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STEM

STEM, INC.

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7172
SEC CIK
0001758766
Parsed reports
395

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202601
Mar 202608
Apr 202600
May 202600
Jun 202600
Jul 202605
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 30, 2024 Filed Apr 30, 2024 21:21 UTC
Laureles Saul R.Chief Legal Officer
SaleCommon Stock, Par Value $0.0001 Per Share 822 $1.87 $1,537.14
Disclosure

SEC source: 0001758766-24-000081 · wk-form4_1714512064.xml · nonDerivative · entry 2

Laureles Saul R. · CIK 0001672864 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,990

F1 · shares: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.

Read SEC document
April 30, 2024 Filed Apr 30, 2024 17:21 UTC
BUSH WILLIAM JOHNChief Financial Officer
SaleCommon Stock, Par Value $0.0001 Per Share 24,035 $1.87 $44,945.45
Disclosure

SEC source: 0001758766-24-000083 · wk-form4_1714512105.xml · nonDerivative · entry 3

BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 390,217

F1 · shares: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.

Read SEC document
April 28, 2024 Filed Apr 30, 2024 17:21 UTC
Russo AlanChief Revenue Officer
Exercise / conversionRestricted Stock Unit · Derivative 4,254 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000080 · wk-form4_1714512051.xml · derivative · entry 5

Russo Alan · CIK 0001864029 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,749

Underlying: Common Stock, Par Value $0.0001 Per Share · 4,254 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On July 2, 2021, the reporting person was granted 17,018 RSUs vesting in four equal annual installments beginning on April 28, 2022.

F3 · derivative.expiration_date: On July 2, 2021, the reporting person was granted 17,018 RSUs vesting in four equal annual installments beginning on April 28, 2022.

Read SEC document
April 28, 2024 Filed Apr 30, 2024 17:21 UTC
Russo AlanChief Revenue Officer
Exercise / conversionRestricted Stock Unit · Derivative 65,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000080 · wk-form4_1714512051.xml · derivative · entry 4

Russo Alan · CIK 0001864029 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,003

Underlying: Common Stock, Par Value $0.0001 Per Share · 65,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On July 2, 2021, the reporting person was granted 65,000 RSUs vesting 100% on April 28, 2024.

F2 · derivative.expiration_date: On July 2, 2021, the reporting person was granted 65,000 RSUs vesting 100% on April 28, 2024.

Read SEC document
April 28, 2024 Filed Apr 30, 2024 17:21 UTC
Russo AlanChief Revenue Officer
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share 4,254 $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000080 · wk-form4_1714512051.xml · nonDerivative · entry 2

Russo Alan · CIK 0001864029 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 237,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2024 Filed Apr 30, 2024 17:21 UTC
Russo AlanChief Revenue Officer
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share 65,000 $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000080 · wk-form4_1714512051.xml · nonDerivative · entry 1

Russo Alan · CIK 0001864029 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2024 Filed Apr 30, 2024 17:22 UTC
Patel PrakeshChief Strategy Officer
Exercise / conversionRestricted Stock Unit · Derivative 65,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000084 · wk-form4_1714512126.xml · derivative · entry 5

Patel Prakesh · CIK 0001863629 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,947

Underlying: Common Stock, Par Value $0.0001 Per Share · 65,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On July 2, 2021, the reporting person was granted 65,000 RSUs vesting 100% on April 28, 2024.

F3 · derivative.expiration_date: On July 2, 2021, the reporting person was granted 65,000 RSUs vesting 100% on April 28, 2024.

Read SEC document
April 28, 2024 Filed Apr 30, 2024 17:22 UTC
Patel PrakeshChief Strategy Officer
Exercise / conversionRestricted Stock Unit · Derivative 3,453 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000084 · wk-form4_1714512126.xml · derivative · entry 4

Patel Prakesh · CIK 0001863629 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,947

Underlying: Common Stock, Par Value $0.0001 Per Share · 3,453 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On July 2, 2021, the reporting person was granted 13,812 RSUs vesting in four equal annual installments beginning on April 28, 2022.

F2 · derivative.expiration_date: On July 2, 2021, the reporting person was granted 13,812 RSUs vesting in four equal annual installments beginning on April 28, 2022.

Read SEC document
April 28, 2024 Filed Apr 30, 2024 17:22 UTC
Patel PrakeshChief Strategy Officer
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share 3,453 $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000084 · wk-form4_1714512126.xml · nonDerivative · entry 2

Patel Prakesh · CIK 0001863629 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,531

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2024 Filed Apr 30, 2024 17:22 UTC
Patel PrakeshChief Strategy Officer
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share 65,000 $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000084 · wk-form4_1714512126.xml · nonDerivative · entry 1

Patel Prakesh · CIK 0001863629 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2024 Filed Apr 30, 2024 21:21 UTC
Laureles Saul R.Chief Legal Officer
Exercise / conversionRestricted Stock Unit · Derivative 3,453 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000081 · wk-form4_1714512064.xml · derivative · entry 3

Laureles Saul R. · CIK 0001672864 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,154

Underlying: Common Stock, Par Value $0.0001 Per Share · 3,453 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On July 2, 2021, the reporting person was granted 13,812 RSUs vesting in four equal annual installments beginning on April 28, 2022.

F2 · derivative.expiration_date: On July 2, 2021, the reporting person was granted 13,812 RSUs vesting in four equal annual installments beginning on April 28, 2022.

Read SEC document
April 28, 2024 Filed Apr 30, 2024 21:21 UTC
Laureles Saul R.Chief Legal Officer
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share 3,453 $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000081 · wk-form4_1714512064.xml · nonDerivative · entry 1

Laureles Saul R. · CIK 0001672864 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2024 Filed Apr 30, 2024 21:21 UTC
Carrington John EugeneDirector · CEO and Director
Exercise / conversionRestricted Stock Unit · Derivative 9,866 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000082 · wk-form4_1714512077.xml · derivative · entry 4

Carrington John Eugene · CIK 0001434884 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 705,412

Underlying: Common Stock, Par Value $0.0001 Per Share · 9,866 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On July 2, 2021, the reporting person was granted 39,463 RSUs vesting in four equal annual installments beginning on April 28, 2022.

F2 · derivative.expiration_date: On July 2, 2021, the reporting person was granted 39,463 RSUs vesting in four equal annual installments beginning on April 28, 2022.

Read SEC document
April 28, 2024 Filed Apr 30, 2024 21:21 UTC
Carrington John EugeneDirector · CEO and Director
Exercise / conversionRestricted Stock Unit · Derivative 428,572 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000082 · wk-form4_1714512077.xml · derivative · entry 3

Carrington John Eugene · CIK 0001434884 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 715,278

Underlying: Common Stock, Par Value $0.0001 Per Share · 428,572 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On July 2, 2021, the reporting person was granted 1,000,000 RSUs vesting as follows: 3/7th (428,572 RSUs) vesting on April 28, 2024, and 1/7th (142,857 RSUs) vesting on each anniversary thereafter.

F1 · derivative.expiration_date: On July 2, 2021, the reporting person was granted 1,000,000 RSUs vesting as follows: 3/7th (428,572 RSUs) vesting on April 28, 2024, and 1/7th (142,857 RSUs) vesting on each anniversary thereafter.

Read SEC document
April 28, 2024 Filed Apr 30, 2024 21:21 UTC
Carrington John EugeneDirector · CEO and Director
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share 9,866 $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000082 · wk-form4_1714512077.xml · nonDerivative · entry 2

Carrington John Eugene · CIK 0001434884 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2024 Filed Apr 30, 2024 21:21 UTC
Carrington John EugeneDirector · CEO and Director
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share 428,572 $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000082 · wk-form4_1714512077.xml · nonDerivative · entry 1

Carrington John Eugene · CIK 0001434884 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 690,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2024 Filed Apr 30, 2024 17:21 UTC
BUSH WILLIAM JOHNChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 3,946 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000083 · wk-form4_1714512105.xml · derivative · entry 5

BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 448,380

Underlying: Common Stock, Par Value $0.0001 Per Share · 3,946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On July 2, 2021, the reporting person was granted 15,785 RSUs vesting in four equal annual installments beginning on April 28, 2022.

F3 · derivative.expiration_date: On July 2, 2021, the reporting person was granted 15,785 RSUs vesting in four equal annual installments beginning on April 28, 2022.

Read SEC document
April 28, 2024 Filed Apr 30, 2024 17:21 UTC
BUSH WILLIAM JOHNChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 65,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000083 · wk-form4_1714512105.xml · derivative · entry 4

BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 452,326

Underlying: Common Stock, Par Value $0.0001 Per Share · 65,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On July 2, 2021, the reporting person was granted 65,000 RSUs vesting 100% on April 28, 2024.

F2 · derivative.expiration_date: On July 2, 2021, the reporting person was granted 65,000 RSUs vesting 100% on April 28, 2024.

Read SEC document
April 28, 2024 Filed Apr 30, 2024 17:21 UTC
BUSH WILLIAM JOHNChief Financial Officer
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share 3,946 $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000083 · wk-form4_1714512105.xml · nonDerivative · entry 2

BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 414,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2024 Filed Apr 30, 2024 17:21 UTC
BUSH WILLIAM JOHNChief Financial Officer
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share 65,000 $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000083 · wk-form4_1714512105.xml · nonDerivative · entry 1

BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 410,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 19, 2024 Filed Apr 22, 2024 17:13 UTC GrantRestricted Stock Unit · Derivative 12,138 $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000079 · wk-form4_1713820408.xml · derivative · entry 1

Cunningham Gerard · CIK 0002019923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,138

Underlying: Common Stock, Par Value $0.0001 Per Share · 12,138 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock, par value $0.0001 per share.

F2 · derivative.exercise_date: The RSU award vests 100% on June 7, 2024.

F2 · derivative.expiration_date: The RSU award vests 100% on June 7, 2024.

Read SEC document
March 19, 2024 Filed Mar 20, 2024 22:08 UTC
Schaefer RobertPresident, Transformational
SaleCommon Stock, Par Value $0.0001 Per Share 100,000 $1.82 $182,000.00
Disclosure

SEC source: 0001758766-24-000060 · wk-form4_1710972481.xml · nonDerivative · entry 1

Schaefer Robert · CIK 0001916675 · President, Transformational

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 716,110

Read SEC document
March 19, 2024 Filed Mar 20, 2024 22:07 UTC
Tappin MatthewPresident, Asset Management
SaleCommon Stock, Par Value $0.0001 Per Share 26,640 $1.82 $48,484.80
Disclosure

SEC source: 0001758766-24-000059 · wk-form4_1710972425.xml · nonDerivative · entry 1

Tappin Matthew · CIK 0001986259 · President, Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,248

Read SEC document
March 18, 2024 Filed Mar 20, 2024 22:04 UTC PurchaseCommon Stock, Par Value $0.0001 Per Share 33,800 $1.81 $61,178.00
Disclosure

SEC source: 0001758766-24-000058 · wk-form4_1710972256.xml · nonDerivative · entry 1

BUZBY DAVID S · CIK 0001244203 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 768,448

Read SEC document
March 18, 2024 Filed Jun 10, 2024 20:13 UTC Amendment PurchaseCommon Stock, Par Value $0.0001 Per Share 33,800 $1.81 $61,178.00
Disclosure

SEC source: 0001758766-24-000130 · wk-form4a_1718050371.xml · nonDerivative · entry 4

BUZBY DAVID S · CIK 0001244203 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,300

F4 · balance_after: The Form 4 filed on March 20, 2024 incorrectly reported that, following the reporting person's purchase of 33,800 shares of common stock on March 18, 2024, he directly owned 768,448 shares of common stock. In fact, as reported in this amendment, the reporting person directly owned 96,300 shares after such transaction.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 22:13 UTC PurchaseCommon Stock, Par Value $0.0001 Per Share 62,500 $1.84 $115,000.00
Disclosure

SEC source: 0001758766-24-000057 · wk-form4_1710799967.xml · nonDerivative · entry 1

BUZBY DAVID S · CIK 0001244203 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 734,648

Read SEC document
March 15, 2024 Filed Mar 18, 2024 21:16 UTC
Homenock KimChief People Officer
PurchaseCommon Stock, Par Value $0.0001 Per Share 24,000 $1.84 $44,160.00
Disclosure

SEC source: 0001758766-24-000056 · wk-form4_1710796551.xml · nonDerivative · entry 2

Homenock Kim · CIK 0001941731 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,989

Read SEC document
March 15, 2024 Filed Mar 18, 2024 21:15 UTC
Carlson Michael JamesChief Operating Officer
PurchaseCommon Stock, Par Value $0.0001 Per Share 44,882 $1.75 $78,543.50
Disclosure

SEC source: 0001758766-24-000055 · wk-form4_1710796540.xml · nonDerivative · entry 2

Carlson Michael James · CIK 0001948274 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,903

Read SEC document
March 15, 2024 Filed Jun 10, 2024 20:13 UTC Amendment PurchaseCommon Stock, Par Value $0.0001 Per Share 62,500 $1.84 $115,000.00
Disclosure

SEC source: 0001758766-24-000130 · wk-form4a_1718050371.xml · nonDerivative · entry 3

BUZBY DAVID S · CIK 0001244203 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,500

F3 · balance_after: The Form 4 filed on March 18, 2024 incorrectly reported that, following the reporting person's purchase of 62,500 shares of common stock on March 15, 2024, he owned 734,648 shares of common stock. In fact, as reported in this amendment, the reporting person directly owned 62,500 shares after such transaction.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:16 UTC
Homenock KimChief People Officer
Exercise / conversionRestricted Stock Unit · Derivative 16,689 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000056 · wk-form4_1710796551.xml · derivative · entry 3

Homenock Kim · CIK 0001941731 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,221

Underlying: Common Stock, Par Value $0.0001 Per Share · 16,689 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On March 14, 2022, the reporting person was granted 66,755 RSUs vesting in three annual installments (33% / 33% / 34%) beginning on March 14, 2023.

F1 · derivative.expiration_date: On March 14, 2022, the reporting person was granted 66,755 RSUs vesting in three annual installments (33% / 33% / 34%) beginning on March 14, 2023.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:16 UTC
Homenock KimChief People Officer
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share 16,689 $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000056 · wk-form4_1710796551.xml · nonDerivative · entry 1

Homenock Kim · CIK 0001941731 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:15 UTC
Carlson Michael JamesChief Operating Officer
PurchaseCommon Stock, Par Value $0.0001 Per Share 10,118 $1.75 $17,706.50
Disclosure

SEC source: 0001758766-24-000055 · wk-form4_1710796540.xml · nonDerivative · entry 1

Carlson Michael James · CIK 0001948274 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,021

Read SEC document
March 13, 2024 Filed Mar 14, 2024 16:12 UTC
Johnson larshChief Technology Officer
SaleCommon Stock, Par Value $0.0001 Per Share 21,428 $2.00 $42,856.00
Disclosure

SEC source: 0001758766-24-000054 · wk-form4_1710447115.xml · nonDerivative · entry 2

Johnson larsh · CIK 0001864717 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,739

Read SEC document
March 12, 2024 Filed Mar 14, 2024 16:12 UTC
Johnson larshChief Technology Officer
SaleCommon Stock, Par Value $0.0001 Per Share 20,000 $2.00 $40,000.00
Disclosure

SEC source: 0001758766-24-000054 · wk-form4_1710447115.xml · nonDerivative · entry 1

Johnson larsh · CIK 0001864717 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,167

Read SEC document
March 11, 2024 Filed Mar 12, 2024 20:16 UTC
Shukla RahulChief Accounting Officer
SaleCommon Stock, Par Value $0.0001 Per Share 21,332 $2.21 $47,143.72
Disclosure

SEC source: 0001758766-24-000050 · wk-form4_1710274551.xml · nonDerivative · entry 2

Shukla Rahul · CIK 0001900919 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 08, 2024 Filed Mar 12, 2024 20:16 UTC
Shukla RahulChief Accounting Officer
SaleCommon Stock, Par Value $0.0001 Per Share 19,899 $2.19 $43,578.81
Disclosure

SEC source: 0001758766-24-000050 · wk-form4_1710274551.xml · nonDerivative · entry 1

Shukla Rahul · CIK 0001900919 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,332

F1 · shares: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the issuance of shares previously reported in the Form 4 filed on March 5, 2024. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 16:15 UTC
Johnson larshChief Technology Officer
SaleCommon Stock, Par Value $0.0001 Per Share 35,880 $2.19 $78,577.20
Disclosure

SEC source: 0001758766-24-000049 · wk-form4_1710274538.xml · nonDerivative · entry 1

Johnson larsh · CIK 0001864717 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 120,167

F1 · shares: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the issuance of shares previously reported in the Form 4 filed on March 5, 2024. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 16:15 UTC
Patel PrakeshChief Strategy Officer
SaleCommon Stock, Par Value $0.0001 Per Share 35,902 $2.19 $78,625.38
Disclosure

SEC source: 0001758766-24-000048 · wk-form4_1710274527.xml · nonDerivative · entry 1

Patel Prakesh · CIK 0001863629 · Chief Strategy Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 137,078

F1 · shares: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the issuance of shares previously reported in the Form 4 filed on March 5, 2024. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.

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March 08, 2024 Filed Mar 12, 2024 20:17 UTC
Laureles Saul R.Chief Legal Officer
SaleCommon Stock, Par Value $0.0001 Per Share 26,602 $2.19 $58,258.38
Disclosure

SEC source: 0001758766-24-000053 · wk-form4_1710274604.xml · nonDerivative · entry 1

Laureles Saul R. · CIK 0001672864 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 148,359

F1 · shares: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the issuance of shares previously reported in the Form 4 filed on March 5, 2024. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.

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March 08, 2024 Filed Mar 12, 2024 20:15 UTC
Carrington John EugeneDirector · CEO and Director
SaleCommon Stock, Par Value $0.0001 Per Share 85,038 $2.19 $186,233.22
Disclosure

SEC source: 0001758766-24-000047 · wk-form4_1710274512.xml · nonDerivative · entry 1

Carrington John Eugene · CIK 0001434884 · Director · CEO and Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 262,318

F1 · shares: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the issuance of shares previously reported in the Form 4 filed on March 5, 2024. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.

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March 08, 2024 Filed Mar 12, 2024 16:14 UTC
BUSH WILLIAM JOHNChief Financial Officer
SaleCommon Stock, Par Value $0.0001 Per Share 46,034 $2.19 $100,814.46
Disclosure

SEC source: 0001758766-24-000045 · wk-form4_1710274470.xml · nonDerivative · entry 1

BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 345,306

F1 · shares: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the issuance of shares previously reported in the Form 4 filed on March 5, 2024. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.

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March 08, 2024 Filed Mar 12, 2024 20:16 UTC
Homenock KimChief People Officer
SaleCommon Stock, Par Value $0.0001 Per Share 26,512 $2.19 $58,061.28
Disclosure

SEC source: 0001758766-24-000052 · wk-form4_1710274587.xml · nonDerivative · entry 1

Homenock Kim · CIK 0001941731 · Chief People Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 121,300

F1 · shares: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the issuance of shares previously reported in the Form 4 filed on March 5, 2024. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.

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March 08, 2024 Filed Mar 12, 2024 20:16 UTC
Schaefer RobertPresident, Transformational
SaleCommon Stock, Par Value $0.0001 Per Share 37,463 $2.19 $82,043.97
Disclosure

SEC source: 0001758766-24-000051 · wk-form4_1710274575.xml · nonDerivative · entry 1

Schaefer Robert · CIK 0001916675 · President, Transformational

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 816,110

F1 · shares: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the issuance of shares previously reported in the Form 4 filed on March 5, 2024. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.

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March 08, 2024 Filed Mar 12, 2024 20:15 UTC
Carlson Michael JamesChief Operating Officer
SaleCommon Stock, Par Value $0.0001 Per Share 35,269 $2.19 $77,239.11
Disclosure

SEC source: 0001758766-24-000046 · wk-form4_1710274492.xml · nonDerivative · entry 1

Carlson Michael James · CIK 0001948274 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 73,903

F1 · shares: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the issuance of shares previously reported in the Form 4 filed on March 5, 2024. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.

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March 08, 2024 Filed Mar 12, 2024 20:14 UTC
Tappin MatthewPresident, Asset Management
SaleCommon Stock, Par Value $0.0001 Per Share 24,899 $2.19 $54,528.81
Disclosure

SEC source: 0001758766-24-000044 · wk-form4_1710274449.xml · nonDerivative · entry 1

Tappin Matthew · CIK 0001986259 · President, Asset Management

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 41,888

F1 · shares: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the issuance of shares previously reported in the Form 4 filed on March 5, 2024. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.

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March 05, 2024 Filed Mar 7, 2024 22:04 UTC
Tappin MatthewPresident, Asset Management
SaleCommon Stock, Par Value $0.0001 Per Share 3,837 $2.41 $9,247.17
Disclosure

SEC source: 0001758766-24-000043 · wk-form4_1709849065.xml · nonDerivative · entry 1

Tappin Matthew · CIK 0001986259 · President, Asset Management

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,787

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2023.

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March 04, 2024 Filed Mar 5, 2024 21:20 UTC
Shukla RahulChief Accounting Officer
SaleCommon Stock, Par Value $0.0001 Per Share 20,204 $2.47 $49,903.88
Disclosure

SEC source: 0001758766-24-000032 · wk-form4_1709673597.xml · nonDerivative · entry 2

Shukla Rahul · CIK 0001900919 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,231

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March 04, 2024 Filed Mar 5, 2024 16:22 UTC
Johnson larshChief Technology Officer
SaleCommon Stock, Par Value $0.0001 Per Share 7,153 $2.48 $17,739.44
Disclosure

SEC source: 0001758766-24-000035 · wk-form4_1709673696.xml · nonDerivative · entry 3

Johnson larsh · CIK 0001864717 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,047

F2 · shares: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.

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March 04, 2024 Filed Mar 5, 2024 16:23 UTC
Russo AlanChief Revenue Officer
SaleCommon Stock, Par Value $0.0001 Per Share 7,153 $2.48 $17,739.44
Disclosure

SEC source: 0001758766-24-000038 · wk-form4_1709673789.xml · nonDerivative · entry 2

Russo Alan · CIK 0001864029 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,798

F1 · shares: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.

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March 04, 2024 Filed Mar 5, 2024 16:23 UTC
Patel PrakeshChief Strategy Officer
SaleCommon Stock, Par Value $0.0001 Per Share 7,153 $2.48 $17,739.44
Disclosure

SEC source: 0001758766-24-000037 · wk-form4_1709673749.xml · nonDerivative · entry 3

Patel Prakesh · CIK 0001863629 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,980

F2 · shares: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.