to issuerCommon Stock 7,744 $86.75 $671,792.00
Disclosure

SEC source: 0000093751-21-000584 · wf-form4a_162162965676581.xml · nonDerivative · entry 1

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,349

F1 · shares: On May 18, 2021, the reporting person filed a Form 4 that, due to administrative error, did not include all shares disposed in connection with the vesting and cash-settlement of the reporting person's quarterly installment of previously-awarded cash-settled restricted stock units. This amendment corrects the number of shares cash-settled and the amount of securities beneficially owned following the transaction.

F1 · balance_after: On May 18, 2021, the reporting person filed a Form 4 that, due to administrative error, did not include all shares disposed in connection with the vesting and cash-settlement of the reporting person's quarterly installment of previously-awarded cash-settled restricted stock units. This amendment corrects the number of shares cash-settled and the amount of securities beneficially owned following the transaction.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:14 UTC
Rhea John BDirector
GrantCommon Stock 599 $0.00 $0.00
Disclosure

SEC source: 0000093751-21-000518 · wf-form4_161532446772757.xml · nonDerivative · entry 1

Rhea John B · CIK 0001694266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599

F1 · shares: Payment of Director's stock award and retainer.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:14 UTC GrantCommon Stock 410 $0.00 $0.00
Disclosure

SEC source: 0000093751-21-000517 · wf-form4_161532444283875.xml · nonDerivative · entry 1

Portalatin Julio A · CIK 0001541365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410

F1 · shares: Payment of prorated Director's stock award.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 22:38 UTC
RICHARDS MICHAEL LEVP and Chief Admin Officer
SaleCommon Stock 365 $74.61 $27,232.65
Disclosure

SEC source: 0000093751-21-000507 · wf-form4_161472469497505.xml · nonDerivative · entry 4

RICHARDS MICHAEL L · CIK 0001807269 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,967

F4 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 23, 2020.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 22:36 UTC
Kuritzkes Andrew PEVP and Chief Risk Officer
SaleCommon Stock 6,060 $74.61 $452,136.60
Disclosure

SEC source: 0000093751-21-000503 · wf-form4_161472454229934.xml · nonDerivative · entry 4

Kuritzkes Andrew P · CIK 0001497324 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,363

F5 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2019.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:39 UTC
Taraporevala CyrusEVP; President and CEO of SSGA
Tax withholdingCommon Stock 17,642 $72.77 $1,283,808.34
Disclosure

SEC source: 0000093751-21-000508 · wf-form4_161472472102462.xml · nonDerivative · entry 3

Taraporevala Cyrus · CIK 0001454920 · EVP; President and CEO of SSGA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,093

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of performance awards granted on November 30, 2017 and February 26, 2018 as part of 2017 compensation.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:39 UTC
Taraporevala CyrusEVP; President and CEO of SSGA
GrantCommon Stock 39,777 $0.00 $0.00
Disclosure

SEC source: 0000093751-21-000508 · wf-form4_161472472102462.xml · nonDerivative · entry 2

Taraporevala Cyrus · CIK 0001454920 · EVP; President and CEO of SSGA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,735

F2 · shares: Settlement of performance awards granted on November 30, 2017 and February 26, 2018 as part of 2017 compensation.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:39 UTC
Taraporevala CyrusEVP; President and CEO of SSGA
GrantCommon Stock 24,682 $0.00 $0.00
Disclosure

SEC source: 0000093751-21-000508 · wf-form4_161472472102462.xml · nonDerivative · entry 1

Taraporevala Cyrus · CIK 0001454920 · EVP; President and CEO of SSGA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,958

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:38 UTC
RICHARDS MICHAEL LEVP and Chief Admin Officer
Tax withholdingCommon Stock 379 $72.77 $27,579.83
Disclosure

SEC source: 0000093751-21-000507 · wf-form4_161472469497505.xml · nonDerivative · entry 3

RICHARDS MICHAEL L · CIK 0001807269 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,332

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 26, 2018 as part of 2017 compensation.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:38 UTC
RICHARDS MICHAEL LEVP and Chief Admin Officer
GrantCommon Stock 1,291 $0.00 $0.00
Disclosure

SEC source: 0000093751-21-000507 · wf-form4_161472469497505.xml · nonDerivative · entry 2

RICHARDS MICHAEL L · CIK 0001807269 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,711

F2 · shares: Settlement of a performance award granted on February 26, 2018 as part of 2017 compensation.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:38 UTC
RICHARDS MICHAEL LEVP and Chief Admin Officer
GrantCommon Stock 7,105 $0.00 $0.00
Disclosure

SEC source: 0000093751-21-000507 · wf-form4_161472469497505.xml · nonDerivative · entry 1

RICHARDS MICHAEL L · CIK 0001807269 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,420

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:38 UTC
PHELAN DAVID CEVP; Gen Counsel and Secretary
Tax withholdingCommon Stock 1,016 $72.77 $73,934.32
Disclosure

SEC source: 0000093751-21-000506 · wf-form4_161472467274385.xml · nonDerivative · entry 3

PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,294

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 26, 2018 as part of 2017 compensation.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:38 UTC
PHELAN DAVID CEVP; Gen Counsel and Secretary
GrantCommon Stock 2,746 $0.00 $0.00
Disclosure

SEC source: 0000093751-21-000506 · wf-form4_161472467274385.xml · nonDerivative · entry 2

PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,310

F2 · shares: Settlement of a performance award granted on February 26, 2018 as part of 2017 compensation.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:38 UTC
PHELAN DAVID CEVP; Gen Counsel and Secretary
GrantCommon Stock 15,332 $0.00 $0.00
Disclosure

SEC source: 0000093751-21-000506 · wf-form4_161472467274385.xml · nonDerivative · entry 1

PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,564

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:37 UTC
Maiuri Louis DEVP & Chief Operating Officer
Tax withholdingCommon Stock 11,960 $72.77 $870,329.20
Disclosure

SEC source: 0000093751-21-000504 · wf-form4_161472458014239.xml · nonDerivative · entry 3

Maiuri Louis D · CIK 0001676784 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,070

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 26, 2018 as part of 2017 compensation.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:37 UTC
Maiuri Louis DEVP & Chief Operating Officer
GrantCommon Stock 27,139 $0.00 $0.00
Disclosure

SEC source: 0000093751-21-000504 · wf-form4_161472458014239.xml · nonDerivative · entry 2

Maiuri Louis D · CIK 0001676784 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,030

F2 · shares: Settlement of a performance award granted on February 26, 2018 as part of 2017 compensation.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:37 UTC
Maiuri Louis DEVP & Chief Operating Officer
GrantCommon Stock 25,244 $0.00 $0.00
Disclosure

SEC source: 0000093751-21-000504 · wf-form4_161472458014239.xml · nonDerivative · entry 1

Maiuri Louis D · CIK 0001676784 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,891

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:37 UTC
O HANLEY RONALD PDirector · Chairman, President and CEO
Grant2021 Cash Settled Restricted Stock Units · Derivative 46,461 Not disclosed Not disclosed
Disclosure

SEC source: 0000093751-21-000505 · wf-form4_161472463619354.xml · derivative · entry 4

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,461

Underlying: Common Stock · 46,461 shares

Expires 2024-02-15

F4 · derivative.exercise_price: Each unit is the economic equivalent of one share of State Street Corporation common stock.

F4 · price: Each unit is the economic equivalent of one share of State Street Corporation common stock.

F5 · derivative.exercise_date: Award granted under the State Street Corporation 2017 Stock Incentive Plan. One-half of these units vest in three equal quarterly installments commencing May 15, 2021. The remaining units vest in nine equal quarterly installments commencng February 15, 2022.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:37 UTC
O HANLEY RONALD PDirector · Chairman, President and CEO
Tax withholdingCommon Stock 10,982 $72.77 $799,160.14
Disclosure

SEC source: 0000093751-21-000505 · wf-form4_161472463619354.xml · nonDerivative · entry 3

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,349

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 26, 2018 as part of 2017 compensation.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:37 UTC
O HANLEY RONALD PDirector · Chairman, President and CEO
GrantCommon Stock 24,762 $0.00 $0.00
Disclosure

SEC source: 0000093751-21-000505 · wf-form4_161472463619354.xml · nonDerivative · entry 2

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,331

F2 · shares: Settlement of a performance award granted on February 26, 2018 as part of 2017 compensation.

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February 26, 2021 Filed Mar 2, 2021 22:37 UTC
O HANLEY RONALD PDirector · Chairman, President and CEO
GrantCommon Stock 48,616 $0.00 $0.00
Disclosure

SEC source: 0000093751-21-000505 · wf-form4_161472463619354.xml · nonDerivative · entry 1

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,569

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

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February 26, 2021 Filed Mar 2, 2021 22:35 UTC
Erickson AndrewExecutive Vice President
GrantCommon Stock 46,989 $0.00 $0.00
Disclosure

SEC source: 0000093751-21-000501 · wf-form4_161472447961368.xml · nonDerivative · entry 3

Erickson Andrew · CIK 0001676785 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,864

F3 · shares: Settlement of performance awards granted on November 30, 2017 and February 26, 2018 as part of 2017 compensation.

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February 26, 2021 Filed Mar 2, 2021 22:35 UTC
Erickson AndrewExecutive Vice President
GrantCommon Stock 21,878 $0.00 $0.00
Disclosure

SEC source: 0000093751-21-000501 · wf-form4_161472447961368.xml · nonDerivative · entry 2

Erickson Andrew · CIK 0001676785 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,875

F2 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

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February 26, 2021 Filed Mar 2, 2021 22:35 UTC
Erickson AndrewExecutive Vice President
SaleCommon Stock 11,000 $73.30 $806,300.00
Disclosure

SEC source: 0000093751-21-000501 · wf-form4_161472447961368.xml · nonDerivative · entry 1

Erickson Andrew · CIK 0001676785 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,997

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.260 through $73.505, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

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February 26, 2021 Filed Mar 2, 2021 22:36 UTC
Kuritzkes Andrew PEVP and Chief Risk Officer
Tax withholdingCommon Stock 5,620 $72.77 $408,967.40
Disclosure

SEC source: 0000093751-21-000503 · wf-form4_161472454229934.xml · nonDerivative · entry 3

Kuritzkes Andrew P · CIK 0001497324 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,423

F4 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 26, 2018 as part of 2017 compensation.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

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February 26, 2021 Filed Mar 2, 2021 22:36 UTC
Kuritzkes Andrew PEVP and Chief Risk Officer
GrantCommon Stock 11,680 $0.00 $0.00
Disclosure

SEC source: 0000093751-21-000503 · wf-form4_161472454229934.xml · nonDerivative · entry 2

Kuritzkes Andrew P · CIK 0001497324 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,043

F3 · shares: Settlement of a performance award granted on February 26, 2018 as part of 2017 compensation.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

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February 26, 2021 Filed Mar 2, 2021 22:36 UTC
Kuritzkes Andrew PEVP and Chief Risk Officer
GrantCommon Stock 17,950 $0.00 $0.00
Disclosure

SEC source: 0000093751-21-000503 · wf-form4_161472454229934.xml · nonDerivative · entry 1

Kuritzkes Andrew P · CIK 0001497324 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,363

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.