person · Reporting owner

Cunningham Gerard

Disclosed activity across 1 company

Tapewire entity: 87884
SEC CIK: 0002019923

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
STEM, INC.STEM · Entity 7172	Director	August 28, 2024	August 30, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

STEM, INC.

Report date August 28, 2024 · Filed August 30, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.00 · Expires 2034-08-28	Direct	45,000	Reported balance After 2024-08-28 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2024-08-28 · Grant · Acquired 45,000 · Balance 45,000 F1: The option award vests in three equal monthly installments, subject to the reporting person's continuing service as Chair of the Software Strategy Working Group on the applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The option award vests in three equal monthly installments, subject to the reporting person's continuing service as Chair of the Software Strategy Working Group on the applicable vesting date.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
August 28, 2024 Filed Aug 30, 2024 16:14 UTC	STEM, INC. STEM · Entity 7172	GrantStock Option (Right to Buy) · Derivative	45,000	$0.00 Strike: $1.00	$0.00	Disclosure SEC source: 0001758766-24-000160 · wk-form4_1725048880.xml · derivative · entry 1 Cunningham Gerard · CIK 0002019923 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock, Par Value $0.0001 Per Share · 45,000 shares Expires 2034-08-28 F1 · derivative.exercise_date: The option award vests in three equal monthly installments, subject to the reporting person's continuing service as Chair of the Software Strategy Working Group on the applicable vesting date. Read SEC document
July 18, 2024 Filed Jul 22, 2024 16:10 UTC	STEM, INC. STEM · Entity 7172	GrantRestricted Stock Unit · Derivative	75,727	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001758766-24-000143 · wk-form4_1721679039.xml · derivative · entry 1 Cunningham Gerard · CIK 0002019923 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 185,963 Underlying: Common Stock, Par Value $0.0001 Per Share · 75,727 shares Expires not disclosed F1 · derivative.exercise_date: The RSU award vests 100% on June 26, 2025. F1 · derivative.expiration_date: The RSU award vests 100% on June 26, 2025. Read SEC document
June 07, 2024 Filed Jun 10, 2024 16:13 UTC	STEM, INC. STEM · Entity 7172	Exercise / conversionRestricted Stock Unit · Derivative	12,138	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001758766-24-000133 · wk-form4_1718050408.xml · derivative · entry 2 Cunningham Gerard · CIK 0002019923 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,236 Underlying: Common Stock, Par Value $0.0001 Per Share · 12,138 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: On April 19, 2024, the reporting person was granted 12,138 RSUs vesting 100% on June 7, 2024. F1 · derivative.expiration_date: On April 19, 2024, the reporting person was granted 12,138 RSUs vesting 100% on June 7, 2024. Read SEC document
June 07, 2024 Filed Jun 10, 2024 16:13 UTC	STEM, INC. STEM · Entity 7172	Exercise / conversionCommon Stock, Par Value $0.0001 Per Share	12,138	$0.00	$0.00	Disclosure SEC source: 0001758766-24-000133 · wk-form4_1718050408.xml · nonDerivative · entry 1 Cunningham Gerard · CIK 0002019923 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,138 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 29, 2024 Filed May 30, 2024 16:31 UTC	STEM, INC. STEM · Entity 7172	GrantRestricted Stock Unit · Derivative	110,236	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001758766-24-000120 · wk-form4_1717101107.xml · derivative · entry 1 Cunningham Gerard · CIK 0002019923 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,374 Underlying: Common Stock, Par Value $0.0001 Per Share · 110,236 shares Expires not disclosed F1 · derivative.exercise_date: The RSU award vests 100% on May 29, 2025. F1 · derivative.expiration_date: The RSU award vests 100% on May 29, 2025. Read SEC document
April 19, 2024 Filed Apr 22, 2024 17:13 UTC	STEM, INC. STEM · Entity 7172	GrantRestricted Stock Unit · Derivative	12,138	$0.00	$0.00	Disclosure SEC source: 0001758766-24-000079 · wk-form4_1713820408.xml · derivative · entry 1 Cunningham Gerard · CIK 0002019923 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,138 Underlying: Common Stock, Par Value $0.0001 Per Share · 12,138 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock, par value $0.0001 per share. F2 · derivative.exercise_date: The RSU award vests 100% on June 7, 2024. F2 · derivative.expiration_date: The RSU award vests 100% on June 7, 2024. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.