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Starling Oncology, Inc.

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5327
SEC CIK
0001799191
Parsed reports
266

Last 12 months

Inside the activity.

16 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202501
Jan 202601
Feb 202600
Mar 202670
Apr 202612
May 202630
Jun 202621
Jul 202622
Aug 202611
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 20, 2024 Filed Nov 21, 2024 23:20 UTC
Podnos YaleChief Medical Officer
Disposition to issuerCommon stock 1,026 $0.14 $139.54
Disclosure

SEC source: 0001799191-24-000041 · wk-form4_1732231216.xml · nonDerivative · entry 3

Podnos Yale · CIK 0001891104 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,968

F1 · shares: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs) pursuant to a sell-to-cover provision included in the RSU Agreement.

F2 · price: Price is the volume weighted average selling price of all sales by the Reporting Person on November 20, 2024 within a one-dollar range. Actual prices ranged from $0.135 to $0.168. The Reporting Person hereby undertakes to provide upon request of the Commission staff full information regarding the number of shares sold at each separate price.

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November 20, 2024 Filed Nov 21, 2024 23:20 UTC
Podnos YaleChief Medical Officer
Disposition to issuerCommon stock 267 $0.14 $36.05
Disclosure

SEC source: 0001799191-24-000041 · wk-form4_1732231216.xml · nonDerivative · entry 2

Podnos Yale · CIK 0001891104 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,994

F1 · shares: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs) pursuant to a sell-to-cover provision included in the RSU Agreement.

F2 · price: Price is the volume weighted average selling price of all sales by the Reporting Person on November 20, 2024 within a one-dollar range. Actual prices ranged from $0.135 to $0.168. The Reporting Person hereby undertakes to provide upon request of the Commission staff full information regarding the number of shares sold at each separate price.

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November 20, 2024 Filed Nov 21, 2024 23:20 UTC
Podnos YaleChief Medical Officer
Disposition to issuerCommon stock 1,709 $0.14 $232.42
Disclosure

SEC source: 0001799191-24-000041 · wk-form4_1732231216.xml · nonDerivative · entry 1

Podnos Yale · CIK 0001891104 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,261

F1 · shares: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs) pursuant to a sell-to-cover provision included in the RSU Agreement.

F2 · price: Price is the volume weighted average selling price of all sales by the Reporting Person on November 20, 2024 within a one-dollar range. Actual prices ranged from $0.135 to $0.168. The Reporting Person hereby undertakes to provide upon request of the Commission staff full information regarding the number of shares sold at each separate price.

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November 12, 2024 Filed Nov 18, 2024 23:54 UTC
Podnos YaleChief Medical Officer
OtherCommon stock 17,039 $0.00 $0.00
Disclosure

SEC source: 0001799191-24-000037 · wk-form4_1731974086.xml · nonDerivative · entry 2

Podnos Yale · CIK 0001891104 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,970

F2 · shares: Reflects the forfeiture of restricted earn-out shares that were unvested due to failure to meet earnout targets of the Issuer's stock price of $15.00 per share for 20 days within any 30 consecutive trading days for the three-year period following November 12, 2021, the date of the closing of the Business Combination, subject to continued employment at such time.

Read SEC document
November 12, 2024 Filed Nov 18, 2024 23:54 UTC
Podnos YaleChief Medical Officer
OtherCommon stock 11,359 $0.00 $0.00
Disclosure

SEC source: 0001799191-24-000037 · wk-form4_1731974086.xml · nonDerivative · entry 1

Podnos Yale · CIK 0001891104 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,009

F1 · shares: Reflects the forfeiture of restricted earn-out shares that were unvested due to failure to meet earnout targets of the Issuer's stock price of $12.50 per share for 20 days within any 30 consecutive trading days for the three-year period following November 12, 2021, the date of the closing of the Business Combination, subject to continued employment at such time.

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November 12, 2024 Filed Nov 18, 2024 23:52 UTC OtherCommon stock 30,372 $0.00 $0.00
Disclosure

SEC source: 0001799191-24-000035 · wk-form4_1731973928.xml · nonDerivative · entry 2

Pacala Mark L · CIK 0001321250 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,409

F2 · shares: Reflects the forfeiture of restricted earn-out shares that were unvested due to failure to meet earnout targets of the Issuer's stock price of $15.00 per share for 20 days within any 30 consecutive trading days for the three-year period following November 12, 2021, the date of the closing of the Business Combination, subject to continued employment at such time.

Read SEC document
November 12, 2024 Filed Nov 18, 2024 23:52 UTC OtherCommon stock 20,248 $0.00 $0.00
Disclosure

SEC source: 0001799191-24-000035 · wk-form4_1731973928.xml · nonDerivative · entry 1

Pacala Mark L · CIK 0001321250 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,781

F1 · shares: Reflects the forfeiture of restricted earn-out shares that were unvested due to failure to meet earnout targets of the Issuer's stock price of $12.50 per share for 20 days within any 30 consecutive trading days for the three-year period following November 12, 2021, the date of the closing of the Business Combination, subject to continued employment at such time.

Read SEC document
November 12, 2024 Filed Nov 18, 2024 23:50 UTC
Virnich DanielChief Executive Officer
OtherCommon stock 117,142 $0.00 $0.00
Disclosure

SEC source: 0001799191-24-000033 · wk-form4_1731973827.xml · nonDerivative · entry 2

Virnich Daniel · CIK 0001891107 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 721,711

F2 · acquired: Reflects the forfeiture of restricted earn-out shares that were unvested due to failure to meet earnout targets of the Issuer's stock price of $15.00 per share for 20 days within any 30 consecutive trading days for the three-year period following November 12, 2021, the date of the closing of the Business Combination, subject to continued employment at such time.

Read SEC document
November 12, 2024 Filed Nov 18, 2024 23:50 UTC
Virnich DanielChief Executive Officer
OtherCommon stock 78,094 $0.00 $0.00
Disclosure

SEC source: 0001799191-24-000033 · wk-form4_1731973827.xml · nonDerivative · entry 1

Virnich Daniel · CIK 0001891107 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 838,853

F1 · acquired: Reflects the forfeiture of restricted earn-out shares that were unvested due to failure to meet earnout targets of the Issuer's stock price of $12.50 per share for 20 days within any 30 consecutive trading days for the three-year period following November 12, 2021, the date of the closing of the Business Combination, subject to continued employment at such time.

Read SEC document
November 12, 2024 Filed Dec 2, 2024 21:04 UTC
Hively BradDirector
OtherCommon stock 353,450 $0.00 $0.00
Disclosure

SEC source: 0001799191-24-000063 · wk-form4_1733173486.xml · nonDerivative · entry 1

Hively Brad · CIK 0001891124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 366,753

F1 · balance_after: Reflects the forfeiture of restricted earn-out shares that were unvested due to failure to meet earnout targets of the Issuer's stock price of $12.50 and $15.00 per share for 20 days within any 30 consecutive trading days for the three-year period following November 12, 2021, the date of the closing of the Business Combination, subject to continued employment at such time.

Read SEC document
August 16, 2024 Filed Aug 20, 2024 10:15 UTC
TOI HC I, LLC10% owner
OtherCommon stock 7,631,418 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-098843 · ownership.xml · nonDerivative · entry 2

Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner

Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner

TOI HC I, LLC · CIK 0001892154 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 252,626

F2 · kind: Also on August 16, 2024, following the TOI HC 1 Distribution, Havencrest Healthcare Partners, L.P. made a further pro-rata in-kind distribution of the 7,631,418 shares it received in the TOI HC 1 Distribution to its limited partners in accordance with the governing documents of Havencrest Healthcare Partners, L.P. (the "Havencrest LP Distribution"). Immediately following the Havencrest LP Distribution, Havencrest Healthcare Partners GP, LLC was the record holder of 152,626 shares of the Issuer's common stock and TOI HC I, LLC was the record holder of 100,000 shares of the Issuer's common stock. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

F2 · price: Also on August 16, 2024, following the TOI HC 1 Distribution, Havencrest Healthcare Partners, L.P. made a further pro-rata in-kind distribution of the 7,631,418 shares it received in the TOI HC 1 Distribution to its limited partners in accordance with the governing documents of Havencrest Healthcare Partners, L.P. (the "Havencrest LP Distribution"). Immediately following the Havencrest LP Distribution, Havencrest Healthcare Partners GP, LLC was the record holder of 152,626 shares of the Issuer's common stock and TOI HC I, LLC was the record holder of 100,000 shares of the Issuer's common stock. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

F2 · ownership.nature: Also on August 16, 2024, following the TOI HC 1 Distribution, Havencrest Healthcare Partners, L.P. made a further pro-rata in-kind distribution of the 7,631,418 shares it received in the TOI HC 1 Distribution to its limited partners in accordance with the governing documents of Havencrest Healthcare Partners, L.P. (the "Havencrest LP Distribution"). Immediately following the Havencrest LP Distribution, Havencrest Healthcare Partners GP, LLC was the record holder of 152,626 shares of the Issuer's common stock and TOI HC I, LLC was the record holder of 100,000 shares of the Issuer's common stock. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

Read SEC document
August 16, 2024 Filed Aug 20, 2024 10:15 UTC
TOI HC I, LLC10% owner
OtherCommon stock 8,701,823 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-098843 · ownership.xml · nonDerivative · entry 1

Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner

Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner

TOI HC I, LLC · CIK 0001892154 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 7,884,044

F1 · kind: On August 16, 2024, TOI HC I, LLC distributed an aggregate of 8,701,823 shares of the Issuer's common stock in a pro-rata in-kind distribution to its members in accordance with the governing documents of TOI HC I, LLC (the "TOI HC 1 Distribution"). Immediately following the TOI HC 1 Distribution, Havencrest Healthcare Partners GP, LLC (the "General Partner") was the record holder of 7,631,418 shares of the Issuer's common stock and TOI HC I, LLC was the record holder of 100,000 shares of the Issuer's common stock. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

F1 · price: On August 16, 2024, TOI HC I, LLC distributed an aggregate of 8,701,823 shares of the Issuer's common stock in a pro-rata in-kind distribution to its members in accordance with the governing documents of TOI HC I, LLC (the "TOI HC 1 Distribution"). Immediately following the TOI HC 1 Distribution, Havencrest Healthcare Partners GP, LLC (the "General Partner") was the record holder of 7,631,418 shares of the Issuer's common stock and TOI HC I, LLC was the record holder of 100,000 shares of the Issuer's common stock. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

F1 · ownership.nature: On August 16, 2024, TOI HC I, LLC distributed an aggregate of 8,701,823 shares of the Issuer's common stock in a pro-rata in-kind distribution to its members in accordance with the governing documents of TOI HC I, LLC (the "TOI HC 1 Distribution"). Immediately following the TOI HC 1 Distribution, Havencrest Healthcare Partners GP, LLC (the "General Partner") was the record holder of 7,631,418 shares of the Issuer's common stock and TOI HC I, LLC was the record holder of 100,000 shares of the Issuer's common stock. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

Read SEC document
June 17, 2024 Filed Jun 20, 2024 20:17 UTC
Hively BradDirector
Disposition to issuerCommon Stock 18,121 $0.46 $8,295.79
Disclosure

SEC source: 0001799191-24-000015 · edgardoc.xml · nonDerivative · entry 1

Hively Brad · CIK 0001891124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 676,203

F1 · shares: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs) pursuant to a sell-to-cover provision included in the RSU Agreement.

Read SEC document
May 22, 2024 Filed May 23, 2024 23:22 UTC
Hively BradDirector
Disposition to issuerCommon Stock 19,526 $0.58 $11,233.31
Disclosure

SEC source: 0001799191-24-000013 · edgardoc.xml · nonDerivative · entry 1

Hively Brad · CIK 0001891124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 694,324

F1 · shares: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs) pursuant to a sell-to-cover provision included in the RSU Agreement.

Read SEC document
May 21, 2024 Filed May 23, 2024 22:33 UTC
Virnich DanielChief Executive Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 496,293 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001799191-24-000011 · edgardoc.xml · derivative · entry 3

Virnich Daniel · CIK 0001891107 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 496,293

Underlying: Common Stock · 496,293 shares

Expires 2034-05-21

F3 · derivative.exercise_date: The stock options vest as to 1/4th of the options granted on the first anniversary of the Vesting Commencement Date, with the remaining options vesting in three equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all options becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates.

Read SEC document
May 21, 2024 Filed May 23, 2024 22:33 UTC
Virnich DanielChief Executive Officer
GrantCommon Stock 198,517 $0.00 $0.00
Disclosure

SEC source: 0001799191-24-000011 · edgardoc.xml · nonDerivative · entry 2

Virnich Daniel · CIK 0001891107 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 916,947

F2 · shares: Represents RSUs with 1/4th of the RSUs vesting on the first anniversary of the Vesting Commencement Date, with the remaining RSUs vesting in three equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all RSUs becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates.

Read SEC document
May 21, 2024 Filed May 23, 2024 22:33 UTC
Virnich DanielChief Executive Officer
Disposition to issuerCommon Stock 11,173 $0.60 $6,672.52
Disclosure

SEC source: 0001799191-24-000011 · edgardoc.xml · nonDerivative · entry 1

Virnich Daniel · CIK 0001891107 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 718,430

F1 · shares: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs) pursuant to a sell-to-cover provision included in the RSU Agreement.

Read SEC document
May 21, 2024 Filed May 23, 2024 22:33 UTC
Shah MihirChief Financial Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 378,648 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001799191-24-000010 · edgardoc.xml · derivative · entry 2

Shah Mihir · CIK 0001676960 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 378,648

Underlying: Common Stock · 378,648 shares

Expires 2034-05-21

F3 · derivative.exercise_date: The stock options vest as to 1/4th of the options granted on the first anniversary of the Vesting Commencement Date, with the remaining options vesting in three equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all options becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates.

Read SEC document
May 21, 2024 Filed May 23, 2024 22:33 UTC
Shah MihirChief Financial Officer
GrantCommon Stock 151,459 $0.00 $0.00
Disclosure

SEC source: 0001799191-24-000010 · edgardoc.xml · nonDerivative · entry 1

Shah Mihir · CIK 0001676960 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 474,931

F1 · shares: Represents RSUs with 1/4th of the RSUs vesting on the first anniversary of the Vesting Commencement Date, with the remaining RSUs vesting in three equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all RSUs becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates.

F2 · balance_after: Amount includes a reduction of 4,650 shares from the prior filing, as it corrects an inadvertent overstatement of holdings due to clerical error.

Read SEC document
May 21, 2024 Filed May 23, 2024 22:33 UTC
Podnos YaleChief Medical Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 43,825 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001799191-24-000009 · edgardoc.xml · derivative · entry 2

Podnos Yale · CIK 0001891104 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,825

Underlying: Common Stock · 43,825 shares

Expires 2034-05-21

F2 · derivative.exercise_date: The stock options vest as to 1/4th of the options granted on the first anniversary of the Vesting Commencement Date, with the remaining options vesting in three equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all options becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates.

Read SEC document
May 21, 2024 Filed May 23, 2024 22:33 UTC
Podnos YaleChief Medical Officer
GrantCommon Stock 17,530 $0.00 $0.00
Disclosure

SEC source: 0001799191-24-000009 · edgardoc.xml · nonDerivative · entry 1

Podnos Yale · CIK 0001891104 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,368

F1 · shares: Represents RSUs with 1/4th of the RSUs vesting on the first anniversary of the Vesting Commencement Date, with the remaining RSUs vesting in three equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all RSUs becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates.

Read SEC document
May 21, 2024 Filed May 23, 2024 22:33 UTC
Castle JeremyChief Operating Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 175,299 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001799191-24-000008 · edgardoc.xml · derivative · entry 2

Castle Jeremy · CIK 0001992507 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,299

Underlying: Common Stock · 175,299 shares

Expires 2034-05-21

F2 · derivative.exercise_date: The stock options vest as to 1/4th of the options granted on the first anniversary of the Vesting Commencement Date, with the remaining options vesting in three equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all options becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates.

Read SEC document
May 21, 2024 Filed May 23, 2024 22:33 UTC
Castle JeremyChief Operating Officer
GrantCommon Stock 70,120 $0.00 $0.00
Disclosure

SEC source: 0001799191-24-000008 · edgardoc.xml · nonDerivative · entry 1

Castle Jeremy · CIK 0001992507 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,460

F1 · shares: Represents RSUs with 1/4th of the RSUs vesting on the first anniversary of the Vesting Commencement Date, with the remaining RSUs vesting in three equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all RSUs becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 00:07 UTC
TOI HC I, LLC10% owner
SaleCommon stock 8,637 $2.12 $18,310.44
Disclosure

SEC source: 0000950170-24-009050 · ownership.xml · nonDerivative · entry 1

Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner

Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner

TOI HC I, LLC · CIK 0001892154 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.19, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · ownership.nature: Havencrest Healthcare Partners GP, LLC (the "General Partner") is the record holder of these shares of the Issuer's common stock.

Read SEC document
January 26, 2024 Filed Jan 27, 2024 00:19 UTC
TOI HC I, LLC10% owner
SaleCommon stock 6,979 $2.14 $14,935.06
Disclosure

SEC source: 0000899243-24-000121 · doc4.xml · nonDerivative · entry 3

Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner

Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner

TOI HC I, LLC · CIK 0001892154 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 8,637

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.09 to $2.19, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

F4 · ownership.nature: Havencrest Healthcare Partners GP, LLC (the "General Partner") is the record holder of these shares of the Issuer's common stock.

Read SEC document
January 25, 2024 Filed Jan 27, 2024 00:19 UTC
TOI HC I, LLC10% owner
SaleCommon stock 11,882 $2.07 $24,595.74
Disclosure

SEC source: 0000899243-24-000121 · doc4.xml · nonDerivative · entry 2

Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner

Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner

TOI HC I, LLC · CIK 0001892154 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 15,616

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.01 to $2.19, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F4 · ownership.nature: Havencrest Healthcare Partners GP, LLC (the "General Partner") is the record holder of these shares of the Issuer's common stock.

Read SEC document
January 24, 2024 Filed Jan 27, 2024 00:19 UTC
TOI HC I, LLC10% owner
SaleCommon stock 24,915 $2.30 $57,304.50
Disclosure

SEC source: 0000899243-24-000121 · doc4.xml · nonDerivative · entry 1

Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner

Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner

TOI HC I, LLC · CIK 0001892154 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 27,498

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.15 to $2.44, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F4 · ownership.nature: Havencrest Healthcare Partners GP, LLC (the "General Partner") is the record holder of these shares of the Issuer's common stock.

Read SEC document
January 23, 2024 Filed Jan 24, 2024 01:02 UTC
TOI HC I, LLC10% owner
SaleCommon stock 5,338 $2.11 $11,263.18
Disclosure

SEC source: 0000899243-24-000108 · doc4.xml · nonDerivative · entry 3

Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner

Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner

TOI HC I, LLC · CIK 0001892154 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 52,413

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.08 to $2.16, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

F4 · ownership.nature: Havencrest Healthcare Partners GP, LLC (the "General Partner") is the record holder of these shares of the Issuer's common stock.

Read SEC document
January 22, 2024 Filed Jan 24, 2024 01:02 UTC
TOI HC I, LLC10% owner
SaleCommon stock 10,263 $2.12 $21,757.56
Disclosure

SEC source: 0000899243-24-000108 · doc4.xml · nonDerivative · entry 2

Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner

Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner

TOI HC I, LLC · CIK 0001892154 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 57,751

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.08 to $2.19, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F4 · ownership.nature: Havencrest Healthcare Partners GP, LLC (the "General Partner") is the record holder of these shares of the Issuer's common stock.

Read SEC document
January 19, 2024 Filed Jan 24, 2024 01:02 UTC
TOI HC I, LLC10% owner
SaleCommon stock 11,986 $2.13 $25,530.18
Disclosure

SEC source: 0000899243-24-000108 · doc4.xml · nonDerivative · entry 1

Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner

Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner

TOI HC I, LLC · CIK 0001892154 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 68,014

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.19, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F4 · ownership.nature: Havencrest Healthcare Partners GP, LLC (the "General Partner") is the record holder of these shares of the Issuer's common stock.

Read SEC document
December 28, 2023 Filed Jan 2, 2024 22:01 UTC
TOI HC I, LLC10% owner
OtherCommon stock 3,999,998 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-000345 · ownership.xml · nonDerivative · entry 2

Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner

Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner

TOI HC I, LLC · CIK 0001892154 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 8,881,823

F2 · kind: Also on December 28, 2023, following the TOI HC I Distribution, the General Partner, on behalf of Havencrest Healthcare Partners, L.P., made a further pro-rata in-kind distribution of the 3,999,998 shares Havencrest Healthcare Partners, L.P. received in the TOI HC I Distribution to Havencrest Healthcare Partners, L.P.'s limited partners in accordance with the governing documents of Havencrest Healthcare Partners, L.P. (the "Havencrest LP Distribution"). Immediately following the Havencrest LP Distribution, Havencrest Healthcare Partners GP, LLC was the record holder of 80,000 shares of the Issuer's common stock and TOI HC I, LLC was the record holder of 8,801,823 shares of the Issuer's common stock. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P.

F3 · kind: (Continued from footnote 2) Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

F2 · price: Also on December 28, 2023, following the TOI HC I Distribution, the General Partner, on behalf of Havencrest Healthcare Partners, L.P., made a further pro-rata in-kind distribution of the 3,999,998 shares Havencrest Healthcare Partners, L.P. received in the TOI HC I Distribution to Havencrest Healthcare Partners, L.P.'s limited partners in accordance with the governing documents of Havencrest Healthcare Partners, L.P. (the "Havencrest LP Distribution"). Immediately following the Havencrest LP Distribution, Havencrest Healthcare Partners GP, LLC was the record holder of 80,000 shares of the Issuer's common stock and TOI HC I, LLC was the record holder of 8,801,823 shares of the Issuer's common stock. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P.

F3 · price: (Continued from footnote 2) Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

F2 · ownership.nature: Also on December 28, 2023, following the TOI HC I Distribution, the General Partner, on behalf of Havencrest Healthcare Partners, L.P., made a further pro-rata in-kind distribution of the 3,999,998 shares Havencrest Healthcare Partners, L.P. received in the TOI HC I Distribution to Havencrest Healthcare Partners, L.P.'s limited partners in accordance with the governing documents of Havencrest Healthcare Partners, L.P. (the "Havencrest LP Distribution"). Immediately following the Havencrest LP Distribution, Havencrest Healthcare Partners GP, LLC was the record holder of 80,000 shares of the Issuer's common stock and TOI HC I, LLC was the record holder of 8,801,823 shares of the Issuer's common stock. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P.

F3 · ownership.nature: (Continued from footnote 2) Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

Read SEC document
December 28, 2023 Filed Jan 2, 2024 22:01 UTC
TOI HC I, LLC10% owner
OtherCommon stock 4,561,050 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-000345 · ownership.xml · nonDerivative · entry 1

Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner

Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner

TOI HC I, LLC · CIK 0001892154 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 12,801,821

F1 · kind: On December 28, 2023, TOI HC I, LLC distributed an aggregate of 4,561,050 shares of the Issuer's common stock in a pro-rata in-kind distribution to its members in accordance with the governing documents of TOI HC I, LLC (the "TOI HC I Distribution"). Immediately following the TOI HC I Distribution, Havencrest Healthcare Partners GP, LLC (the "General Partner") was the record holder of 3,999,998 shares of the Issuer's common stock and TOI HC I, LLC was the record holder of 8,801,823 shares of the Issuer's common stock. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

F1 · price: On December 28, 2023, TOI HC I, LLC distributed an aggregate of 4,561,050 shares of the Issuer's common stock in a pro-rata in-kind distribution to its members in accordance with the governing documents of TOI HC I, LLC (the "TOI HC I Distribution"). Immediately following the TOI HC I Distribution, Havencrest Healthcare Partners GP, LLC (the "General Partner") was the record holder of 3,999,998 shares of the Issuer's common stock and TOI HC I, LLC was the record holder of 8,801,823 shares of the Issuer's common stock. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

F1 · ownership.nature: On December 28, 2023, TOI HC I, LLC distributed an aggregate of 4,561,050 shares of the Issuer's common stock in a pro-rata in-kind distribution to its members in accordance with the governing documents of TOI HC I, LLC (the "TOI HC I Distribution"). Immediately following the TOI HC I Distribution, Havencrest Healthcare Partners GP, LLC (the "General Partner") was the record holder of 3,999,998 shares of the Issuer's common stock and TOI HC I, LLC was the record holder of 8,801,823 shares of the Issuer's common stock. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

Read SEC document
December 26, 2023 Filed Dec 28, 2023 17:58 UTC GrantCommon stock 80,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-042830 · wk-form4_1703804321.xml · nonDerivative · entry 1

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 337,193

F1 · price: Represents restricted stock units that vest in full on TOI, Inc. 2024 annual shareholder meeting date, subject to continued service with the Company through such vesting date.

Read SEC document
December 26, 2023 Filed Dec 28, 2023 17:16 UTC
Ling GabrielDirector
GrantCommon stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-042820 · wk-form4_1703801773.xml · nonDerivative · entry 1

Ling Gabriel · CIK 0001945281 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,057

F1 · price: Represents restricted stock units that vest in full on TOI, Inc. 2024 annual shareholder meeting date, subject to continued service with the Company through such vesting date.

Read SEC document
December 26, 2023 Filed Dec 28, 2023 22:46 UTC
Hively BradDirector
GrantCommon stock 42,652 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-042829 · wk-form4_1703803565.xml · nonDerivative · entry 1

Hively Brad · CIK 0001891124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 713,850

F1 · price: Represents restricted stock units that vest in full on TOI, Inc. 2024 annual shareholder meeting date, subject to continued service with the Company through such vesting date.

Read SEC document
December 26, 2023 Filed Dec 28, 2023 22:38 UTC GrantCommon stock 52,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-042826 · wk-form4_1703803101.xml · nonDerivative · entry 1

Johnson Karen Marie · CIK 0001892819 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,185

F1 · price: Represents restricted stock units that vest in full on TOI, Inc. 2024 annual shareholder meeting date, subject to continued service with the Company through such vesting date.

Read SEC document
December 26, 2023 Filed Dec 28, 2023 22:27 UTC GrantCommon stock 53,326 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-042824 · wk-form4_1703802464.xml · nonDerivative · entry 1

Kaushal Mohit · CIK 0001683021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,253

F1 · price: Represents restricted stock units that vest in full on TOI, Inc. 2024 annual shareholder meeting date, subject to continued service with the Company through such vesting date.

Read SEC document
December 26, 2023 Filed Dec 28, 2023 22:06 UTC GrantCommon stock 56,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-042818 · wk-form4_1703801197.xml · nonDerivative · entry 1

McGeorge Anne · CIK 0001779934 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,346

F1 · price: Represents restricted stock units that vest in full on TOI, Inc. 2024 annual shareholder meeting date, subject to continued service with the Company through such vesting date.

Read SEC document
December 26, 2023 Filed Dec 28, 2023 21:58 UTC GrantCommon stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-042815 · wk-form4_1703800674.xml · nonDerivative · entry 1

O'Meara Maeve · CIK 0001742487 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,104

F1 · price: Represents restricted stock units that vest in full on TOI, Inc. 2024 annual shareholder meeting date, subject to continued service with the Company through such vesting date.

Read SEC document
December 26, 2023 Filed Dec 28, 2023 21:09 UTC GrantCommon stock 46,630 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-042795 · wk-form4_1703797778.xml · nonDerivative · entry 1

Pacala Mark L · CIK 0001321250 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,029

F1 · price: Represents restricted stock units that vest in full on TOI, Inc. 2024 annual shareholder meeting date, subject to continued service with the Company through such vesting date.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 20:26 UTC
Shah MihirChief Financial Officer
PurchaseCommon stock 565 $1.25 $706.25
Disclosure

SEC source: 0001628280-23-041777 · wk-form4_1702931201.xml · nonDerivative · entry 2

Shah Mihir · CIK 0001676960 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 328,122

Read SEC document
December 14, 2023 Filed Dec 18, 2023 20:26 UTC
Shah MihirChief Financial Officer
PurchaseCommon stock 99,435 $1.27 $126,282.45
Disclosure

SEC source: 0001628280-23-041777 · wk-form4_1702931201.xml · nonDerivative · entry 1

Shah Mihir · CIK 0001676960 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 327,557

Read SEC document
November 30, 2023 Filed Dec 5, 2023 00:42 UTC
Castle JeremyChief Operating Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 30,849 $0.00 Strike: $1.71 $0.00
Disclosure

SEC source: 0001628280-23-040679 · wk-form4_1701736970.xml · derivative · entry 2

Castle Jeremy · CIK 0001992507 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,849

Underlying: Common stock · 30,849 shares

Expires 2033-11-30

F2 · derivative.exercise_date: The stock options vest as to 1/4th of the options granted on the first anniversary of the Vesting Commencement Date, with the remaining options vesting in four equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all options becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates.

Read SEC document
November 30, 2023 Filed Dec 5, 2023 00:42 UTC
Castle JeremyChief Operating Officer
GrantCommon stock 12,340 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-040679 · wk-form4_1701736970.xml · nonDerivative · entry 1

Castle Jeremy · CIK 0001992507 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,340

F1 · shares: Represents RSUs with 1/4th of the RSUs vesting on the anniversary of November 30, 2023 (the Vesting Commencement Date), with the remaining RSUs vesting in three equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all RSUs becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates.

Read SEC document
November 21, 2023 Filed Nov 23, 2023 02:01 UTC
Hively BradDirector
Disposition to issuerCommon stock 25,867 $2.19 $56,726.33
Disclosure

SEC source: 0001628280-23-039913 · wk-form4_1700704878.xml · nonDerivative · entry 1

Hively Brad · CIK 0001891124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 671,198

Read SEC document
November 21, 2023 Filed Nov 23, 2023 01:47 UTC
Virnich DanielChief Executive Officer
Disposition to issuerCommon stock 4,322 $2.19 $9,478.15
Disclosure

SEC source: 0001628280-23-039911 · wk-form4_1700704014.xml · nonDerivative · entry 1

Virnich Daniel · CIK 0001891107 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 729,603

Read SEC document
November 21, 2023 Filed Nov 23, 2023 01:37 UTC
Podnos YaleChief Medical Officer
Disposition to issuerCommon stock 1,530 $2.19 $3,355.29
Disclosure

SEC source: 0001628280-23-039909 · wk-form4_1700703432.xml · nonDerivative · entry 1

Podnos Yale · CIK 0001891104 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,838

Read SEC document
November 17, 2023 Filed Nov 22, 2023 00:27 UTC
Hively BradDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001628280-23-039815 · wk-form4_1700612843.xml · derivative · entry 3

Hively Brad · CIK 0001891124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,745,431

Underlying: Common stock · 25,000 shares

Expires 2029-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest monthly for 36 months following November 12, 2021, the date of the closing of the Business Combination.

Read SEC document
November 17, 2023 Filed Nov 22, 2023 00:27 UTC
Hively BradDirector
SaleCommon stock 25,000 $2.24 $56,000.00
Disclosure

SEC source: 0001628280-23-039815 · wk-form4_1700612843.xml · nonDerivative · entry 2

Hively Brad · CIK 0001891124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 697,065

Read SEC document
November 17, 2023 Filed Nov 22, 2023 00:27 UTC
Hively BradDirector
Exercise / conversionCommon stock 25,000 $0.85 $21,250.00
Disclosure

SEC source: 0001628280-23-039815 · wk-form4_1700612843.xml · nonDerivative · entry 1

Hively Brad · CIK 0001891124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 722,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.