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Nasdaq · USD

STLN

Starling Oncology, Inc.

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Tapewire entity
5327
SEC CIK
0001799191
Parsed reports
266

Last 12 months

Inside the activity.

16 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202501
Jan 202601
Feb 202600
Mar 202670
Apr 202612
May 202630
Jun 202621
Jul 202622
Aug 202611
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 14, 2023 Filed Nov 15, 2023 23:49 UTC
Hively BradDirector
Disposition to issuerCommon stock 27,117 $2.39 $64,755.40
Disclosure

SEC source: 0001628280-23-039192 · wk-form4_1700092157.xml · nonDerivative · entry 3

Hively Brad · CIK 0001891124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 697,065

Read SEC document
November 14, 2023 Filed Nov 16, 2023 21:40 UTC
Podnos YaleChief Medical Officer
Disposition to issuerCommon stock 1,860 $2.39 $4,436.10
Disclosure

SEC source: 0001628280-23-039321 · wk-form4_1700170789.xml · nonDerivative · entry 2

Podnos Yale · CIK 0001891104 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,368

Read SEC document
November 14, 2023 Filed Nov 16, 2023 21:40 UTC
Podnos YaleChief Medical Officer
Disposition to issuerCommon stock 238 $2.39 $567.87
Disclosure

SEC source: 0001628280-23-039321 · wk-form4_1700170789.xml · nonDerivative · entry 1

Podnos Yale · CIK 0001891104 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,228

Read SEC document
November 14, 2023 Filed Nov 16, 2023 20:56 UTC
Virnich DanielChief Executive Officer
Disposition to issuerCommon stock 4,604 $2.39 $10,980.54
Disclosure

SEC source: 0001628280-23-039300 · wk-form4_1700168164.xml · nonDerivative · entry 1

Virnich Daniel · CIK 0001891107 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 733,925

Read SEC document
November 13, 2023 Filed Nov 15, 2023 23:49 UTC
Hively BradDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 47,000 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001628280-23-039192 · wk-form4_1700092157.xml · derivative · entry 4

Hively Brad · CIK 0001891124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,770,431

Underlying: Common stock · 47,000 shares

Expires 2029-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest as to 1/4th of the total number of shares subject to the option on the first anniversary of December 2, 2019 (the "Original Grant Date"), and as to 1/36th of the total number of shares monthly thereafter, such that 100% of the shares subject to the option will be fully vested on the fourth anniversary of the Original Grant Date, subject to continued employment through the vest date.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 23:49 UTC
Hively BradDirector
SaleCommon stock 47,000 $2.52 $118,581.00
Disclosure

SEC source: 0001628280-23-039192 · wk-form4_1700092157.xml · nonDerivative · entry 2

Hively Brad · CIK 0001891124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 724,182

Read SEC document
November 13, 2023 Filed Nov 15, 2023 23:49 UTC
Hively BradDirector
Exercise / conversionCommon stock 47,000 $0.85 $39,950.00
Disclosure

SEC source: 0001628280-23-039192 · wk-form4_1700092157.xml · nonDerivative · entry 1

Hively Brad · CIK 0001891124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 771,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2023 Filed May 25, 2023 00:43 UTC
Shah MihirChief Financial Officer
Disposition to issuerCommon Stock 869 $0.43 $371.93
Disclosure

SEC source: 0001799191-23-000008 · edgardoc.xml · nonDerivative · entry 2

Shah Mihir · CIK 0001676960 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,472

F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs) pursuant to a sell-to-cover provision included in the RSU Agreement.

F2 · price: Price is the volume weighted average selling price of all sales by the Reporting Person on May 23, 2023 within a one-dollar range. Actual prices ranged from $0.4201 to $0.4600. The Reporting Person hereby undertakes to provide upon request of the Commission staff full information regarding the number of shares sold at each separate price.

Read SEC document
May 23, 2023 Filed May 25, 2023 00:43 UTC
Shah MihirChief Financial Officer
Disposition to issuerCommon Stock 2,573 $0.43 $1,101.24
Disclosure

SEC source: 0001799191-23-000008 · edgardoc.xml · nonDerivative · entry 1

Shah Mihir · CIK 0001676960 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,341

F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs) pursuant to a sell-to-cover provision included in the RSU Agreement.

F2 · price: Price is the volume weighted average selling price of all sales by the Reporting Person on May 23, 2023 within a one-dollar range. Actual prices ranged from $0.4201 to $0.4600. The Reporting Person hereby undertakes to provide upon request of the Commission staff full information regarding the number of shares sold at each separate price.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 21:01 UTC PurchaseCommon stock 10,000 $0.55 $5,500.00
Disclosure

SEC source: 0001628280-23-008836 · wf-form4_167944686729240.xml · nonDerivative · entry 8

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,193

Read SEC document
March 17, 2023 Filed Mar 21, 2023 21:01 UTC PurchaseCommon stock 10,000 $0.55 $5,500.00
Disclosure

SEC source: 0001628280-23-008836 · wf-form4_167944686729240.xml · nonDerivative · entry 7

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,193

Read SEC document
March 17, 2023 Filed Mar 21, 2023 21:01 UTC PurchaseCommon stock 2,146 $0.55 $1,176.01
Disclosure

SEC source: 0001628280-23-008836 · wf-form4_167944686729240.xml · nonDerivative · entry 6

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 237,193

Read SEC document
March 17, 2023 Filed Mar 21, 2023 21:01 UTC PurchaseCommon stock 7,654 $0.55 $4,209.70
Disclosure

SEC source: 0001628280-23-008836 · wf-form4_167944686729240.xml · nonDerivative · entry 5

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,047

Read SEC document
March 17, 2023 Filed Mar 21, 2023 21:01 UTC PurchaseCommon stock 9,948 $0.55 $5,471.40
Disclosure

SEC source: 0001628280-23-008836 · wf-form4_167944686729240.xml · nonDerivative · entry 4

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,393

Read SEC document
March 17, 2023 Filed Mar 21, 2023 21:01 UTC PurchaseCommon stock 200 $0.55 $109.60
Disclosure

SEC source: 0001628280-23-008836 · wf-form4_167944686729240.xml · nonDerivative · entry 3

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,445

Read SEC document
March 17, 2023 Filed Mar 21, 2023 21:01 UTC PurchaseCommon stock 52 $0.55 $28.55
Disclosure

SEC source: 0001628280-23-008836 · wf-form4_167944686729240.xml · nonDerivative · entry 2

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,245

Read SEC document
March 17, 2023 Filed Mar 21, 2023 21:01 UTC PurchaseCommon stock 10,000 $0.55 $5,500.00
Disclosure

SEC source: 0001628280-23-008836 · wf-form4_167944686729240.xml · nonDerivative · entry 1

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,193

Read SEC document
March 17, 2023 Filed Mar 22, 2023 01:06 UTC GrantCommon stock 19,685 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-008838 · wf-form4_167944717325553.xml · nonDerivative · entry 1

Kaushal Mohit · CIK 0001683021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,393

F1 · shares: Represents restricted stock units that vest in full on March 16, 2024, subject to continued service with the Company through such vesting date.

Read SEC document
March 17, 2023 Filed Mar 22, 2023 01:04 UTC
Podnos YaleChief Medical Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 83,047 $0.00 Strike: $0.48 $0.00
Disclosure

SEC source: 0001628280-23-008837 · wf-form4_167944702947968.xml · derivative · entry 2

Podnos Yale · CIK 0001891104 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,047

Underlying: Common stock · 83,047 shares

Expires 2033-03-17

F2 · derivative.exercise_date: The stock options vest as to 1/4th of the options granted on the first anniversary of the Vesting Commencement Date, with the remaining options vesting in four equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all options becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates.

Read SEC document
March 17, 2023 Filed Mar 22, 2023 01:04 UTC
Podnos YaleChief Medical Officer
GrantCommon stock 33,219 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-008837 · wf-form4_167944702947968.xml · nonDerivative · entry 1

Podnos Yale · CIK 0001891104 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,466

F1 · shares: Represents RSUs with 1/4th of the RSUs vesting on the anniversary of March 17, 2023 (the Vesting Commencement Date), with the remaining RSUs vesting in three equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all RSUs becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates.

Read SEC document
March 17, 2023 Filed Mar 22, 2023 01:00 UTC
Shah MihirChief Financial Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 440,477 $0.00 Strike: $0.48 $0.00
Disclosure

SEC source: 0001628280-23-008833 · wf-form4_167944679255330.xml · derivative · entry 2

Shah Mihir · CIK 0001676960 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 440,477

Underlying: Common stock · 440,477 shares

Expires 2033-03-17

F2 · derivative.exercise_date: The stock options vest as to 1/4th of the options granted on the first anniversary of the Vesting Commencement Date, with the remaining options vesting in four equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all options becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates.

Read SEC document
March 17, 2023 Filed Mar 22, 2023 01:00 UTC
Shah MihirChief Financial Officer
GrantCommon stock 176,191 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-008833 · wf-form4_167944679255330.xml · nonDerivative · entry 1

Shah Mihir · CIK 0001676960 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 226,914

F1 · shares: Represents RSUs with 1/4th of the RSUs vesting on the anniversary of March 17, 2023 (the Vesting Commencement Date), with the remaining RSUs vesting in three equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all RSUs becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates.

Read SEC document
March 17, 2023 Filed Mar 22, 2023 00:56 UTC
Miller Matthew PChief Operating Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 169,169 $0.00 Strike: $0.48 $0.00
Disclosure

SEC source: 0001628280-23-008832 · wf-form4_167944655124135.xml · derivative · entry 2

Miller Matthew P · CIK 0001915822 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,169

Underlying: Common stock · 169,169 shares

Expires 2033-03-17

F2 · derivative.exercise_date: The stock options vest as to 1/4th of the options granted on the first anniversary of the Vesting Commencement Date, with the remaining options vesting in four equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all options becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates.

Read SEC document
March 17, 2023 Filed Mar 22, 2023 00:56 UTC
Miller Matthew PChief Operating Officer
GrantCommon stock 67,667 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-008832 · wf-form4_167944655124135.xml · nonDerivative · entry 1

Miller Matthew P · CIK 0001915822 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,992

F1 · shares: Represents RSUs with 1/4th of the RSUs vesting on the anniversary of March 17, 2023 (the Vesting Commencement Date), with the remaining RSUs vesting in three equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all RSUs becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates.

Read SEC document
March 17, 2023 Filed Mar 22, 2023 00:52 UTC GrantCommon stock 29,528 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-008831 · wf-form4_167944632508935.xml · nonDerivative · entry 1

SARIN RAVI YANG · CIK 0001555959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,427

F1 · shares: Represents restricted stock units that vest in full on March 16, 2024, subject to continued service with the Company through such vesting date.

Read SEC document
March 17, 2023 Filed Mar 22, 2023 00:50 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 287,361 $0.00 Strike: $0.48 $0.00
Disclosure

SEC source: 0001628280-23-008830 · wf-form4_167944622505473.xml · derivative · entry 2

Virnich Daniel · CIK 0001891107 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287,361

Underlying: Common stock · 287,361 shares

Expires 2033-03-17

F2 · derivative.exercise_date: The stock options vest as to 1/4th of the options granted on the first anniversary of the Vesting Commencement Date, with the remaining options vesting in four equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all options becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates.

Read SEC document
March 17, 2023 Filed Mar 22, 2023 00:50 UTC GrantCommon stock 114,944 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-008830 · wf-form4_167944622505473.xml · nonDerivative · entry 1

Virnich Daniel · CIK 0001891107 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 738,529

F1 · shares: Represents RSUs with 1/4th of the RSUs vesting on the anniversary of March 17, 2023 (the Vesting Commencement Date), with the remaining RSUs vesting in three equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all RSUs becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates.

Read SEC document
March 17, 2023 Filed Mar 22, 2023 00:49 UTC GrantCommon stock 16,404 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-008829 · wf-form4_167944617091630.xml · nonDerivative · entry 1

O'Meara Maeve · CIK 0001742487 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,104

F1 · shares: Represents restricted stock units that vest in full on March 16, 2024, subject to continued service with the Company through such vesting date.

Read SEC document
March 17, 2023 Filed Mar 22, 2023 00:47 UTC GrantCommon stock 26,247 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-008828 · wf-form4_167944604001492.xml · nonDerivative · entry 1

McGeorge Anne · CIK 0001779934 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,346

F1 · shares: Represents restricted stock units that vest in full on March 16, 2024, subject to continued service with the Company through such vesting date.

Read SEC document
March 17, 2023 Filed Mar 22, 2023 00:46 UTC GrantCommon stock 6,562 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-008827 · wf-form4_167944596405529.xml · nonDerivative · entry 1

Pacala Mark L · CIK 0001321250 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,399

F1 · shares: Represents restricted stock units that vest in full on March 16, 2024, subject to continued service with the Company through such vesting date.

Read SEC document
March 17, 2023 Filed Mar 22, 2023 00:45 UTC GrantCommon stock 19,685 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-008826 · wf-form4_167944590432914.xml · nonDerivative · entry 1

Johnson Karen Marie · CIK 0001892819 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,185

F1 · shares: Represents restricted stock units that vest in full on March 16, 2024, subject to continued service with the Company through such vesting date.

Read SEC document
March 17, 2023 Filed Mar 22, 2023 00:44 UTC
Hively BradDirector · Chief Executive Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 421,280 $0.00 Strike: $0.48 $0.00
Disclosure

SEC source: 0001628280-23-008825 · wf-form4_167944585635107.xml · derivative · entry 2

Hively Brad · CIK 0001891124 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 421,280

Underlying: Common stock · 421,280 shares

Expires 2033-03-17

F2 · derivative.exercise_date: The stock options vest as to 1/4th of the options granted on the first anniversary of the Vesting Commencement Date, with the remaining options vesting in four equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all options becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates.

Read SEC document
March 17, 2023 Filed Mar 22, 2023 00:44 UTC
Hively BradDirector · Chief Executive Officer
GrantCommon stock 168,512 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-008825 · wf-form4_167944585635107.xml · nonDerivative · entry 1

Hively Brad · CIK 0001891124 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 724,182

F1 · shares: Represents RSUs with 1/4th of the RSUs vesting on the anniversary of March 17, 2023 (the Vesting Commencement Date), with the remaining RSUs vesting in three equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all RSUs becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates.

F1 · price: Represents RSUs with 1/4th of the RSUs vesting on the anniversary of March 17, 2023 (the Vesting Commencement Date), with the remaining RSUs vesting in three equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all RSUs becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates.

Read SEC document
December 16, 2022 Filed Dec 21, 2022 01:07 UTC
Miller Matthew PChief Operating Officer
PurchaseCommon Stock 73,684 $0.95 $69,999.80
Disclosure

SEC source: 0001799191-22-000058 · edgardoc.xml · nonDerivative · entry 1

Miller Matthew P · CIK 0001915822 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,325

F1 · shares: The purchase of common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 577 shares, with the reporting persons sale of shares of common stock on November 15, 2022. The reporting person has paid to the Issuer the full amount of the profit realized in connection with the short-swing transaction, less transaction costs, calculated in accordance with Section 16(b).

Read SEC document
December 07, 2022 Filed Dec 9, 2022 00:02 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 175,000 $0.00 Strike: $0.86 $0.00
Disclosure

SEC source: 0001799191-22-000056 · edgardoc.xml · derivative · entry 4

Virnich Daniel · CIK 0001891107 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 654,609

Underlying: Common Stock · 175,000 shares

Expires 2030-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vest as to 1/4th of the total number of shares subject to the option on the first anniversary of March 1, 2020 (the "Original Grant Date"), and as to 1/36th of the total number of shares monthly thereafter, such that 100% of the shares subject to the option will be fully vested on the fourth anniversary of the Original Grant Date, subject to continued employment through the vest date.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 00:02 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 175,000 $0.00 Strike: $0.86 $0.00
Disclosure

SEC source: 0001799191-22-000056 · edgardoc.xml · derivative · entry 3

Virnich Daniel · CIK 0001891107 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 829,609

Underlying: Common Stock · 175,000 shares

Expires 2030-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest monthly for 36 months following November 12, 2021, the date of the closing of the Business Combination.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 00:02 UTC Exercise / conversionCommon Stock 175,000 $0.86 $150,500.00
Disclosure

SEC source: 0001799191-22-000056 · edgardoc.xml · nonDerivative · entry 2

Virnich Daniel · CIK 0001891107 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 00:02 UTC Exercise / conversionCommon Stock 175,000 $0.86 $150,500.00
Disclosure

SEC source: 0001799191-22-000056 · edgardoc.xml · nonDerivative · entry 1

Virnich Daniel · CIK 0001891107 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 17:31 UTC GrantCommon Stock 22,708 $0.00 $0.00
Disclosure

SEC source: 0001799191-22-000031 · edgardoc.xml · nonDerivative · entry 1

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,727

F1 · price: Represents restricted stock units that vest in full on May 17, 2023, subject to continued service with the Company through such vesting date.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 17:32 UTC
Ling GabrielDirector
GrantCommon Stock 29,057 $0.00 $0.00
Disclosure

SEC source: 0001799191-22-000035 · edgardoc.xml · nonDerivative · entry 1

Ling Gabriel · CIK 0001945281 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,057

F1 · price: Represents restricted stock units that vest in full on May 17, 2023, subject to continued service with the Company through such vesting date.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 22:36 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 203,543 $0.00 Strike: $1.87 $0.00
Disclosure

SEC source: 0001799191-22-000044 · edgardoc.xml · derivative · entry 2

Virnich Daniel · CIK 0001891107 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,543

Underlying: Common Stock · 203,543 shares

Expires 2032-11-17

F2 · derivative.exercise_date: The stock options vest as to 1/4th of the options granted on the first anniversary of the Vesting Commencement Date, with the remaining options vesting in four equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all options becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 22:36 UTC GrantCommon Stock 40,101 $0.00 $0.00
Disclosure

SEC source: 0001799191-22-000044 · edgardoc.xml · nonDerivative · entry 1

Virnich Daniel · CIK 0001891107 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,585

F1 · price: Represents RSUs with 1/4th of the RSUs vesting on the anniversary of November 17, 2022 (the Vesting Commencement Date), with the remaining RSUs vesting in three equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all RSUs becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates.

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November 17, 2022 Filed Nov 21, 2022 22:36 UTC
Simoneit DionaChief Accounting Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 52,722 $0.00 Strike: $1.87 $0.00
Disclosure

SEC source: 0001799191-22-000043 · edgardoc.xml · derivative · entry 2

Simoneit Diona · CIK 0001921432 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,722

Underlying: Common Stock · 52,722 shares

Expires 2032-11-17

F2 · derivative.exercise_date: The stock options vest as to 1/4th of the options granted on the first anniversary of the Vesting Commencement Date, with the remaining options vesting in four equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all options becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates.

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November 17, 2022 Filed Nov 21, 2022 22:36 UTC
Simoneit DionaChief Accounting Officer
GrantCommon Stock 10,387 $0.00 $0.00
Disclosure

SEC source: 0001799191-22-000043 · edgardoc.xml · nonDerivative · entry 1

Simoneit Diona · CIK 0001921432 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,705

F1 · price: Represents RSUs with 1/4th of the RSUs vesting on the anniversary of November 17, 2022 (the Vesting Commencement Date), with the remaining RSUs vesting in three equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all RSUs becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates.

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November 17, 2022 Filed Nov 21, 2022 22:35 UTC
Shah MihirChief Financial Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 94,418 $0.00 Strike: $1.87 $0.00
Disclosure

SEC source: 0001799191-22-000042 · edgardoc.xml · derivative · entry 2

Shah Mihir · CIK 0001676960 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,418

Underlying: Common Stock · 94,418 shares

Expires 2032-11-17

F2 · derivative.exercise_date: The stock options vest as to 1/4th of the options granted on the first anniversary of the Vesting Commencement Date, with the remaining options vesting in four equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all options becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates.

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November 17, 2022 Filed Nov 21, 2022 22:35 UTC
Shah MihirChief Financial Officer
GrantCommon Stock 18,602 $0.00 $0.00
Disclosure

SEC source: 0001799191-22-000042 · edgardoc.xml · nonDerivative · entry 1

Shah Mihir · CIK 0001676960 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,723

F1 · price: Represents RSUs with 1/4th of the RSUs vesting on the anniversary of November 17, 2022 (the Vesting Commencement Date), with the remaining RSUs vesting in three equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all RSUs becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates.

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November 17, 2022 Filed Nov 21, 2022 22:35 UTC GrantCommon Stock 22,708 $0.00 $0.00
Disclosure

SEC source: 0001799191-22-000041 · edgardoc.xml · nonDerivative · entry 1

SARIN RAVI YANG · CIK 0001555959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,899

F1 · price: Represents restricted stock units that vest in full on May 17, 2023, subject to continued service with the Company through such vesting date.

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November 17, 2022 Filed Nov 21, 2022 22:34 UTC
Podnos YaleChief Medical Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 71,895 $0.00 Strike: $1.87 $0.00
Disclosure

SEC source: 0001799191-22-000040 · edgardoc.xml · derivative · entry 2

Podnos Yale · CIK 0001891104 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,895

Underlying: Common Stock · 71,895 shares

Expires 2032-11-17

F2 · derivative.exercise_date: The stock options vest as to 1/4th of the options granted on the first anniversary of the Vesting Commencement Date, with the remaining options vesting in four equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all options becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates.

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November 17, 2022 Filed Nov 21, 2022 22:34 UTC
Podnos YaleChief Medical Officer
GrantCommon Stock 14,164 $0.00 $0.00
Disclosure

SEC source: 0001799191-22-000040 · edgardoc.xml · nonDerivative · entry 1

Podnos Yale · CIK 0001891104 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,247

F1 · price: Represents RSUs with 1/4th of the RSUs vesting on the anniversary of November 17, 2022 (the Vesting Commencement Date), with the remaining RSUs vesting in three equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all RSUs becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 22:34 UTC GrantCommon Stock 29,057 $0.00 $0.00
Disclosure

SEC source: 0001799191-22-000039 · edgardoc.xml · nonDerivative · entry 2

Pacala Mark L · CIK 0001321250 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,837

F1 · price: Represents restricted stock units that vest in full on May 17, 2023, subject to continued service with the Company through such vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.