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STATE STREET CORP

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242
SEC CIK
0000093751
Parsed reports
778

Last 12 months

Inside the activity.

1 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202603
Mar 202612
Apr 202602
May 202603
Jun 202602
Jul 202603
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 25, 2022 Filed Mar 1, 2022 23:19 UTC
Horgan Kathryn MExecutive Vice President
GrantCommon Stock 10,173 $0.00 $0.00
Disclosure

SEC source: 0000093751-22-000468 · wf-form4_164617675323680.xml · nonDerivative · entry 1

Horgan Kathryn M · CIK 0001698378 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,477

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:19 UTC
Erickson AndrewExecutive Vice President
Tax withholdingCommon Stock 4,588 $88.74 $407,139.12
Disclosure

SEC source: 0000093751-22-000467 · wf-form4_164617671871449.xml · nonDerivative · entry 3

Erickson Andrew · CIK 0001676785 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,420

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on March 1, 2019 as part of 2018 compensation.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:19 UTC
Erickson AndrewExecutive Vice President
GrantCommon Stock 18,294 $0.00 $0.00
Disclosure

SEC source: 0000093751-22-000467 · wf-form4_164617671871449.xml · nonDerivative · entry 2

Erickson Andrew · CIK 0001676785 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,008

F2 · shares: Settlement of a performance award granted on March 1, 2019 as part of 2018 compensation.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:19 UTC
Erickson AndrewExecutive Vice President
GrantCommon Stock 21,012 $0.00 $0.00
Disclosure

SEC source: 0000093751-22-000467 · wf-form4_164617671871449.xml · nonDerivative · entry 1

Erickson Andrew · CIK 0001676785 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,714

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:18 UTC
Aristeguieta FranciscoEVP and CEO of Inst. Services
Tax withholdingCommon Stock 16,003 $88.74 $1,420,106.22
Disclosure

SEC source: 0000093751-22-000466 · wf-form4_164617667445401.xml · nonDerivative · entry 3

Aristeguieta Francisco · CIK 0001566752 · EVP and CEO of Inst. Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,485

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on July 31, 2019.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:18 UTC
Aristeguieta FranciscoEVP and CEO of Inst. Services
GrantCommon Stock 39,674 $0.00 $0.00
Disclosure

SEC source: 0000093751-22-000466 · wf-form4_164617667445401.xml · nonDerivative · entry 2

Aristeguieta Francisco · CIK 0001566752 · EVP and CEO of Inst. Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,488

F2 · shares: Settlement of a performance award granted on July 31, 2019.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:18 UTC
Aristeguieta FranciscoEVP and CEO of Inst. Services
GrantCommon Stock 21,938 $0.00 $0.00
Disclosure

SEC source: 0000093751-22-000466 · wf-form4_164617667445401.xml · nonDerivative · entry 1

Aristeguieta Francisco · CIK 0001566752 · EVP and CEO of Inst. Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,814

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:17 UTC
Appleyard IanEVP, CAO and Global Controller
Tax withholdingCommon Stock 906 $88.74 $80,398.44
Disclosure

SEC source: 0000093751-22-000465 · wf-form4_164617661385183.xml · nonDerivative · entry 3

Appleyard Ian · CIK 0001740298 · EVP, CAO and Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,683

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the stock award granted on February 25, 2022 pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:17 UTC
Appleyard IanEVP, CAO and Global Controller
GrantCommon Stock 1,926 $0.00 $0.00
Disclosure

SEC source: 0000093751-22-000465 · wf-form4_164617661385183.xml · nonDerivative · entry 2

Appleyard Ian · CIK 0001740298 · EVP, CAO and Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,589

F2 · shares: Stock award granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:17 UTC
Appleyard IanEVP, CAO and Global Controller
GrantCommon Stock 3,454 $0.00 $0.00
Disclosure

SEC source: 0000093751-22-000465 · wf-form4_164617661385183.xml · nonDerivative · entry 1

Appleyard Ian · CIK 0001740298 · EVP, CAO and Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,663

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:16 UTC
Aboaf Eric W.EVP and CFO
Tax withholdingCommon Stock 10,043 $88.74 $891,215.82
Disclosure

SEC source: 0000093751-22-000464 · wf-form4_164617657436740.xml · nonDerivative · entry 3

Aboaf Eric W. · CIK 0001638861 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,793

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on March 1, 2019 as part of 2018 compensation.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:16 UTC
Aboaf Eric W.EVP and CFO
GrantCommon Stock 20,700 $0.00 $0.00
Disclosure

SEC source: 0000093751-22-000464 · wf-form4_164617657436740.xml · nonDerivative · entry 2

Aboaf Eric W. · CIK 0001638861 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,836

F2 · shares: Settlement of a performance award granted on March 1, 2019 as part of 2018 compensation.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:16 UTC
Aboaf Eric W.EVP and CFO
GrantCommon Stock 21,012 $0.00 $0.00
Disclosure

SEC source: 0000093751-22-000464 · wf-form4_164617657436740.xml · nonDerivative · entry 1

Aboaf Eric W. · CIK 0001638861 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,136

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 21:04 UTC
Aristeguieta FranciscoEVP and CEO of Inst. Services
SaleCommon Stock 19,736 $93.10 $1,837,421.60
Disclosure

SEC source: 0000093751-22-000448 · wf-form4_164573663042447.xml · nonDerivative · entry 1

Aristeguieta Francisco · CIK 0001566752 · EVP and CEO of Inst. Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,876

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2021.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 22:36 UTC
RICHARDS MICHAEL LEVP and Chief Admin Officer
Tax withholdingCommon Stock 944 $100.32 $94,702.08
Disclosure

SEC source: 0000093751-22-000443 · wf-form4_164513737522651.xml · nonDerivative · entry 1

RICHARDS MICHAEL L · CIK 0001807269 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,010

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 22:37 UTC
Taraporevala CyrusEVP; President and CEO of SSGA
Tax withholdingCommon Stock 6,523 $100.32 $654,387.36
Disclosure

SEC source: 0000093751-22-000444 · wf-form4_164513741505315.xml · nonDerivative · entry 1

Taraporevala Cyrus · CIK 0001454920 · EVP; President and CEO of SSGA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,647

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 22:36 UTC
PHELAN DAVID CEVP; Gen Counsel and Secretary
Tax withholdingCommon Stock 2,062 $100.32 $206,859.84
Disclosure

SEC source: 0000093751-22-000442 · wf-form4_164513735679031.xml · nonDerivative · entry 1

PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,373

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 22:35 UTC
O HANLEY RONALD PDirector · Chairman, President and CEO
Exercise / conversion2021 Cash Settled Restricted Stock Units · Derivative 2,581 Not disclosed Not disclosed
Disclosure

SEC source: 0000093751-22-000441 · wf-form4_164513733453786.xml · derivative · entry 4

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,649

Underlying: Common Stock · 2,581 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F2 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F3 · derivative.exercise_date: Quarterly installment of award granted on February 26, 2021 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2021 and remaining units vesting in nine equal quarterly installments commencing February 15, 2022.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 22:35 UTC
O HANLEY RONALD PDirector · Chairman, President and CEO
Disposition to issuerCommon Stock 2,581 $100.32 $258,925.92
Disclosure

SEC source: 0000093751-22-000441 · wf-form4_164513733453786.xml · nonDerivative · entry 3

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,486

Read SEC document
February 15, 2022 Filed Feb 17, 2022 22:35 UTC
O HANLEY RONALD PDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 2,581 $0.00 $0.00
Disclosure

SEC source: 0000093751-22-000441 · wf-form4_164513733453786.xml · nonDerivative · entry 2

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 22:35 UTC
O HANLEY RONALD PDirector · Chairman, President and CEO
Tax withholdingCommon Stock 14,388 $100.32 $1,443,404.16
Disclosure

SEC source: 0000093751-22-000441 · wf-form4_164513733453786.xml · nonDerivative · entry 1

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,486

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 22:35 UTC
Maiuri Louis DEVP & Chief Operating Officer
Tax withholdingCommon Stock 6,486 $100.32 $650,675.52
Disclosure

SEC source: 0000093751-22-000440 · wf-form4_164513729190350.xml · nonDerivative · entry 1

Maiuri Louis D · CIK 0001676784 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,576

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 22:34 UTC
Horgan Kathryn MExecutive Vice President
Tax withholdingCommon Stock 2,651 $100.32 $265,948.32
Disclosure

SEC source: 0000093751-22-000439 · wf-form4_164513725950697.xml · nonDerivative · entry 1

Horgan Kathryn M · CIK 0001698378 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,304

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 22:34 UTC
Erickson AndrewExecutive Vice President
Tax withholdingCommon Stock 1,162 $100.32 $116,571.84
Disclosure

SEC source: 0000093751-22-000438 · wf-form4_164513723091354.xml · nonDerivative · entry 1

Erickson Andrew · CIK 0001676785 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,702

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 22:33 UTC
Aristeguieta FranciscoEVP and CEO of Inst. Services
Tax withholdingCommon Stock 11,435 $100.32 $1,147,159.20
Disclosure

SEC source: 0000093751-22-000437 · wf-form4_164513719052563.xml · nonDerivative · entry 1

Aristeguieta Francisco · CIK 0001566752 · EVP and CEO of Inst. Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,612

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 22:33 UTC
Appleyard IanEVP, CAO and Global Controller
Tax withholdingCommon Stock 1,892 $100.32 $189,805.44
Disclosure

SEC source: 0000093751-22-000436 · wf-form4_164513715382598.xml · nonDerivative · entry 1

Appleyard Ian · CIK 0001740298 · EVP, CAO and Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,209

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 22:32 UTC
Aboaf Eric W.EVP and CFO
Tax withholdingCommon Stock 8,130 $100.32 $815,601.60
Disclosure

SEC source: 0000093751-22-000435 · wf-form4_164513712748843.xml · nonDerivative · entry 1

Aboaf Eric W. · CIK 0001638861 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,124

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
January 24, 2022 Filed Jan 25, 2022 21:09 UTC
Erickson AndrewExecutive Vice President
SaleCommon Stock 16,000 $89.00 $1,424,000.00
Disclosure

SEC source: 0000093751-22-000015 · wf-form4_164314493155580.xml · nonDerivative · entry 1

Erickson Andrew · CIK 0001676785 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,864

Read SEC document
December 17, 2021 Filed Dec 21, 2021 21:03 UTC
Hu W. BradfordExecutive Vice President
GrantCommon Stock 5,889 $0.00 $0.00
Disclosure

SEC source: 0000093751-21-000727 · wf-form4_164012060768164.xml · nonDerivative · entry 1

Hu W. Bradford · CIK 0001629737 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,889

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
December 09, 2021 Filed Dec 13, 2021 21:10 UTC
Taraporevala CyrusEVP; President and CEO of SSGA
SaleCommon Stock 4,487 $92.12 $413,342.44
Disclosure

SEC source: 0000093751-21-000725 · wf-form4_163942982300020.xml · nonDerivative · entry 1

Taraporevala Cyrus · CIK 0001454920 · EVP; President and CEO of SSGA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,170

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2021.

Read SEC document
November 16, 2021 Filed Nov 17, 2021 21:13 UTC
RICHARDS MICHAEL LEVP and Chief Admin Officer
SaleCommon Stock 262 $99.58 $26,089.96
Disclosure

SEC source: 0000093751-21-000717 · wf-form4_163718359385462.xml · nonDerivative · entry 2

RICHARDS MICHAEL L · CIK 0001807269 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,954

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 23, 2020.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 21:19 UTC
O HANLEY RONALD PDirector · Chairman, President and CEO
Exercise / conversion2021 Cash Settled Restricted Stock Units · Derivative 7,743 Not disclosed Not disclosed
Disclosure

SEC source: 0000093751-21-000719 · wf-form4_163718392791435.xml · derivative · entry 4

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,230

Underlying: Common Stock · 7,743 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F2 · derivative.exercise_date: Quarterly installment of award granted on February 26, 2021 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2021 and remaining units vesting in nine equal quarterly installments commencing February 15, 2022.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 21:19 UTC
O HANLEY RONALD PDirector · Chairman, President and CEO
Disposition to issuerCommon Stock 7,743 $99.92 $773,680.56
Disclosure

SEC source: 0000093751-21-000719 · wf-form4_163718392791435.xml · nonDerivative · entry 3

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,874

Read SEC document
November 15, 2021 Filed Nov 17, 2021 21:19 UTC
O HANLEY RONALD PDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 7,743 $0.00 $0.00
Disclosure

SEC source: 0000093751-21-000719 · wf-form4_163718392791435.xml · nonDerivative · entry 2

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 21:13 UTC
RICHARDS MICHAEL LEVP and Chief Admin Officer
Tax withholdingCommon Stock 476 $99.92 $47,561.92
Disclosure

SEC source: 0000093751-21-000717 · wf-form4_163718359385462.xml · nonDerivative · entry 1

RICHARDS MICHAEL L · CIK 0001807269 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,216

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 21:12 UTC
Aristeguieta FranciscoEVP and CEO of Inst. Services
SaleCommon Stock 22,200 $99.45 $2,207,790.00
Disclosure

SEC source: 0000093751-21-000715 · wf-form4_163718354877168.xml · nonDerivative · entry 1

Aristeguieta Francisco · CIK 0001566752 · EVP and CEO of Inst. Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,047

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.10 through $99.57, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 21:13 UTC
PHELAN DAVID CEVP; Gen Counsel and Secretary
Tax withholdingCommon Stock 1,059 $99.92 $105,815.28
Disclosure

SEC source: 0000093751-21-000716 · wf-form4_163718357106162.xml · nonDerivative · entry 1

PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,435

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 21:13 UTC SaleCommon Stock 1,000 $99.12 $99,120.00
Disclosure

SEC source: 0000093751-21-000709 · wf-form4_163709699570354.xml · nonDerivative · entry 1

de Saint-Aignan Patrick · CIK 0001444295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,453

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:03 UTC SaleCommon Stock 2,000 $97.75 $195,500.00
Disclosure

SEC source: 0000093751-21-000696 · wf-form4_163675100214221.xml · nonDerivative · entry 2

de Saint-Aignan Patrick · CIK 0001444295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,453

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.50 through $98.00, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:03 UTC SaleCommon Stock 3,000 $96.66 $289,980.00
Disclosure

SEC source: 0000093751-21-000696 · wf-form4_163675100214221.xml · nonDerivative · entry 1

de Saint-Aignan Patrick · CIK 0001444295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,453

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.50 through $97.00, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
November 09, 2021 Filed Nov 10, 2021 21:16 UTC
Taraporevala CyrusEVP; President and CEO of SSGA
SaleCommon Stock 4,487 $95.74 $429,585.38
Disclosure

SEC source: 0000093751-21-000694 · wf-form4_163657897288937.xml · nonDerivative · entry 1

Taraporevala Cyrus · CIK 0001454920 · EVP; President and CEO of SSGA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,657

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24. 2021.

Read SEC document
November 09, 2021 Filed Nov 17, 2021 21:19 UTC
O HANLEY RONALD PDirector · Chairman, President and CEO
GiftCommon Stock 10,475 $0.00 $0.00
Disclosure

SEC source: 0000093751-21-000719 · wf-form4_163718392791435.xml · nonDerivative · entry 1

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,874

Read SEC document
October 08, 2021 Filed Oct 12, 2021 20:31 UTC
Taraporevala CyrusEVP; President and CEO of SSGA
SaleCommon Stock 4,487 $89.23 $400,375.01
Disclosure

SEC source: 0000093751-21-000685 · wf-form4_163407062736674.xml · nonDerivative · entry 1

Taraporevala Cyrus · CIK 0001454920 · EVP; President and CEO of SSGA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,144

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2021.

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September 09, 2021 Filed Sep 10, 2021 20:22 UTC
Taraporevala CyrusEVP; President and CEO of SSGA
SaleCommon Stock 4,487 $87.00 $390,369.00
Disclosure

SEC source: 0000093751-21-000671 · wf-form4_163130535947618.xml · nonDerivative · entry 1

Taraporevala Cyrus · CIK 0001454920 · EVP; President and CEO of SSGA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,631

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2021.

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August 16, 2021 Filed Aug 17, 2021 20:08 UTC
RICHARDS MICHAEL LEVP and Chief Admin Officer
SaleCommon Stock 330 $89.96 $29,686.80
Disclosure

SEC source: 0000093751-21-000662 · wf-form4_162923087763151.xml · nonDerivative · entry 2

RICHARDS MICHAEL L · CIK 0001807269 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,692

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 23, 2020.

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August 15, 2021 Filed Aug 17, 2021 20:08 UTC
RICHARDS MICHAEL LEVP and Chief Admin Officer
Tax withholdingCommon Stock 307 $90.79 $27,872.53
Disclosure

SEC source: 0000093751-21-000662 · wf-form4_162923087763151.xml · nonDerivative · entry 1

RICHARDS MICHAEL L · CIK 0001807269 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,022

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

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August 15, 2021 Filed Aug 17, 2021 20:07 UTC
PHELAN DAVID CEVP; Gen Counsel and Secretary
Tax withholdingCommon Stock 1,059 $90.79 $96,146.61
Disclosure

SEC source: 0000093751-21-000661 · wf-form4_162923085365295.xml · nonDerivative · entry 1

PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,494

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

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August 15, 2021 Filed Aug 17, 2021 20:07 UTC
O HANLEY RONALD PDirector · Chairman, President and CEO
Exercise / conversion2021 Cash Settled Restricted Stock Units · Derivative 7,744 Not disclosed Not disclosed
Disclosure

SEC source: 0000093751-21-000660 · wf-form4_162923083548299.xml · derivative · entry 3

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,973

Underlying: Common Stock · 7,744 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit is the economic equivalent of one share of State Street Corporation common stock.

F1 · price: Each unit is the economic equivalent of one share of State Street Corporation common stock.

F2 · derivative.exercise_date: Quarterly installment of award granted on February 26, 2021 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2021 and the remaining units vesting in nine equal quarterly installments commencing February 15, 2022.

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August 15, 2021 Filed Aug 17, 2021 20:07 UTC
O HANLEY RONALD PDirector · Chairman, President and CEO
Disposition to issuerCommon Stock 7,744 $90.79 $703,077.76
Disclosure

SEC source: 0000093751-21-000660 · wf-form4_162923083548299.xml · nonDerivative · entry 2

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,349

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August 15, 2021 Filed Aug 17, 2021 20:07 UTC
O HANLEY RONALD PDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 7,744 $0.00 $0.00
Disclosure

SEC source: 0000093751-21-000660 · wf-form4_162923083548299.xml · nonDerivative · entry 1

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit is the economic equivalent of one share of State Street Corporation common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.