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NYSE · USD

STT

STATE STREET CORP

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Tapewire entity
242
SEC CIK
0000093751
Parsed reports
778

Last 12 months

Inside the activity.

1 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202603
Mar 202612
Apr 202602
May 202603
Jun 202602
Jul 202603
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 15, 2022 Filed Aug 17, 2022 20:03 UTC
O HANLEY RONALD PDirector · Chairman and CEO
Disposition to issuerCommon Stock 7,547 $74.46 $561,949.62
Disclosure

SEC source: 0000093751-22-000599 · wf-form4_166076658638979.xml · nonDerivative · entry 4

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,841

Read SEC document
August 15, 2022 Filed Aug 17, 2022 20:03 UTC
O HANLEY RONALD PDirector · Chairman and CEO
Exercise / conversionCommon Stock 7,547 $0.00 $0.00
Disclosure

SEC source: 0000093751-22-000599 · wf-form4_166076658638979.xml · nonDerivative · entry 3

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 20:03 UTC
O HANLEY RONALD PDirector · Chairman and CEO
Disposition to issuerCommon Stock 2,581 $74.46 $192,181.26
Disclosure

SEC source: 0000093751-22-000599 · wf-form4_166076658638979.xml · nonDerivative · entry 2

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,841

Read SEC document
August 15, 2022 Filed Aug 17, 2022 20:03 UTC
O HANLEY RONALD PDirector · Chairman and CEO
Exercise / conversionCommon Stock 2,581 $0.00 $0.00
Disclosure

SEC source: 0000093751-22-000599 · wf-form4_166076658638979.xml · nonDerivative · entry 1

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 20:03 UTC
PHELAN DAVID CEVP; Gen Counsel and Secretary
Tax withholdingCommon Stock 717 $74.46 $53,387.82
Disclosure

SEC source: 0000093751-22-000600 · wf-form4_166076660615526.xml · nonDerivative · entry 1

PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,023

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 20:03 UTC
Appleyard IanEVP, CAO and Global Controller
Tax withholdingCommon Stock 367 $74.46 $27,326.82
Disclosure

SEC source: 0000093751-22-000598 · wf-form4_166076656152604.xml · nonDerivative · entry 1

Appleyard Ian · CIK 0001740298 · EVP, CAO and Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,316

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
May 18, 2022 Filed May 20, 2022 20:27 UTC GrantCommon Stock 2,912 $0.00 $0.00
Disclosure

SEC source: 0000093751-22-000549 · wf-form4_165307845847246.xml · nonDerivative · entry 1

SUMME GREGORY L · CIK 0001143422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,503

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

Read SEC document
May 18, 2022 Filed May 20, 2022 20:27 UTC GrantCommon Stock 2,912 $0.00 $0.00
Disclosure

SEC source: 0000093751-22-000548 · wf-form4_165307843952375.xml · nonDerivative · entry 1

SERGEL RICHARD P · CIK 0001095170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,856

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

Read SEC document
May 18, 2022 Filed May 20, 2022 20:27 UTC
Rhea John BDirector
GrantCommon Stock 4,406 $0.00 $0.00
Disclosure

SEC source: 0000093751-22-000547 · wf-form4_165307840781519.xml · nonDerivative · entry 1

Rhea John B · CIK 0001694266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,498

F1 · shares: Payment of Director's stock award and retainer.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

Read SEC document
May 18, 2022 Filed May 20, 2022 20:26 UTC GrantCommon Stock 2,912 $0.00 $0.00
Disclosure

SEC source: 0000093751-22-000546 · wf-form4_165307836511498.xml · nonDerivative · entry 1

Portalatin Julio A · CIK 0001541365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,711

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

Read SEC document
May 18, 2022 Filed May 20, 2022 20:26 UTC GrantCommon Stock 2,912 $0.00 $0.00
Disclosure

SEC source: 0000093751-22-000545 · wf-form4_165307834122588.xml · nonDerivative · entry 1

O'Sullivan Sean · CIK 0001704680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,534

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

Read SEC document
May 18, 2022 Filed May 20, 2022 20:25 UTC GrantCommon Stock 2,912 $0.00 $0.00
Disclosure

SEC source: 0000093751-22-000544 · wf-form4_165307832313317.xml · nonDerivative · entry 1

Meaney William L · CIK 0001566391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,543

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

Read SEC document
May 18, 2022 Filed May 20, 2022 20:25 UTC
MATHEW SARADirector
GrantCommon Stock 2,912 $0.00 $0.00
Disclosure

SEC source: 0000093751-22-000543 · wf-form4_165307829617151.xml · nonDerivative · entry 1

MATHEW SARA · CIK 0001192748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,022

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

Read SEC document
May 18, 2022 Filed May 20, 2022 20:24 UTC GrantCommon Stock 2,912 $0.00 $0.00
Disclosure

SEC source: 0000093751-22-000542 · wf-form4_165307827663238.xml · nonDerivative · entry 1

Freda William C · CIK 0001626695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,497

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

Read SEC document
May 18, 2022 Filed May 20, 2022 20:24 UTC GrantCommon Stock 2,912 $0.00 $0.00
Disclosure

SEC source: 0000093751-22-000541 · wf-form4_165307822345555.xml · nonDerivative · entry 1

Fawcett Amelia C. · CIK 0001383961 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,164

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

Read SEC document
May 18, 2022 Filed May 20, 2022 20:23 UTC
DeMaio DonnaDirector
GrantCommon Stock 2,912 $0.00 $0.00
Disclosure

SEC source: 0000093751-22-000540 · wf-form4_165307819119771.xml · nonDerivative · entry 1

DeMaio Donna · CIK 0001704321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,094

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

Read SEC document
May 18, 2022 Filed May 20, 2022 20:23 UTC GrantCommon Stock 2,912 $0.00 $0.00
Disclosure

SEC source: 0000093751-22-000539 · wf-form4_165307816136512.xml · nonDerivative · entry 1

de Saint-Aignan Patrick · CIK 0001444295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,365

F1 · shares: Payment of Director's stock award.

Read SEC document
May 18, 2022 Filed May 20, 2022 20:22 UTC GrantCommon Stock 2,912 $0.00 $0.00
Disclosure

SEC source: 0000093751-22-000538 · wf-form4_165307812279277.xml · nonDerivative · entry 1

Chandoha Marie A · CIK 0001656828 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,758

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

Read SEC document
May 15, 2022 Filed May 17, 2022 20:52 UTC
RICHARDS MICHAEL LEVP and Chief Admin Officer
Tax withholdingCommon Stock 315 $69.21 $21,801.15
Disclosure

SEC source: 0000093751-22-000525 · wf-form4_165282071854152.xml · nonDerivative · entry 1

RICHARDS MICHAEL L · CIK 0001807269 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,226

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
May 15, 2022 Filed May 17, 2022 20:51 UTC
PHELAN DAVID CEVP; Gen Counsel and Secretary
Tax withholdingCommon Stock 717 $69.21 $49,623.57
Disclosure

SEC source: 0000093751-22-000524 · wf-form4_165282056813981.xml · nonDerivative · entry 1

PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,740

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
May 15, 2022 Filed May 17, 2022 20:49 UTC
O HANLEY RONALD PDirector · Chairman and CEO
Exercise / conversion2022 Cash Settled Restricted Stock Units · Derivative 7,547 Not disclosed Not disclosed
Disclosure

SEC source: 0000093751-22-000523 · wf-form4_165282049493557.xml · derivative · entry 8

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,736

Underlying: Common Stock · 7,547 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F2 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F4 · derivative.exercise_date: Quarterly installment of award granted on February 25, 2022 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2022 and remaining units vesting in nine equal quarterly installments commencing February 15, 2023.

Read SEC document
May 15, 2022 Filed May 17, 2022 20:49 UTC
O HANLEY RONALD PDirector · Chairman and CEO
Exercise / conversion2021 Cash Settled Restricted Stock Units · Derivative 2,581 Not disclosed Not disclosed
Disclosure

SEC source: 0000093751-22-000523 · wf-form4_165282049493557.xml · derivative · entry 7

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,068

Underlying: Common Stock · 2,581 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F2 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F3 · derivative.exercise_date: Quarterly installment of award granted on February 26, 2021 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2021 and remaining units vesting in nine equal quarterly installments commencing February 15, 2022.

Read SEC document
May 15, 2022 Filed May 17, 2022 20:49 UTC
O HANLEY RONALD PDirector · Chairman and CEO
Disposition to issuerCommon Stock 7,547 $69.21 $522,327.87
Disclosure

SEC source: 0000093751-22-000523 · wf-form4_165282049493557.xml · nonDerivative · entry 5

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,841

Read SEC document
May 15, 2022 Filed May 17, 2022 20:49 UTC
O HANLEY RONALD PDirector · Chairman and CEO
Exercise / conversionCommon Stock 7,547 $0.00 $0.00
Disclosure

SEC source: 0000093751-22-000523 · wf-form4_165282049493557.xml · nonDerivative · entry 4

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

Read SEC document
May 15, 2022 Filed May 17, 2022 20:49 UTC
O HANLEY RONALD PDirector · Chairman and CEO
Disposition to issuerCommon Stock 2,581 $69.21 $178,631.01
Disclosure

SEC source: 0000093751-22-000523 · wf-form4_165282049493557.xml · nonDerivative · entry 3

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,841

Read SEC document
May 15, 2022 Filed May 17, 2022 20:49 UTC
O HANLEY RONALD PDirector · Chairman and CEO
Exercise / conversionCommon Stock 2,581 $0.00 $0.00
Disclosure

SEC source: 0000093751-22-000523 · wf-form4_165282049493557.xml · nonDerivative · entry 2

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

Read SEC document
April 04, 2022 Filed May 17, 2022 20:49 UTC
O HANLEY RONALD PDirector · Chairman and CEO
GiftCommon Stock 83,681 $0.00 $0.00
Disclosure

SEC source: 0000093751-22-000523 · wf-form4_165282049493557.xml · nonDerivative · entry 1

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,841

F1 · shares: On April 4, 2022, the reporting person contributed 83,681 share of State Street Corporation common stock to a family trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
March 28, 2022 Filed Mar 29, 2022 20:13 UTC
DeMaio DonnaDirector
GrantCommon Stock 181 $0.00 $0.00
Disclosure

SEC source: 0000093751-22-000484 · wf-form4_164858480964916.xml · nonDerivative · entry 1

DeMaio Donna · CIK 0001704321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181

F1 · shares: Payment of Director's stock award.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 23:18 UTC
Aristeguieta FranciscoEVP and CEO of Inst. Services
SaleCommon Stock 1,387 $86.18 $119,531.66
Disclosure

SEC source: 0000093751-22-000466 · wf-form4_164617667445401.xml · nonDerivative · entry 6

Aristeguieta Francisco · CIK 0001566752 · EVP and CEO of Inst. Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,814

F4 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2021.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.00 through $86.35, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 23:18 UTC
Aristeguieta FranciscoEVP and CEO of Inst. Services
SaleCommon Stock 11,983 $85.39 $1,023,228.37
Disclosure

SEC source: 0000093751-22-000466 · wf-form4_164617667445401.xml · nonDerivative · entry 5

Aristeguieta Francisco · CIK 0001566752 · EVP and CEO of Inst. Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,201

F4 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2021.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 through $85.99, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 23:18 UTC
Aristeguieta FranciscoEVP and CEO of Inst. Services
SaleCommon Stock 10,301 $84.56 $871,052.56
Disclosure

SEC source: 0000093751-22-000466 · wf-form4_164617667445401.xml · nonDerivative · entry 4

Aristeguieta Francisco · CIK 0001566752 · EVP and CEO of Inst. Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,184

F4 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.00 through $84.99, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:23 UTC
Taraporevala CyrusEVP; President and CEO of SSGA
Tax withholdingCommon Stock 7,484 $88.74 $664,130.16
Disclosure

SEC source: 0000093751-22-000474 · wf-form4_164617696259634.xml · nonDerivative · entry 3

Taraporevala Cyrus · CIK 0001454920 · EVP; President and CEO of SSGA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,641

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on March 1, 2019 as part of 2018 compensation.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:23 UTC
Taraporevala CyrusEVP; President and CEO of SSGA
GrantCommon Stock 16,874 $0.00 $0.00
Disclosure

SEC source: 0000093751-22-000474 · wf-form4_164617696259634.xml · nonDerivative · entry 2

Taraporevala Cyrus · CIK 0001454920 · EVP; President and CEO of SSGA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,125

F2 · shares: Settlement of a performance award granted on March 1, 2019 as part of 2018 compensation.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:23 UTC
Taraporevala CyrusEVP; President and CEO of SSGA
GrantCommon Stock 21,604 $0.00 $0.00
Disclosure

SEC source: 0000093751-22-000474 · wf-form4_164617696259634.xml · nonDerivative · entry 1

Taraporevala Cyrus · CIK 0001454920 · EVP; President and CEO of SSGA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,251

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:22 UTC
RICHARDS MICHAEL LEVP and Chief Admin Officer
Tax withholdingCommon Stock 501 $88.74 $44,458.74
Disclosure

SEC source: 0000093751-22-000473 · wf-form4_164617690471784.xml · nonDerivative · entry 3

RICHARDS MICHAEL L · CIK 0001807269 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,541

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on March 1, 2019 as part of 2018 compensation.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:22 UTC
RICHARDS MICHAEL LEVP and Chief Admin Officer
GrantCommon Stock 1,361 $0.00 $0.00
Disclosure

SEC source: 0000093751-22-000473 · wf-form4_164617690471784.xml · nonDerivative · entry 2

RICHARDS MICHAEL L · CIK 0001807269 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,042

F2 · shares: Settlement of a performance award granted on March 1, 2019 as part of 2018 compensation.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:22 UTC
RICHARDS MICHAEL LEVP and Chief Admin Officer
GrantCommon Stock 6,671 $0.00 $0.00
Disclosure

SEC source: 0000093751-22-000473 · wf-form4_164617690471784.xml · nonDerivative · entry 1

RICHARDS MICHAEL L · CIK 0001807269 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,681

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:21 UTC
PHELAN DAVID CEVP; Gen Counsel and Secretary
Tax withholdingCommon Stock 1,389 $88.74 $123,259.86
Disclosure

SEC source: 0000093751-22-000472 · wf-form4_164617686771589.xml · nonDerivative · entry 3

PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,457

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on March 1, 2019 as part of 2018 compensation.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:21 UTC
PHELAN DAVID CEVP; Gen Counsel and Secretary
GrantCommon Stock 3,131 $0.00 $0.00
Disclosure

SEC source: 0000093751-22-000472 · wf-form4_164617686771589.xml · nonDerivative · entry 2

PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,846

F2 · shares: Settlement of a performance award granted on March 1, 2019 as part of 2018 compensation.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:21 UTC
PHELAN DAVID CEVP; Gen Counsel and Secretary
GrantCommon Stock 13,342 $0.00 $0.00
Disclosure

SEC source: 0000093751-22-000472 · wf-form4_164617686771589.xml · nonDerivative · entry 1

PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,715

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:21 UTC
O HANLEY RONALD PDirector · Chairman, President and CEO
Grant2022 Cash Settled Restricted Stock Units · Derivative 45,283 Not disclosed Not disclosed
Disclosure

SEC source: 0000093751-22-000471 · wf-form4_164617684525718.xml · derivative · entry 4

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,283

Underlying: Common Stock · 45,283 shares

Expires 2025-02-15

F4 · derivative.exercise_price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F4 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F5 · derivative.exercise_date: Award granted under the State Street Corporation 2017 Stock Incentive Plan. One-half of these units vest in three equal quarterly installments commencing May 15, 2022. The remaining units vest in nine equal quarterly installments commencing February 15, 2023.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:21 UTC
O HANLEY RONALD PDirector · Chairman, President and CEO
Tax withholdingCommon Stock 17,504 $88.74 $1,553,304.96
Disclosure

SEC source: 0000093751-22-000471 · wf-form4_164617684525718.xml · nonDerivative · entry 3

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,522

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on March 1, 2019 as part of 2018 compensation.

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February 25, 2022 Filed Mar 1, 2022 23:21 UTC
O HANLEY RONALD PDirector · Chairman, President and CEO
GrantCommon Stock 39,466 $0.00 $0.00
Disclosure

SEC source: 0000093751-22-000471 · wf-form4_164617684525718.xml · nonDerivative · entry 2

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,026

F2 · shares: Settlement of a performance award granted on March 1, 2019 as part of 2018 compensation.

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February 25, 2022 Filed Mar 1, 2022 23:21 UTC
O HANLEY RONALD PDirector · Chairman, President and CEO
GrantCommon Stock 47,074 $0.00 $0.00
Disclosure

SEC source: 0000093751-22-000471 · wf-form4_164617684525718.xml · nonDerivative · entry 1

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,560

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

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February 25, 2022 Filed Mar 1, 2022 23:20 UTC
Maiuri Louis DEVP & Chief Operating Officer
Tax withholdingCommon Stock 7,780 $88.74 $690,397.20
Disclosure

SEC source: 0000093751-22-000470 · wf-form4_164617682541873.xml · nonDerivative · entry 3

Maiuri Louis D · CIK 0001676784 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,349

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on March 1, 2019 as part of 2018 compensation.

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February 25, 2022 Filed Mar 1, 2022 23:20 UTC
Maiuri Louis DEVP & Chief Operating Officer
GrantCommon Stock 17,541 $0.00 $0.00
Disclosure

SEC source: 0000093751-22-000470 · wf-form4_164617682541873.xml · nonDerivative · entry 2

Maiuri Louis D · CIK 0001676784 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,129

F2 · shares: Settlement of a performance award granted on March 1, 2019 as part of 2018 compensation.

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February 25, 2022 Filed Mar 1, 2022 23:20 UTC
Maiuri Louis DEVP & Chief Operating Officer
GrantCommon Stock 21,012 $0.00 $0.00
Disclosure

SEC source: 0000093751-22-000470 · wf-form4_164617682541873.xml · nonDerivative · entry 1

Maiuri Louis D · CIK 0001676784 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,588

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:20 UTC
Hu W. BradfordEVP and Chief Risk Officer
GrantCommon Stock 2,365 $0.00 $0.00
Disclosure

SEC source: 0000093751-22-000469 · wf-form4_164617680160603.xml · nonDerivative · entry 1

Hu W. Bradford · CIK 0001629737 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,254

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

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February 25, 2022 Filed Mar 1, 2022 23:19 UTC
Horgan Kathryn MExecutive Vice President
Tax withholdingCommon Stock 4,947 $88.74 $438,996.78
Disclosure

SEC source: 0000093751-22-000468 · wf-form4_164617675323680.xml · nonDerivative · entry 3

Horgan Kathryn M · CIK 0001698378 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,683

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on March 1, 2019 as part of 2018 compensation.

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February 25, 2022 Filed Mar 1, 2022 23:19 UTC
Horgan Kathryn MExecutive Vice President
GrantCommon Stock 11,153 $0.00 $0.00
Disclosure

SEC source: 0000093751-22-000468 · wf-form4_164617675323680.xml · nonDerivative · entry 2

Horgan Kathryn M · CIK 0001698378 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,630

F2 · shares: Settlement of a performance award granted on March 1, 2019 as part of 2018 compensation.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.