Last 12 months
Inside the activity.
16 purchase rows · 11 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 7 | 0 |
| Apr 2026 | 1 | 2 |
| May 2026 | 3 | 0 |
| Jun 2026 | 2 | 1 |
| Jul 2026 | 2 | 2 |
| Aug 2026 | 1 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 20, 2024 Filed Nov 21, 2024 23:20 UTC |
Podnos YaleChief Medical Officer
|
Disposition to issuerCommon stock | 1,026 | $0.14 | $139.54 |
DisclosureSEC source: 0001799191-24-000041 · wk-form4_1732231216.xml · nonDerivative · entry 3 Podnos Yale · CIK 0001891104 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,968 F1 · shares: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs) pursuant to a sell-to-cover provision included in the RSU Agreement. F2 · price: Price is the volume weighted average selling price of all sales by the Reporting Person on November 20, 2024 within a one-dollar range. Actual prices ranged from $0.135 to $0.168. The Reporting Person hereby undertakes to provide upon request of the Commission staff full information regarding the number of shares sold at each separate price. Read SEC document |
| November 20, 2024 Filed Nov 21, 2024 23:20 UTC |
Podnos YaleChief Medical Officer
|
Disposition to issuerCommon stock | 267 | $0.14 | $36.05 |
DisclosureSEC source: 0001799191-24-000041 · wk-form4_1732231216.xml · nonDerivative · entry 2 Podnos Yale · CIK 0001891104 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,994 F1 · shares: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs) pursuant to a sell-to-cover provision included in the RSU Agreement. F2 · price: Price is the volume weighted average selling price of all sales by the Reporting Person on November 20, 2024 within a one-dollar range. Actual prices ranged from $0.135 to $0.168. The Reporting Person hereby undertakes to provide upon request of the Commission staff full information regarding the number of shares sold at each separate price. Read SEC document |
| November 20, 2024 Filed Nov 21, 2024 23:20 UTC |
Podnos YaleChief Medical Officer
|
Disposition to issuerCommon stock | 1,709 | $0.14 | $232.42 |
DisclosureSEC source: 0001799191-24-000041 · wk-form4_1732231216.xml · nonDerivative · entry 1 Podnos Yale · CIK 0001891104 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,261 F1 · shares: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs) pursuant to a sell-to-cover provision included in the RSU Agreement. F2 · price: Price is the volume weighted average selling price of all sales by the Reporting Person on November 20, 2024 within a one-dollar range. Actual prices ranged from $0.135 to $0.168. The Reporting Person hereby undertakes to provide upon request of the Commission staff full information regarding the number of shares sold at each separate price. Read SEC document |
| November 12, 2024 Filed Nov 18, 2024 23:54 UTC |
Podnos YaleChief Medical Officer
|
OtherCommon stock | 17,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001799191-24-000037 · wk-form4_1731974086.xml · nonDerivative · entry 2 Podnos Yale · CIK 0001891104 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,970 F2 · shares: Reflects the forfeiture of restricted earn-out shares that were unvested due to failure to meet earnout targets of the Issuer's stock price of $15.00 per share for 20 days within any 30 consecutive trading days for the three-year period following November 12, 2021, the date of the closing of the Business Combination, subject to continued employment at such time. Read SEC document |
| November 12, 2024 Filed Nov 18, 2024 23:54 UTC |
Podnos YaleChief Medical Officer
|
OtherCommon stock | 11,359 | $0.00 | $0.00 |
DisclosureSEC source: 0001799191-24-000037 · wk-form4_1731974086.xml · nonDerivative · entry 1 Podnos Yale · CIK 0001891104 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,009 F1 · shares: Reflects the forfeiture of restricted earn-out shares that were unvested due to failure to meet earnout targets of the Issuer's stock price of $12.50 per share for 20 days within any 30 consecutive trading days for the three-year period following November 12, 2021, the date of the closing of the Business Combination, subject to continued employment at such time. Read SEC document |
| November 12, 2024 Filed Nov 18, 2024 23:52 UTC |
Pacala Mark LDirector
|
OtherCommon stock | 30,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001799191-24-000035 · wk-form4_1731973928.xml · nonDerivative · entry 2 Pacala Mark L · CIK 0001321250 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,409 F2 · shares: Reflects the forfeiture of restricted earn-out shares that were unvested due to failure to meet earnout targets of the Issuer's stock price of $15.00 per share for 20 days within any 30 consecutive trading days for the three-year period following November 12, 2021, the date of the closing of the Business Combination, subject to continued employment at such time. Read SEC document |
| November 12, 2024 Filed Nov 18, 2024 23:52 UTC |
Pacala Mark LDirector
|
OtherCommon stock | 20,248 | $0.00 | $0.00 |
DisclosureSEC source: 0001799191-24-000035 · wk-form4_1731973928.xml · nonDerivative · entry 1 Pacala Mark L · CIK 0001321250 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,781 F1 · shares: Reflects the forfeiture of restricted earn-out shares that were unvested due to failure to meet earnout targets of the Issuer's stock price of $12.50 per share for 20 days within any 30 consecutive trading days for the three-year period following November 12, 2021, the date of the closing of the Business Combination, subject to continued employment at such time. Read SEC document |
| November 12, 2024 Filed Nov 18, 2024 23:50 UTC |
Virnich DanielChief Executive Officer
|
OtherCommon stock | 117,142 | $0.00 | $0.00 |
DisclosureSEC source: 0001799191-24-000033 · wk-form4_1731973827.xml · nonDerivative · entry 2 Virnich Daniel · CIK 0001891107 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 721,711 F2 · acquired: Reflects the forfeiture of restricted earn-out shares that were unvested due to failure to meet earnout targets of the Issuer's stock price of $15.00 per share for 20 days within any 30 consecutive trading days for the three-year period following November 12, 2021, the date of the closing of the Business Combination, subject to continued employment at such time. Read SEC document |
| November 12, 2024 Filed Nov 18, 2024 23:50 UTC |
Virnich DanielChief Executive Officer
|
OtherCommon stock | 78,094 | $0.00 | $0.00 |
DisclosureSEC source: 0001799191-24-000033 · wk-form4_1731973827.xml · nonDerivative · entry 1 Virnich Daniel · CIK 0001891107 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 838,853 F1 · acquired: Reflects the forfeiture of restricted earn-out shares that were unvested due to failure to meet earnout targets of the Issuer's stock price of $12.50 per share for 20 days within any 30 consecutive trading days for the three-year period following November 12, 2021, the date of the closing of the Business Combination, subject to continued employment at such time. Read SEC document |
| November 12, 2024 Filed Dec 2, 2024 21:04 UTC |
Hively BradDirector
|
OtherCommon stock | 353,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001799191-24-000063 · wk-form4_1733173486.xml · nonDerivative · entry 1 Hively Brad · CIK 0001891124 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 366,753 F1 · balance_after: Reflects the forfeiture of restricted earn-out shares that were unvested due to failure to meet earnout targets of the Issuer's stock price of $12.50 and $15.00 per share for 20 days within any 30 consecutive trading days for the three-year period following November 12, 2021, the date of the closing of the Business Combination, subject to continued employment at such time. Read SEC document |
| August 16, 2024 Filed Aug 20, 2024 10:15 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
OtherCommon stock | 7,631,418 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-098843 · ownership.xml · nonDerivative · entry 2 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 252,626 F2 · kind: Also on August 16, 2024, following the TOI HC 1 Distribution, Havencrest Healthcare Partners, L.P. made a further pro-rata in-kind distribution of the 7,631,418 shares it received in the TOI HC 1 Distribution to its limited partners in accordance with the governing documents of Havencrest Healthcare Partners, L.P. (the "Havencrest LP Distribution"). Immediately following the Havencrest LP Distribution, Havencrest Healthcare Partners GP, LLC was the record holder of 152,626 shares of the Issuer's common stock and TOI HC I, LLC was the record holder of 100,000 shares of the Issuer's common stock. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. F2 · price: Also on August 16, 2024, following the TOI HC 1 Distribution, Havencrest Healthcare Partners, L.P. made a further pro-rata in-kind distribution of the 7,631,418 shares it received in the TOI HC 1 Distribution to its limited partners in accordance with the governing documents of Havencrest Healthcare Partners, L.P. (the "Havencrest LP Distribution"). Immediately following the Havencrest LP Distribution, Havencrest Healthcare Partners GP, LLC was the record holder of 152,626 shares of the Issuer's common stock and TOI HC I, LLC was the record holder of 100,000 shares of the Issuer's common stock. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. F2 · ownership.nature: Also on August 16, 2024, following the TOI HC 1 Distribution, Havencrest Healthcare Partners, L.P. made a further pro-rata in-kind distribution of the 7,631,418 shares it received in the TOI HC 1 Distribution to its limited partners in accordance with the governing documents of Havencrest Healthcare Partners, L.P. (the "Havencrest LP Distribution"). Immediately following the Havencrest LP Distribution, Havencrest Healthcare Partners GP, LLC was the record holder of 152,626 shares of the Issuer's common stock and TOI HC I, LLC was the record holder of 100,000 shares of the Issuer's common stock. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. Read SEC document |
| August 16, 2024 Filed Aug 20, 2024 10:15 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
OtherCommon stock | 8,701,823 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-098843 · ownership.xml · nonDerivative · entry 1 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 7,884,044 F1 · kind: On August 16, 2024, TOI HC I, LLC distributed an aggregate of 8,701,823 shares of the Issuer's common stock in a pro-rata in-kind distribution to its members in accordance with the governing documents of TOI HC I, LLC (the "TOI HC 1 Distribution"). Immediately following the TOI HC 1 Distribution, Havencrest Healthcare Partners GP, LLC (the "General Partner") was the record holder of 7,631,418 shares of the Issuer's common stock and TOI HC I, LLC was the record holder of 100,000 shares of the Issuer's common stock. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. F1 · price: On August 16, 2024, TOI HC I, LLC distributed an aggregate of 8,701,823 shares of the Issuer's common stock in a pro-rata in-kind distribution to its members in accordance with the governing documents of TOI HC I, LLC (the "TOI HC 1 Distribution"). Immediately following the TOI HC 1 Distribution, Havencrest Healthcare Partners GP, LLC (the "General Partner") was the record holder of 7,631,418 shares of the Issuer's common stock and TOI HC I, LLC was the record holder of 100,000 shares of the Issuer's common stock. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. F1 · ownership.nature: On August 16, 2024, TOI HC I, LLC distributed an aggregate of 8,701,823 shares of the Issuer's common stock in a pro-rata in-kind distribution to its members in accordance with the governing documents of TOI HC I, LLC (the "TOI HC 1 Distribution"). Immediately following the TOI HC 1 Distribution, Havencrest Healthcare Partners GP, LLC (the "General Partner") was the record holder of 7,631,418 shares of the Issuer's common stock and TOI HC I, LLC was the record holder of 100,000 shares of the Issuer's common stock. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. Read SEC document |
| June 17, 2024 Filed Jun 20, 2024 20:17 UTC |
Hively BradDirector
|
Disposition to issuerCommon Stock | 18,121 | $0.46 | $8,295.79 |
DisclosureSEC source: 0001799191-24-000015 · edgardoc.xml · nonDerivative · entry 1 Hively Brad · CIK 0001891124 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 676,203 F1 · shares: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs) pursuant to a sell-to-cover provision included in the RSU Agreement. Read SEC document |
| May 22, 2024 Filed May 23, 2024 23:22 UTC |
Hively BradDirector
|
Disposition to issuerCommon Stock | 19,526 | $0.58 | $11,233.31 |
DisclosureSEC source: 0001799191-24-000013 · edgardoc.xml · nonDerivative · entry 1 Hively Brad · CIK 0001891124 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 694,324 F1 · shares: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs) pursuant to a sell-to-cover provision included in the RSU Agreement. Read SEC document |
| May 21, 2024 Filed May 23, 2024 22:33 UTC |
Virnich DanielChief Executive Officer
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 496,293 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001799191-24-000011 · edgardoc.xml · derivative · entry 3 Virnich Daniel · CIK 0001891107 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 496,293 Underlying: Common Stock · 496,293 shares Expires 2034-05-21 F3 · derivative.exercise_date: The stock options vest as to 1/4th of the options granted on the first anniversary of the Vesting Commencement Date, with the remaining options vesting in three equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all options becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates. Read SEC document |
| May 21, 2024 Filed May 23, 2024 22:33 UTC |
Virnich DanielChief Executive Officer
|
GrantCommon Stock | 198,517 | $0.00 | $0.00 |
DisclosureSEC source: 0001799191-24-000011 · edgardoc.xml · nonDerivative · entry 2 Virnich Daniel · CIK 0001891107 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 916,947 F2 · shares: Represents RSUs with 1/4th of the RSUs vesting on the first anniversary of the Vesting Commencement Date, with the remaining RSUs vesting in three equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all RSUs becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates. Read SEC document |
| May 21, 2024 Filed May 23, 2024 22:33 UTC |
Virnich DanielChief Executive Officer
|
Disposition to issuerCommon Stock | 11,173 | $0.60 | $6,672.52 |
DisclosureSEC source: 0001799191-24-000011 · edgardoc.xml · nonDerivative · entry 1 Virnich Daniel · CIK 0001891107 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 718,430 F1 · shares: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs) pursuant to a sell-to-cover provision included in the RSU Agreement. Read SEC document |
| May 21, 2024 Filed May 23, 2024 22:33 UTC |
Shah MihirChief Financial Officer
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 378,648 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001799191-24-000010 · edgardoc.xml · derivative · entry 2 Shah Mihir · CIK 0001676960 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 378,648 Underlying: Common Stock · 378,648 shares Expires 2034-05-21 F3 · derivative.exercise_date: The stock options vest as to 1/4th of the options granted on the first anniversary of the Vesting Commencement Date, with the remaining options vesting in three equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all options becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates. Read SEC document |
| May 21, 2024 Filed May 23, 2024 22:33 UTC |
Shah MihirChief Financial Officer
|
GrantCommon Stock | 151,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001799191-24-000010 · edgardoc.xml · nonDerivative · entry 1 Shah Mihir · CIK 0001676960 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 474,931 F1 · shares: Represents RSUs with 1/4th of the RSUs vesting on the first anniversary of the Vesting Commencement Date, with the remaining RSUs vesting in three equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all RSUs becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates. F2 · balance_after: Amount includes a reduction of 4,650 shares from the prior filing, as it corrects an inadvertent overstatement of holdings due to clerical error. Read SEC document |
| May 21, 2024 Filed May 23, 2024 22:33 UTC |
Podnos YaleChief Medical Officer
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 43,825 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001799191-24-000009 · edgardoc.xml · derivative · entry 2 Podnos Yale · CIK 0001891104 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,825 Underlying: Common Stock · 43,825 shares Expires 2034-05-21 F2 · derivative.exercise_date: The stock options vest as to 1/4th of the options granted on the first anniversary of the Vesting Commencement Date, with the remaining options vesting in three equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all options becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates. Read SEC document |
| May 21, 2024 Filed May 23, 2024 22:33 UTC |
Podnos YaleChief Medical Officer
|
GrantCommon Stock | 17,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001799191-24-000009 · edgardoc.xml · nonDerivative · entry 1 Podnos Yale · CIK 0001891104 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,368 F1 · shares: Represents RSUs with 1/4th of the RSUs vesting on the first anniversary of the Vesting Commencement Date, with the remaining RSUs vesting in three equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all RSUs becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates. Read SEC document |
| May 21, 2024 Filed May 23, 2024 22:33 UTC |
Castle JeremyChief Operating Officer
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 175,299 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001799191-24-000008 · edgardoc.xml · derivative · entry 2 Castle Jeremy · CIK 0001992507 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,299 Underlying: Common Stock · 175,299 shares Expires 2034-05-21 F2 · derivative.exercise_date: The stock options vest as to 1/4th of the options granted on the first anniversary of the Vesting Commencement Date, with the remaining options vesting in three equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all options becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates. Read SEC document |
| May 21, 2024 Filed May 23, 2024 22:33 UTC |
Castle JeremyChief Operating Officer
|
GrantCommon Stock | 70,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001799191-24-000008 · edgardoc.xml · nonDerivative · entry 1 Castle Jeremy · CIK 0001992507 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,460 F1 · shares: Represents RSUs with 1/4th of the RSUs vesting on the first anniversary of the Vesting Commencement Date, with the remaining RSUs vesting in three equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all RSUs becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 00:07 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
SaleCommon stock | 8,637 | $2.12 | $18,310.44 |
DisclosureSEC source: 0000950170-24-009050 · ownership.xml · nonDerivative · entry 1 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.19, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · ownership.nature: Havencrest Healthcare Partners GP, LLC (the "General Partner") is the record holder of these shares of the Issuer's common stock. Read SEC document |
| January 26, 2024 Filed Jan 27, 2024 00:19 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
SaleCommon stock | 6,979 | $2.14 | $14,935.06 |
DisclosureSEC source: 0000899243-24-000121 · doc4.xml · nonDerivative · entry 3 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 8,637 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.09 to $2.19, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. F4 · ownership.nature: Havencrest Healthcare Partners GP, LLC (the "General Partner") is the record holder of these shares of the Issuer's common stock. Read SEC document |
| January 25, 2024 Filed Jan 27, 2024 00:19 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
SaleCommon stock | 11,882 | $2.07 | $24,595.74 |
DisclosureSEC source: 0000899243-24-000121 · doc4.xml · nonDerivative · entry 2 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 15,616 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.01 to $2.19, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. F4 · ownership.nature: Havencrest Healthcare Partners GP, LLC (the "General Partner") is the record holder of these shares of the Issuer's common stock. Read SEC document |
| January 24, 2024 Filed Jan 27, 2024 00:19 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
SaleCommon stock | 24,915 | $2.30 | $57,304.50 |
DisclosureSEC source: 0000899243-24-000121 · doc4.xml · nonDerivative · entry 1 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 27,498 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.15 to $2.44, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F4 · ownership.nature: Havencrest Healthcare Partners GP, LLC (the "General Partner") is the record holder of these shares of the Issuer's common stock. Read SEC document |
| January 23, 2024 Filed Jan 24, 2024 01:02 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
SaleCommon stock | 5,338 | $2.11 | $11,263.18 |
DisclosureSEC source: 0000899243-24-000108 · doc4.xml · nonDerivative · entry 3 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 52,413 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.08 to $2.16, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. F4 · ownership.nature: Havencrest Healthcare Partners GP, LLC (the "General Partner") is the record holder of these shares of the Issuer's common stock. Read SEC document |
| January 22, 2024 Filed Jan 24, 2024 01:02 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
SaleCommon stock | 10,263 | $2.12 | $21,757.56 |
DisclosureSEC source: 0000899243-24-000108 · doc4.xml · nonDerivative · entry 2 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 57,751 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.08 to $2.19, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. F4 · ownership.nature: Havencrest Healthcare Partners GP, LLC (the "General Partner") is the record holder of these shares of the Issuer's common stock. Read SEC document |
| January 19, 2024 Filed Jan 24, 2024 01:02 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
SaleCommon stock | 11,986 | $2.13 | $25,530.18 |
DisclosureSEC source: 0000899243-24-000108 · doc4.xml · nonDerivative · entry 1 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 68,014 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.19, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F4 · ownership.nature: Havencrest Healthcare Partners GP, LLC (the "General Partner") is the record holder of these shares of the Issuer's common stock. Read SEC document |
| December 28, 2023 Filed Jan 2, 2024 22:01 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
OtherCommon stock | 3,999,998 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-000345 · ownership.xml · nonDerivative · entry 2 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 8,881,823 F2 · kind: Also on December 28, 2023, following the TOI HC I Distribution, the General Partner, on behalf of Havencrest Healthcare Partners, L.P., made a further pro-rata in-kind distribution of the 3,999,998 shares Havencrest Healthcare Partners, L.P. received in the TOI HC I Distribution to Havencrest Healthcare Partners, L.P.'s limited partners in accordance with the governing documents of Havencrest Healthcare Partners, L.P. (the "Havencrest LP Distribution"). Immediately following the Havencrest LP Distribution, Havencrest Healthcare Partners GP, LLC was the record holder of 80,000 shares of the Issuer's common stock and TOI HC I, LLC was the record holder of 8,801,823 shares of the Issuer's common stock. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. F3 · kind: (Continued from footnote 2) Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. F2 · price: Also on December 28, 2023, following the TOI HC I Distribution, the General Partner, on behalf of Havencrest Healthcare Partners, L.P., made a further pro-rata in-kind distribution of the 3,999,998 shares Havencrest Healthcare Partners, L.P. received in the TOI HC I Distribution to Havencrest Healthcare Partners, L.P.'s limited partners in accordance with the governing documents of Havencrest Healthcare Partners, L.P. (the "Havencrest LP Distribution"). Immediately following the Havencrest LP Distribution, Havencrest Healthcare Partners GP, LLC was the record holder of 80,000 shares of the Issuer's common stock and TOI HC I, LLC was the record holder of 8,801,823 shares of the Issuer's common stock. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. F3 · price: (Continued from footnote 2) Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. F2 · ownership.nature: Also on December 28, 2023, following the TOI HC I Distribution, the General Partner, on behalf of Havencrest Healthcare Partners, L.P., made a further pro-rata in-kind distribution of the 3,999,998 shares Havencrest Healthcare Partners, L.P. received in the TOI HC I Distribution to Havencrest Healthcare Partners, L.P.'s limited partners in accordance with the governing documents of Havencrest Healthcare Partners, L.P. (the "Havencrest LP Distribution"). Immediately following the Havencrest LP Distribution, Havencrest Healthcare Partners GP, LLC was the record holder of 80,000 shares of the Issuer's common stock and TOI HC I, LLC was the record holder of 8,801,823 shares of the Issuer's common stock. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. F3 · ownership.nature: (Continued from footnote 2) Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. Read SEC document |
| December 28, 2023 Filed Jan 2, 2024 22:01 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
OtherCommon stock | 4,561,050 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-000345 · ownership.xml · nonDerivative · entry 1 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 12,801,821 F1 · kind: On December 28, 2023, TOI HC I, LLC distributed an aggregate of 4,561,050 shares of the Issuer's common stock in a pro-rata in-kind distribution to its members in accordance with the governing documents of TOI HC I, LLC (the "TOI HC I Distribution"). Immediately following the TOI HC I Distribution, Havencrest Healthcare Partners GP, LLC (the "General Partner") was the record holder of 3,999,998 shares of the Issuer's common stock and TOI HC I, LLC was the record holder of 8,801,823 shares of the Issuer's common stock. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. F1 · price: On December 28, 2023, TOI HC I, LLC distributed an aggregate of 4,561,050 shares of the Issuer's common stock in a pro-rata in-kind distribution to its members in accordance with the governing documents of TOI HC I, LLC (the "TOI HC I Distribution"). Immediately following the TOI HC I Distribution, Havencrest Healthcare Partners GP, LLC (the "General Partner") was the record holder of 3,999,998 shares of the Issuer's common stock and TOI HC I, LLC was the record holder of 8,801,823 shares of the Issuer's common stock. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. F1 · ownership.nature: On December 28, 2023, TOI HC I, LLC distributed an aggregate of 4,561,050 shares of the Issuer's common stock in a pro-rata in-kind distribution to its members in accordance with the governing documents of TOI HC I, LLC (the "TOI HC I Distribution"). Immediately following the TOI HC I Distribution, Havencrest Healthcare Partners GP, LLC (the "General Partner") was the record holder of 3,999,998 shares of the Issuer's common stock and TOI HC I, LLC was the record holder of 8,801,823 shares of the Issuer's common stock. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. Read SEC document |
| December 26, 2023 Filed Dec 28, 2023 17:58 UTC |
BARASCH RICHARD ADirector
|
GrantCommon stock | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-042830 · wk-form4_1703804321.xml · nonDerivative · entry 1 BARASCH RICHARD A · CIK 0001076341 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 337,193 F1 · price: Represents restricted stock units that vest in full on TOI, Inc. 2024 annual shareholder meeting date, subject to continued service with the Company through such vesting date. Read SEC document |
| December 26, 2023 Filed Dec 28, 2023 17:16 UTC |
Ling GabrielDirector
|
GrantCommon stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-042820 · wk-form4_1703801773.xml · nonDerivative · entry 1 Ling Gabriel · CIK 0001945281 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,057 F1 · price: Represents restricted stock units that vest in full on TOI, Inc. 2024 annual shareholder meeting date, subject to continued service with the Company through such vesting date. Read SEC document |
| December 26, 2023 Filed Dec 28, 2023 22:46 UTC |
Hively BradDirector
|
GrantCommon stock | 42,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-042829 · wk-form4_1703803565.xml · nonDerivative · entry 1 Hively Brad · CIK 0001891124 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 713,850 F1 · price: Represents restricted stock units that vest in full on TOI, Inc. 2024 annual shareholder meeting date, subject to continued service with the Company through such vesting date. Read SEC document |
| December 26, 2023 Filed Dec 28, 2023 22:38 UTC |
Johnson Karen MarieDirector
|
GrantCommon stock | 52,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-042826 · wk-form4_1703803101.xml · nonDerivative · entry 1 Johnson Karen Marie · CIK 0001892819 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,185 F1 · price: Represents restricted stock units that vest in full on TOI, Inc. 2024 annual shareholder meeting date, subject to continued service with the Company through such vesting date. Read SEC document |
| December 26, 2023 Filed Dec 28, 2023 22:27 UTC |
Kaushal MohitDirector
|
GrantCommon stock | 53,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-042824 · wk-form4_1703802464.xml · nonDerivative · entry 1 Kaushal Mohit · CIK 0001683021 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,253 F1 · price: Represents restricted stock units that vest in full on TOI, Inc. 2024 annual shareholder meeting date, subject to continued service with the Company through such vesting date. Read SEC document |
| December 26, 2023 Filed Dec 28, 2023 22:06 UTC |
McGeorge AnneDirector
|
GrantCommon stock | 56,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-042818 · wk-form4_1703801197.xml · nonDerivative · entry 1 McGeorge Anne · CIK 0001779934 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 127,346 F1 · price: Represents restricted stock units that vest in full on TOI, Inc. 2024 annual shareholder meeting date, subject to continued service with the Company through such vesting date. Read SEC document |
| December 26, 2023 Filed Dec 28, 2023 21:58 UTC |
O'Meara MaeveDirector
|
GrantCommon stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-042815 · wk-form4_1703800674.xml · nonDerivative · entry 1 O'Meara Maeve · CIK 0001742487 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,104 F1 · price: Represents restricted stock units that vest in full on TOI, Inc. 2024 annual shareholder meeting date, subject to continued service with the Company through such vesting date. Read SEC document |
| December 26, 2023 Filed Dec 28, 2023 21:09 UTC |
Pacala Mark LDirector
|
GrantCommon stock | 46,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-042795 · wk-form4_1703797778.xml · nonDerivative · entry 1 Pacala Mark L · CIK 0001321250 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,029 F1 · price: Represents restricted stock units that vest in full on TOI, Inc. 2024 annual shareholder meeting date, subject to continued service with the Company through such vesting date. Read SEC document |
| December 14, 2023 Filed Dec 18, 2023 20:26 UTC |
Shah MihirChief Financial Officer
|
PurchaseCommon stock | 565 | $1.25 | $706.25 |
DisclosureSEC source: 0001628280-23-041777 · wk-form4_1702931201.xml · nonDerivative · entry 2 Shah Mihir · CIK 0001676960 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 328,122 Read SEC document |
| December 14, 2023 Filed Dec 18, 2023 20:26 UTC |
Shah MihirChief Financial Officer
|
PurchaseCommon stock | 99,435 | $1.27 | $126,282.45 |
DisclosureSEC source: 0001628280-23-041777 · wk-form4_1702931201.xml · nonDerivative · entry 1 Shah Mihir · CIK 0001676960 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 327,557 Read SEC document |
| November 30, 2023 Filed Dec 5, 2023 00:42 UTC |
Castle JeremyChief Operating Officer
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 30,849 | $0.00 Strike: $1.71 | $0.00 |
DisclosureSEC source: 0001628280-23-040679 · wk-form4_1701736970.xml · derivative · entry 2 Castle Jeremy · CIK 0001992507 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,849 Underlying: Common stock · 30,849 shares Expires 2033-11-30 F2 · derivative.exercise_date: The stock options vest as to 1/4th of the options granted on the first anniversary of the Vesting Commencement Date, with the remaining options vesting in four equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all options becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates. Read SEC document |
| November 30, 2023 Filed Dec 5, 2023 00:42 UTC |
Castle JeremyChief Operating Officer
|
GrantCommon stock | 12,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-040679 · wk-form4_1701736970.xml · nonDerivative · entry 1 Castle Jeremy · CIK 0001992507 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,340 F1 · shares: Represents RSUs with 1/4th of the RSUs vesting on the anniversary of November 30, 2023 (the Vesting Commencement Date), with the remaining RSUs vesting in three equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all RSUs becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates. Read SEC document |
| November 21, 2023 Filed Nov 23, 2023 02:01 UTC |
Hively BradDirector
|
Disposition to issuerCommon stock | 25,867 | $2.19 | $56,726.33 |
DisclosureSEC source: 0001628280-23-039913 · wk-form4_1700704878.xml · nonDerivative · entry 1 Hively Brad · CIK 0001891124 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 671,198 Read SEC document |
| November 21, 2023 Filed Nov 23, 2023 01:47 UTC |
Virnich DanielChief Executive Officer
|
Disposition to issuerCommon stock | 4,322 | $2.19 | $9,478.15 |
DisclosureSEC source: 0001628280-23-039911 · wk-form4_1700704014.xml · nonDerivative · entry 1 Virnich Daniel · CIK 0001891107 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 729,603 Read SEC document |
| November 21, 2023 Filed Nov 23, 2023 01:37 UTC |
Podnos YaleChief Medical Officer
|
Disposition to issuerCommon stock | 1,530 | $2.19 | $3,355.29 |
DisclosureSEC source: 0001628280-23-039909 · wk-form4_1700703432.xml · nonDerivative · entry 1 Podnos Yale · CIK 0001891104 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,838 Read SEC document |
| November 17, 2023 Filed Nov 22, 2023 00:27 UTC |
Hively BradDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $0.85 | $0.00 |
DisclosureSEC source: 0001628280-23-039815 · wk-form4_1700612843.xml · derivative · entry 3 Hively Brad · CIK 0001891124 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,745,431 Underlying: Common stock · 25,000 shares Expires 2029-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest monthly for 36 months following November 12, 2021, the date of the closing of the Business Combination. Read SEC document |
| November 17, 2023 Filed Nov 22, 2023 00:27 UTC |
Hively BradDirector
|
SaleCommon stock | 25,000 | $2.24 | $56,000.00 |
DisclosureSEC source: 0001628280-23-039815 · wk-form4_1700612843.xml · nonDerivative · entry 2 Hively Brad · CIK 0001891124 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 697,065 Read SEC document |
| November 17, 2023 Filed Nov 22, 2023 00:27 UTC |
Hively BradDirector
|
Exercise / conversionCommon stock | 25,000 | $0.85 | $21,250.00 |
DisclosureSEC source: 0001628280-23-039815 · wk-form4_1700612843.xml · nonDerivative · entry 1 Hively Brad · CIK 0001891124 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 722,065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.